STATE OF CONNECTICUT v. REGINALD TERRY
(AC 35768)
DiPentima, C. J., and Beach and Lavery, Js.
Argued September 16—officially released December 22, 2015
(Appeal from Superior Court, judicial district of Hartford, Suarez, J.)
******************************************************
The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion. In no event will any such motions be accepted before the “officially released” date.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State
******************************************************
Kirstin B. Coffin, assigned counsel, for the appellant (defendant).
Melissa Patterson, assistant state‘s attorney, with whom, on the brief, were Gail P. Hardy, state‘s attorney, and Anthony Bochicchio, senior assistant state‘s attorney, for the appellee (state).
Opinion
DiPENTIMA, C. J. The defendant, Reginald Terry, appeals from the judgment of conviction, rendered after a jury trial, of assault in the first degree in violation of
Faced with conflicting evidence and testimony regarding the events in this case, the jury reasonably could have found the following facts.2 Late in the evening on May 2, 2012, near 531 Garden Street in Hartford, the defendant stabbed Herman Waden in the chest with a knife during a verbal altercation. The assault took place in front of a multiunit, single story, horseshoe shaped apartment complex, within which was the apartment of Waden‘s sister.
That day Waden had been visiting his sister in her apartment. When Waden left, he “ran into [his] friend” Anthony McKenzie. They talked outside of the apartment complex near a fence that had multiple openings and ran parallel to the sidewalk along Garden Street. A short time later, the defendant approached the men.
During the unexpected encounter, Waden accused the defendant of stealing from Waden‘s brother, who was dating the defendant‘s mother. He demanded that the defendant stop taking his brother‘s money, otherwise he and the defendant would “have problems.” The defendant then stabbed Waden in the chest as McKenzie grabbed the defendant‘s arm to stop him. Waden then fled to his sister‘s apartment. Unable to enter the front door, Waden walked to the back door of his sister‘s apartment, where he collapsed and later was found by the police. Waden was transported to a hospital where he stayed for approximately two weeks. Before being discharged, Waden provided a statement to the police department concerning the assault.
The defendant was arrested and charged two weeks after the assault. Following a three day jury trial, the defendant was found guilty. The court sentenced him to fifteen years of incarceration and to five years of special parole. This appeal followed. Additional facts will be set forth as necessary.
I
The defendant first claims that the evidence was insufficient to support the judgment of conviction of assault in the first degree. Specifically, he contends that the state failed to disprove the justification defense of self-defense beyond a reasonable doubt. We are not persuaded.
We first set forth additional facts that are relevant to this claim. Following his arrest, the defendant provided the investigating officer, Detective Anthony Rykowski of the Hartford Police Department, a voluntary statement. At trial, the state produced the defendant‘s statement, the
The state also presented Waden as a witness. He testified to the events of the day of the assault. Specifically, he testified to his version of the assault, to having been convicted of felonies and violent misdemeanors,3 to ingesting cocaine earlier in the day of the assault, and to providing a statement to the police while hospitalized, which was admitted into evidence as a full exhibit. As to the statement given to police while in the hospital, Waden testified that he was “dizzy on the drugs” and that he “really [did not] know what [he] was really saying . . . .”
On cross-examination, the defendant attempted to impeach Waden on three grounds. First, the defendant pressed Waden on his convictions, namely, carrying a dangerous weapon and other violent crimes. Waden explained that the dangerous weapon conviction stemmed from an incident that occurred while he was transporting a pistol from his old residence to his new one. Although he knew that a felon cannot legally own a pistol, Waden testified that he nevertheless kept the pistol inside his home to protect his children. As to the various convictions of violent crimes, Waden testified that those were a “record about fistfights,” but he “never tried to kill nobody.”
The defendant next attacked Waden‘s credibility by cross-examining him on his alcohol and drug use. The defendant sought to impeach Waden‘s testimony concerning his alcohol use by pointing to medical records, which were admitted previously into evidence as a full exhibit, noting that he was addicted to alcohol. Waden denied this allegation, claiming that his father‘s alcoholism “turned [him] off” alcohol, and testified that he did not drink much. Waden testified that he was not an alcoholic despite being longtime drug user, characterizing himself as a “[function]al addict.” Defense counsel then sought to attack Waden‘s testimony by cross-examining him on his drug use. Specifically, Waden was asked whether he was “coked up” on the night of the assault. He replied that he was not “coked up” to such a degree that he could not remember the events of that night.
