Case Information
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STATE OF CONECTICUT v . RAQUANN TYRONE DAVIS (SC 18864) Rogers, C. J., and Palmer, Zarella, Eveleigh and McDonald, Js. Argued March 15, 2013—officially released April 22, 2014 Glenn W. Falk , assigned counsel, for the appellant (defendant).
Rocco A. Chiarenza , assistant state’s attorney, with whom, on the brief, were Kevin D. Lawlor , state’s attor- ney, and Charles M. Stango , senior assistant state’s attorney, for the appellee (state).
Opinion
ROGERS, C. J. This appeal requires us to further
define the contours of the implied waivеr doctrine
announced in
State
v.
Kitchens
,
We conclude that, under the facts of the present case, the defendant did not implicitly waive his claim under the rule set forth in , because he was never provided with the court’s actual proposed charge, and consequently did not have a meaningful opportunity to review the instructions. Accordingly, we reverse the judgment of the Appellate Court.
The Appellate Court’s opinion sets forth the following
facts that the jury reasonably could have found. ‘‘Some-
time after 10 p.m. on July 12, 2008, the defendant, Thad-
deus Lowery and Brian Backman were passengers in
an automobile being opеrated by Gerard Jones. Jones
drove to a deli in West Haven, spoke with two other
men there and then walked toward the victim, Dayshon
Caple, who was standing near a restaurant that was
close by. Jones, who was acquainted with the victim,
discussed obtaining marijuana from him. Following
their conversation, Jones and the victim, who believed
that Jones had offered him a ride home in exchange
for marijuana, approached Jones’ automobile. The
defendant and Lowery exited the automobile. The
defendant brandished a revolver that he held close to
the victim’s chest and Lowery brandished a shotgun
that he pointed at the victim’s head. The victim, perceiv-
*4
ing that he was about to be robbed, told the men that
he did not ‘have anything.’ The defendant cocked the
hammer on his revolver and asked the victim, ‘you think
we playin’?’ Thereafter, the defendant and Lowery
searched the victim’s clothing and stole his cellular
telephone, a quantity of marijuana in his possession
and his wallet that contained approximately $40. Jones
stood nearby while these events unfolded. After the
defendant, Lowery and Jones got back into their auto-
mobile with the victim’s possessions and drove away,
the victim fled to a nearby gas statiоn where he called
family members for assistance. Later, Jones provided
information concerning these events to the police.’’
Davis
, supra,
The following facts and procedural history are also relevant to the defendant’s appeal. By means of a long form information, the state alleged that the defendant committed the crime of robbery in the first degree in violation оf § 53a-134 (a) (4). In count one of its infor- mation, the state alleged that ‘‘during the commission of the crime [the defendant] was armed with what he represented by his words or conduct to be a firearm . . . .’’ (Internal quotation marks omitted.) Id., 53.
Subsequently, ‘‘[o]n January 4, 2010, the defendant filed six written requests to charge covering different instructions. Although one of these requests to charge bore the title ‘Defendant’s Request to Charge: Robbery First Degree,’ neither this request nor any other submit- ted by the defendant covered the elements of robbery in the first degree. On January 4, 2010, the state filed a written request to charge that, among other topics, covеred the elements of robbery in the first degree. Following the portion of the request to charge that covered the elements of robbery in the first degree, the state cited to ‘[§] 6.4-1 [of the] Connecticut Selected Jury Instructions.’
‘‘On January 5, 2010, immediately after the state rested, the court held a charge conference with the attorneys . . . . The following is an excerpt from the colloquy that took place during the conference:
‘‘ ‘The Court: I have received the robbery charge [filed by the state], which is the standard charge. I intend to give the robbery [ charge ] in essence, maybe not exactly but the robbery charge will be given. The usual charges, the function of the court аnd the jury, proof beyond a reasonable doubt, burden of proof, circumstantial and direct evidence, they will be given. [I have] the request for conspiracy. Counsel . . . that’s your charge, con- spiracy? Yes?
‘‘ ‘[The Prosecutor]: Use the state’s conspiracy charge, Your Honor?
