STATE OF CONNECTICUT v. RICHARD KOSLIK
(AC 29673)
Appellate Court of Connecticut
Argued April 28—officially released September 1, 2009
116 Conn. App. 693
DiPentima, Robinson and Alvord, Js.
We cannot say the same with regard to the restraining order as it pertains to Joseph K. At neither the September 19 nor the October 3, 2008 hearing did the plaintiff present any evidence regarding a threat of physical pain or physical injury to Joseph K. Without that evidentiary foundation, the court could not find that the defendant presented a continuous threat to Joseph K. We therefore conclude that the court abused its discretion in extending the restraining order insofar as it pertained to Joseph K.
The judgment is reversed in part and the case is remanded with direction to vacate the restraining order with respect to Joseph K. The judgment is affirmed in all other respects.
Joseph Rubin, associate attorney general, with whom, on the brief, was Richard Blumenthal, attorney general, for the appellee (state).
Opinion
DIPENTIMA, J. The defendant, Richard Koslik, appeals from the denial of his motion to correct an illegal sentence. On appeal, he claims that his sentence is illegal because the term of probation exceeds the permissible statutory maximum for violations of
The following factual and procedural history is relevant to our discussion. The defendant had been convicted of representing himself falsely as or impersonating a registered home improvement contractor in violation of
On February 28, 2007, a warrant was issued for the defendant‘s arrest on the basis of a violation of probation.1 The arrest warrant was executed on April 9, 2007,
On November 15, 2007, the court, B. Fischer, J., held a hearing on the defendant‘s motion to correct an illegal sentence. On December 11, 2007, the court denied the defendant‘s motion. This appeal followed.
I
As a threshold matter, we must address the state‘s claim that the court lacked jurisdiction to consider the defendant‘s motion to correct an illegal sentence. The state argues that because the defendant‘s sentence fell within the permissible parameters of
Our jurisprudence recognizes that the jurisdiction of a sentencing court terminates once that sentence has begun and, thus, that court may not take any action affecting the sentence unless it expressly has been authorized to act. Cobham v. Commissioner of Correction, 258 Conn. 30, 37, 779 A.2d 80 (2001); see also State v. Das, supra, 291 Conn. 362–63; State v. Tabone, 279 Conn. 527, 533, 902 A.2d 1058 (2006). Both this court and our Supreme Court, however, have stated that courts have the power to correct an illegal sentence.
In State v. Lawrence, supra, 281 Conn. 147, our Supreme Court extensively discussed when a trial court has the authority to modify a criminal judgment after the sentence has been executed. It began by noting that absent a legislative, constitutional or common-law basis for continuing jurisdiction, the trial court lacks jurisdiction to modify its judgment. Id., 153–55. The court then explained the common-law exceptions, embodied in Practice Book § 43-22,3 to the rule preventing the court from affecting a sentence after it has begun. “Connecticut courts have considered four categories of claims pursuant to § 43-22. The first category has addressed whether the sentence was within the permissible range for the crimes charged. . . . The second category has considered violations of the prohibition against double jeopardy. . . . The third category has involved claims pertaining to the computation of the length of the sentence and the question of consecutive or concurrent prison time. . . . The fourth category has involved questions as to which sentencing statute was applicable.” (Citations omitted; internal quotation marks omitted.) State v. Lawrence, supra, 156–57.
Accordingly, if a defendant‘s claim falls within one of these four categories the trial court has jurisdiction
Our Supreme Court has concluded that to invoke successfully the court‘s jurisdiction with respect to a claim of an illegal sentence, the focus cannot be on what occurred during the underlying conviction. Id., 158; see also State v. Mollo, 63 Conn. App. 487, 491, 776 A.2d 1176, cert. denied, 257 Conn. 904, 777 A.2d 194 (2001). “In order for the court to have jurisdiction over a motion to correct an illegal sentence after the sentence has been executed, the sentencing proceeding, and not the trial leading to the conviction, must be the subject of the attack.” State v. Lawrence, supra, 281 Conn. 158. In Lawrence, the defendant‘s claim presupposed an invalid conviction; therefore, it was outside of the scope of the exceptions to the general rule regarding a court‘s lack of jurisdiction after a sentence has begun. Id., 159.
In the present case, the defendant, via his motion, argued that his sentence of three years of probation was illegal. “An illegal sentence is essentially one which either exceeds the relevant statutory maximum limits, violates a defendant‘s right against double jeopardy, is ambiguous, or is internally contradictory.” (Internal quotation marks omitted.) State v. McNellis, 15 Conn. App. 416, 443–44, 546 A.2d 292, cert. denied, 209 Conn. 809, 548 A.2d 441 (1988); see also State v. Das, supra, 291 Conn. 363 n.3.
The defendant‘s claim is that his sentence of three years probation was illegal because it exceeded the relevant statutory maximum. Section 20-247 (c) provides that violations of
The basis for the defendant‘s motion is that the sentence he received exceeds the maximum statutory limit prescribed for the crimes for which he was convicted. Our Supreme Court expressly has stated that in such an event, “§ 43-22 would be the proper vehicle by which [a defendant] could invoke the trial court‘s jurisdiction.” State v. Lawrence, supra, 281 Conn. 159. The defendant challenged the events that occurred at the sentencing hearings, and not the underlying conviction. He argued that because the sentencing court found that he could
II
Having resolved the threshold jurisdictional question, we now turn to the merits of the arguments presented on appeal. The defendant claims that his sentence of probation should not have been extended to three years because the sentencing court (1) never found him to be a contractor and (2) found that he could repay the victims within eighteen months, and, therefore, his period of probation should not have exceeded two years. We address each claim in turn.
