*1 Utah, Appellee, Plaintiff STATE of TYLER, Douglas Defendant
James Appellant.
No. 910118. of Utah.
Supreme Court 31, 1993.
March *2 Tyler Tyler
Ms. hit awith baseball bat. her, Tyler Tyler Ms. testified that told your kill pay, dog, “You’ll I’ll and I’ll burn buy your house.” He then left to some beer. Tyler neighbor’s apart-
Ms. went her police. ment and called the Before arrived, Tyler Tyler Ms. return saw alley apart- and walk down an toward her arrived, responding ment. The to, what Officer Richard Walton testified reported by dispatch, an “unwanted guest accompanied situation.” Walton Ms. Tyler apartment. back to her As Walton Tyler approached apartment, and Ms. they alley Tyler emerge saw from the near hurriedly apartment and walk down the nearby street. Walton radioed a officer to stop Tyler questioning. for the mean- time, Tyler apartment Ms. entered her and found a fire the kitchen. Walton radioed fighters department. the fire Fire soon extinguished arrived and the fire. Upon investigation, department the fire Dam, Gen., Atty. R. Paul Van Kevin J. investigator determined that the fire had Gen., Murphy, Atty. City, Asst. Lake Salt originated places, from two one behind and plaintiff appellee. for and top refrigerator. He also one on Garcia, Manny City, C. Lake Salt concluded that the fire had not been the appellant. defendant and He result of accident. believed used to type some of accelerant3 had been refrigerator fire at the base of the start the HALL, Chief Justice: and that some other material had been Douglas Tyler appeals Defendant James trial, ignited atop refrigerator. At arson, aggravated his conviction for a first investigator opined that the had been degree felony in violation of Utah Code “intentionally by set” “hand-held flame.” Tyler brings appeal, Ann. 76-6-103. this § apprehended, Tyler told the offi- claiming When ineffective assistance of counsel just walking around cers that he had violation of his constitutional in the area that he had not been inside counsel.1 We affirm. and time, Tyler’s apartment. Ms. At that he light We recite the facts in a most favor- possession had in his Ms. work iden- jury evening able to the verdict.2 On the keys tag tification and a set of to her home 1, 1990, July Tyler apart- went to the Tyler and car. Ms. testified that she had ex-wife, (here- ment of his Katherine apartment day. left these items in her Tyler”). According inafter “Ms. to Ms. Tyler’s testimony charged ag- was drunk was arrested with They began argue, gravated During proceedings, and abusive. arson. Const, Const, VI; I, by Physical depart- 1. See U.S. amend. Utah art. evidence seized during ment included a can of § paint thinner. Johnson, (Utah 1991). arrived, Tyler. Tyler claimed that separate attor- when represented three he was couch, asleep on the intoxi- arrest, Nancy neys. days Nine after his Tyler's testimo- cated. with Ms. Consistent appearance as Bergeson entered an began argue ny, Tyler they claimed that discovery. request for counsel and made a him and Ms. hit with a baseball bat. attorney, During Bergeson’s tenure as his *3 however, denied, to He that he threatened and had him on one occasion she met with dog” house.” He “kill or “burn [her] [her] him on a later another individual interview buy that he left to a beer and that testified Thereafter, as counsel date. she withdrew and, he apartment, he while in her returned Tyler interest due to a conflict of between paint paint thinner that could smell the office. and a member of her table. He then were on the kitchen preliminary hearing,4 Tyler the was At sitting backyard in the claimed that he was Tyler had represented by Kenneth Brown. “boom.” When he when he heard loud prior hearing. the not met with Brown to up, coming smoke was out of the looked Tyler in his de- hearing, According testimony, At the testified to his back door. neighbors’ telephone fense, advice, attempted to use the against that he did Brown’s report neighbors were to the fire but the thought start the fire and that he pay phone not home. He then left to use a water heaters the fire stemmed from two police Ty- stopped by and was the officer. Tyler’s apartment. prosecution Ms. ler claimed that he had his ex-wife's car testimony his with that of rebutted keys working he had on her because been investigator, department who stated that and that he had her identifica- car earlier originate opinion the fire did not from going had tion card because he been Tyler over the water heaters. was bound dropped through papers some when it out for trial. inadvertently put pocket. it in his and he preliminary hearing, Tyler After the Attacking Tyler’s credibility, the de- Ms. represented fired