‘‘ ‘The Court: Yes.
‘‘ ‘[The Prosecutor]: Yes.
‘‘ ‘The Court: Counsel, any objection to the conspir- acy charge as presented by—
‘‘ ‘[Defense Counsel]: Your Honor, I have not seen a charge submitted by the state. I . . . could have left it in my office, but I haven’t had time to review it. Is it the standard charge? It’s robbery?
‘‘ ‘[The Prosecutor]: Throughout the computer. I’m not very fair.
‘‘ ‘The Court: Right off the cyberspace.
‘‘ ‘[Defense Cоunsel]: Based upon [the prosecutor’s] representation, Your Honor, there’s no objection. . . .
‘‘Thereafter, the defendant’s attorney made an oral motion for a judgment of acquittal. After hearing argu- ment concerning the motion, the court denied it. Fol- lowing its ruling, the court asked counsel, ‘anything else?’ The state replied in the negative and the defen- dant’s counsel did not raise any additional matters for consideration.
‘‘The next day, January 6, 2010, the court addressed counsel, noting that it had received a written motion for a judgment of acquittal from the defendant. After stating that the motion was denied, the сourt stated, ‘[a]nything else before the jury comes out?’ The defen- dant’s attorney replied, ‘[n]o, Your Honor.’ Following closing arguments, the court delivered its charge to the jury. After it instructed the jury as to the elements of the offenses at issue, the court excused the jury for a recess. The court, addressing counsel, stated: ‘[T]hat completes the substantive charge. Any comments? Any- thing I need to correct now? Think about it.’ Following the morning recess, the court asked counsel: ‘Anything I need to add or detract?’ The defendant’s attorney replied, ‘I have nothing, Your Honor.’ After the court delivered the remainder of its charge, the defendant’s attorney did not raise any objection related to the court’s robbery instruction.’’ (Emphasis added; foot- notes omitted.) Id., 56–59.
The jury returned a verdict of guilty on both counts of part one of the information; see footnote 4 of this opinion; and the trial court rendered judgment in accor- dance with the verdict. The defendant then appealed from the judgment of the trial court to the Appellate Court, claiming, inter alia, that the trial court improperly instructed the jury that it could find the defendant guilty on the basis of a theory of liability that was not set forth in the state’s information. Because the dеfendant did not object to the trial court’s jury instructions, he sought review under Golding , supra, 213 *6 Conn. 239–40.
The Appellate Court declined to review the claim on
the ground that the defendant had waived any objec-
tions to the trial court’s jury charges. It reasoned that
the trial court’s statement that it intended to give the
state’s proposed charge, which was available on the
Judicial Branch website,
‘‘in essence, maybe not
exactly,’’ effectively provided the defendant with the
proposed instructions. The Appellate Court further rea-
soned that, because the trial court’s jury instructions
‘‘mirrored the state’s instruction in all materiаl
respects’’;
Davis
, supra,
On appeal to this court, the defendant claims that
the Appellate Court’s conclusion that he implicitly
waived his instructional challenges is inconsistent with
the implied waiver doctrine in , supra,
Whether a defendant waives the right to challenge
jury instructions is a question of law over which we
exercise plenary review.
Mungroo
, 299 Conn.
667, 672–73,
In
Kitchens,
supra,
The Apрellate Court concluded that the trial court’s
stated intention to deliver the charges proposed by the
state ‘‘in essence, maybe not exactly,’’ met its threshold
obligation to ‘‘[provide] counsel with a copy of the pro-
posed jury instructions’’ and to ‘‘[allow] a meaningful
opportunity for their review . . . .’’ Id., 482–83. In so
concluding, the Appellate Court determined that the
trial court’s reference to the robbery instruction set
forth in the state’s request to charge, which was materi-
ally similar to the model instruction posted on the Judi-
cial Branch website, but broader than the allegation set
forth in the state’s information, adequately provided
the defendant with the proposed jury instruction and
a meaningful opportunity for review.
