STATE OF SOUTH DAKOTA, Plaintiff and Appellant, v. ALVIN PLASTOW, Defendant and Appellee.
#27374-a-SLZ
IN THE SUPREME COURT OF THE STATE OF SOUTH DAKOTA
OPINION FILED 12/23/15
2015 S.D. 100
THE HONORABLE ROBIN J. HOUWMAN, Judge
APPEAL FROM THE CIRCUIT COURT OF THE SECOND JUDICIAL CIRCUIT MINNEHAHA COUNTY, SOUTH DAKOTA. ARGUED ON OCTOBER 6, 2015.
LYNDSAY E. DEMATTEO, Minnehaha County Public Advocate‘s Office, Sioux Falls, South Dakota, Attorneys for defendant and appellee.
[¶1.] The State, by way of intermediate appeal, challenges the circuit court‘s suppression of Alvin Plastow‘s admission that he raped a three-year old girl. The circuit court suppressed in accordance with our cases holding that a conviction cannot stand on an admission alone: the admission must be corroborated with independent evidence establishing the corpus delicti of the offense.1 Many state and federal courts have adopted a more flexible rule. Instead of requiring evidence of the corpus delicti, those courts allow evidence of the admission‘s trustworthiness to corroborate the admission and establish guilt. For the reasons stated in this opinion, we adopt the trustworthiness standard as an alternative method of corroborating admissions. However, under Supreme Court precedent, we apply this change prospectively. We therefore affirm.
Facts and Procedural History
[¶2.] Alvin Plastow spent fifteen years in prison after pleading guilty to raping a five-year-old African American female (N.H.). After his release from prison, Plastow lived with his girlfriend, Elizabeth Paige (mother of N.H.), Teerra Raglan, and Raglan‘s three-year-old African American daughter (S.G.). S.G.‘s father, Michael Grace, frequently visited the home.
[¶3.] At some point, Grace observed Plastow stroking S.G.‘s face while S.G. was sitting on Plastow‘s lap. Aware of Plastow‘s criminal history, Grace became suspicious and later telephoned Plastow, asking him if he had ever inappropriately
[¶4.] Grace reported these occurrences to the police. During a subsequent investigation, in a police officer‘s presence, Grace asked S.G. where Plastow had touched her. S.G. pointed to her genitals. At another point, S.G. approached the police officer and grabbed her genitalia, saying: “He touched me down here.”
[¶5.] A detective conducted a follow-up interview. During the interview, Plastow admitted that he was attracted to children, especially black females. He also admitted that after getting out of prison, he struggled with thoughts of children. Plastow specifically admitted raping S.G. on two occasions, once when he was helping her in the bathroom and once in a bedroom. Regarding the bathroom incident, Plastow indicated that he attained an erection while placing his index finger in between S.G.‘s vaginal lips. He also indicated that he masturbated while thinking of this incident. Regarding the bedroom incident, Plastow indicated that he ran his finger in between S.G.‘s vaginal lips, but denied “reaching S.G.‘s hole.” Plastow also admitted to taking a picture of S.G.‘s partially naked body with his cell phone during the bedroom incident. Plastow saved the picture and admitted to masturbating while viewing it. Plastow indicated that the picture would be on his phone.
[¶6.] Grace had previously given Plastow‘s phone to the police. They searched the phone and found a picture of S.G. in “Dora the Explorer” pajamas with pink polka dots. Another contemporaneously taken picture was of a prepubescent
[¶7.] S.G. gave a statement about these events to a forensic interviewer at Child‘s Voice, a child advocacy center. S.G. confirmed the inappropriate touching; however, a corresponding physical examination could neither confirm nor refute that a rape occurred.
[¶8.] The State charged Plastow with two counts of first-degree rape and two counts of possession of child pornography. Plastow filed a pre-trial motion to sever the rape and pornography counts. He also moved to suppress his admissions, arguing the State could not present independent corroborating evidence showing the corpus delicti of a rape.
[¶9.] At an evidentiary hearing on the motion to suppress, the State indicated that S.G. would not testify; no representative from Child‘s Voice would testify; and Grace would not testify. The State indicated that other than the photograph, it had no independent evidence corroborating Plastow‘s admissions. The circuit court severed the charges and suppressed Plastow‘s admissions. The court reasoned that the photograph alone did not establish the corpus delicti of rape. The State appeals raising two issues:
- Whether the circuit court relied on an overly strict application of the corpus delicti rule in suppressing Plastow‘s admissions.
- Whether the corpus delicti rule should be reformed or abandoned in South Dakota.
Decision
[¶10.] The circuit court ruled that State v. Thompson controlled and that under Thompson, suppression was required because the State could not show the corpus delicti of rape independent of Plastow‘s admissions. 1997 S.D. 15, ¶ 36, 560 N.W.2d 535, 543. The State argues that the circuit court misapplied the corpus delicti rule because, in conclusion of law 7, it concluded: “The State has not provided and will not present at trial independent evidence, outside of Plastow‘s admissions, for each element of the crime of rape.” (Emphasis added.) The State asserts that it need not show independent evidence of each element of the crime to admit an admission. We agree.