Brown and was at his re- brought fense out that she could not arraignment by Stephen McCaughey.5 Ty- long Tyler had member how she been McCaughey prior ler had not met with to pre- and that on occasions divorced several arraignment. hearing day the At a the fire, police phoned vious to the she had the begin, before the trial was scheduled complain Tyler. was also a about There McCaughey granted moved and was a discrepancy the number of calls between forty-day Also, continuance.6 at McCau- police she claimed to have made to the the ghey’s request, the trial court authorized day the fire and the number the McCaughey employ the services of a addition, Tyler’s had on record. Ms. special investigator prepara- to assist in the neighbor testified for the defense that Ms. Tyler’s tion of defense. visiting had with her since re- turning from work and that Ms. had place The trial took on November 28 and report called the not to 29,1990, present- at which time the defense complain Tyler. The also about defense showing ed evidence several inconsistencies pointed Tyler’s fingerprints out that were presented and differences in the evidence paint not found on the can of thinner. prosecution. Tyler’s testimony of surrounding sig- the events the fire varied Notwithstanding the inconsistencies be- testimonies, nificantly provided by Tyler’s from the version tween and Ms. Because represented by 6.McCaughey was not have asked for the continuance to originally prelimi- at the time of the nary hearing, scheduled expert investigate findings an further hearing postponed was from previous investigation. originally Trial was August August 2 to and, upon set for October 18 waiver of a "speedy” November was reset for McCaughey appointed was counsel for September originally on arraignment. the date set for the result, Tyler’s arraignment As a postponed September Tyler, against present sistance of counsel claims a mixed jury returned a verdict 10 “Therefore, aggravated question of finding guilty him arson. fact and law.” trial, claiming previously inef- ... where the trial court Tyler moved for a new of counsel. The motion heard a motion based on ineffective assis- fective assistance denied, reviewing and he was sentenced to tance of courts are free years independent five to life at to make an indeterminate term of determination of a 11 However, Prison. trial court’s conclusions.” Utah State findings court’s factual shall not be arguing was de- appeals, that he appeal clearly set aside on unless errone- nied to effective his constitutional ous.12 of counsel. He contends that all assistance represent him effec- The Sixth Amendment three counsel failed to United *4 tively. Specifically, provides part, he claims that he had States Constitution in “In all during pro- prosecutions, little contact with counsel the criminal the accused shall en- they proceed joy right ceedings and that did not a to ... have the Assistance of 13 contends that counsel for his defence.” A defendant’s timely manner. He further presented right at Sixth Amendment to counsel has been sufficient evidence was “ right case. held to be ‘the to effective assis- dispute trial to State’s ” 14 determining In tance of counsel.’ The issue to decided is whether sole be a criminal de- whether defendant of Tyler received ineffective assistance guarantee his Amendment nied Sixth counsel, him denying thus his constitution- counsel, effective this court has consistent- Tyler does not make al to counsel. The ly followed Court Strickland.15 any assertion that he denied effective was two-part test for established Strickland assistance of counsel under the Utah Con- determining the existence of ineffective as- guarantees stitution or that the to counsel sistance of counsel: any under the are differ- Utah Constitution First, the defendant must show that provided ent from for in the those United performance counsel’s was deficient. pursue States therefore Constitution. We requires showing that counsel made This a resolution of the issue under the federal errors so serious that counsel was not constitution.7
functioning
guaranteed
as
“counsel”
by the
Amendment.
the defendant
Sixth
Washington,8
v.
Strickland
Second, the defendant must show that
Supreme
United States
Court established
performance prejudiced the
the standard of
for
assis
the deficient
review ineffective
requires showing
This
that
tance of counsel claims.9
as-
defense.
“[I]neffective
Const,
182,
(Utah
7. See State v.
13. U.S.
Templin,
VI.
805 P.2d
185
amend.
1990);
Verde,
116,
State v.
770 P.2d
118 n. 1
1239,
(Utah 1989);
Lafferty,
State v.
749 P.2d
Templin,
(quoting
at 186
McMann v.
805 P.2d
(Utah 1988).
1247 n. 5
759,
14,
Richardson,
U.S.
771 n.
