Washington v. Commissioner of CorrectionWashington v. Commissioner of Correction
Opinion
The central issue raised in this appeal is whether the interpretation of
The factual backdrop to this appeal, although somewhat complex, is undisputed and aptly described in the habeas court’s memorandum of decision. “The petitioner was the defendant in a criminal case ([Docket No. CR99-0482356-S], hereinafter ‘docket 1’) in the judicial district of New Haven. The petitioner was arrested and arraigned in [the] docket 1 case on July 23, 1999. The petitioner posted bond that same day and was released.
“The petitioner also was the defendant in a [second] criminal case ([Docket No. CR00-0488977-S], hereinafter ‘docket 2’) in [geographical area number six in the] judicial district of New Haven. The petitioner was arrested and arraigned in [the] docket 2 [case] on March 9, 2000. The petitioner did not post bond and was held in lieu of bond by the respondent. On March 30, 2000, the petitioner posted bond and was released.
“On April 26, 2000, the petitioner became the defendant in two [additional] criminal cases ([Docket Nos. CR00-0289698-T and CR00-0289699-T] . . . ‘dockets 3 and 4,’ respectively) in the judicial district of Waterbury. The petitioner did not post bond [in] either [of the] docket 3 or 4 [cases], and was held in lieu of bond by the respondent.
“On May 17,2000, the petitioner’s bonds in both dockets 1 and 2 were raised so that the petitioner was again held in lieu of bond on those two dockets in addition to dockets 3 and 4.
“On June 14, 2001, the petitioner entered . . . guilty pleas in dockets 1 and 2. The [trial] court. . . accepted the pleas
“Dockets 3 and 4 were not resolved as anticipated. Consequently, the petitioner returned to New Haven on October 31, 2001, for sentencing [in] dockets 1 and 2. [The trial court] imposed the total effective sentence previously indicated, namely three years .... The total effective sentence was comprised of a one year sentence in docket 1, as well as a three year sentence in docket 2, to run concurrently.
“Upon receiving the mittimi for the docket 1 and 2 sentences, the respondent calculated the presentence confinement credit to be applied to each docket.
“On April 14, 2003, the petitioner was sentenced by the court ... [in dockets 3 and 4], In accordance with a plea agreement, the petitioner was sentenced to seven years [imprisonment], of which five years is a mandatory minimum, to run concurrently with sentences then being served [in connection with dockets 1 and 2]. 1 The judgment mittimus contained] no order pertaining to presentence confinement credit.
“The time sheet maintained by the respondent for docket 1 shows that, on October 31, 2001, the respondent posted 364 days of presentence confinement credit to the docket 1 sentence. While the petitioner had been held in lieu of bond [in] docket 1 from May 17, 2000, until he was sentenced on October 31, 2001, the one year sentence was less than the time held in lieu of bond. Consequently, the petitioner essentially discharged upon sentencing [in] the docket 1 [case]. The time held in lieu of bond satisfied the petitioner’s term of incarceration for that docket. . . .
“The time sheet maintained by the respondent for docket 2 shows that, on October 31, 2001, the respon dent posted 554 days of presentence confinement credit to the docket 2 sentence. The 554 days represent the time periods of March 9, 2000, through March 30, 2000, and May 17, 2000, through October 31, 2001. The application of that credit resulted in a release date from the docket 2 sentence of April 25, 2003. . . .
“The time sheet maintained by the respondent for docket 3 shows that, upon being sentenced on April 14, 2003, the respondent initially did not post any presentence confinement credit to docket 3. A subsequent posting, dated April 24, 2003, shows, however, that the respondent credited 553 days of presentence confinement credit to docket 3. The 553 days represent the time period of April 26, 2000, through October 31, 2001. The application of that credit resulted in a release date from the docket 3 sentence of October 7, 2008. . . .
