STATE OF UTAH, Appellee, v. FRANK VAL MODES, Appellant.
No. 20180265-CA
THE UTAH COURT OF APPEALS
October 1, 2020
2020 UT App 136
Amended Opinion1
Third District Court, Salt Lake Department
The Honorable Keith A. Kelly
No. 161912922
Gregory G. Skordas, Kaytlin V. Beckett, and Gabriela Mena, Attorneys for Appellant
Sean D. Reyes and Lindsey L. Wheeler, Attorneys for Appellee
JUDGE MICHELE M. CHRISTIANSEN FORSTER authored this Opinion, in which JUDGES DAVID N. MORTENSEN and RYAN M. HARRIS
CHRISTIANSEN FORSTER, Judge:
¶1 Frank Val Modes was convicted of aggravated sexual abuse of a child (Victim). He appeals, alleging that the trial court erred by admitting evidence that he had previously committed acts of child molestation and that his trial counsel was ineffective. We affirm.
BACKGROUND
¶2 Modes was Victim‘s uncle through marriage; his wife (Wife) and Victim‘s mother (Mother) are sisters.2 Modes was also the “best friend” and a cousin of Victim‘s father (Father).
¶3 In the early 2000s, Modes and Wife operated a licensed daycare in their home. While Wife managed the day-to-day operation of the daycare, Modes was occasionally left alone with the children during naptime. From around 2000—when Victim was five
¶4 Victim recalls being “scared” to tell anybody about what Modes was doing to her. But Mother noticed a change in Victim‘s behavior when Victim was about three or four years old and she began to act out sexually at her house. Mother suspected that “somebody was showing her that or teaching her something.” About this same time, Mother became aware that Modes had been accused of molesting two other girls in the daycare. At that point, Mother removed Victim from the daycare.
¶5 Growing up, Victim experienced a number of emotional and physical problems, including vomiting, shaking, hyperventilating, difficulty communicating with strangers, “always looking over her shoulder,” night terrors, and fear of being alone with men. Because Wife used bleach to clean the daycare‘s floors, Victim said that the odor of bleach “[brought] up those feelings” and “memories” of being abused and made her “feel sick.” Victim reported the abuse some years later—when she was fourteen years old—to Mother and to a counselor. The abuse was then reported to the police, and an investigation ensued.3
¶6 In October 2014, a detective interviewed Victim at the Children‘s Justice Center (CJC). When the detective asked about the abuse, Victim “put her head down, looked at the floor and she became embarrassed. She wasn‘t able to really continue talking. . . . She started crying.” The detective ended the interview. Two years later, a second detective conducted another interview with Victim at the CJC. He testified that Victim “began to cry” and her “voice began to crackle” as she told him about the abuse. Modes was charged with aggravated sexual abuse of a child.
¶7 At trial, pursuant to
¶8 At the close of the State‘s case, Modes moved for a directed verdict to dismiss the charge, arguing that the State had failed to establish a “timeline” of “when the abuse took place” or “anything specific upon which
¶9 At trial, Modes‘s defense consisted of denying that he abused Victim. He asserted that he was not living at the house where the daycare was located when the abuse allegedly occurred, that he was never alone with the children in the daycare, and that at the time of the alleged abuse, he had a back injury that prevented him from lifting more than ten pounds.
¶10 The trial court, in a bench trial, found Modes guilty as charged. Specifically, the court found the testimonies of Victim, Mother, Prior Victim, and other prosecution witnesses credible and Modes‘s testimony not credible. In its conclusions of law, the court stated that Modes occupied a position of trust in relation to Victim, took indecent liberties with and touched the genitalia of Victim with the intent to gratify his sexual desire, caused Victim pain by digitally penetrating her vagina, and had previously been convicted of sexual battery. The court sentenced Modes to a prison term of fifteen years to life for aggravated sexual abuse of a child. Modes appeals.