Davis
,
supra,
We agree with the Appellate Court that ‘‘the disposi- tive factor is whether the court has provided counsel with an opportunity to conduct a meaningful review of its proposed charge so that ‘the defendant may be deemed to have knowledge of any potential flaws therein,’ ’’ and that ‘‘[a]n opportunity for review neces- sarily entails that the court convey the substance of its charge in such a manner that the parties may review [the] proposed instructional language . . . .’’ Id., 62. Under the facts of the present case, however, we dis- agree that the trial court’s statement that it intended to deliver the instructions on the Judicial Branch web- site ‘‘in essence, maybe not exactly’’ met the standard for implied waiver set out in Kitchens.
Our review of the record reveals that the only discus-
sion of the jury instructions, prior to the delivery of the
charge to the jury, was limited to the state’s proposed
charge, which defense counsel stated he had not read,
and ambiguous references to the model instructions on
the Judicial Branch website. Although the court repre-
sented that its jury chargе would be derived from the
model instructions, it was equivocal as to the extent
that the charge would conform to the model. We con-
clude that the trial court’s statement that it intended
to deliver the model instructions ‘‘in essence, maybe not
exactly,’’ failed to provide the defendant with adequate
notice of the actual content of the court’s proposed
instructions. Accordingly, defense counsel was not
afforded a meaningful opportunity to review the instruc-
tions necessary to infer a wilful and knowing waiver
of instructional challenges
.
See, e.g.,
Brown
The threshold question for our implied waiver analy-
sis is whether the trial court provided the proposed
charges to the defendant prior to delivery of its instruc-
tions to the jury. Although the Appellate Court correctly
noted that ‘‘[t]he defendant does not assert that his trial
counsel was not provided with a copy of the state’s
request to charge’’;
State
v.
Davis,
supra, 131 Conn.
App. 59; the trial court’s proposed instructions, not the
prosecution’s request to charge, is the touchstone of
our implied waiver analysis.
State
v. , supra,
Given the lack of clarity concerning the proposed
instructions, the state’s argument that the defendant
had an opportunity to review the model instructions
on the Judicial Branch website overnight is inapposite.
Althоugh we have noted that ‘‘in every post-
Kitchens
case in which defense counsel was given the opportu-
nity to review the proposed jury instructions overnight,
we have concluded that defense counsel had received
a meaningful opportunity to review the proposed
instructions under the
Kitchens
test’’;
State
v.
Webster
Our conclusion is consistent with the policies under-
lying the implied waiver doctrine. First, declining to
infer a waiver under the particular circumstances of
the present case does not reward the defendant with
a second bite at the apple. In
Kitchens,
we explained
that permitting a defendant to challenge instructions on
appeal after a meaningful opportunity to review ‘‘would
amount to allowing [the defendant] to . . . ambush the
state [and the trial court] with that claim on appeal’’
after his trial strategy had failed. (Internal quotation
marks omitted.) , supra,
In addition, inferring a waiver under these circum-
stances is inconsistent with the policy of encouraging
meaningful on-the-record charge conferences.
State
v.
Baptiste
,
Finally, the fact that § 53a-134 (a) (4) incorporates
accessory liability is of no consequence to our implied
waiver analysis. The jury charge must conform to the
specific allegations in the infоrmation, not every theory
of liability included in the statute under which the defen-
dant is charged. See
Peterson
, 13 Conn. App.
76, 83–86,
The judgment of the Appellate Court is reversed and the case is remanded to that court for consideration of the defendant’s claim of instructional error.
In this opinion ZARELLA and EVELEIGH, Js., con- curred.
[1] General Statutes § 53a-134 (a) provides in relevant part: ‘‘A person is
guilty of robbery in the first degree when, in the course of the commission
of the crime of robbery . . . he or another participant in the crime . . .
(4) displays or threatens the use of what he represents by his words or
conduct to be a pistol, revolver, rifle, shotgun, machine gun or other fire-
arm . . . .’’
on a claim of constitutional error not preserved at trial only if all of the
Under
Golding,
supra,
tions to the defendant; , supra,