Finally, the defendant attempted to impeach Waden‘s version of the assault through Waden‘s prior statement to the police while hospitalized. The statement was inconsistent with Waden‘s testimony
The defendant‘s theory of self-defense was that he reasonably believed Waden was about to use deadly force and that he was unable to safely retreat. Specifically, the defendant argues that his version of the events—Waden‘s confronting him, refusing to leave the defendant alone, and “digging in his pockets“—demonstrates that he was justified to stab Waden in self-defense. Also, the defendant claims that no evidence was adduced at trial showing that he could safely retreat. We are not persuaded.
At the outset, we note that the defendant preserved this claim by moving for a judgment of acquittal at the close of the state‘s case and his case.4 See State v. Calabrese, 279 Conn. 393, 401, 902 A.2d 1044 (2006);
The claim of self-defense is a justification defense. Hence, it “operate[s] to exempt from punishment otherwise criminal conduct when the harm from such conduct is deemed to be outweighed by the need to avoid an even greater harm or to further a greater societal interest. . . . Thus, conduct that is found to be justified is, under the circumstances, not criminal.” (Internal quotation marks omitted.) State v. James E., 154 Conn. App. 795, 813, 112 A.3d 791 (2015).
“The subjective-objective inquiry into the defendant‘s belief regarding the necessary degree of force requires that the jury make two separate affirmative determinations in order for the defendant‘s claim of self-defense to succeed. . . . [T]he jury must [first] determine whether, on the basis of all of the evidence presented, the defendant in fact had believed that he had needed to use deadly physical force, as opposed to some lesser degree of force, in order to repel the victim‘s alleged attack. . . . The jury‘s initial determination, therefore, requires the jury to assess the veracity of witnesses, often including the defendant, and to determine whether the defendant‘s account of his belief in the necessity to use deadly force at the time of the confrontation is in fact credible. This probe into the defendant‘s actual state of mind clearly demonstrates the function of the jury in [its] evaluation of the self-defense claim. . . . If the jury determines that the defendant had not believed that he had needed to employ deadly physical force to repel the victim‘s attack, the jury‘s inquiry ends, and the defendant‘s self-defense claim must fail.
“If, however, the jury determines that the defendant in fact had believed that the use of deadly force was necessary, the jury must make a [second] determination as to whether that belief was reasonable, from the perspective of a reasonable person in the defendant‘s circumstances. . . . Thus, if a jury determines that the defendant‘s honest belief that he had needed to use deadly force, instead of some lesser degree of force, was not a reasonable belief, the defendant is not entitled to the protection of
“Whether the defense of the justified use of force . . . has been disproved by the state is a question of fact for the jury, to be determined from all the evidence in the case and the reasonable inferences drawn from that evidence.” (Emphasis omitted; internal quotation marks omitted.) State v. Pauling, 102 Conn. App. 556, 571–72, 925 A.2d 1200, cert. denied, 284 Conn. 924, 933 A.2d 727 (2007). “[I]n viewing evidence which could yield contrary inferences, the jury is not barred from drawing those inferences consistent with guilt and is not required to draw only those inferences consistent with innocence. The rule is that the jury‘s function is to draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical.” (Internal quotation marks omitted.) State v. Ovechka, 292 Conn. 533, 540–41, 975 A.2d 1 (2009).
Finally, “[w]e also are mindful that [q]uestions of whether to believe or to disbelieve a competent witness are beyond our review. As a reviewing court, we may not retry the case or pass on the credibility of witnesses. . . . Our review of factual determinations is limited to whether those findings are clearly erroneous. . . . We must defer to the [finder] of fact‘s assessment of the credibility of the witnesses that is made on the basis of its firsthand observation of their conduct, demeanor and attitude. . . . [A] jury may draw reasonable and logical inferences from the facts proven, but it may not resort to speculation and conjecture.” (Citation omitted; internal quotation marks omitted.) State v. James E., supra, 154 Conn. App. 802–803. Guided by these principles, we turn to the specifics of the defendant‘s sufficiency claim.
