RIVERS ET AL. v. ROADWAY EXPRESS, INC.
No. 92-938
Supreme Court of the United States
Argued October 13, 1993-Decided April 26, 1994
511 U.S. 298
Eric Schnapper argued the cause for petitioners. With him on the briefs were Elaine R. Jones, Charles Stephen Ralston, Cornelia T. L. Pillard, Kerry Scanlon, and Ellis Boal.
Glen D. Nager argued the cause for respondent. With him on the brief were John T. Landwehr and Thomas J. Gibney.*
JUSTICE STEVENS delivered the opinion of the Court.
Section 101 of the Civil Rights Act of 1991,
I
Petitioners Rivers and Davison were employed by respondent Roadway Express, Inc., as garage mechanics. On the morning of August 22, 1986, a supervisor directed them to attend disciplinary hearings later that day. Because they had not received the proper notice guaranteed by their collective-bargaining agreement, petitioners refused to attend. They were suspended for two days, but filed grievances and were awarded two days’ backpay. Respondent then held another disciplinary hearing, which petitioners also refused to attend, again on the ground that they had not received proper notice. Respondent thereupon discharged them.
On December 22, 1986, petitioners filed a complaint alleging that respondent had discharged them because of their race in violation of
On June 15, 1989, before the trial commenced, this Court announced its decision in Patterson v. McLean Credit Union, 491 U. S. 164. Patterson held that
We granted certiorari, 507 U. S. 908 (1993), on the sole question whether § 101 of the 1991 Act applies to cases pending when it was enacted and set the case for argument with Landgraf v. USI Film Products, ante, p. 244.
II
In Landgraf, we concluded that § 102 of the 1991 Act does not apply to cases that arose before its enactment. The reasons supporting that conclusion also apply to § 101, and require rejection of two of petitioners’ submissions in this case. First, these petitioners, like the petitioner in Landgraf, rely heavily on a negative implication argument based on §§ 402(a), 109(c), and 402(b) of the Act. That argument, however, is no more persuasive as to the application of § 101 to preenactment conduct than as to that of § 102. See ante, at 257-263.
Second, petitioners argue that the case is governed by Bradley v. School Bd. of Richmond, 416 U. S. 696 (1974), rather than the presumption against statutory retroactivity. We are persuaded, however, that the presumption is even more clearly applicable to § 101 than to § 102. Section 102 altered the liabilities of employers under Title VII by subjecting them to expanded monetary liability, but it did not alter the normative scope of Title VII‘s prohibition on workplace discrimination. In contrast, because § 101 amended
III
Petitioners rely heavily on an argument that was not applicable to § 102 of the 1991 Act, the section at issue in Landgraf. They contend that § 101 should apply to their case because it was “restorative” of the understanding of
A
Congress’ decision to alter the rule of law established in one of our cases—as petitioners put it, to “legislatively overrul[e],” see id., at 38—does not, by itself, reveal whether Congress intends the “overruling” statute to apply retroac-
Petitioners argue that the structure and legislative history of § 101 indicate that Congress specifically intended to “restore” prior law even as to parties whose rights would otherwise have been determined according to Patterson‘s interpretation of
We may assume, as petitioners argue, that § 101 reflects congressional disapproval of Patterson‘s interpretation of
The 1990 civil rights bill that was vetoed by the President contained an amendment to
The statute that was actually enacted in 1991 contains no comparable language. Instead of a reference to “restoring” pre-existing rights, its statement of purposes describes the Act‘s function as ”expanding the scope of relevant civil rights statutes in order to provide adequate protection to victims of discrimination.” 1991 Act, § 3(4),
The legislative history of the 1991 Act does not bridge the gap in the text. The statements that most strongly support such coverage are found in the debates on the 1990 bill. See n. 6, supra. Such statements are of questionable relevance to the 1991 Act, however, because the 1990 provision contained express retroactivity provisions that were omitted from the 1991 legislation. The statements relating specifically to § 101 of the 1991 Act do not provide reliable evidence on whether Congress intended to “restore” a broader meaning of
B
A lack of clear congressional intent would not be dispositive if, as petitioners argue, § 101 is the kind of restorative statute that should presumptively be applied to pending cases. Petitioners maintain that restorative statutes do not implicate fairness concerns relating to retroactivity at least when, as is the case in this litigation, the new statute simply enacts a rule that the parties believed to be the law when they acted.9 Indeed, amici in support of petitioners contend, fairness concerns positively favor application of § 101 to pending cases because the effect of the Patterson decision
Notwithstanding the equitable appeal of petitioners’ argument, we are convinced that it cannot carry the day. Our decisions simply do not support the proposition that we have espoused a “presumption” in favor of retroactive application of restorative statutes. Petitioners invoke Frisbie v. Whitney, 9 Wall. 187 (1870), which involved a federal statute that enabled Frisbie and others to acquire property they had occupied and thought they owned prior to 1862, when, in another case, this Court held that the original grant of title by the Mexican Government was void.10 The new law in effect “restored” rights that Frisbie reasonably and in good faith thought he possessed before the surprising announcement of our decision. In the Frisbie case, however, the question was whether Congress had the power to enact legislation that had the practical effect of restoring the status quo retroactively. As the following passage from Frisbie demonstrates, there was no question about Congress’ actual intent:
“We say the benefits it designed to confer, because we entertain no doubt of the intention of Congress to secure to persons situated as Frisbie was, the title to their lands, on compliance with the terms of the act, and if this has not been done it is solely because Congress
had no power to enact the law in question.” Id., at 192 (emphasis in original).
