State v. KoslikState v. Koslik
Lead Opinion
Opinion
The defendant, Richard Koslik, appeals from the denial of his motion to correct an illegal sentence. On appeal, he claims that his sentence is illegal because the term of probation exceeds the permissible statutory maximum for violations of
The following factual and procedural history is relevant to our discussion. The defendant had been convicted of representing himself falsely as or impersonating a registered home improvement contractor in violation of
On February 28, 2007, a warrant was issued for the defendant’s arrest on the basis of a violation of probation.
On November 15, 2007, the court, B. Fischer, J., held a hearing on the defendant’s motion to correct an illegal sentence. On December 11, 2007, the court denied the defendant’s motion. This appeal followed.
I
As a threshold matter, we must address the state’s claim that the court lacked jurisdiction to consider the defendant’s motion to correct an illegal sentence. The state argues that because the defendant’s sentence fell within the permissible parameters of
Our jurisprudence recognizes that the jurisdiction of a sentencing court terminates once that sentence has begun and, thus, that court may not take any action affecting the sentence unless it expressly has been authorized to act. Cobham v. Commissioner of Correction,
In State v. Lawrence, supra,
Accordingly, if a defendant’s claim falls within one of these four categories the trial court has jurisdiction
Our Supreme Court has concluded that to invoke successfully the court’s jurisdiction with respect to a claim of an illegal sentence, the focus cannot be on what occurred during the underlying conviction. Id., 158; see also State v. Motto,
In the present case, the defendant, via his motion, argued that his sentence of three years of probation was illegal. “An illegal sentence is essentially one which either exceeds the relevant statutory maximum limits, violates a defendant’s right against double jeopardy, is ambiguous, or is internally contradictory.” (Internal quotation marks omitted.) State v. McNellis, 15 Conn.
The defendant’s claim is that his sentence of three years probation was illegal because it exceeded the relevant statutory maximum. Section 20-247 (c) provides that violations of
The basis for the defendant’s motion is that the sentence he received exceeds the maximum statutory limit prescribed for the crimes for which he was convicted. Our Supreme Court expressly has stated that in such an event, “§ 43-22 would be the proper vehicle by which [a defendant] could invoke the trial court’s jurisdiction.” State v. Lawrence, supra,
II
Having resolved the threshold jurisdictional question, we now turn to the merits of the arguments presented on appeal. The defendant claims that his sentence of probation should not have been extended to three years because the sentencing court (1) never found him to be a contractor and (2) found that he could repay the victims within eighteen months, and, therefore, his period of probation should not have exceeded two years. We address each claim in turn.
A
The defendant first argues that his sentence of probation should not have been extended to three years because the sentencing court never found him to be a contractor. Specifically, he contends that
The defendant raised his claim for the first time on appeal. His motion to correct an illegal sentence presented only the claim that the sentencing court found that he could repay the victims within eighteen months. We have often stated that “we will not consider claims not made before the trial court and raised for the first time on appeal.” (Internal quotation marks omitted.) State v. Mounds,
B
The defendant next argues that his sentence of probation should not have been extended to three years because the sentencing court found that he could repay the victims within eighteen months, and, therefore, his sentence should not have exceeded two years. We conclude that the record is inadequate to review this claim.
The following additional facts are necessary for our discussion. The defendant’s sentencing occurred on July 18, 2002. The sentencing court initially indicated that it would sentence the defendant to three years
Beizer then stated that he had been advised that the court could not sentence the defendant to consecutive terms of probation. The court then reconsidered its sentence and stated: “So that on each charge, six months, suspended after ninety days, three years probation, consecutively. Total effective sentence, one year . . . suspended after 180 days, three years probation.”
A review of the record of the sentencing proceedings reveals that it is, at best, ambiguous as to the court’s finding regarding repayment to the victims. Although
The lack of an adequate record for review is compounded further as a result of the proceedings before the trial court, B. Fischer, J., on the defendant’s motion to correct an illegal sentence. In its decision denying the motion, the court, after setting forth the relevant statutory framework, stated: “[Section] 20-427 does wot require the sentencing judge to make the factual determination explicitly on the record before sentencing the defendant to more than two years of probation. The defendant has cited no authority in Connecticut for the proposition that the absence of making an explicit factual finding on the record where the statute requires a judicial determination results in an illegal sentence. The court finds [that the sentencing court] sentenced the defendant under the applicable statute and within the statutory limits.” (Emphasis added.)
The basis for the court’s denial of the motion to correct appears to be the fact that it determined that an explicit finding at the sentencing hearing was not necessary to extend the probation period to three years. The court simply concluded that the sentence was within the appropriate limits. There was no finding regarding the defendant’s ability to repay the victims. We note that the defendant failed to file a motion for articulation with respect to the decision of the sentencing court or the decision denying his motion to correct an illegal sentence.
The defendant, as the appellant, bears the burden, pursuant to
The judgment is affirmed.
In this opinion ROBINSON, J., concurred.