The jury reasonably could have concluded that the defendant did not act in self-defense. See State v. Gray, 221 Conn. 713, 721, 607 A.2d 391 (“the jury [is] entitled to draw, from conflicting evidence . . . reasonable inferences that reject the defendant‘s theories“), cert. denied, 506 U.S. 872, 113 S. Ct. 207, 121 L. Ed. 2d 148 (1992). On the basis of the evidence, the jury was free to disbelieve the defendant‘s voluntary statement and to conclude beyond a reasonable doubt that he could not reasonably have believed that he was faced with the imminent use of deadly physical force or that the degree of deadly physical force that he used against Waden was necessary to defend himself. Waden‘s testimony and the defendant‘s voluntary statement established that there was a verbal altercation. The defendant‘s voluntary statement established that Waden did not use any physical force (much less deadly physical force) against the defendant, but he nonetheless stabbed Waden after seeing him “digging in his pockets.” No evidence was presented that indicated that the defendant knew about Waden‘s extensive criminal record, nor did any evidence show that Waden, in the past, had ever attempted to use deadly physical force on the defendant. Cf. State v. Abney, 88 Conn. App. 495, 504, 869 A.2d 1263 (concluding that “the court abused its discretion by excluding the medical records regarding the defendant‘s emergency medical care . . . because that evidence of a prior incident of an assault on the defendant would have been relevant to show that she reasonably feared for her safety“), cert. denied, 274 Conn. 906, 876 A.2d 1199 (2005). As the sole trier of fact, the jury was within its right to reject the defendant‘s theory and accept Waden‘s version. See State v. Osbourne, supra, 138 Conn. App. 534. We reiterate the point that we defer to the jury‘s assessment of all witnesses, and we do not substitute our own judgment for that of the jury if there is sufficient evidence to support its verdict. See State v. Whitfield, supra, 75 Conn. App. 214 n.6. Therefore, we conclude that the jury reasonably could have rejected the defendant‘s self-defense claim.
The jury also reasonably could have concluded that the defendant had the ability to safely retreat. See Miller v. Commissioner of Correction, 154 Conn. App. 78, 90, 105 A.3d 294 (2014) (“a defendant who raises a claim of self-defense is required to retreat in lieu of using deadly physical force if the state establishes beyond a reasonable doubt that a completely safe retreat was available and that the defendant actually was aware of it” [internal quotation marks omitted]), cert. denied, 315 Conn. 920, 107 A.3d 959 (2015). The state presented evidence that the altercation between Waden and the defendant took place near a fence with multiple openings that ran along the sidewalk paralleling
The jury could credit the testimony of the witness presented by the state and was free to reject the defendant‘s justification defense. Thus, construing the evidence in the light most favorable to sustaining the verdict, we determine that the jury reasonably could have concluded that the cumulative force of the evidence established that the state disproved the justification defense of self-defense beyond a reasonable doubt.
II
The defendant next claims that the court provided an improper instruction in its jury charge that prejudiced him to the extent that his federal and state constitutional rights to a fair trial were violated. Specifically, the defendant argues that the court improperly instructed the jury that Waden‘s testimony concerning his prior convictions was admissible only to address his credibility. The defendant concedes that this claim is unpreserved, but, nevertheless, seeks review pursuant to State v. Golding, 213 Conn. 233, 239, 567 A.2d 823 (1989).6 We conclude that, pursuant to State v. Kitchens, 299 Conn. 447, 10 A.3d 942 (2011),7 the defendant has implicitly waived this challenge to the relevant jury instruction and, therefore, is not entitled to Golding review.8
The following facts are necessary for the resolution of this claim. The court provided both parties with its proposed jury instructions on the second day of a three day trial. Because this was the first time either counsel had received the instructions, the court recessed for approximately
The following day, the court and both counsel conducted a charge conference off the record.9 After the court, on the record, solicited comment from both counsel but before the charge was read to the jury, the defendant, again, did not request any modifications or changes, and did not object. The court ultimately instructed the jury that Waden‘s testimonial evidence regarding his criminal history was “offered and admitted . . . for one purpose only, to address the question of [the] credibility or believability of that witness.”
The defendant argues that the court improperly instructed the jury that Waden‘s testimony concerning his prior convictions was admissible only to address his credibility. He claims that Waden‘s prior convictions were not only relevant to his credibility, but also to show that the defendant had a reasonable belief that Waden was going to attack and that Waden was the initial aggressor. We disagree.10
We first set forth the law that guides our analysis. To determine whether the defendant‘s claim is reviewable under Golding, we first consider whether that claim was waived at trial. “A defendant in a criminal prosecution may waive one or more of his or her fundamental rights. . . . [I]n the usual Golding situation,
“[W]hen the trial court provides counsel with a copy of the proposed jury instructions, allows a meaningful opportunity for their review, solicits comments from counsel regarding changes or modifications and counsel affirmatively accepts the instructions proposed or given, the defendant may be deemed to have knowledge of any potential flaws therein and to have waived implicitly the constitutional right to challenge the instructions on direct appeal.” Id., 482–83. Our Supreme Court in Kitchens directed that “[s]uch a determination by the reviewing court must be based on a close examination of the record and the particular facts and circumstances of each case.” Id., 483.