“The time sheet for docket 2 shows that, on April 24, 2003, the respondent posted a reduction of 532 days of presentence confinement
“The time sheets for dockets 2 and 3 show postings dated February 23,2005, accompanied by the following entry: ‘SC 11/04 JC REVIEW.’ On November 30,2004, the Connecticut Supreme Court released a trio of decisions pertaining to the application of presentence confinement credit, namely [Harris, Cox and Hunter]. Thus, the entry ‘SC 11/04 JC REVIEW’signifies that the respondent conducted a review of jail credit (i.e., presentence confinement credit) as a result of, and pursuant to, the November, 2004 Supreme Court decisions in Harris, Cox and Hunter. . . .
“As a result of the jail credit review performed on dockets 2 and 3, any jail credits moved to docket 3 were removed and again applied to the docket they had first been applied to immediately after sentencing. Consequently, 532 days of presentence confinement credit were moved from docket 3 to docket 2, thereby advancing the release date on docket 2 from October 8, 2004, to April 25, 2003. . . .
“The removal of 532 days of presentence confinement credit from docket 3 altered the release date [of] that sentence from October 7, 2008, to March 23, 2010. The only presentence confinement credit remaining on docket 3 was the credit for twenty-one days for the time period of April 26, 2000, to May 17, 2000. . . .
“The petitioner has been continuously confined, held either in lieu of bond or as a sentenced prisoner, from April 26,2000, to the present.” (Citations omitted.) Additional facts will be set forth as necessary.
The habeas court concluded that the petitioner could not demonstrate any injustice to warrant the issuance of habeas relief and, therefore, rendered judgment denying the habeas petition. Thereafter, the petitioner sought certification to appeal, which the habeas court granted as to all of the petitioner’s claims. On the granting of certification, the petitioner appealed to the Appellate Court, and we transferred the appeal to this court pursuant to
We begin by setting forth the appropriate standard of review. “Although a habeas court’s findings of fact are reviewed under a clearly erroneous standard of review, questions of law are subject to plenary review. . . . [When] the material facts are not in dispute and the issues before us present questions of law, our review
is plenary.” (Citation omitted; internal quotation marks omitted.)
Harris
v.
Commissioner of Correction,
supra,
In order to address properly the merits of the petitioner’s claims, some background
Our case law illustrates the interaction of these statutory provisions, which defines the process by which the respondent calculates a prisoner’s anticipated release date. See, e.g.,
Hunter v. Commissioner of Correction,
supra,
In
Harris,
we announced for the first time our conclusion that
As a preliminary matter, we note that the petitioner raises both constitutional and statutorily based claims. “Ordinarily, [constitutional issues are not considered unless absolutely necessary to the decision of a case.” (Internal quotation marks omitted.)
Bauer
v.
Waste Management of Connecticut, Inc., 234
Conn. 221, 230,
I
The petitioner first claims that the respondent’s retroactive application of the
In response to the petitioner’s claim that retroactive application of these decisions had the practical effect of increasing his punishment, the habeas court concluded: “[T]he petitioner’s assertion that his term of confinement for docket 3 has somehow been lengthened is incorrect. Additionally, the claim that the respondent is retroactively applying the Supreme Court’s construction of a criminal statute in Cox in no way takes into consideration the respondent’s statutoiy duty to determine the appropriate amount of presentence confinement [credit] to be applied. . . . This statutory requirement exists for the duration of [the] inmate’s total term of confinement.” (Citation omitted.)
We begin with the law governing due process violations predicated on the theory that the retroactive application of a court’s statutory construction operates like an ex post facto law. “The ex post facto prohibition forbids the Congress and the [s]tates to enact any law which imposes a punishment for an act which was not punishable at the time it was committed ... or imposes additional punishment to that then prescribed. . . . Through this prohibition,
The United States Supreme Court has observed, “[a]s the text of the [ex post facto] [c]lause makes clear, it is a limitation upon the powers of the [legislature, and does not of its own force apply to the [j]udicial [b]ranch
of government.” (Internal quotation marks omitted.)
Rogers
v.
Tennessee,
It is significant to note that the petitioner in the present case does not argue that our decisions in
Harris, Cox
and
Hunter
altered the definition of the crimes with which he was charged or altered the potential sentences prescribed by statute that may be imposed upon conviction of those crimes. Rather, the crux of the petitioner’s due process claim is that, as a result of our interpretation of
We note that a District of Columbia Court of Appeals case,
Davis
v.
