STUBBS v. HALL
S19A1253
Supreme Court of Georgia
February 28, 2020
308 Ga. 354
WARREN, Justice.
FINAL COPY
In 2005, Henry Stubbs was convicted of armed robbery and hijacking a motor vehicle, among many other crimes, and was sentenced to life imprisonment plus 31 years. On direct appeal, the Court of Appeals affirmed his convictions in 2008. See Stubbs v. State, 293 Ga. App. 692 (667 SE2d 905) (2008). In 2012, Stubbs filed a writ of habeas corpus through an attorney, which the habeas court dismissed as untimely. He then filed an application for a certificate of probable cause in this Court to appeal that dismissal. We granted Stubbs‘s application and posed the following question:
Did the habeas court err in dismissing Stubbs‘s habeas petition as untimely when Stubbs presented evidence, via his verified habeas petition, that he had not been advised of the time limitations governing habeas corpus actions? See
OCGA § 9-14-42 (c) &(d) .
Although we conclude that the habeas court‘s ruling about the exact date that Stubbs‘s convictions became final is erroneous, we nonetheless affirm the habeas court‘s dismissal of Stubbs‘s petition because it was untimely under
1. Background and Procedural History.
(a) Conviction and direct appeal.
On November 3, 2005, Stubbs was sentenced to life in prison plus 31 years after being found guilty of multiple offenses, including armed robbery and hijacking a motor vehicle. On direct appeal, the Court of Appeals affirmed Stubbs‘s convictions on September 24, 2008. See Stubbs, 293 Ga. App. at 692.
(b) Habeas petition.
Approximately four years and three months later, on December 19, 2012, Stubbs filed a verified petition for writ of habeas corpus, raising multiple claims of ineffective assistance of trial and appellate counsel. Notwithstanding that his petition for writ of habeas corpus was filed on his behalf by an attorney, Stubbs alleged that “he was never advised of [his] right to file [a] Petition for Writ of Habeas Corpus and [never advised of the] time limit for filing [the] Petition” by the trial court, trial counsel, or appellate counsel. In his response to the Warden‘s motion to dismiss, Stubbs again noted “that neither the sentencing court nor any of his attorneys informed him of the deadline for filing his Petition.” At some point, Stubbs‘s attorney passed away, and Stubbs began to represent
(c) The Habeas court‘s analysis of the petition‘s untimeliness.
In its order dismissing Stubbs‘s habeas petition, the habeas court concluded that the petition was untimely, citing
The habeas court then dismissed Stubbs‘s petition as untimely because “he filed [his] action on December 19, 2012, more than two months late.”
(d) Certificate of probable cause.
Still representing himself, Stubbs timely filed a notice of appeal and an application for a certificate of probable cause to appeal to this Court on June 27, 2018, claiming that the habeas court erred in dismissing his petition as untimely because neither his trial counsel, nor his appellate counsel, nor the trial court had informed him of the limitations period for filing a habeas corpus petition. He therefore argued that his habeas petition was subject to equitable tolling. We granted Stubbs‘s application and asked the question quoted above, and the case was orally argued on September 12, 2019.3
2. Statutory Deadline for Filing a Petition for Habeas Corpus under OCGA § 9-14-42 (c) (1) .
(c) Any action brought pursuant to this article shall be filed within one year in the case of a misdemeanor, except as otherwise provided in Code Section 40-13-33, or within four years in the case of a felony, other than one challenging a conviction for which a death sentence has been imposed or challenging a sentence of death, from:
(1) The judgment of conviction becoming final by the conclusion of direct review or the expiration of the time for seeking such review; provided, however, that any person whose conviction has become final as of July 1, 2004, regardless of the date of conviction, shall have until July 1, 2005, in the case of a misdemeanor or until July 1, 2008, in the case of a felony to bring an action pursuant to this Code section;
(2) The date on which an impediment to filing a petition which was created by
state action in violation of the Constitution or laws of the United States or of this state is removed, if the petitioner was prevented from filing such state action; (3) The date on which the right asserted was initially recognized by the Supreme Court of the United States or the Supreme Court of Georgia, if that right was newly recognized by said courts and made retroactively applicable to cases on collateral review; or
(4) The date on which the facts supporting the claims presented could have been discovered through the exercise of due diligence.
Under
3. Finality under OCGA § 9-14-42 (c) (1) .
The question of exactly when a judgment of conviction becomes final under
(a) Determining when a judgment of conviction becomes final for habeas actions under federal law.