We conclude that upon a close examination of the record and the particular facts and circumstances of this case, the defendant implicitly waived his constitutional right to challenge the instructions on direct appeal. The recent decision in State v. Davis, 311 Conn. 468, 88 A.3d 445 (2014), is instructive. In that case, “the trial court did not provide counsel with the actual proposed instructions . . . .” Id., 481. Rather, it stated to defense counsel that the trial court “intended to deliver the model instructions [on the Judicial Branch website] ‘in essence, maybe not exactly’ . . . .” Id., 479. Our Supreme Court concluded that the trial court‘s unclear and ambiguous reference to the model instructions on the Judicial Branch website did not meet the standard for an implied waiver. Id. Thus, the court in Davis articulated that the “threshold question for [a Kitchens’ implied waiver doctrine] analysis is whether the trial court provided the proposed charges to the defendant prior to delivery of its instructions to the jury.” Id., 480; cf. State v. Baptiste, 302 Conn. 46, 56, 23 A.3d 1233 (2011) (“[t]here is . . . no indication on the record that the trial court provided the defendant with an advance copy of the [charge; therefore] . . . there is simply no record that the defendant was afforded a meaningful opportunity to review the proposed charge“).
Here, defense counsel was provided with a copy of the proposed instructions on the second day of a three day trial. The defendant correctly points out that defense counsel initially was given only approximately thirty minutes to read the proposed instructions before being given the opportunity to alert the court to any potential issues. Although we decline to rule whether thirty minutes is sufficient time, we note that the defendant had the proposed instructions overnight, which allowed a meaningful opportunity to review them and to alert the court to any potential issues at the start of the third day of trial.
Defense counsel in the present case, having been provided with a copy of the jury instructions and a meaningful opportunity to review them and to alert the court to any potential issues, declined to object in any way to the portion of the charge instructing the jury that Waden‘s
III
The defendant next argues the court abused its discretion by limiting his cross-examination of Rykowski regarding Waden‘s criminal record. He also argues that this evidentiary ruling was harmful error.11 Specifically, he contends that
The following additional facts provide the necessary context. During cross-examination, the defendant attempted to elicit testimony from Rykowski concerning Waden‘s criminal record. When Rykowski testified to learning that Waden had “several arrests,” the defendant proceeded to ask, “Wouldn‘t seventy-three be more accurate?” The state objected, and the court excused the jury.
In the colloquy that followed, the state articulated its ground for objecting to the defendant‘s question arguing that the number of Waden‘s arrests was irrelevant
Defense counsel again sought to elicit testimony from Rykowski regarding Waden‘s criminal record. This time, the line of questioning was as follows:
“[Defense Counsel]: As part of your background, do you get a detailed arrest inquiry?
“[Rykowski]: Yes, sir.
“[Defense Counsel]: And it‘s important for you to notice the background of either the victim or a witness, isn‘t it?
“[Rykowski]: Correct.
“[Defense Counsel]: That involves consideration for community safety as well as safety of the officers.
“[Rykowski]: Absolutely.
“[Defense Counsel]: The detailed arrest inquiry, that‘s something you always do, isn‘t it.
“[Rykowski]: Correct, sir.
“[Defense Counsel]: And it indicates that, in fact, the alleged victim in this case is a career criminal.”
The state objected on relevance grounds. Defense counsel conceded that he would address the convictions in detail through Waden, but was seeking to “highlight some of the felonies that [Waden has] been convicted of” through Rykowski. When pressed by the court as to what section of the Connecticut Code of Evidence rendered such questioning admissible, defense counsel argued that because Waden‘s criminal record was part of the investigation, it was admissible testimony through the investigating officer, Rykowski. After the court sustained the state‘s objection, defense counsel argued that characterizing Waden‘s criminal record as a “substantial criminal record” would be “fair” because it omitted the number of arrests. The state did not agree, and the court ruled that Waden‘s criminal record was not admissible through Rykowski.
We set forth the applicable law that guides our disposition of this claim. “We previously have stated that the admissibility of evidence is a matter of state law and unless there is a resultant denial of fundamental fairness or the denial of a specific constitutional right, no constitutional issue is involved.” (Internal quotation marks omitted.) State v. Epps, 105 Conn. App. 84, 97, 936 A.2d 701 (2007), cert. denied, 286 Conn. 903, 943 A.2d 1102 (2008). Therefore, “[e]videntiary claims do not merit review pursuant to Golding . . . because they are not of constitutional magnitude.” (Internal quotation marks omitted.) State v. Ruffin, 144 Conn. App. 387, 398–99, 71 A.3d 695 (2013), aff‘d, 316 Conn. 20, 110 A.3d 1225 (2015). Accordingly, in the absence of such constitutional or fundamental fairness issues, we review this claim only if it was adequately raised.