Moore,
In keeping with its rejection of the petitioners’ ex post facto claims, the court in
Davis
also rejected the petitioners’ related
Bouie
claims. The petitioners in
Davis
argued that the court’s construction of the District of Columbia Good Time Credits Act of 1986 in
Noble
“was so unexpected and contrary to the prevailing view that it would offend due process to apply [the] holding retroactively.”
Davis
v.
Moore,
supra,
In the present case, the petitioner claims that “[t]he
Harris
trilogy introduced a new judicial interpretation of
First, to the extent that the petitioner suggests that
Harris, Cox
and
Hunter
represented a change in the law, we do not agree.
Harris
involved a question of first impression for this court. We did not overrule a prior decision but, rather, were called on to construe the meaning of
Second, the petitioner also argues that the respondent’s interpretation of the statute should be afforded great deference, especially since its practices were aligned with an opinion provided by the office of the attorney general. In support of this contention, the petitioner relies on our decision in
Sutton
v.
Lopes,
201
Conn. 115,
Finally, we note that, following the Appellate Court’s decision in
Valle,
we granted a petition for certification to appeal in order to resolve the issue of whether “the Appellate Court properly conclude[d] that a prisoner serving multiple concurrent sentences imposed by different courts on different dates is entitled to have presentence confinement credit applied to each of these sentences when that credit represents the same period of presentence confinement . . . .”
Valle
v.
Commis
sioner of Correction,
II
The petitioner next claims that he was denied his statutory right to presentence confinement credit. He contends that, as a result of the respondent’s recalculation of inmates’ release dates in the wake of Harris, Cox and Hunter, “[none] of the petitioner’s sentences was reduced by the 532 days [that the] petitioner spent incarcerated in lieu of bond” because “[presentence confinement] credit was not ‘utilized’ . . . unless it actually reduced [the petitioner’s] sentence . . . prior to the petitioner’s discharging that sentence.” (Emphasis in original.) The respondent counters that, “in accordance with the holdings of Harris, Hunter and Cox, [she] never had the authority to transfer the 532 days of presentence [confinement] credit from [the] petitioner’s initial three year sentence to his subsequently imposed seven year sentence. The respondent, therefore, had no choice but to correct [the] error.” We agree with the respondent and conclude that the petitioner’s presentence confinement credit was fully utilized when applied to dockets 1 and 2 upon imposition of those sentences.
We begin by noting our agreement with the habeas court’s findings. In its memorandum of decision, the habeas court relied on our decision in Cox and concluded that the “respondent’s correction performed February 23, 2005 . . . [was] part of an ongoing statutory duty to correctly calculate and post presentence confinement [credit] . . . [and it] only served to correct a calculation and posting method found errant by Cox. The petitioner has not been deprived of any presentence confinement [credit].” (Citation omitted.)
Because we concluded in part I of this opinion that
Harris, Cox
and
Hunter
may
During the petitioner’s habeas hearing in
Cox,
a records specialist for the respondent testified that the respondent “did not credit the Milford sentence with the . . . days of presentence confinement that the petitioner had served simultaneously [in the Bridgeport and Milford cases] because to do so would have violated
The petitioner in
Cox
filed a writ of habeas corpus challenging the respondent’s failure to credit both sentences with the presentence confinement credit that had been earned simultaneously in both cases. Id., 850. According to the petitioner’s claim, if the credit had been applied to both sentences, his release date would have been advanced by three and one-half months. Id. We disagreed and concluded that “[o]ur interpretation of
We conclude in the present case, as we did in
Cox,
that the respondent’s calculation
Prior to the discharge of the sentence in docket 2, the petitioner pleaded guilty in dockets 3 and 4, and received additional seven year sentences in each case to run concurrently with each other and with his existing sentence in docket 2. 12 Because the presentence confinement credit that had accrued simultaneously on all dockets already had been utilized and applied to the docket 1 and 2 sentences, the respondent’s record reveals that when the seven year sentence in the docket 3 and 4 cases was imposed on April 14, 2003, none of the petitioner’s presentence confinement credit was applied to that new sentence. 13 The petitioner was ordered to serve the sentences concurrently, and, therefore, the respondent merged the sentences, concluded that the new seven year sentence was the controlling sentence, and calculated the petitioner’s anticipated release date as March 23, 2010.