“[I]n construing a Georgia statute that closely tracks federal statutory law, we may look to federal court decisions and commentary interpreting the federal statute as persuasive authority.” Abrams, 304 Ga. at 36. Cf. Bowden v. The Med. Center, 297 Ga. 285, 291 n.5 (773 SE2d 692) (2015) (explaining that federal cases interpreting the discovery provisions of the Federal Rules of Civil Procedure were persuasive because Georgia‘s Civil Practice Act
In analyzing the finality requirement under
[t]he text of
§ 2244 (d) (1) (A) , which marks finality as of “the conclusion of direct review or the expiration of the time for seeking such review,” consists of two prongs. Each prong — the “conclusion of direct review” and the “expiration of the time for seeking such review” — relates to a distinct category of petitioners. For petitioners who pursue direct review all the way to this Court, the judgment becomes final at the “conclusion of direct review” — when this Court affirms a conviction on the merits or denies a petition for certiorari. For all other petitioners, the judgment becomes final at the “expiration of the time for seeking such review“—when the time for pursuing direct review in this Court, or in state court, expires.
Gonzalez v. Thaler, 565 U.S. 134, 150 (132 SCt 641, 181 LE2d 619) (2012). In reaching that conclusion, the Supreme Court looked to Clay v. United States, 537 U.S. 522 (123 SCt 1072, 155 LE2d 88) (2003), which interpreted the similarly worded habeas statute of limitations provision for “prisoner[s] in [federal] custody,”
(b) Determining when a judgment of conviction becomes final for habeas actions in Georgia under OCGA § 9-14-42 (c) (1) .
Considering the textual similarities between
In that vein, if a defendant did petition this Court for certiorari and we denied the petition, then the “expiration of the time for seeking [direct] review” would occur 90 days “after entry of the order denying” the defendant‘s petition for certiorari to this Court9 — i.e., when the time to petition the United States Supreme Court for a writ of certiorari expired without the defendant filing a petition. U.S. Sup. Ct. R. 13.1; see also Shapiro et al., supra at § 6.1, p. 377 (“[United States Supreme Court] Rule 13.1 provides that the certiorari period for the judgment of a state court that is subject to discretionary review commences with ‘entry of the order denying discretionary review.‘“). Or, if we granted the petition and affirmed the defendant‘s conviction, then the “expiration of the time for seeking [direct] review” would occur “90 days after [this Court‘s] entry of the judgment” — namely, when the time to petition the United States Supreme Court for a writ of certiorari expired without the defendant filing a petition.10 U.S. Sup. Ct. R. 13.1;
Likewise, for a defendant whose conviction was affirmed by this Court, the “conclusion of direct review” would occur when the United States Supreme Court affirmed the defendant‘s conviction or denied the defendant‘s petition for certiorari, whereas the “expiration of the time for seeking [direct] review” would occur when the time to petition the United States Supreme Court for a writ of certiorari expired. See U.S. Sup. Ct. R. 13; Gonzalez, 565 U.S. at 154 (citing U.S. Sup. Ct. R. 13.1 and
We note that this rule is consistent with Turpin v. Todd, 268 Ga. 820 (493 SE2d 900) (1997), which many habeas petitioners cite — as did the habeas court in this case — to define finality in the habeas context. See id. at 831 n.49. And although Turpin assessed finality in a different context — i.e., for purposes of determining whether the “pipeline rule” applied to the defendant‘s case11 — the purpose of establishing finality for the pipeline rule and for habeas petitions under
(c) The habeas court erred in conducting its finality analysis under OCGA § 9-14-42 (c) (1) .
The habeas court correctly stated that “a conviction is ‘final’ when direct review, including the time to file a petition for a writ of certiorari to the United States Supreme Court, has concluded or where the time for seeking further appellate review has expired.” But the court erred when calculating finality for purposes of determining the statute of limitations for Stubbs‘s habeas petition. Specifically, the court ruled that Stubbs‘s habeas petition was untimely because, by its calculation, Stubbs‘s “convictions were ‘final’ as of October 6, 2008” — ten days after the Court of Appeals affirmed Stubbs‘s convictions on September 24, 2008, and Stubbs failed to “either move for reconsideration or file a notice of intent to apply for certiorari review.” Under that theory, Stubbs had “four years from that date, or until October 6, 2012, to file a timely habeas petition challenging these convictions,” but
The habeas court erred when it identified the notice of intent to apply for certiorari — a document filed in the Court of Appeals under Supreme Court Rule 38 (1) and Georgia Court of Appeals Rule 38 (a) (1) — as the terminal appellate action in its finality calculation. We have recently explained that “this Court does not consider the filing of a notice of intent to be jurisdictional and does not generally dismiss or deny a petition for certiorari for failure to timely file a notice of intent.” McCoy v. State, 303 Ga. 551, 551 n.1 (814 SE2d 319) (2018). As a result, a petitioner‘s filing of a notice of intent in the Court of Appeals — which is a non-jurisdictional, procedural requirement — has no bearing on when a judgment of conviction becomes final under
(d) Stubbs‘s habeas petition was nonetheless untimely.
