STATE OF CONNECTICUT v. JESUS RUIZ
AC 38025
AC 38232
Connecticut Appellate Court
June 6, 2017
Keller, Mullins and Beach, Js.
Argued February 23—officially released June 6, 2017
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(Appeal from Superior Court, judicial district of New Haven, Thompson, J. [judgment]; Clifford, J. [motion to correct].)
Laurie N. Feldman, special deputy assistant state’s attorney, with whom, on the brief, were Patrick Griffin, state’s attorney, Michael Dearington, former state’s attorney, and Lisa D’Angelo, assistant state’s attorney, for the appellant-appellee (state).
Stephan E. Seeger, with whom, on the brief, was Igor G. Kuperman, for the appellee-appellant (defendant).
Opinion
MULLINS, J. The state appeals from the judgment
The following facts and procedural history inform our review. On July 1, 2008, following a jury trial, the Supеrior Court rendered a judgment of conviction against the defendant on two counts of sexual assault in the first degree in violation of
On October 2, 2008, the court sentenced the defendant as follows: On the first count of sexual assault in the first degree, the court sentenced the defendant to seventeen years incarceration, executiоn suspended after twelve years, with ten years of probation; on the second count of sexual assault in the first degree, the court sentenced the defendant to twelve years incarceration; on the count of risk of injury to a child, the court sentenced the defendant to ten years incarceration; and on the count of sexual assault in the fourth degree, the court sentenced the defendant to one year incarceration. The court ordered all sentences to run concurrently, for a total effective sentence of seventeen years incarceration, execution suspendеd after twelve years, with ten years of probation. This court affirmed the defendant’s conviction on direct appeal. State v. Ruiz, 124 Conn. App. 118, 3 A.3d 1021, cert. denied, 299 Conn. 908, 10 A.3d 525 (2010).2
The trial court conducted a hearing on April 30, 2015. The parties initially assumed that the defendant’s conviction of the sexual assault in the first degree charges was for а class B felony. During the hearing, however, the court raised a concern about whether a conviction of that crime was for a class A felony rather than for a class B felony because the legislature had changed the classification during the period the crimes were alleged to have occurred.4 Ultimately, the court ruled
On each count of sexual assault in the first degree, the court resentenced the defendant to eleven years incarceration, with one year of special parole; on the count of risk of injury to a child, the court resentenced the defendant to seventeen years incarceration, execution suspended after twelve years, with twelve years of probation; and, on the count of sexual assault in the fourth degree, the court resentenced the defendant to one year incarceration. The court ordered all sentences to run concurrently, for a total effective sentence of seventeen years incarceration, execution suspended after twelve years, with one year of special parole and ten years of probation. Both the state and the defendant now appeal from the trial court’s judgment.6
The state claims that the defendant’s original sentence was not illegal for lack of a term of special parole, and, therefore, the trial court improperly granted the defendant’s motion on that ground. To support its claim, the state relies on two recent cases from our Supreme Court, Victor O. II and Jason B. The state further contends that we also must assume that the defendant’s conviction for sexual assault in the first degree was for a class B felony.7
The defendant acknowledges that our Supreme Court, in Victor O. II and Jason B., clarified any ambiguity in the law regarding whether
First, he contends that he relied, to his detriment, on the language of
The state responds that it was not settled law at all. The state contends that, although there may have been some question as to whether a period of special parole was required in cases of sexual assault in the first degree due to the language of
We set forth the applicable legal principles and our standard of review. ‘‘[T]he jurisdiction of the sentencing court terminates once a defendant’s sentence has begun, and, therefore, that court may no longer take any action affecting a defendant’s sentence unless it expressly has
We begin with the state’s claim that the defendant’s original sentence was not illegal for lack of a term of special parole. In Victor O. II, our Supreme Court expressly held that, pursuant to
We next consider the defendant’s request that we recognize that he acted in ‘‘justified reliance’’ on the language of Victor O. I in preparing his motion and that we affirm the trial court’s judgment because of this. He contends that we should give him the benefit of his interpretation of оur Supreme Court’s decision in Victor O. I because the trial court agreed with his interpretation and felt bound by it, and because our Supreme Court itself ‘‘clearly recognized the misleading consequences of its opinion . . . .’’ He contends that if we apply Victor O. II in this case, it will amount to an impermissible retroactive application of the law. We are not persuaded.
‘‘The principle that statutes operate only prospectively, while judicial decisions operate retrospectively, is familiar to every law student . . . .’’ (Internal quotation marks omitted.) Rivers v. Roadway Express, Inc., 511 U.S. 298, 311, 114 S. Ct 1510, 128 L. Ed. 2d 274 (1994); see also Kuhn v. Fairmont Coal Co., 215 U.S. 349, 372, 30 S. Ct. 140, 54 L. Ed. 228 (1910) (‘‘[j]udicial decisions have had retrospective operation fоr near a thousand years’’) (Holmes, J., dissenting). In Rivers, the United States Supreme Court held: ‘‘It is this [c]ourt’s responsibility to say what a statute means, and once the [c]ourt has spoken, it is the duty of other courts to respect that understanding of the governing rule of law. A judicial construction of a statute is an authoritative statement of what the statute meant before as well as
In Victor O. I, the defendant, Victor O., was convicted of sexual assault in the first degree in violation of
Without identifying or addressing the precise contours of Victor O.’s argument or the state’s concession, the Supreme Court remanded the case to the trial court for resentencing with respect to the conviction of sexual assault in the first degree, stating in relevant part: ‘‘As the state concedes, the sentence that the trial court imposed does not comply with
On remand, the trial court resentenced Victor O. to ‘‘a term of imprisonment of twelve years for his conviction of sexual assault in the first degree. [His] sentences on the other two counts remained the same. Accordingly, [his] total effective sentence after resentencing was the same as before his resentencing: thirty years of incarceration, execution suspended after fifteen years, and twenty years of probation.’’ Victor O. II, supra, 320 Conn. 244–45.
