HAROLD P. STURGEON, Plаintiff and Appellant, v. COUNTY OF LOS ANGELES et al., Defendants and Respondents.
No. G051016
Fourth Dist., Div. Three
Dec. 14, 2015
242 Cal.App.4th 1437
Judicial Watch, Sterling E. Norris and Paul J. Orfanedes for Plaintiff and Appellant.
Jones Day, Elwood Lui, Erica L. Reilley and Charlotte S. Wasserstein for Defendants and Respondents.
OPINION
BEDSWORTH, Acting P. J.—
I. INTRODUCTION
In 2008, plaintiff Harold P. Sturgeon successfully sued Los Angeles County, and the suit reverberated throughout the state. Sturgeon asserted that
In immediate response to Sturgeon I, the Legislature added
The court in Sturgeon II also observed the new legislation was but an “interim measure.” (Sturgeon II, supra, 191 Cal.App.4th at p. 354.) The court said it was “not a permanent response to either the constitutional issues we identified in Sturgeon I or the difficult problem of adopting a compensation scheme that deals with varying economic circumstances in an equitable аnd efficient manner.” (Ibid.) It predicted that unless the Legislature enacted a more “comprehensive response” to the issue of state trial judge compensation, future litigation would be initiated, either by taxpayers like Sturgeon or perhaps by judges. (Id. at pp. 355-356.) But then the court added a second forecast: “We are confident that the Legislature within a reasonable period of time will act to adopt a uniform statewide system of judicial compensation.” (Id. at p. 356.)
In Greek mythology, Cassandra‘s punishment for refusing to have sex with Apollo was a “gift” of accurate prophecy accompanied by the curse of having no one listen to her. The Sturgeon II court‘s forecast of further litigation was
We affirm the dismissal of Sturgeon‘s challenge to the Los Angeles County practice. As we explain below, the Legislature built better than it knew. Properly construed,
II. FACTS
Because of the nature of Sturgeon‘s challenge in the present appeal, we must provide short summaries of the relevant parts of Sturgeon I and Sturgeon II. Sturgeon I held that the word “compensation” in
The Sturgeon I court determined the benefits provided by the county were indeed “compensation,” and as such “must be prescribed by the Legislature.” (Sturgeon I, supra, 167 Cal.App.4th at p. 644 [rejecting equivalence of salary and compensation].) The court rejected Los Angeles County‘s fallback position that the Legislature had indeed “prescribed” superior court compensation by enacting
In sum, Sturgeon I held that neither
Because Sturgeon I was a reversal of a judgment entered after summary judgment, the decision only returned the case to its status prior to the county‘s summary judgment motion. The court did not direct a verdict for plaintiff Sturgeon. That procedural posture allowed some time for the Legislature to analyze the decision‘s impliсations and act upon them. Governor Schwarzenegger called the Legislature into special session to consider the state‘s economy in early December 2008 (Sturgeon II, supra, 191 Cal.App.4th at p. 349), and a product of that special session was
As to Sturgeon‘s first argument—the room for choice still left to the counties—the Sturgeon II court said there were now sufficient safeguards in
Then Sturgeon II added a coda, rather clearly intended to prod the Legislature to further action. In its final paragraph, the opinion stressed that X2 11 was “the Legislature‘s interim response to Sturgeon I,” and if the Legislature didn‘t come up with a “more comprehensive response,” more litigation wоuld “most likely” follow, either from “taxpayers or members of the bench themselves.” (Sturgeon II, supra, 191 Cal.App.4th at pp. 355-356.) As we have noted, the Sturgeon II court also predicted the Legislature would soon enact a more permanent “uniform statewide system of judicial compensation.” (Id. at p. 356.) And, as we have also noted, it has not.
Hence, Sturgeon III. Sturgeon filed this action on April 1, 2014, against Los Angeles County and its board of supervisors for having authorized the payment of supplemental benefits—the 2013 value of which was about
Sturgeon filed his complaint in this action, as he had in Sturgeon I and Sturgeon II, in Los Angeles County. As in the previous cases, the entire court immediately recused itself.8 The Judicial Council then assigned this case to an Orange County Superior Court judgе, Kirk Nakamura. When Judge Nakamura sustained Los Angeles County‘s demurrer without leave to amend, the matter came to this division of the Fourth Appellate District. Sturgeon made a motion to transfer the matter to Division One of this District, which had issued Sturgeon I and Sturgeon II. Los Angeles County‘s opposition to the transfer motion pointed out that Sturgeon had initially taken the position the prior litigation had been decided “too long ago” to be related so there was no compelling reason to transfer it out of this division. It also pointed out that the Los Angeles Superior Court had, in the process of the transfer to Judge Nakamura‘s court, made an order that local Orange County rules would apply to the case, the upshot of which was that Sturgeon had plenty of notice the case might end up in Division Three but had done nothing about it. The transfer motion was denied by the presiding justice of this division.