Applying the proper calculation of finality for purposes of
Stubbs‘s time for seeking a petition for certiorari in this Court expired without Stubbs filing one. See Gonzalez, 565 U.S. at 150 (“We thus agree . . . that because [the petitioner] did not appeal to the State‘s highest court, his judgment became final when his time for seeking review with the State‘s highest court expired.“). Specifically, Stubbs had 20 days after the Court of Appeals affirmed his convictions on direct review to petition this Court for certiorari. See
4. OCGA § 9-14-42 Does Not Provide a Remedy for Violations of Subsection (d).
Stubbs argues that he was not informed by the trial court of the limitations period for filing a habeas petition, and that this violation of the statutory mandate to inform defendants of the limitations period under
(a) Any person imprisoned by virtue of a sentence imposed by a state court of record who asserts that in the proceedings which resulted in his conviction there was a substantial denial of his rights under the Constitution of the United States or of this state may institute a proceeding under this article.
(b) The right to object to the composition of the grand or trial jury will be deemed waived under this Code section unless the person challenging the sentence shows in the petition and satisfies the court that cause exists for his being allowed to pursue the objection after the conviction and sentence have otherwise become final. (c) Any action brought pursuant to this article shall be filed within one year in the case of a misdemeanor, except as otherwise provided in Code Section 40-13-33, or within four years in the case of a felony, other than one challenging a conviction for which a death sentence has been imposed or challenging a sentence of death, from:
(1) The judgment of conviction becoming final by the conclusion of direct review or the expiration of the time for seeking such review; provided, however, that any person whose conviction has become final as of July 1, 2004, regardless of the date of conviction, shall have until July 1, 2005, in the case of a misdemeanor or until July 1, 2008, in the case of a felony to bring an action pursuant to this Code section;
(2) The date on which an impediment to filing a petition which was created by state action in violation of the Constitution or laws of the United States or of this state is removed, if the petitioner was prevented from filing such state action;
(3) The date on which the right asserted was initially recognized by the Supreme Court of the United States or the Supreme Court of Georgia, if that right was newly recognized by said courts and made retroactively applicable to cases on collateral review; or
(4) The date on which the facts supporting the claims presented could have been discovered through the exercise of due diligence.
(d) At the time of sentencing, the court shall inform the defendant of the periods of limitation set forth in subsection (c) of this Code section.
(Emphasis supplied.)
Although subsection (d) directs trial courts to “inform the defendant” “[a]t the time of sentencing” of the “periods of limitation set forth in subsection (c),” nothing in the text of
Moreover, the structure of
For example, paragraph (c) (1) provides the general rule that the statute-of-limitations clock starts running when a “judgment of conviction [becomes] final by the conclusion of direct review or the expiration of the time for seeking such review[.]”
Georgia statutes beyond those governing habeas corpus reinforce our conclusion. To that end, the General Assembly has demonstrated elsewhere in the Code — in both the
Stubbs argues that when a trial court fails to inform a defendant of the habeas limitations period at sentencing under
And although Stubbs argues that “statutory provisions require time calculations which are non-obvious, and defendants who are not apprised of the relevant deadlines are at a potentially catastrophic disadvantage,”18 we have held that ignorance of the law alone is no excuse for a failure to comply with a statute of limitations, see O‘Callaghan v. Bank of Eastman, 180 Ga. 812, 820 (180 SE 847) (1935) (explaining that ignorance of the law “does not suspend the statute of limitations“);
We thus conclude that the General Assembly did not include a tolling provision in
5. We Decline to Apply a Novel Equitable Tolling Doctrine to OCGA § 9-14-42 (c) in Georgia.
We have by now established that the text of
(a) Equitable tolling in Georgia.
Stubbs does not point to any Georgia precedent in which this Court has endorsed or applied a doctrine of equitable tolling,19 and we have found only one case in which this Court even discusses equitable tolling. See State of Ga. v. Private Truck Council of America, 258 Ga. 531, 533 (371 SE2d 378) (1988). In Private Truck Council, we analyzed equitable tolling in the context of a class action suit, but ultimately did not apply the doctrine under the circumstances of that case.20 See id. We have identified no case — and neither party points to one — where this Court has applied equitable tolling in the habeas context. Stubbs nevertheless argues that the limitations period should be equitably tolled because of the trial court‘s noncompliance with
(b) Federal precedent permitting equitable tolling of the statute of limitations in federal habeas cases does not control here.