90 S.Ct.
397
1441,
14,
(1970));
1449 n.
that a defendant receives
in a
occasions acted
Counsel on several
Tyler, I
want to
THE
Mr.
don’t
COURT:
circumstances for
better
manner
secure
attorney
you. Your
screw around with
Brown,
Ty
Tyler. Based on motion
you
proper
in a
trying
represent
is
Sep
from
arraignment was continued
ler’s
fashion, and he needs to have some ex-
September
to allow
10 to
tember
thing.
gra-
perts look at this
State
Additionally, at
preparation
more
time.
for
agreed
They don’t
ciously has
to this.
day
hearing
place
took
before
neither do I.
agree to this. And
have to
trial, MeCaughey
originally
scheduled
too.
you get
to see
a fair trial
I’d like
forty-day trial
sought
granted
and was
my
purpose here is to see
And that’s
sole
Tyler to conduct
continuance on behalf of
you get a fair
State
prepare
and to better
going to
But I’m not
gets a fair trial.
he had
on
trial due to the short time
been
your constitu-
you
equivocate
on
allow
following dialogue took
the case. The
Either
rights
speedy
to a
trial.
tional
place
hearing:
you
willing
give
upit
so that
you’re
you willing
give up
THE
Are
COURT:
this extended
the benefit of
can have
speedy
to a
trial
your constitutional
willing to
you
time.
If
aren’t
period of
extent of November 28?
to the
that,
your
you
waived
do
then
haven’t
speedy
you
are entitled
right to a
I’ve
here a
MR. TYLER: I hate to.
constitution, and I will
to have under the
days.
nine
hundred and
morning.
It’s
try this case tomorrow
go
I can
THE COURT: Your decision.
your decision.
tomorrow,
you
or whatever
want.
is to have
My
MR. TYLER:
decision
only thing we
MR. TYLER: If that’s the
I’m
is not in.
fair trial. All the evidence
off,
off,
put
put
can do.
It’s been
long
my rights to a
give up
forced
*8
put off.
and
forty days from now.
I don’t know that it’s been
THE COURT:
give
THE
You’re not forced to
COURT:
agree
I don’t
that
put
put
off and
off.
game
up.
play this word
them
We can
put
I set this
put
off and
off.
it’s
I have
the rest of the afternoon.
thirty days from the time
matter within
my attention.
people
other
here that need
arraigned.
equivocation,
No
you were
rights to a
my
I waive
MR. TYLER:
Tyler.
you
go
If
want to
Mr.
morning.
speedy trial.
go tomorrow
we’ll
Frame,
During
See
because the record insufficient any other than At witnesses defendant. fairly for us determine whether defen- contradictory testimony trial there was was dant denied effective assistance of called the police whether Ms. had counsel. disturbance, report a or A both. verdict, Following jury’s defendant tape of the call to the was made ground moved for a new trial on the dispatcher that would have clarified that issue, The ineffective assistance of counsel. it was erased defendant’s but before attorney it. subpoenaed third This was hearing. court the motion denied without important Tyler’s neighbor, because Ms. appealed the assumption Defendant has on police, from home called whose she appeal adequate that the record on is for us that Ms. called the testified However, to determine that issue. defi- true, If report that fact would tend a fire. ciencies in the record me unable to leave position defendant’s corroborate make that determination. set the fire and then blamed him. example, For defendant contends that his fingerprints Finally, there were on seeking first counsel deficient in not used, they can of accelerant that was but prompt independent investigation of the or- investiga- No prints. were not defendant’s igin and cause of the fire. His third coun- prints tion made to determine whose appointment special sel did obtain the of a they were. investigator, until but was not three and one-half months after the fire. We do paucity of the record leaves too investigation many questions join not know extent that to what unanswered me to State, Estes, P.2d at 50. Estes v. 111 Idaho (1986). Verde, at 118-19. See P.2d People County, v. District Court El Paso (Colo. 1988). *10 majority, largely which relies on as-
sumptions the lack made from of evidence.
I appeal preju- would dismiss the without collaterally
dice and allow defendant to at- 65B,
tack his conviction under rule Utah evidentiary
Rules of Civil Procedure. An
hearing can then be held to determine the
adequacy representation. of defendant’s
STEWART, J., dissenting concurs in the
opinion HOWE, Associate C.J. NAY, individually person
LeeAnn and as representative
al for Matthew and Mer Nay, Nay;
issa the heirs of Robert
Virginia Nay, individually per and as representative
sonal for Connie Wheel
er, Carolyn Gallegher, Nay Joan
Jalynn Nay, Wayne Nay, the heirs of Appellants,
Plaintiffs and CORPORATION,
GENERAL MOTORS DIVISION,
GMC TRUCK and Ron GMC, Inc.,
Green Chevrolet Pontiac Appellees.
Defendants and
Nos. 910273 and 910365.
Supreme Court of Utah.
April
