State of Vermont v. Stephanie Berard
No. 2018-180
Supreme Court of Vermont
2019 VT 65
February Term, 2019; David A. Howard, J.
NOTICE: This opinion is subject to motions for reargument under
David Tartter, Deputy State‘s Attorney, Montpelier, for Plaintiff-Appellee.
Matthew Valerio, Defender General, and Joshua S. O‘Hara, Appellate Defender, Montpelier, for Defendant-Appellant.
PRESENT: Reiber, C.J., Skoglund, Robinson and Carroll, JJ., and Morris, Supr. J. (Ret.), Specially Assigned
¶
I. Facts
¶ 2. The State presented the following evidence at trial. On July 14, 2016, Trooper Wayne Godfrey with the Vermont State Police directed defendant to pull over her car after he observed her committing traffic violations. Defendant pulled into a store parking lot, opened her door, and began to get out. The officer told defendant to get back in her car, which she eventually did. ¶ 3. Trooper Godfrey then approached defendant on the driver‘s side of the car. Defendant asked him to call another officer because she recognized him as someone she had interacted with on a previous occasion, when he “maced” her. The officer instructed defendant to provide him with her driver‘s license, registration, and proof of insurance. Defendant replied that she had the requested documents in her car, but she would not provide them to him and asked him to call another officer. Trooper Godfrey continued to instruct defendant to provide the documents, and defendant refused to provide them to him. During their exchange, Trooper Godfrey called for another officer. Their exchange—the officer‘s requesting the documents and defendant‘s
¶ 4. When the second officer arrived, defendant retrieved the documents and extended them out of the car. At that point, Trooper Godfrey grabbed defendant‘s arm and physically pulled her out of the car. He arrested defendant for impeding a law enforcement officer in violation of
¶ 5. In February 2018, defendant was found guilty following a jury trial. She filed a motion for judgment of acquittal pursuant to
¶ 7. We review the denial of a judgment of acquittal de novo. State v. Ellis, 2009 VT 74, ¶ 21, 186 Vt. 232, 979 A.2d 1023. We consider “whether the evidence, when viewed in the light most favorable to the State and excluding any modifying evidence, fairly and reasonably tends to convince a reasonable trier of fact that the defendant is guilty beyond a reasonable doubt.” Id. (quotation omitted). “Judgment of acquittal is appropriate only if the State has failed to put forth any evidence to substantiate a jury verdict.” Id. (quotation omitted). We review statutory interpretation without deference to the trial court. Wright v. Bradley, 2006 VT 100, ¶ 6, 180 Vt. 383, 910 A.2d 893 (“Issues of statutory interpretation are subject to de novo review.“).
II. Analysis
¶ 8. Defendant was convicted of violating
¶ 9. “A person ‘hinders’ an officer when the person‘s actions illegally interfere with the officer‘s ability to perform duties within the scope of the officer‘s authority.” State v. Harris, 152 Vt. 507, 509, 568 A.2d 360, 361 (1989); see also State v. Stone, 170 Vt. 496, 499, 756 A.2d 785, 788 (2000) (“We have defined ‘hinder’ as ‘to slow down or to make more difficult someone‘s progress towards accomplishing an objective; to delay, or impede or interfere with that person‘s progress.’ ” (citation omitted)). In prior impeding-officer cases, the unlawful hindering action was a substantial interference. See State v. Neisner, 2010 VT 112, ¶ 21, 189 Vt. 160, 16 A.3d 597 (upholding impeding-officer conviction where defendant‘s actions “significantly impeded” officer); State v. Oren, 162 Vt. 331, 336, 647 A.2d 1009, 1012 (1994) (holding that when defendant blocked officer‘s vehicle with her car, ran toward officer‘s car while shouting obscenities, tried to grab officer‘s badge, and pounded on officer‘s car, resulting in officer‘s inability to leave until local police arrived to help half an hour later, she “far exceeded a reasonable response to the circumstances” and violated impeding-officer statute); State v. Dion, 154 Vt. 420, 425, 578 A.2d 101, 104 (1990), overruled on other grounds by State v. Brooks, 163 Vt. 245, 658 A.2d 22 (1995) (upholding impeding-officer conviction where defendant threatened game warden and pulled boy that warden was attempting to arrest from officer‘s grasp).