ISSUES AND STANDARDS OF REVIEW
¶11 We first address whether the court erred in admitting the details of Modes‘s prior acts of child molestation, including testimony of Prior Victim, pursuant to
¶12 We next address whether Modes‘s attorney performed deficiently by (1) failing to object to the admission of Prior Victim‘s testimony, (2) failing to cross-examine Prior Victim, and (3) not calling an expert witness on the issue of early childhood memory recovery.4 “An ineffective assistance of counsel claim raised for the first time on appeal presents a question of law.” State v. Reyos, 2018 UT App 134, ¶ 11, 427 P.3d 1203 (quotation simplified).5
ANALYSIS
I. Prior Sexual Abuse Evidence
¶13 Modes argues that the trial court plainly erred when it admitted the testimony of Prior Victim pursuant to
¶14 As a general rule, evidence of a person‘s other acts “is not admissible to prove a person‘s character in order to show that on a particular occasion the person acted in conformity with the character.”
¶15 Modes asserts that Prior Victim‘s testimony contained “extraneous and inflammatory details . . . not contemplated under [rule] 404(c).” Relying on State v. Cuttler, 2015 UT 95, 367 P.3d 981, Modes argues that the trial court erred in allowing Prior Victim to testify in “graphic detail” about the abuse she suffered at the hands of Modes, asserting that Prior Victim‘s testimony went “far beyond the scope of propensity” and was thus “improper and inherently prejudicial” and “served no other purpose . . . than prejudicing” him. But Modes does not identify which statements of Prior Victim should not have
¶16 Modes‘s characterization of Cuttler is too broad. In Cuttler, our supreme court was more nuanced, stating that when
¶17 First,
¶18 Second,
¶19 In this case, Modes argues that none of the details revealed in Prior Victim‘s testimony should have been admitted at his trial. But this position is untenable, because such selective admission of evidence would run contrary to the very purpose of
¶20 Moreover, Modes has not pointed out which details contained in Prior Victim‘s testimony went beyond what was necessary to show that his past conduct involved molestation of a child or that he has a propensity to molest children. He merely asserts that the “graphic details of [Prior Victim‘s] uncontroverted testimony undoubtedly influenced the ultimate outcome.” And when asked at oral argument to delineate between which facts of the prior abuse would have been allowable and which facts would not, Modes‘s counsel was unable to make the distinction. Such a failure to articulate between allowable facts and those which are outside the bounds of the trial court‘s discretion constitutes a failure to meet the burden of persuasion. See State v. Fredrick, 2019 UT App 152, ¶ 49, 450 P.3d 1154 (stating that a defendant could argue that evidence should be “admitted in a more sanitized fashion, somehow allowing the jury to learn of the previous incidents without unnecessary contextual details”). In our view, the details that Prior Victim shared were relevant to establishing that Modes had molested a child in the past and that he has a propensity to molest children—the very purpose of
¶21 We also conclude that the testimony of Prior Victim was not unfairly prejudicial, because Modes has not articulated any prejudice beyond the fact that the evidence showed a propensity to molest children, a purpose for which it was explicitly admissible. See
¶22 Here, the admission of the evidence that Modes had sexually molested a child in the past helped establish that he had a “propensity” to molest children. See Fredrick, 2019 UT App 152, ¶ 53 (Mortensen, J., concurring). And showing such propensity to molest children—in contrast to the general prohibition against admitting other acts evidence to show propensity—is the very purpose of
¶23 Modes has also made no attempt to demonstrate that the admission of the details surrounding his previous act of child sexual molestation prejudiced him in some other way. He merely states that the details of Prior Victim‘s testimony “undoubtedly influenced the ultimate outcome.” While he is likely correct in this assertion, the point is not persuasive in a
¶24 Thus, we conclude that the trial court did not plainly err in admitting the testimony of Prior Victim, because the details she shared established only that Modes (1) molested a child in the past and (2) likely had a propensity to molest children,
II. Ineffective Assistance of Counsel
¶25 Modes‘s second claim is that his attorney provided ineffective assistance by (1) failing to object to the admission of Prior Victim‘s testimony, (2) failing to cross-examine Prior Victim, and (3) not calling an expert witness in the issue of early childhood memory recovery. To establish that his attorney provided ineffective assistance, Modes must prove that his counsel performed deficiently and that he was prejudiced as a result. Strickland v. Washington, 466 U.S. 668, 687 (1984). “Because failure to establish either prong of the test is fatal to an ineffective assistance of counsel claim, we are free to address [Modes‘s] claims under either prong.” See Honie v. State, 2014 UT 19, ¶ 31, 342 P.3d 182. To succeed on the first prong, Modes must overcome the presumption that an attorney‘s decision “falls within the wide range of reasonable professional assistance.” Strickland, 466 U.S. at 689. “The court gives trial counsel wide latitude in making tactical decisions and will not question such decisions unless there is no reasonable basis supporting them.” See State v. Clark, 2004 UT 25, ¶ 6, 89 P.3d 162 (quotation simplified). Moreover, “the question of deficient performance is not whether some strategy other than the one that counsel employed looks superior given the actual results of trial. It is whether a reasonable, competent lawyer could have chosen the strategy that was employed in the real-time context of trial.” State v. Nelson, 2015 UT 62, ¶ 14, 355 P.3d 1031 (quotation simplified). And “even where a court cannot conceive of a sound strategic reason for counsel‘s challenged conduct, it does not automatically follow that counsel was deficient. . . . [T]he ultimate question is always whether, considering all the circumstances, counsel‘s acts or omissions were objectively unreasonable.” State v. Scott, 2020 UT 13, ¶ 36, 462 P.3d 350; see also State v. Ray, 2020 UT 12, ¶¶ 34–36.