The record before us demonstrates that the defendant did not preserve the precise claim that he now makes on appeal. The trial transcript shows that after the state‘s objection, the court inquired as to what section of the Connecticut Code of Evidence applied to permit the proposed cross-examination. Defense counsel neither specified the code section nor stated the grounds he now raises on appeal. Without citing any legal authority, defense counsel advanced the notion that because Waden‘s criminal record was part of Rykowski‘s investigation, it was admissible. Although defense counsel consented to not “[asking Rykowski] any further questions in regard to the criminal background of the alleged victim,” he sought
IV
The defendant‘s final claim is that the court provided an improper curative instruction to the jury in response to a question by defense counsel, and that this error prejudiced (1) his federal and state constitutional rights, as well as his statutory right, to present a defense, and (2) his federal and state constitutional rights to confront a witness. On appeal, the defendant concedes that this claim was unpreserved but seeks Golding review16 or, in the alternative, seeks to invoke the plain error doctrine pursuant to
The following additional facts are necessary for the resolution of this claim. After defense counsel commented on Waden‘s seventy-three arrests, the jury was excused from the courtroom. Upon its return, the court provided the following curative instruction to the jury: “Ladies and gentlemen, there was an objection made by the state, and the court has sustained the objection. I should instruct you at this time that you are not to consider the [defendant‘s] criminal past as any indication at all in your deliberations.” (Emphasis added.) The defendant did not object or seek to correct the court but did continue to cross-examine Rykowski.
Although the defendant acknowledges that “the court probably misspoke and intended to refer to the victim, as the instruction was made in the context of the state‘s objection to the victim‘s criminal record being admitted through . . . Rykowski,” he still contends that it was “extremely prejudicial.” We disagree.
As previously discussed, unpreserved “[e]videntiary claims do not merit review pursuant to Golding . . . because they are not of constitutional magnitude.” (Internal quotation marks omitted.) State v. Ruffin, supra, 144 Conn. App. 398–99. In the present case, the defendant did not object to the court‘s curative instruction. “If defense counsel believed that the court . . . misspoke and that this somehow was misleading, he should have brought it to the attention of the
We also decline to review the defendant‘s claim under the plain error doctrine. Pursuant to
“To prevail on this claim . . . the defendant must establish that it was reasonably probable that the jury was misled by the court‘s instruction.” State v. Davis, 32 Conn. App. 21, 34, 628 A.2d 11 (1993). Moreover, it is understood that “the jury is presumed to follow the court‘s curative instructions in the absence of some indication to the contrary.” (Internal quotation marks omitted.) State v. Luther, 114 Conn. App. 799, 807, 971 A.2d 781, cert. denied, 293 Conn. 907, 978 A.2d 1112 (2009).
In the present case, the defendant has not demon- strated how the misspoken curative instruction was so harmful as to warrant reversing a jury‘s verdict of guilty beyond a reasonable doubt. Indeed, the defendant puts forth sweeping, speculative generalizations of harm, i.e., the curative instruction “deprived the defendant of his right of confrontation” and “categorically discounted . . . the potential impact of Waden‘s history of violence on the defendant‘s self-defense claim.” Our review of the record, however, does not support the defendant‘s claims.
The record indicates that the court‘s misspoken curative instruction did not significantly impact the defendant to the extent that he claims. When the curative instruction was given, there was no evidence indicating that the defendant had a criminal record. Thus, we decline to speculate on how the absence of evidence of the defendant‘s criminal record impacted the jury when considering the curative instruction, which was given in the context of Waden‘s criminal record. More importantly, in its final charge to the jury, the court explained that it “may consider only the evidence properly admitted [which] . . . includes the sworn testimony of the witnesses both on direct and cross-examination . . . .” If we are to presume that a jury follows a “court‘s curative instruction in the absence of some indication to the contrary“; (internal quotation marks omitted) State v. Luther, supra, 114 Conn. App. 807; we can also presume that the jury, in this case, followed the court‘s jury charge and considered only properly admitted evidence, namely, Waden‘s criminal record and not the defendant‘s.17
The judgment is affirmed.
In this opinion the other judges concurred.