[¶11.] The corpus delicti rule is generally applied in one of two situations: (1) challenges to the admissibility of an admission, or (2) challenges to the sufficiency of the evidence. Compare State v. Best, 89 S.D. 227, 235, 232 N.W.2d 447, 452 (1975) (involving a challenge to the admission of a defendant‘s statement before proving the corpus delicti), and State v. Lowther, 434 N.W.2d 747, 754 (S.D. 1989) (involving a claim that the state failed to set forth sufficient corroborative evidence before it introduced a defendant‘s admissions), with State v. Bates, 76 S.D. 23, 28, 71 N.W.2d 641, 644 (1955) (involving the claim that there was insufficient evidence to justify submission of the case to the jury), State v. Garza, 337 N.W.2d 823, 824 (S.D. 1983) (involving the claim that there was insufficient evidence of the corpus delicti to corroborate appellant‘s confession and sustain the conviction), and Thompson, 1997 S.D. 15, ¶ 34, 560 N.W.2d at 542 (stating the “question ultimately is a challenge to the sufficiency of the evidence.“).
[¶13.] The State further argues that had the circuit court applied the correct rule, it would have admitted Plastow‘s admissions. The State contends that the independent evidence in this case established a reasonable probability that S.G. was raped. Plastow, however, argues that the State failed to identify sufficient independent evidence that established the corpus delicti of rape. Plastow contends that standing alone, the picture appearing to be S.G.‘s genitalia does not raise a reasonable inference that she was raped.
[¶14.] Best sets forth the quantum of evidence required to admit extrajudicial statements. 89 S.D. at 236, 232 N.W.2d at 453.
A prima facie showing of the corpus delicti of the crime charged must be made before a defendant‘s extrajudicial statements, admissions or confessions may be received in evidence (citations omitted). To establish the corpus delicti . . . , it [is] only necessary for the [State] to show a reasonable probability the criminal act of another caused [the crime charged]. The corpus delicti may be established by circumstantial evidence, and by the reasonable inferences to be drawn from such evidence (citations omitted). While slight evidence is sufficient to establish the corpus delicti, it must be proved entirely independent of and without considering the defendant‘s extrajudicial statements (citations omitted).
Id. (quoting People v. Cantrell, 504 P.2d 1256, 1260 (Cal. 1973)).3 In this case, the State indicated that Grace, S.G., and the forensic interviewer would not testify. The State further indicated at the motions hearing that the only evidence it had to corroborate the crime of rape was the photograph that appeared to be S.G., naked from the waist down. We agree with the circuit court that the photograph, standing alone, did not create a reasonable inference that S.G. was raped.4 Therefore, under our current caselaw, the circuit court properly suppressed Plastow‘s admissions.
[¶16.] In 1954, the Supreme Court rejected the traditional corpus delicti rule in favor of a “trustworthiness” standard to determine whether admissions were admissible and sufficient to support a conviction in criminal cases. See Opper v. United States, 348 U.S. 84, 75 S. Ct. 158, 99 L. Ed. 101 (1954); Smith v. United States, 348 U.S. 147, 75 S. Ct. 194, 99 L. Ed. 192 (1954). Opper not only considered
[¶17.] We agree with the many courts that have concluded the corpus delicti rule is outdated and may serve to obstruct justice in certain circumstances. “The corpus delicti rule was first developed more than three hundred years ago in England to prevent the conviction of those who confessed to non-existent crimes as a result of coercion or mental illness.” State v. Goulding, 2011 S.D. 25, ¶ 13, 799 N.W.2d 412, 417 (quoting David A. Moran, In Defense of the Corpus Delicti Rule, 64 Ohio St. L.J. 817, 817 (2003)). Since that time, newly recognized constitutional rights and rules of evidence have provided protections that address the concerns that gave rise to the rule. Thus, many courts and scholars now agree: the corpus delicti rule may have outlived its usefulness.6 Although the concerns underlying
[¶18.] For example, current Fifth and Sixth Amendment jurisprudence provides some protection against coerced and false confessions. Police officers must now read suspects their rights before interrogating them. Miranda v. Arizona, 384 U.S. 436, 444, 86 S. Ct. 1602, 1612, 16 L. Ed. 2d 694 (1966). If suspects request an attorney, the police must stop all questioning. Edwards v. Arizona, 451 U.S. 477, 484-85, 101 S. Ct. 1880, 1885, 68 L. Ed. 2d 378 (1981). And, confessions are subject to extensive voluntariness inquiries. See Schneckloth v. Bustamonte, 412 U.S. 218, 224, 93 S. Ct. 2041, 2046, 36 L. Ed. 2d 854 (1973). Therefore, in light of the
[¶19.] The corpus delicti rule may also unjustly benefit those who perpetrate crimes causing no tangible injury and crimes involving the most vulnerable victims. See Smith, 348 U.S. at 154, 75 S. Ct. at 198; LaRosa, 293 P.3d at 575. As the Supreme Court explained, the corpus delicti of some crimes, e.g., tax evasion, cannot be isolated from the identity of the perpetrator. Smith, 348 U.S. at 154-55, 75 S. Ct. at 198. Thus, the traditional rule can exclude admissions in those cases. In contrast, the corpus delicti in violent crimes is easily isolated, and therefore the government can more readily admit the defendant‘s admission. Id. But a defendant in a tax evasion case should not have a greater protection than a defendant in a homicide prosecution. See id.. Likewise, the traditional rule operates disproportionately in cases involving crimes against minors and the mentally infirm. See LaRosa, 293 P.3d at 575 (stating that the corpus delicti rule does more harm than good when it bars the convictions in cases involving society‘s “most vulnerable victims, such as infants, young children, and the mentally infirm . . . .“). We therefore agree that the rule may operate to obstruct justice. It is “too rigid in its approach, too narrow in its application, and too capable of working injustice in cases” like this. See id.