¶26 Modes first argues that his trial counsel performed deficiently for not objecting to the admission of Prior Victim‘s testimony. As we explained, supra ¶¶ 20–21, Prior Victim‘s
¶27 With regard to the second ineffective assistance claim, counsel may have concluded that cross-examining Prior Victim would have done more harm than good to Modes. See State v. King, 2010 UT App 396, ¶ 49, 248 P.3d 984 (“[A]ttorneys may opt to forgo cross-examination of witnesses for valid strategic reasons.”). For example, counsel may have feared that cross-examining Prior Victim would have revealed more damaging details about the past abuse conviction and further evidence about the similarity of the two incidents of abuse. See State v. Arriaga, 2012 UT App 295, ¶ 21, 288 P.3d 588 (stating that not cross-examining a victim is a reasonable strategy to “avoid rehashing the dirty details of the victim‘s testimony in order to point out a few minor inconsistencies here and there”); State v. Strain, 885 P.2d 810, 815 (Utah Ct. App. 1994) (stating that forgoing cross-examination is a legitimate trial strategy to avoid giving a witness the opportunity to “bolster[] his testimony with further detail”).
¶28 Lastly, Modes argues that counsel was deficient in failing to consult a memory expert, asserting that counsel‘s “failure to inquire about [the] tender age of [Victim] and its impact on memory recall, or the limited capacity of a child under two years of age to recall such facts, would have clearly impacted the evidentiary picture.” However, “counsel‘s decision to call or not to call an expert witness is a matter of trial strategy, which will not be questioned and viewed as ineffectiveness unless there is no reasonable basis for that decision.” State v. Tyler, 850 P.2d 1250, 1256 (Utah 1993); accord State v. Walker, 2010 UT App 157, ¶ 14, 235 P.3d 766. Apart from the unsupported allegation that counsel did not consult a memory expert, Modes offers no evidence that counsel did not investigate or consider whether a memory expert would have been useful to the defense.9 Counsel may reasonably have concluded that through cross-examination, he could reveal weaknesses in Victim‘s ability to recall events that had happened to her as a child and so expose any inaccuracies in her testimony. Thus, counsel may have determined that a memory expert would not have materially added to undermining the accuracy of Victim‘s testimony.10
¶29 Accordingly, we conclude that Modes has failed to show that his counsel rendered deficient representation.
CONCLUSION
¶30 We conclude that the trial court did not plainly err in admitting the testimony of Prior Victim and that Modes‘s counsel did not provide ineffective assistance.
¶31 Affirmed.
Notes
Id. ¶ 32 (quotation simplified). In citing Landry, Modes fails to note that the case involved a charge of first-degree-felony arson and that counsel for the defendant had no prior experience or training defending someone charged with arson. See id. ¶¶ 6, 34. Here, there is nothing in the record to suggest that Modes‘s attorney was similarly inexperienced in the area of memory recall. In addition, the arson investigation in Landry presented an issue requiring some degree of scientific expertise, and Modes makes no argument that the issue of memory recall requires similar expert guidance or that it cannot be addressed through competent cross-examination. Thus, Landry is readily distinguishable from the case at hand.Although we are generally reluctant to question trial strategy, including whether to call an expert witness, where there is no reasonable basis for that decision, we will conclude there was deficient performance by trial counsel. The specific facts of a case may require trial counsel to investigate potential witnesses to determine whether such testimony would be appropriate.