As we previously noted, subsequent to this calculation, the respondent transferred the presentence confinement credit from dockets 1 and 2 and applied it to
We further note that there is no merit to the petitioner’s assertion that his presentence confinement credit never was “utilized” because he never “received the
In the present case, regardless of the application of the petitioner’s presentence confinement credit to the docket 1 and 2 sentences, the longest term to run was the sentence imposed in connection with dockets 3 and 4.
16
Therefore, although the petitioner
believed
that the
docket 1 and 2 sentences did not discharge until October 8, 2004, they actually discharged on April 25, 2003, because the respondent’s transfer of presentence confinement credit to the docket 3 and 4 sentence was improper under
Ill
The petitioner next claims that the respondent’s application of his presentence confinement credit violates the double jeopardy clause of the federal constitution. 17 The gravamen of the petitioner’s complaint in this regard is that “applying jail credit to a concurrent sentence served and discharged serves to lengthen that sentence by the amount of jail credit not timely applied,” and, therefore, “the petitioner’s [sentences in dockets 1 and 2 were] impermissibly altered after [they were] served.” The respondent contends that “none of the petitioner’s criminal sentences were lengthened in any manner by the application or deduction of pretrial [confinement credit]. . . . [T]he fact that the respondent complied with a decision of [this] [c]ourt may have affected the time spent by [the petitioner] in prison on each docket. Such a fact, however, in no manner means that he was tried twice for any crime, or penalized criminally, in any way.” We agree with the respondent.
We begin by noting that the habeas court found this claim to be “entirely without merit” and concluded that “[t]he sentence served in each docket . . . does not exceed the sentence imposed by the [trial] court. None of the petitioner’s sentences at issue [has] been modified or altered. Application of presentence confinement credit does not alter an imposed sentence. Furthermore, the continuous term of confinement created by the merger of the concurrent terms of confinement results in a total effective term of imprisonment. The petitioner . . . never discharged from the respondent’s custody and remains . . . confined as a result of the total effective term of imprisonment. The court fails to discern even a theoretical double jeopardy violation.” (Emphasis added.)
We note that, for this claim to be meritorious, it is necessary to accept the
IV
The petitioner’s next claim is that the trial court violated the separation of powers doctrine because it “abdicated its responsibility and delegated its authority to [the respondent] when it refused to order credit on the basis that [the respondent] must determine the application of [presentence confinement] credit.” Specifically, the petitioner contends that the respondent must apply presentence confinement credit “as ordered by the trial court even if the detainee has no constitutional or statutory entitlement to such credit.” Conversely, the respondent characterizes the petitioner’s claim as suggesting that “the respondent is imposing a criminal sentence in some manner by calculating pretrial [confinement credit] of the petitioner. Such a contention . . . has always been rejected by the courts of this state.” 18 We conclude that the trial court properly imposed the petitioner’s sentences and properly acknowledged the respondent’s administrative duty to adjust the term imposed by the applicable presentence confinement credit.