[¶21.] The remaining question is whether the trustworthiness rule may be applied in Plastow‘s case. Plastow argues that he did not have “fair warning” of today‘s change. Therefore, he contends that applying the new corroboration rule in his case would deprive him of due process. The State argues that the Ex Post Facto Clause does not prohibit such procedural changes to “rules of evidence.”
[¶22.] Although the specific protections recognized in the Ex Post Facto Clause are not controlling in retroactive judicial decision-making,9 the “limitations on ex post facto judicial decision making are inherent in the notion of due process.” See Rogers v. Tennessee, 532 U.S. 451, 456, 121 S. Ct. 1693, 1697 (2001). The due process question is whether our common law application of the new trustworthiness rule would violate Plastow‘s right to “fair warning.” See id. at 457, 121 S. Ct. at 1698. The “judicial alteration of a common law doctrine of criminal law violates the principle of fair warning, and hence must not be given retroactive effect, only where it is ‘unexpected and indefensible by reference to the law which had been expressed
[¶23.] In Rogers, the Supreme Court found that the Tennessee Supreme Court‘s abolition of the common law “year and a day” rule10 in homicide cases was not “unexpected and indefensible by reference to the law which had been expressed prior to the conduct in issue.” Id. The Court concluded that abolition of that rule was not unexpected and indefensible because it was widely viewed as an outdated relic of the common law; medical and other sciences had rendered the rule obsolete; a vast majority of jurisdictions that had recently addressed the rule had abolished it; and, most importantly, at the time of Roger‘s conduct, the rule had only the “most tenuous foothold” as part of Tennessee‘s criminal law. Id. at 462-64, 121 S. Ct. at 1700-01. Indeed, the rule had not been codified and the rule had never been the basis for a decision in a similar prosecution in Tennessee. Id.
[¶24.] Here, retroactive application of the trustworthiness rule would be unexpected and indefensible by reference to the law that has been expressed in this jurisdiction prior to the conduct in issue. The corpus delicti rule has been consistently applied to admissions by this court since 1975,11 a consideration the Supreme Court found most important in Rogers. See Rogers, 532 U.S. at 464, 121 S. Ct. at 1701. Indeed, it was the basis for the reversal of a conviction in Thompson.
[¶25.] Moreover, as previously mentioned, although the Ex Post Facto Clause is not applicable in cases involving judicial decision-making, the “limitations on ex post facto judicial decision making are inherent in the notion of due process.” Id. at 456, 121 S. Ct. at 1697. Therefore, we find helpful a Supreme Court ex post facto case discussing the principle of due process “fair warning.” See Carmell v. Texas, 529 U.S. 513, 531 n.21, 120 S. Ct. 1620, 1632, 146 L. Ed. 2d 577 (2000) (noting that one of the concerns of the Ex Post Facto Clause is that legislative enactments give “fair warning of their effect“).
[¶26.] Carmell involved repeal of a statute that is analogous to the corpus delicti rule. Before its repeal, the Texas statutory rule required corroboration of a rape victim‘s testimony. See id. at 516, 120 S. Ct. at 1624. The Supreme Court held that Carmell‘s convictions on the counts “not corroborated by other evidence” could not be sustained under the Ex Post Facto Clause. Id. at 552, 120 S. Ct. at 1643. Carmell held that reducing the quantum of corroborating evidence required in a criminal case violated a “fundamental fairness interest, even apart from any claim of reliance or notice, in having the government abide by the rules of law it
[¶27.] Following Rogers and Carmell, we conclude that the retroactive application of the trustworthiness rule would violate Plastow‘s due process right to fair warning. We affirm and remand for further proceedings under the old rule should the availability of corroborating evidence have changed while this case has been on appeal.
[¶28.] GILBERTSON, Chief Justice, and SEVERSON, WILBUR, and KERN, Justices, concur.