III. DISCUSSION
Sturgeon made two arguments against the constitutionality of newly enacted
This “passage of time” argument contains at its core an issue and a claim that was not considered by the Sturgeon II court: Does what
In its entirety,
“(b) A county may terminate its obligation to provide benefits under this section upon providing the Administrative Director of the Courts аnd the impacted judges with 180 days’ written notice. The termination shall not be effective as to any judge during his or her current term while that judge continues to serve as a judge in that court or, at the election of the county, when that judge leaves office. The county is also authorized to elect to provide benefits for all judges in the county.”
Here is Sturgeon‘s argument based on
At the core of this argument is, we think, a misreading оf subdivision (a). Look closely at the words of subdivision (a), noting precisely how the Legislature defined the set of judges who are to receive benefits: ”Judges of a court whose judges received supplemental judicial benefits provided by the county or court, or both, as of July 1, 2008, shall continue to receive supplemental benefits from the county or court then paying the benefits on the same terms and conditions as were in effect on that date.” (
Subdivision (a) is plain and unambiguous. Those judges who “shall” receive benefits are defined not by the fact they received benefits back in July 2008, but by the fact they now serve on а court where “judges received supplemental benefits” in July 2008. As such, the statute establishes a very tight fit between what the Legislature enacted and any actual compensation paid. There is no room for county choice other than a “toggle switch” opt-out provision in subdivision (b), and even then the individual counties have no role in fixing compensation. The counties pay at the level prescribed in subdivision (a), or they pay nothing. Thus the Legislature, not the counties, has “prescribed” the supplemental benefits, pegging them to a number readily ascertainablе and beyond any county‘s control. The result is thus completely in accord with the meaning of the word “prescribed” as used in
There is, of course, a question raised by our interpretation, but we do not think it determinative. The question involves the last sentence of subdivision (b), which says: “The county is also authorized to elect to provide benefits for all judges in the county.” That sentence describes what might be read as an “opt-in” possibility, in juxtaposition to the first two sentences that provide a more detailed “opt-out” possibility. It could be understood to imply some judges might not be covered by subdivision (a) because there are still some judges left to be opted in for coverage.
That last sentence of subdivision (b), read alone, is consistent with Sturgeon‘s reading of subdivision (a) of the statute. If subdivision (a) is a mere grandfather clause for judges in office as of July 1, 2008, and benefits
Furthermore, Sturgeon‘s interpretation coincides with the interpretation put on subdivision (a) by the Legislative Counsel: “This bill would provide that judges who received supplemental judicial benefits provided by a county or court, or both, as of July 1, 2008, shall continue to receive supplemental benefits from the county or court then paying the benefits on the same terms and conditions as were in effect on that date.” (Legis. Counsel‘s Dig., Sen. Bill No. 2X 11, Stats. 2009, 2d Ex. Sess. 2009–2010, ch. 9.)
While we greatly respect the Legislative Counsel, and the traditional canon against surplusage as applied to subdivision (b), we nevertheless believe it is the plain language of subdivision (a) which must control in the circumstances оf this case. There are three reasons we so conclude:
(1) The plain, mandatory language of subdivision (a) supports our ruling: Turning first to the Legislative Counsel‘s reading, we find it unpersuasive because of the clarity of subdivision (a). The Legislative Counsel‘s paraphrase of subdivision (a) redefines the set of judges entitled to benefits under the subdivision. That paraphrase left out the qualifying clause “of a court whose judges received.” That is unusual language. It is not first draft language; it is a painstaking, carefully considered organization of words that illuminates the content of the statute. Thе text of subdivision (a) doesn‘t limit the set of judges entitled under the subdivision to judges who received benefits as of a certain date, but includes all judges of a court whose judges received benefits as of a certain date. That is very unusual and particular phraseology. And the difference—at least for judges who took office after July 2008—is the difference between lightning and a lightning bug. (See In re Marriage of Schaffer (1999) 69 Cal.App.4th 801, 811, fn. 7 [81 Cal.Rptr.2d 797] [small differences in language can make big differences in legal effects].) As the Supreme Court said in People v. Hudson (2006) 38 Cal.4th 1002, 1009 [44 Cal.Rptr.3d 632, 136 P.3d 168]: “Because the language of a statute is generally the most reliable indicatоr of the Legislature‘s intent, we look first to the words of the statute, giving them their ordinary meaning and construing them in context. If the language is unambiguous, we presume the Legislature meant what it said, and the plain meaning of the statute controls.
(2) The canon against surplusage should not be invoked when it leads to an unreasonable result. The canon against surplusage is not absolute. (King v. Burwell (2015) 576 U.S. 473, 494 [192 L.Ed.2d 483, 135 S.Ct. 2480, 2492] [“But ‘our preference for avoiding surplusage constructions is not absolute.’ [Citations.]“]; Marx v. General Revenue Corp. (2013) 568 U.S. 371, 385 [185 L.Ed.2d 242, 133 S.Ct. 1166, 1177] [“The canon against surplusage is not an absolute rule ...“].) If invocation of the canon results in an unreasonable reading of the legislation, it should be discarded. As our colleagues in Division One put it in Park Medical Pharmacy v. San Diego Orthopedic Associates Medical Group, Inc. (2002) 99 Cal.App.4th 247, 254-255, fn. 5 [120 Cal.Rptr.2d 858], “While it is true that a construction that renders part of a statute to be surplusage should be avoided [citation], this rule is not absolute and ‘the rule against surplusage will be applied only if it results in a reasonable reading of the legislation’ [citation].” (Italics added.)