The following additional facts pertain to resolution of this claim. Before the petitioner entered pleas of guilty in dockets 3 and 4, the petitioner’s attorney discussed presentence confinement credit with the trial court at a pretrial conference. Specifically, the petitioner’s attorney requested that the court specify in the mittimus that the respondent should give the petitioner “total credit for all the time, everything, all presentence
incarceration time.” According to the petitioner’s trial counsel, who testified at the habeas hearing, the judge would not agree “because his feeling was that it’s up to the [respondent] to make those determinations.” The petitioner’s trial counsel testified that, “I think [the judge] might have made a general reference on the bench . . . that jail credits will be left to the [respondent] to calculate.” After the trial judge accepted the petitioner’s guilty pleas in dockets 3 and 4, and imposed a total effective sentence of seven years, the petitioner asked the trial judge: “I have been locked up for this case since 2000. Does all the time I had in for this count for this?” The trial court replied: “I don’t think so. You have to talk to [your counsel]. Whenever you
In its memorandum of decision, the habeas court rejected the petitioner’s separation of powers claim. The habeas court concluded that the trial court “sentenced the petitioner in accordance with [General Statutes] §§ 53a-28 (b) (sentences court shall impose for convictions) and 53a-37 (requirement that court state whether sentence is concurrent or consecutive when there are multiple sentences). The respondent has striven, on the other hand, to comply with the requirements of
Article second of the constitution of Connecticut, as amended by article eighteen of the amendments, provides in relevant part: “The powers of government shall be divided into three distinct departments, and
each of them confided to a separate magistracy, to wit, those which are legislative, to one; those which are executive, to another; and those which are judicial, to another. ...” We have recognized that “[t]he primary purpose of [the separation of powers] doctrine is to prevent commingling of different powers of government in the same hands. . . . The constitution achieves this purpose by prescribing limitations and duties for each branch that are essential to each branch’s independence and performance of assigned powers. ... It is axiomatic that no branch of government organized under a constitution may exercise any power that is not explicitly bestowed by that constitution or that is not essential to the exercise thereof.” (Internal quotation marks omitted.)
State
v.
McCahill,
The petitioner’s claim is aimed specifically at the powers assigned to the judicial branch and his allegation that the trial court delegated a “strictly judicial function” of sentencing to the executive branch when it deferred to the respondent for the proper calculation and application of the petitioner’s presentence confinement credit. The petitioner purports to quote our decision in
State
v.
Clemente,
With respect to our criminal justice system, we have recognized that there are duties and responsibilities that are dedicated to each of our three branches of government. We have acknowledged the legislature’s authority to define crimes and the appropriate penalties for them. E.g.,
State
v.
Breton,
The petitioner additionally argues that “[t]he trial court . . . imposed a seven
V
Because we concluded in part I of this opinion that the retroactive application of
Harris, Cox
and
Hunter
does not violate the petitioner’s due process rights, we now address the petitioner’s alternative claim that his trial counsel rendered ineffective assistance in failing to foresee our interpretation of
The following additional facts are relevant to resolution of this claim. Prior to the petitioner’s agreement to plead guilty in dockets 3 and 4, his counsel was replaced. When Attorney Richard Lafferty began to represent the petitioner, the state initially offered to recommend a sentence of twelve years imprisonment and then ten
It is well settled that to prevail on a claim of ineffective assistance of counsel, a petitioner must satisfy the two-pronged test set forth in
Strickland
v. Washington,
With respect to the petitioner’s claim of ineffective assistance, we first
In its memorandum of decision, the habeas court rejected the petitioner’s claim of ineffective assistance of counsel and concluded that the petitioner had failed to satisfy either the performance prong or the prejudice prong of
Strickland.
With respect to Attorney Lafferty’s performance, the court found: “Even though Attorney Lafferty’s advice to the petitioner regarding jail credit he would receive now is known to be faulty, at the time he proffered this advice, it was entirely consistent with the respondent’s implementation of [
“Given the foregoing, this court cannot find that Attorney Lafferty’s performance was deficient at the time he represented and advised the petitioner. It is clear that [the trial court] had no intention of ordering that the petitioner receive the jail credit. An inquiry or request made by Attorney Lafferty at the sentencing [hearing] would have accomplished nothing more than the petitioner’s own inquiry. Furthermore, Attorney Lafferty’s advice was consistent with the respondent’s implemented policy up until the release of the applicable Supreme Court decisions [of Harris, Cox and Hunter) in late 2004.”
With respect to the prejudice prong of Strickland, the habeas court found that the petitioner had “completely failed to affirmatively prove the prejudice prong. The petitioner’s potential maximum sentence for [dockets 3 and 4] was forty . . . years, with a potential fine of $10,000. ... It is quite evident from the colloquy between [the trial court] and the petitioner that the petitioner did not want to proceed to trial. . . . [The] court fails to see how the petitioner has in any way affirmatively shown that there is a reasonable probability that, but for counsel’s presumed errors, he would not have pleaded guilty and would have insisted on going to trial.” (Citations omitted.)