Notes
On January 25,2007, the defendant was arrested for numerous violations of
All references and citations in this opinion to
Even if we were to consider this claim on appeal, we would conclude that it is without merit.
A review of the facts underlying the defendant’s conviction reveals that the defendant’s conduct unequivocally fell within the applicable statutory definition of contractor. See State v. Koslik, supra,
The sentencing court stated: “I’m going to sentence you on each charge— on each finding of guilty I’m going to commit you to the commissioner of correction for a period of six months, suspended after ninety days. And, in as much as restitution is not being paid now, I’m going to have you do three years [of] probation on each to run consecutive, for a total effective sentence of one year, suspended after 180 days, three years probation.”
Specifically, the defendant wanted to finish building cabinets and to have another individual, a registered contractor, install those cabinets.
The initial sentence discussed by the court contained a term of probation of three years.
The following colloquy occurred between the sentencing court, assistant attorney general Beizer and an assistant state’s attorney:
“[The Assistant Attorney General]: I was advised—foEowing up on our previous discussion about the statute with a probation. Madam [assistant] state’s attorney tells me that probation cannot run consecutively.
“The Court: So that on each, madam? We’ll revisit that. So that on each charge, six months, suspended after ninety days, three years probation, consecutively. Total effective sentence, one year . . . suspended after 180 days, three years probation.
“[The Assistant State’s Attorney]: The charges that he was convicted of, are they [class] A misdemeanors?
“[The Assistant Attorney General]: [Class] B.
“[The Assistant State’s Attorney]: [Class] B. The maximum is two years, but it’s not under the statute—
“The Court: Not under the statute. If he doesn’t pay restitution in that period of time. AE right. Anything else?” (Emphasis added.)
The defendant also has requested review pursuant to the plain error doctrine. “[T]he plain error doctrine . . . is not . . . a rule of reviewability. It is a rule of reversibility. That is, it is a doctrine that this court invokes in order to rectify a trial court ruling that, although either not properly preserved or never raised at all in the trial court, nonetheless requires reversal of the trial court’s judgment, for reasons of policy. . . . In addition, the plain error doctrine is reserved for truly extraordinary situations where the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . Plain error is a doctrine that should be invoked sparingly. . . . [Invocation of the plain error doctrine is reserved for occasions requiring the reversal of the judgment under review.” (Emphasis in original; internal quotation marks omitted.) State v. Bowman,
Concurrence Opinion
concurring. I agree with the majority opinion because it appears to be the result required by our Supreme Court’s decision in State v. Lawrence,
The majority, like our Supreme Court in Lawrence, cites several cases in which Connecticut courts have considered motions to correct an illegal sentence. A review of these cases, however, reveals that postexecution jurisdiction was often presumed because the issue of an illegal sentence was presented via a direct appeal.
In the present case, the defendant argues that his sentence of three years probation is illegal because it exceeds the maximum statutory limits prescribed for the crime for which he was convicted. I agree with the majority that the record of the sentencing proceeding is inadequate. The trial court’s jurisdiction to review the defendant’s motion would be determined by whether the defendant’s sentence fell within the permissible range of sentences for the crimes charged in this case. The defendant argues that the permissible range of probation pursuant to
I also find persuasive the state’s argument that neither Lawrence, nor the cases cited in it, have found jurisdiction when the court imposed a sentence that was plainly authorized by a statute but was arguably illegal because the court did not make a determination required by the sentencing statute.
In this case, the record of the sentencing proceeding is, as the majority notes, at best ambiguous. Because of the inadequacy of the record, the determination of the sentencing court, Wollenberg, J., with regard to the defendant’s ability to repay his victims within the usual two year statutory limit is not clear. On the basis of the record, I cannot say that five years is not the permissible statutory limit. I, therefore, would find that the defendant’s sentence is facially valid and that the common-law exceptions would not apply to grant jurisdiction in
Because, however, we appear to be bound by our Supreme Court’s analysis of the common law in Lawrence, I respectfully concur.
Our Supreme Court in Lawrence had no need to and did not fully analyze the parameters of whether a claim within those categories need be valid, colorable or a bare claim because, under the facts in that case, it found that the trial court lacked jurisdiction when the defendant’s motion to correct an illegal sentence was based on a challenge to the underlying conviction, not the legality of the sentence. State v. Lawrence, supra,
See State v. Daniels,
See State v. Cator,
Although these cases indicate a somewhat circular analysis, namely, that the merits of a claim raised in a motion to correct must be addressed before jurisdiction is found, the analysis was bom out of the common law and thus arose to create only a narrow exception pursuant to which the court retains jurisdiction to correct sentences that are truly illegal.
It is important to note that the present case is not one in which either (1) as a matter of law, the sentencing court could not determine that the defendant could fully repay his victims within the usual period of probation or (2) the sentencing court explicitly and unambiguously determined that the defendant could fully repay his victims within the usual period of probation. In such a case, we might very well be constrained to hold that the relevant statutory limit for a period of probation for a violation of