Petitioners also point to Freeborn v. Smith, 2 Wall. 160 (1865). There, a statute admitting Nevada to the Union had failed to provide for jurisdiction over cases arising from Nevada Territory that were pending before this Court when Nevada achieved statehood. We upheld against constitutional attack a subsequent statute explicitly curing the “accidental impediment” to our jurisdiction over such cases. See id., at 173-175.
In the case before us today, however, we do not question the power of Congress to apply its definition of the term “make and enforce contracts” to cases arising before the 1991 Act became effective, or, indeed, to those that were pending on June 15, 1989, when Patterson was decided. The question is whether Congress has manifested such an intent. Unlike the narrow error-correcting statutes at issue in Frisbie and Freeborn, § 101 is plainly not the sort of provision that must be read to apply to pending cases “because a contrary reading would render it ineffective.” Landgraf, ante, at 286. Section 101 is readily comprehensible, and entirely effective, even if it applies only to conduct occurring after its effective date. A restorative purpose may be relevant to whether Congress specifically intended a new statute to govern past conduct, but we do not “presume” an intent to act retroactively in such cases.11 We still require clear evidence of intent to impose the restorative statute “retroactively.” Section 101, and the statute of which it is a part, does not contain such evidence.
“The principle that statutes operate only prospectively, while judicial decisions operate retrospectively, is familiar to
Patterson did not overrule any prior decision of this Court; rather, it held and therefore established that the prior decisions of the Courts of Appeals which read
Congress, of course, has the power to amend a statute that it believes we have misconstrued. It may even, within broad constitutional bounds, make such a change retroactive and thereby undo what it perceives to be the undesirable past consequences of a misinterpretation of its work product. No such change, however, has the force of law unless it is implemented through legislation. Even when Congress intends to supersede a rule of law embodied in one of our decisions with what it views as a better rule established in earlier decisions, its intent to reach conduct preceding the “corrective” amendment must clearly appear. We cannot say that such an intent clearly appears with respect to § 101. For this reason, and because it creates liabilities that had no legal existence before the Act was passed, § 101 does not apply to preenactment conduct.
It is so ordered.
[For opinion of JUSTICE SCALIA concurring in the judgment, see ante, p. 286.]
JUSTICE BLACKMUN, dissenting.
For the reasons stated in my dissent in Landgraf v. USI Film Products, ante, at 294, I also dissent in this case. Here, just as in Landgraf, the most natural reading of the Civil Rights Act of 1991,
In 1986, when respondent Roadway Express, Inc., discharged petitioners Maurice Rivers and Robert C. Davison from their jobs as garage mechanics,
Nonetheless, applying a new, supercharged version of our traditional presumption against retroactive legislation, the Court concludes that petitioners, whose claim was pending when this Court announced Patterson v. McLean Credit Union, 491 U. S. 164 (1989), are bound by that decision, which limited
Although the Court‘s opinions in this case and in Landgraf do bring needed clarity to our retroactivity jurisprudence, they do so only at the expense of stalling the intended application of remedial and restorative legislation. In its effort to reconcile the “apparent tension,” Kaiser Aluminum & Chemical Corp. v. Bonjorno, 494 U. S. 827, 837 (1990), between Bradley v. School Bd. of Richmond, 416 U. S. 696 (1974), and Bowen v. Georgetown Univ. Hospital, 488 U. S. 204 (1988), the Court loses sight of the core purpose of its retroactivity doctrine, namely, to respect and effectuate new laws to the extent consistent with congressional intent and with the vested rights and settled expectations of the parties. In Bradley, a unanimous Court applied an intervening statute allowing reasonable attorney‘s fees for school-
In Bowen, by contrast, the Court unanimously interpreted authorizing statutes not to permit the Secretary of Health and Human Services retroactively to change the rules for calculating hospitals’ reimbursements for past services provided under Medicare. Although Bowen properly turned on the textual analysis of the applicable statutes, neither citing Bradley nor resorting to presumptions on retroactivity, its broad dicta disfavored the retroactive application of congressional enactments and administrative rules. See 488 U. S., at 208. Bowen is consistent, however, with the Court‘s analysis in Bennett v. New Jersey, 470 U. S. 632 (1985), appraising the “[p]ractical considerations,” id., at 640, that counsel against retroactive changes in federal grant programs and noting that such changes would deprive recipients of “fixed, predictable standards.” Ibid. Bowen also accords with Bradley‘s concern for preventing the injustice that would result from the disturbance of the parties’ reasonable reliance. Thus, properly understood, Bradley establishes a presump-
Applying these principles here, “[w]hen a law purports to restore the status quo in existence prior to an intervening Supreme Court decision, the application of that law to conduct occurring prior to the decision would obviously not frustrate the expectations of the parties concerning the legal consequences of their actions at that time.” Gersman v. Group Health Assn., Inc., 975 F. 2d 886, 907 (CADC 1992) (dissenting opinion). While § 101 undoubtedly expands the scope of
