State v. StephensState v. Stephens
Opinion
The defendant, Robert Troy Stephens, appeals from the judgment of the trial court revoking his probation and sentencing him to forty-two months incarceration and eighteen months special parole. The trial court determined that the defendant, who had been placed on probation following his conviction of possession of
The record reveals the following facts and procedural history relevant to our resolution of this appeal. On March 6, 2006, the defendant pleaded guilty under the
Alford
doctrine
2
to two counts of possession of child pornography in violation of
On March 20, 2008, the trial court issued an arrest warrant
3
for the defendant’s alleged violation of his probation, supported by an affidavit signed by the defendant’s probation officer, Denise Martin. In the affidavit, Martin attested that the defendant had violated the three foregoing special sex offender conditions because he allegedly had visited dating websites, tried to sell or trade an Apple computer online, and possessed nude photographs of his former girlfriend. The photographs included sexually explicit images of a nude woman from the waist down with her legs spread apart, close-up photographs of her genitalia and pubic area, and several photographs depicting her breasts in the
At the dispositional phase of the hearing, the court considered “whether the benefits of probation continue^] to exist” and whether the defendant would be a “good risk” if he were to continue on probation. The court observed that the defendant had not complied with the conditions of his probation and had not been totally forthright with his probation officer when he said that he had deleted any nude photographs of his former girlfriend that had been on his computer prior to his probation. The court further observed that the photographs were sexually stimulating in nature and extremely disturbing, offensive and demeaning to women, and, in light of the nature of the underlying offenses of possessing child pornography, the court had concerns relating to public safety if the defendant were to remain on probation. Accordingly, the court found that, to a large extent, the benefits of probation did not exist in the defendant’s case. The court thus reopened the sentence and ordered the defendant to serve forty-two months incarceration and eighteen months special parole on each count, with the sentences to run concurrently. This appeal followed. 4
The defendant seeks review of his unpreserved claims under
State
v.
Golding,
We conclude that, although the record is adequate for review and the defendant’s claims are of constitutional magnitude, they fail under the third prong of Golding because the alleged constitutional violations do not clearly exist. We further conclude that the defendant is not entitled to the extraordinary relief available under the plain error doctrine.
I
OVERBREADTH CLAIM
The defendant first claims that the special condition was unconstitutionally overbroad on its face and thus unduly impinged on his constitutional right to privacy because “[a] substantial amount of private physical intimacy shared between [consenting] adults involved in marital or close intimate relationships are at risk of being criminalized . . . .” He contends that, although “viewing nude photographs of strangers in a magazine, or online, may constitute inappropriate sexually stimulating material to a probationer with sex offender conditions of probation, the criminalization of possessing nude photographs of one’s spouse or adult consenting partner is inconsistent with the privacy rights afforded under the United States constitution, which prohibits making mere possession of obscene material a crime.” The state responds that the overbreadth doctrine does not apply because it is generally invoked only in first amendment cases, and the defendant is not alleging a first amendment violation. The state also contends that the overbreadth doctrine does not apply because conditions of probation, unlike statutes, are not “positive mandates of general applicability that can ‘sweep in’ a large amount of constitutionally protected speech or conduct” but, rather, are enforced on an individual and discretionary basis like contract terms, which are not subject to overbreadth analysis. We agree with the state that the overbreadth doctrine does not apply in the present case.
The United States Supreme Court repeatedly has stated that overbreadth analysis is appropriate only when first amendment rights are implicated. See, e.g.,
Broadrick
v.
Oklahoma,
II
VAGUENESS CLAIMS
The defendant also claims that the special condition was unconstitutionally vague on its face and as applied to him because (1) individual decisions by “consenting adults involved in marital or close intimate relationships” concerning the intimacies of their physical relationships are constitutionally protected,
7
(2) the term “sexually stimulating material” is subjective and has not been defined by the office of adult probation, by the statutory scheme or by the applicable case law,
unlike pornographic or obscene material, and, therefore, the condition did not provide him with fair notice as to what type of material
The state responds that (1) constitutional vagueness challenges apply to statutes and should not apply to conditions of probation, which are more like contract terms that are not subject to constitutional analysis, (2) if a vagueness analysis applies, only an as applied challenge should be considered because the defendant makes no claim of a first amendment violation, as do most claims of facial vagueness, and (3) under an as applied analysis, the defendant had sufficient notice that his conduct would violate the special condition. The state also argues that, if the defendant did not understand the special condition, he could have sought clarification from his probation officer as to whether he could possess the photographs in question. Assuming, without deciding, that conditions of probation, like statutes, can be subject to facial and as applied vagueness challenges, we conclude that the defendant’s claim fails under an as applied analysis.