A
The defendant first argues that his sentence of probation should not have been extended to three years because the sentencing court never found him to be a contractor. Specifically, he contends that
The defendant raised his claim for the first time on appeal. His motion to correct an illegal sentence presented only the claim that the sentencing court found that he could repay the victims within eighteen months. We have often stated that “we will not consider claims not made before the trial court and raised for the first time on appeal.” (Internal quotation marks omitted.) State v. Mounds, 110 Conn. App. 10, 21, 953 A.2d 938, cert. denied, 289 Conn. 938, 958 A.2d 1257 (2008);
B
The defendant next argues that his sentence of probation should not have been extended to three years because the sentencing court found that he could repay the victims within eighteen months, and, therefore, his sentence should not have exceeded two years. We conclude that the record is inadequate to review this claim.
The following additional facts are necessary for our discussion. The defendant‘s sentencing occurred on July 18, 2002. The sentencing court initially indicated that it would sentence the defendant to three years
Beizer then stated that he had been advised that the court could not sentence the defendant to consecutive terms of probation. The court then reconsidered its sentence and stated: “So that on each charge, six months, suspended after ninety days, three years probation, consecutively. Total effective sentence, one year . . . suspended after 180 days, three years probation.”
A review of the record of the sentencing proceedings reveals that it is, at best, ambiguous as to the court‘s finding regarding repayment to the victims. Although
The lack of an adequate record for review is compounded further as a result of the proceedings before the trial court, B. Fischer, J., on the defendant‘s motion to correct an illegal sentence. In its decision denying the motion, the court, after setting forth the relevant statutory framework, stated: “[Section] 20-427 does not require the sentencing judge to make the factual determination explicitly on the record before sentencing the defendant to more than two years of probation. The defendant has cited no authority in Connecticut for the proposition that the absence of making an explicit factual finding on the record where the statute requires a judicial determination results in an illegal sentence. The court finds [that the sentencing court] sentenced the defendant under the applicable statute and within the statutory limits.” (Emphasis added.)
The basis for the court‘s denial of the motion to correct appears to be the fact that it determined that an explicit finding at the sentencing hearing was not necessary to extend the probation period to three years. The court simply concluded that the sentence was within the appropriate limits. There was no finding regarding the defendant‘s ability to repay the victims. We note that the defendant failed to file a motion for articulation with respect to the decision of the sentencing court or the decision denying his motion to correct an illegal sentence.
The defendant, as the appellant, bears the burden, pursuant to Practice Book § 61-10, of providing this court with an adequate record. See State v. Bonner, 290 Conn. 468, 493, 964 A.2d 73 (2009). Our Supreme Court “recently has reiterated the fundamental point that [i]t is incumbent upon the [defendant] to take the
The judgment is affirmed.
In this opinion ROBINSON, J., concurred.
ALVORD, J., concurring. I agree with the majority opinion because it appears to be the result required by our Supreme Court‘s decision in State v. Lawrence, 281 Conn. 147, 913 A.2d 428 (2007). In Lawrence, our Supreme Court stated that “for the trial court to have jurisdiction to consider the defendant‘s claim of an illegal sentence, the claim must fall into one of the categories of claims that, under the common law, the court
The majority, like our Supreme Court in Lawrence, cites several cases in which Connecticut courts have considered motions to correct an illegal sentence. A review of these cases, however, reveals that postexecution jurisdiction was often presumed because the issue of an illegal sentence was presented via a direct appeal.² That is not the case here.
In the present case, the defendant argues that his sentence of three years probation is illegal because it exceeds the maximum statutory limits prescribed for the crime for which he was convicted. I agree with the majority that the record of the sentencing proceeding is inadequate. The trial court‘s jurisdiction to review the defendant‘s motion would be determined by whether the defendant‘s sentence fell within the permissible range of sentences for the crimes charged in this case. The defendant argues that the permissible range of probation pursuant to
I also find persuasive the state‘s argument that neither Lawrence, nor the cases cited in it, have found jurisdiction when the court imposed a sentence that was plainly authorized by a statute but was arguably illegal because the court did not make a determination required by the sentencing statute.4
In this case, the record of the sentencing proceeding is, as the majority notes, at best ambiguous. Because of the inadequacy of the record, the determination of the sentencing court, Wollenberg, J., with regard to the defendant‘s ability to repay his victims within the usual two year statutory limit is not clear. On the basis of the record, I cannot say that five years is not the permissible statutory limit. I, therefore, would find that the defendant‘s sentence is facially valid and that the common-law exceptions would not apply to grant jurisdiction in
Because, however, we appear to be bound by our Supreme Court‘s analysis of the common law in Lawrence, I respectfully concur.
STATE OF CONNECTICUT v. ONTARIO I. GAINEY
(AC 29143)
Appellate Court of Connecticut
Flynn, C. J., and Robinson and Lavery, Js.