¶ 10. According to our prior holdings, a defendant violates
¶ 12. However, we do not conclude that defendant‘s refusal—which essentially was an intentional civil violation—may, without more, constitute a violation of
¶ 13. When read broadly, the impeding-officer statute appears to criminalize any unlawful action, no matter how slight or brief, that for any moment delays or interferes with the lawful execution of an officer‘s duties. For example, according to this broad reading, defendant here would have been guilty of impeding the officer if she had refused to provide her documents and then immediately recognized her error and produced them. Such a broad sweep is inconsistent with the text of
A person who hinders an executive, judicial, law enforcement, civil, or military officer acting under the authority of this State or any subdivision thereof, or who removes a weapon from the person of a law enforcement officer, or who deprives a law enforcement officer of the use of a weapon, shall be imprisoned not more than three years or fined not more than $500.00, or both. For purposes of this section, law enforcement officer is defined under section 3019 of this title.
Placed in context, “[a] person who hinders [a] . . . law enforcement . . . officer” describes a level of interference akin to removing or disabling the use of an officer‘s weapon. See Brown, 2013 VT 38, ¶ 20 (affirming that we do not interpret “just isolated sentences or phrases,” but rather construe
statute as whole); see also In re Hamid-Ahmed, 2018 VT 113, ¶ 7, ___ Vt. ___, 200 A.3d 179 (stating that we interpret statutes “based on the plain meaning of the language when read in context of the text as a whole“). When paired with offenses related to an
¶ 14. The prescribed penalty for impeding an officer, when compared with the prescribed penalties for similar offenses in the same chapter, further support this view. Impeding an officer carries a felony conviction and a maximum penalty of three years’ imprisonment.
¶ 15. The penalties prescribed in the motor vehicle code for failing to provide a driver‘s license, registration, and proof of insurance also support our interpretation. The motor vehicle code established the lawful basis for Trooper Godfrey‘s order to produce defendant‘s documents. According to the motor vehicle statutes, the failure to produce a driver‘s license and registration carries a civil penalty of up to $250.
¶ 16. A broad sweep that criminalizes a civil violation of the motor vehicle code as a felony may also raise constitutional concerns. “We generally construe statutes to avoid constitutional difficulties, if possible.” State v. Hurley, 2015 VT 46, ¶ 16, 198 Vt. 552, 117 A.3d 433 (quotation omitted). The United States Supreme Court has held that “the void-for-vagueness doctrine requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.” Kolender v. Lawson, 461 U.S. 352, 357 (1983). One important element of this doctrine is “the requirement that a legislature establish minimal guidelines to govern law enforcement.” Id. at 358 (quotation omitted). Otherwise, “a criminal statute may permit a standardless sweep that allows policemen, prosecutors, and juries to pursue their personal predilections.” Id. (quotation omitted); see also Cantrell, 151 Vt. at 133 (“The doctrine of void-for-vagueness, generally stated, requires that penal statutes define a criminal offense with sufficient certainty so as to inform a person of ordinary intelligence of conduct which is proscribed, and such that arbitrary and discriminatory enforcement is not encouraged.“).
¶ 17. Accordingly, we interpret
If the statute is not given a narrow reading, it will be unconstitutionally vague. . . . [I]f the statute is read broadly, conduct routinely engaged in by many citizens of this state would potentially be prohibited. . . . Read broadly, the statute would not convey sufficiently definite warning as to the proscribed conduct.