We begin by noting that determining whether a condition of probation is unconstitutionally vague presents a question of law over which our review is de novo.
State
v.
Knybel,
“For statutes that do not implicate the especially sensitive concerns embodied in the first amendment, we determine the constitutionality of a statute under attack for vagueness by considering its applicability to the particular facts at issue. . . . [T]o prevail on his claim, the defendant must demonstrate beyond a reasonable doubt that the statute, as applied to him, deprived him of adequate
In the present case, the defendant claims that the special condition violated his constitutionally protected right to privacy rather than his first amendment right to constitutionally protected speech. Accordingly, we restrict our examination to whether the special condition was constitutional as applied to the defendant under the particular facts of this case. 8
In considering whether the special condition satisfied the two pronged test that it must give the defendant adequate notice and not create a threat of arbitrary and discriminatory enforcement, we are guided by
United States
v.
Cabot,
At the time the defendant committed the underlying offenses of possession of child pornography in May, 2003,
In determining whether a condition of probation is unconstitutionally vague, we adhere to the well established common-law rule that “everyone is presumed to know the law and . . . ignorance of the law excuses no one from criminal sanction.”
State
v.
Knybel,
supra,
We reject the defendant’s contention that he had a right to possess the sexually explicit photographs of his former girlfriend merely because of her status as a girlfriend. The defendant’s former girlfriend was not his wife, and he no longer had a relationship with her, romantic or otherwise, when he was found to be in possession of the photographs. See
United States
v.
Brigham,
We next consider whether the second prong of the as applied vagueness test is satisfied, namely, that the condition provided sufficient guidance to avoid arbitrary and discriminatory enforcement. With respect to that issue, the Second Circuit Court of Appeals has stated: “As a practical matter, a court analyzing an as-applied vagueness challenge may determine that the statute generally provides sufficient guidance to eliminate the threat of arbitrary enforcement without analyzing more specifically whether the particular enforcement was guided by adequate standards. In fact, it is the better (and perhaps more logical) practice to determine first whether the statute provides such general guidance, given that the Supreme Court has indicated that the more important aspect of the vagueness doctrine is the requirement that a legislature establish minimal guidelines to govern law enforcement. ... If a court determines that a statute provides sufficient guidelines to eliminate generally the risk of arbitrary enforcement, that finding concludes the inquiry.
“[When] a statute provides insufficient general guidance, an as-applied vagueness challenge may nonetheless fail if the statute’s meaning has a clear core. . . . In that case the inquiry will involve determining whether the conduct at issue falls so squarely in the core of what is prohibited by the law that there is no substantial concern about arbitrary enforcement because no reasonable enforcing officer could doubt the law’s application in the circumstances.” (Citations omitted; internal quotation marks omitted.)
Farrell
v.
Burke,
Under the foregoing standard, we cannot conclude that the special condition prohibiting the defendant from possessing “sexually stimulating material deemed inappropriate by a [probation [o]fficer” provided sufficient, general guidance for law enforcement purposes. The defendant’s conduct, however, fell so clearly within the core meaning of the special condition that there could be no substantial concern as to its arbitrary enforcement because no reasonable enforcing officer could doubt the condition’s application in light of the defendant’s conviction and the graphic nature of the photographs in question. As the trial court noted, “[a] probation policy does not need to exist to determine that these photographs . . . are very sexual in nature, depicting a female private part in a very sensual, sexual manner . . . .” We thus conclude that the defendant’s as applied vagueness claim must fail under Golding and the plain error doctrine.
III
EVIDENTIARY INSUFFICIENT CLAIM
The defendant’s final claim is that the evidence adduced at the revocation hearing was insufficient under the third prong of
Golding
to support the trial court’s finding that he had violated the special condition. The defendant claims that the testimony revealed that the nude photographs of his former girlfriend were placed on his home computer sometime prior to his probation and that he was not aware during his probation that the photographs were still there. He also contends, insofar as the evidence indicated that the photographs were accessed during his probation, that there was testimony at the
The following additional facts are relevant to our resolution of this claim. Martin, the defendant’s probation officer, testified for the state at the revocation hearing that, on June 4, 2007, she went to the defendant’s home to investigate a complaint by his former girlfriend that he had threatened in an e-mail to send to her coworker nude photographs he previously had taken of her. The defendant admitted to Martin that, at one point, his computer contained those photographs but that they had been deleted and that no pornography or other questionable material remained on his computer. Martin testified that the computer found at the defendant’s residence nonetheless had been seized and taken to the state police forensic laboratory for the purpose of conducting an examination of the hard drive for evidence of pornographic material. The laboratory subsequently sent a report to Martin accompanied by a series of photographs of the defendant’s former girlfriend, clothed and naked, that had been obtained from the computer’s hard drive. Martin testified that she had not been aware before she went to the defendant’s home that there might be sexually explicit photographs on his computer, that the defendant had neither sought nor been given permission to possess the photographs, either on his computer or anywhere else, and that possession of the photographs constituted a violation of the conditions of his probation because the photographs were sexually explicit. Martin also testified that she might be suspicious of the former girlfriend’s motives in filing the complaint against the defendant because “she was a woman possibly scorned . . . .” Martin later conceded, however, that she never had met the defendant’s former girlfriend and was not in a position to judge whether she was a credible person.