On the very last page of both Stubbs‘s primary and supplemental appellate briefs, Stubbs makes a cursory reference to Holland v. Florida, 560 U.S. 631, 645-646 (130 SCt 2549, 177 LE2d 130) (2010), the United States Supreme Court case in which a majority of that Court held that the statute of limitations period for the Anti-Terrorism and Effective Death Penalty Act of 1996 (“AEDPA“) “may be tolled for equitable reasons.” Indeed, the Supreme Court held that a petitioner seeking habeas under
But the Holland majority did not base its holding on the text of AEDPA. See id. at 645-652. Instead, it based its conclusion on several “considerations,” including: (1) that it had “previously made clear [in its case law] that a nonjurisdictional federal statute of limitations is normally subject to a rebuttable presumption in favor of equitable tolling” and that “equitable principles have traditionally governed the substantive law of habeas corpus“; (2) that AEDPA differed from precedent in which the presumption in favor of equitable tolling had been overcome; and (3) that equitable tolling does not undermine “AEDPA‘s basic purposes.” Id. at 645-648 (citations and punctuation omitted; emphasis in original).21
Thus, even though the statute of limitations provision contained in
(c) Statutes and case law from other states permitting equitable tolling in habeas corpus cases do not mandate adoption of equitable tolling here.
Stubbs also points to statutes pertaining to post-conviction relief from other states, arguing that each of those states allows for tolling of the limitations period for untimely post-conviction petitions and that Georgia should do the same. But that argument is unavailing: each state statute Stubbs cites provides for tolling through statutory exceptions or through qualifications that are expressly included in the statutory text. See, e.g.,
For the same reason, case law that allows for the tolling of those states’ statutes of limitations is also unavailing because the appellate courts in those cases were interpreting state post-conviction statutes that are materially different from Georgia‘s. See, e.g., People v. Chavez-Torres, 442 P3d 843 (Colo. 2019) (interpreting Colorado‘s “justifiable excuse or excusable neglect” statutory provision); People v. Rissley, 206 Ill. 2d 403, 418, 420 (795 NE2d 174) (2003) (“Our resolution of this issue turns upon the meaning of the term ‘culpable negligence’ contained in [the Illinois statute] . . . [and] [w]e continue to adhere to the definition [already] enunciated in [our precedent].“). See also Brooks v. State, 178 Ga. 784, 787 (175 SE 6) (1934) (“Cases from other [s]tates are founded upon their own statutes, which may or may not materially differ from statutes in this [s]tate. In no event, however, do decisions from other states constitute controlling authority in this [s]tate.“).
Stubbs also points to a procedure used by Louisiana appellate courts to argue that Georgia appellate courts should similarly enforce
Finally, Stubbs argues that the “tolling of the limitations period is warranted in the interests of justice.” He points to case law from other states in which courts have allowed for the tolling of post-conviction limitations periods based on due process concerns, and urges this Court to follow suit.24 But “[e]quity cannot supersede the positive enactments of the General Assembly.” Fullwood v. Sivley, 271 Ga. 248, 251 (517 SE2d 511) (1999). And we decline to read into
Judgment affirmed. Melton, C. J., Nahmias, P. J., and Blackwell, Boggs, Bethel, and Ellington, JJ., concur. Peterson, J., concurs in Divisions 1, 2, 3, and 5, and in judgment only in Division 4.
DECIDED MARCH 13, 2020 --- RECONSIDERATION DENIED MARCH 25, 2020.
Habeas corpus. Hancock Superior Court. Before Judge Prior.
Brian Kammer, Randall M. Edwards, for appellant.
George H. Hartwig III, District Attorney; Christopher M. Carr, Attorney General, Patricia B. Attaway Burton, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, Michael A. Oldham, Matthew B. Crowder, Assistant Attorneys General, for appellee.
Notes
Black‘s Law Dictionary defines equitable tolling as: 1. The doctrine that the statute of limitations will not bar a claim if the plaintiff, despite diligent efforts, did not discover the injury until after the limitations period had expired, in which case the statute is suspended or tolled until the plaintiff discovers the injury. Equitable tolling does not require misconduct such as concealment by the defendant. 2. The doctrine that if a plaintiff files a suit first in one court and then refiles in another, the statute of limitations does not run while the litigation is pending in the first court if various requirements are met. Among those requirements are (1) timely notice to the defendant; (2) no prejudice to the defendant; and (3) reasonable and good-faith conduct on the part of the plaintiff. 3. A court‘s discretionary extension of a legal deadline as a result of extraordinary circumstances that prevented one from complying despite reasonable diligence throughout the period before the deadline passed. Black‘s Law Dictionary (11th ed. 2019).