Harris, 152 Vt. at 509 (quotation and alteration omitted). Moreover, we consider this interpretation appropriate because “the rule of lenity requires that any doubts created by ambiguous legislation be resolved in favor of the defendant.” State v. Goodhue, 2003 VT 85, ¶ 21, 175 Vt. 457, 833 A.2d 861. Because we reverse the trial court‘s decision on these grounds, we need not address defendant‘s other arguments.
The trial court‘s decision is reversed and defendant‘s conviction is vacated.
FOR THE COURT:
Chief Justice
¶ 18. CARROLL, J., dissenting. The majority concedes that defendant had no legal right to refuse to provide her driver‘s license and registration to a police officer who pulled her over after having witnessed her commit three motor-vehicle-code violations. Nonetheless the majority vacates defendant‘s conviction because it assumes that the Legislature did not intend that civil violations could provide the basis for impeding an officer. The majority also speculates in concluding that lawmakers did not intend that a felony conviction would result from such an act of defiance. I dissent and would affirm the jury‘s guilty verdict because
¶ 20. On a mid-summer evening, a trooper was on patrol for impaired drivers when he observed a vehicle perform an illegal turn onto Main Street in Bennington. The operator failed to stop at a stop sign before turning and then crossed the center yellow line while executing the turn. And, as the trooper drove to catch up to the offending driver, the operator failed to signal a turn into a parking lot. Viewing a third violation of the motor vehicle code, the trooper activated his emergency lights and parked his cruiser behind the vehicle in the parking lot.
¶ 21. The traffic stop then proceeded, in somewhat atypical fashion. Defendant attempted to exit her vehicle while the trooper was still inside his cruiser. She opened the door and began to get out. For
¶ 22. As the majority acknowledges, after approaching the vehicle the trooper then repeatedly directed defendant to produce her license and registration and she repeatedly refused to do so. The officer testified that it is important to be able to review an operator‘s license and registration in the first moment of a traffic stop because if the operator chooses to flee the scene in an effort to evade police, the officer will know who was operating the vehicle. For this reason, an officer‘s goal, when conducting a traffic stop, is to immediately obtain as much information about the operator as possible. Throughout their encounter, defendant was combative and uncooperative and had a raised voice.2 She insisted that another officer be called to the scene before she would comply with the officer‘s request. Indeed, she did not comply with his request to produce her license and registration until after a second officer, who the trooper called in response to her demand, arrived at the scene.
¶ 23. I agree with the majority that defendant‘s refusal to provide the documents required by statute was unlawful because she had no legal right to refuse to comply with
¶ 24. Well-established principles of statutory interpretation state that we construe statutes according to their plain language because this is the best evidence of what the Legislature intended when it passed a law. State v. Thompson, 174 Vt. 172, 174-75, 807 A.2d 454, 458 (2002) (“When construing a statute, our paramount goal is to effectuate the intent of the Legislature. In determining legislative intent we look first at the plain meaning of the statutory language.” (citation omitted)). Absent an ambiguity, the plain language of the statute controls. Id. (“We will enforce the statute without resorting to statutory construction if the legislative intent is clear from the language.“).
¶ 25. Yet, the majority concludes that the Legislature did not intend that a civil violation could provide the basis for a violation of
¶ 26. I base my critique on the two primary methods of analysis by the majority. First, the majority narrowly interprets
¶ 27. First, a defendant may not be convicted of a violation of
¶ 30. I also disagree with the majority‘s use of comparisons to the maximum punishments for other offenses in Title 13 to
¶ 31. These are far-reaching assumptions of the Legislature‘s intent. Yet
¶ 32. The Legislature determines the appropriate sentence and class for each individual crime. When a jury determines that a criminal violation has been proven beyond a reasonable doubt, the penalty in the statute applies and a defendant is convicted of a felony or misdemeanor. Here the jury decided that the elements of
been met. Defendant had no legal right to refuse to provide her license and registration to the trooper and this impeded him in the lawful execution of his duties: she unjustifiably delayed him at this traffic stop while he repeatedly requested that defendant comply with
Associate Justice