Steven DiPietro, a computer forensic examiner with the state police forensic laboratory, also testified for the state that he had examined the hard drive of the defendant’s computer, had found that it contained photographs of a sexually explicit nature and that the photographs had not been deleted. He further testified that he was able to determine when the files containing the photographs had last been accessed. He explained that persons or software may access files and that, in some cases, antivirus software may change the last accessed dates. DiPietro also stated that he could not tell for certain whether a person or computer software had last accessed the files containing the photographs, but it was possible that antivirus software had been running at the time and had accessed those files for the purpose of detecting malicious codes. He added that one particular photograph of a naked woman had last been accessed at a different time than the other photographs, and that no attempt had been made to delete that photograph. He stated that the photographs had last been accessed on April 21, 2007, except for the one photograph that had last been accessed on May 13, 2007.
In
Douglas
v.
Buder,
We conclude that there was sufficient evidence in the record to support the trial court’s finding. Witnesses testified at the revocation hearing that sexually explicit photographs had been found on the hard drive of the defendant’s home computer, there had been no attempt to delete the photographs, and they had last been accessed on April 21, 2007, and May 13, 2007, during the defendant’s probation. In addition, the defendant had neither sought nor been given permission by his probation officer to possess the photographs, either on his computer or anywhere else, and the officer deemed possession of the photographs a clear violation of the special condition. We therefore conclude that the defendant’s claim fails under the third prong of Golding.
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
Hereinafter, all references to
North Carolina v. Alford,
The arrest warrant resulted from a complaint that the defendant’s former girlfriend had filed, in which she alleged that the defendant was in possession of nude photographs of her on a laptop computer and that he had threatened to send these photographs to her coworker.
The defendant appealed to the Appellate Court from the judgment of the trial court, and we transferred the appeal to this court pursuant to
The plain error doctrine “is an extraordinary remedy used by appellate courts to rectify errors committed at trial that, although unpreserved, are of such monumental proportion that they threaten to erode our system of justice and work a serious and manifest injustice on the aggrieved party. [T]he plain error doctrine ... is not ... a rule of reviewability. It is a rule of reversibility. That is, it is a doctrine that [an appellate] court invokes in order to rectify a trial court ruling that, although either not properly preserved or never raised at all in the trial court, nonetheless requires reversal of the trial court’s judgment, for reasons of policy. ... In addition, the plain error doctrine is reserved for truly extraordinary situations [in which] the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . Plain error is a doctrine that should be invoked sparingly. . . . Implicit in this very demanding standard is the notion . . . that invocation of the plain error doctrine is reserved for occasions requiring the reversal of the judg-
merit under review.” (Internal quotation marks omitted.)
State
v.
Myers,
We thus need not reach the state’s corresponding claim that the over-breadth doctrine does not apply to conditions of probation.
The defendant repeatedly refers to photographs of his former girlfriend and his wife, and sometimes makes reference to his wife or marriage in his arguments. Although there were photographs of his wife on the defendant’s computer, we agree with the state that the only photographs at issue in this case are the photographs of his former girlfriend, as those photographs were the basis for the trial court’s finding of a violation of probation. We thus do not consider whether similar photographs of the defendant’s wife would have been in violation of the condition because it is not the issue before this court.
We note that a determination that the condition is constitutional as applied to the defendant renders his facial vagueness claim superfluous because he is the only person to whom the condition applied. See
Hoffman Estates
v.
Flipside, Hoffman Estates, Inc.,
In
Cabot,
the defendant, John Cabot, pleaded guilty to the federal crime of persuading a minor to engage in sexually explicit conduct for the purpose of producing visual depictions of such conduct in violation of
See
This definition has not been amended since 2004.
To the extent the defendant did not understand the special condition because it did not define the term “sexually stimulating material,” he could have contacted his probation officer and sought clarification as to whether he could possess the material in question before he acquired it.