Here, letting this last sentence tail of subdivision (b) wag the dog of subdivision (a) leads to a most unreasonable reading of the statute—one contrary to the broader purpose of the statute and, worse, contrary to the Constitution. The express purpose of the statute was to deal with Sturgeon I. Uncodified section 1 of X2 11 provided: “It is the intent of the Legislature to address the decision of the Court of Appeal in Sturgeon v. County of Los Angeles[, supra,] 167 Cal.App.4th 630 [84 Cal.Rptr.3d 242], regarding county-provided benefits for judges.” (Stats. 2009, 2d Ex. Sess. 2009-2010, ch. 9.) But if subdivision (a) does not cover all judges, including those who took officе after July 2008, then X2 11 really did not address Sturgeon I.
If there were some clear indicia that the Legislature intended such a truncated lifespan for X2 11—say, a sunset provision to move the Legislature to act again in a few months—the last sentence of subdivision (b) might have greater force. But there is no such thing. The most that can be said in favor of the “short life” theory of X2 11 is that it provided (in uncodified § 6) that the Judicial Cоuncil was to report to certain legislative committees “analyzing the statewide benefits inconsistencies” in such compensation. (Stats. 2009, 2d Ex.
How many of us have attempted some sort of household repair, hoping it would last for the indefinite future but still hoping—if we ever get around to it—to come back one day and do a better job? The Legislature can reasonably be expected to act in accordance with the human characteristics of the members who make it up, and that is what we think happened here. So while it may not be a perfect solution to Sturgeon I, subdivision (a) is plainly written and provides for a status quo that may go on indefinitely without offending the California Constitution. If the Legislature wants to climb up on the roof and give it a more permanent fix in the future, it is free to do so, but this one is still holding.
(3) The last sentence of subdivision (b) is, on its face, unconstitutional under Sturgeon I. The last sentence of subdivision (b) says nothing about the amount of benefits if the county does decide to “elect to provide benefits for all” its judges. But under Sturgeon I—indeed under the text of the Constitution itself—counties most assuredly cannot decide the level of compensation paid to superior court judges. (See Sturgeon I, supra, 167 Cal.App.4th at p. 656 [status quo unconstitutional where counties could provide benefits without limitation or amount].) Certainly we are not compelled to follow a canon that injects unconstitutionality into a statutory scheme, and at oral argument counsel for Sturgeon conceded this interpretation would be unconstitutional. As between an interpretation of a statute that renders it unconstitutional in operation, аnd an interpretation that makes it constitutional even though it jettisons a sentence, we must of course choose the latter. (See People v. Chandler (2014) 60 Cal.4th 508, 526-527 [176 Cal.Rptr.3d 548, 332 P.3d 538]; Steen v. Appellate Division of Superior Court (2014) 59 Cal.4th 1045, 1054 [175 Cal.Rptr.3d 760, 331 P.3d 136]; People v. Gutierrez (2014) 58 Cal.4th 1354, 1373 [171 Cal.Rptr.3d 421, 324 P.3d 245].)
Indeed, it appears the Legislature may itself have recognized the problem of the open-ended last sentence of subdivision (b). Uncodified section 7 of X2 11 provides a severability clause tailor-made for the last sentence of subdivision (b): “The provisions of this act are severable. If any provision of this act or its application is held invalid, that invalidity shall not affect other provisions or applications that can be given effect without the invalid provision or application.” (Stats. 2009, 2d Ex. Sess. 2009-2010, ch. 9, § 7.)
The bottom line:
IV. CONCLUSION
We hold that
In the spirit of Sturgeon II, we offer these further comments: Even though it is not required, the Legislature may want to revisit the trial court compensation problem. Groups as diverse as Judicial Watch11 and the Daily Kos12 continue to inveigh against county payments to trial judges. The 2009 Judicial Council Report, which section 6 of X2 11 authorized, noted wide disparities in judicial compensation around the state. Judges of the Superior Court of Los Angeles County now receive supplemental benefits worth about $57,000.13 By contrast, judges in the Superior Courts of Alpine, Inyo, and San Benito Counties receive no supplemental benefits at all.14 These are among the disparities in compensation around the state the Legislature might care to consider. Or might not.
Moore, J., and Thompson, J., concurred.
Appellant‘s petition for review by the Supreme Court was denied March 9, 2016, S231977. Kruger, J., did not participate therein. Werdegar, J., was of the opinion that the petition should be granted.