We first note that the petitioner misstates the prejudice prong of
Strickland
that applies to cases in which a defendant has opted to plead guilty. He claims that there is a reasonable probability that
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
We note that the petitioner pleaded guilty in dockets 3 and 4. After accepting the plea agreement that the petitioner had arranged with the state, the court sentenced the petitioner to seven years in each of these two dockets and ordered the sentences to run concurrently.
“A similar reduction of 342 days was posted to the docket 1 sentence on October 31, 2001. . . . The reduction was later rescinded on February 23, 2005, similar to the rescinding of the docket 2 reduction.” (Citation omitted.)
It is well settled that the determination of a prisoner’s release date is not a “static concept” and often requires recalculation by the respondent during the term of a prisoner’s sentence. See, e.g.,
Tyson
v.
Commissioner of Correction,
We note that the petitioner raised an additional due process claim before the habeas court. He claimed that his due process rights were violated because he was deprived of the benefit of his plea bargain. The habeas court found for the respondent on this claim, and the petitioner has not raised this issue on appeal.
The constitution of the United States, article one, § 10, provides in relevant part: “No State shall . . . pass any ... ex post facto Law . . . .”
We note that whether
In
Caballery
v.
United States Parole Commission,
supra,
We note the “well established principles of statutory construction designed to further our fundamental objective of ascertaining and giving effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of this case .... In seeking to determine that meaning, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Citation omitted; internal quotation marks omitted.)
Education Assn. of Clinton
v.
Board of
Education,
The petitioner contends that the AppeEate Court’s decisions in
King
and
Torrice,
as well as
Mirault
v.
Commissioner of Correction,
Although the petitioner had been held in lieu of bond longer than 364 days, we previously have concluded that a petitioner cannot “bank” presentence confinement credit for application to another sentence. See
Payton
v.
Albert,
supra,
In the interest of simplicity, we hereinafter refer to the concurrent seven year sentences imposed in dockets 3 and 4 as one seven year sentence. Because those sentences have the same seven year term and were ordered to be served concurrently with each other, the application of presentence confinement credit under
We note that the petitioner argues in his brief that
The petitioner argues that the respondent cited no authority in support of the assertion that the respondent had a duty to correct the mistake upon learning that the transfer of presentence confinement credit violated
The petitioner continuously draws our attention to the fact that, according to the respondent's improper calculation on April 24, 2003, of his anticipated release date, he discharged his sentences imposed in connection with dockets 1 and 2 not on April 25, 2003, but on October 8, 2004. Our decision in
Cox
is instructive. In that case, the petitioner’s anticipated discharge date of August 29,2003, resulted from the respondent’s miscalculation and improper transfer of credit. See
Cox
v.
Commissioner of Correction,
supra,
The petitioner correctly notes that we previously have observed that “[t]he merger process [dictated by
We have explained that ”[t]he fifth amendment to the United States constitution provides in relevant part: ‘No person shall ... be subject for the same offense to be twice put in jeopardy of life or limb . . . .’ The double jeopardy clause of the fifth amendment is made applicable to the states through the due process clause of the fourteenth amendment. . . . ‘Although the Connecticut constitution has no specific double jeopardy provision, we have held that the due process guarantees of [the Connecticut constitution] . . . include protection against double jeopardy. . . .
“ ‘We have recognized that the [d]ouble [¡Jeopardy [c]lause consists of several protections: It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense. . . . These protections stem from the underlying premise that a defendant should not be twice tried or punished for the same offense. ’ ” (Citation omitted.)
State
v.
Colon,
We note, as the petitioner does in his reply brief, that the respondent addressed a different claim than that articulated by the petitioner. The petitioner contends that the trial court unconstitutionally delegated its powers to the respondent whereas the respondent characterizes the claim as being that the respondent usurped the trial court’s authority.
The petitioner relies on a footnote in
Hammond
v.
Commissioner of Correction,