Victor O. again filed a motion to correct an illegal sentence, contending in part that this new sentence also was illegal because it did not include a period of special parole. Id., 245. The trial court disagreed and denied the motion, concluding, in part, that the Supreme Court’s remand order did not require the imposition of a period of special parole for any defendant convicted of sexual assault in
In Victor O. II, our Supreme Court stated that Victor O.’s claim ‘‘merits little discussion.’’ Id. The court first noted that, because the state had conceded that the sentence was illegal—albeit for reasons other than whether a period of special parole was attached; see footnote 8 of this opinion—‘‘we simply remanded the case to the trial court for resentencing, without considering whether, on remand, the trial court was required to sentence [Victor O.] to a period оf special parole. . . . To the extent that anything we may have said therein [could] be construed as deciding the somewhat challenging question of statutory interpretation presented by the present appeal, it was not our intention to do so.’’ (Citations omitted.) Id.
Then, specifically construing
It is clear from Victor O. I and Victor O. II that the issue concerning whether special parole was mandatory for defendants convicted of violating
That this argument is untenable is further demonstrated by the action taken by the trial court in Victor O. I on remand, the very case on which the defendant relies. In Victor O. I, after our Supreme Court issued its remand order, the remand court resentenced Victor O. to a term of imprisonment of twelve years for his conviction of sexual assault in the first degree, with no period of special parole. Id., 244–45. The remand court specifically concluded that our Supreme Court did not hold that a period of special parole was required for all persons who were convicted of sexual assault in the first degree. Id., 245. At best, then, the issue that the defendant now claims was ‘‘settled law’’ when he filed his motion and the trial court issued its ruling in the present case would be characterized, more appropriately, as unsettled in Supreme Court case law. The ‘‘requirement’’ of special parole for persons convicted of
In any event, it is clear that whether special parole was required was not ‘‘
Finally, we consider the state’s contention that if we agree that the defendant’s original sentence was not illegal because it did not include a period of special parole, we must determine whether the defendant’s conviction for sexual assault in the first degree, as alleged in count one, was a class A or a class B felony. The state contends that if the defendant’s conviction, on count one, of sexual assault in the first degreе was a class A felony, then a period of probation would not have been allowed pursuant to
The defendant contends that we should not decide this issue because it was neither presented to nor decided by the trial court. He argues that it was not his theory of illegality before the trial court and that he, therefore, did not attempt to provide any proof whatsoever that his conviction on count one should have been classified as a class A felony. We agree with the defendant.
‘‘Only in [the] most exceptional circumstances can and will [a reviewing court] consider a claim, constitutional or otherwise, that has not been raised and decided in the trial court.’’ (Internal quotation marks omitted.) State v. Martin M., 143 Conn. App. 140, 151, 70 A.3d 135, cert. denied, 309 Conn. 919, 70 A.3d 41 (2013). ‘‘For this court to . . . consider [a] claim on the basis of a specific legal ground not raised during trial would amount to trial by ambuscade, unfair both to the [court] and to the opposing party.’’ (Internal quotation marks omitted.) State v. Koslik, 116 Conn. App. 693, 702, 977 A.2d 275, cert. denied, 293 Conn. 930, 980 A.2d 916 (2009).
For purposes of this appeal, we assume, without deciding, that the defendant’s conviction on count one was for a class B felony. Pursuant to Practice Book § 43-22, we ‘‘may at any time correct an illegal sentence’’; (emphasis added); even when the claim is raised for the first time on appeal. See State v. Cator, 256 Conn. 785, 804–805, 781 A.2d 285 (2001); State v. Kosuda, 85 Conn. App. 192, 195 n.1, 856 A.2d 480 (2004). Here, however, the state does not ask us to correct an illegal sentence; rather, it seeks to have us issue a ruling declaring that the defendant’s sentence is legal because the defendant did not claim and prove that it was illegal on the ground that the conviction was for a class A felony and the sentence improperly inсluded a period of probation.
Because the defendant does not claim that his sentence on count one is illegal on the ground that his conviction should have been classified as a class A felony, for which our Supreme Court has ruled a period of probation would not be permitted, we decline to issue the ruling that the state is seeking; there simply is no record on which we could base such a ruling. Indeed, we must assume that the defendant’s conviction for both counts of sexual assault in the first degree was for a class B felony because we have no record that would permit us to go beyond that assumption, neither рarty having ever challenged the assumed classification.11 Therefore, under the particular and unique facts of this case, we conclude that it would be unfair to the defendant to decide this issue by holding that the defendant failed to meet a burden of proof on a claim he never made. Because the record is inadequate, we also decline to hold that count one necessarily is not a class A felony.
The judgment is reversed and the case is remanded with direction to reinstate the defendant’s original sentence and to deny his motion to correct an illegal sentence.
In this opinion the other judges concurred.
