STATE OF CONNECTICUT v. ADA MANGUAL
(SC 18842)
Supreme Court of Connecticut
Argued December 4, 2012—officially released March 4, 2014
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh and Vertefeuille, Js.*
Alice Osedach, assistant public defender, for the appellant (defendant).
Leon F. Dalbec, Jr., senior assistant state’s attorney, with whom, on the brief, were Brian Preleski, state’s attorney, and Brett J. Salafia, assistant state’s attorney, for the appellee (state).
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Opinion
PALMER, J. A jury found the defendant, Ada Mangual, guilty of possession of narcotics with the intent to sell by a person who is not drug-dependent in violation of
The opinion of the Appellate Court sets forth the following facts that are relevant to the defendant’s claim. “In January, 2008, Officer John Blackmore of the New Britain [P]olice [D]epartment (department) received information from a confidential informant that heroin was being sold from an apartment in a multifamily residence located on North Street in [the city of] New Britain. After receiving this information, the department began surveillance of the apartment. In addition to surveillance, the department also used confidential informants to make three controlled purchases of heroinfrom the apartment. On the basis of information gathered from these investigative activities, the department suspected that three individuals, including a Hispanic male named ‘Bebo’ and a woman named ‘Ada,’ were selling heroin from the apartment.
“Blackmore obtained a search and seizure warrant for the apartment, which the police executed on February 5, 2008. In executing the warrant, Blackmore and [three] other officers [who were equipped with handguns, tactical vests, and at least one rifle] entered the multifamily residence and proceeded to the apartment, while Officer Gerald Hicks . . . and two other uniformed officers remained outside. After reaching the apartment, an officer knocked on the front door and advised the occupants of the warrant. The defendant answered the door and allowed the officers [to enter, some of whom did so with their weapons drawn]. Upon entry, the officers [removed the defendant’s dog from the four room apartment and guided] the defendant and [her three daughters] into the living room area.2 [All four occupants were ordered to remain on the couch in the living room and were kept under police observation for the duration of the search.]
“After the apartment was secured, Hicks [and the two other officers] proceeded inside. Without issuing a Miranda warning [or informing the defendant whether she was under arrest or merely being detained temporarily until the officers completed the search], Hicks asked the defendant ‘if there [were] any drugs or weapons in the apartment.’” (Footnotes altered.) State v. Mangual, supra, 129 Conn. App. 640–41. “The defendant answered ‘yes’ and informed [Hicks] that ‘[there were] drugs in the
Prior to trial, the defendant filed a motion to suppress her statements in response to Hicks’ inquiry on the ground that she had not been advised of her Miranda rights before being questioned.5
On appeal to the Appellate Court, the defendant claimed, inter alia, that the trial court improperly denied her motion to suppress because she was in custody when Hicks questioned her without first issuing Miranda warnings.6 State v. Mangual, supra, 129 Conn. App. 642. The Appellate Court rejected the defendant’s claim, concluding that she had not demonstrated, as Miranda requires, “that a reasonable person in the defendant’s position would have believed that she was in police custody of the degree associated with [a] formal arrest.” Id., 647. In reaching this determination, the Appellate Court observed that Hicks’ questioning was limited in scope and duration, the defendant was in the familiar surroundings of her apartment, she was not restrained physically, and she had not been threatened or told that she was under arrest. Id., 647–48. The Appellate Court also relied on Michigan v. Summers, 452 U.S. 692, 101 S. Ct. 2587, 69 L. Ed. 2d 340 (1981); see State v. Mangual, supra, 648; in which the United States Supreme Court held that, for purposes of the fourth amendment, police executing a search warrant for a home may detain the occupants during the search; Michigan v. Summers, supra, 705; and observed that the detention of the respondent in that case was “substantially less intrusive” than an arrest. (Internal quotation marks omitted.) Id., 702. On the basis of this distinction between a formal arrest and the detention of the occupant of a home incident to the execution of a search warrant, the Appellate Court reasoned that “a defendant is normally not in custody, and . . . Miranda warnings are not required, when he or she is detained during the execution of a search warrant.” State v. Mangual, supra, 648. The Appellate Court ultimately concluded that “the trial court did not make any factual findings that would lead [the Appellate Court] to conclude that the defendant was subject to greater constraints on her freedom of movement than those normally occurring during the execution of a search . . . warrant.” Id.
On appeal to this court following our grant of certification, the defendant claims that (1) the Appellate Court incorrectly concluded that the trial court properly had
I
We first address the defendant’s claim that she was entitled to suppression of her statements because she had not been advised of her Miranda rights before Hicks elicited those statements, even though she was in police custody at that time. We agree that she was in custody, and, therefore, the police were required to administer Miranda warnings prior to any questioning.7
The following principles concerning the requirement of Miranda warnings govern our analysis of the defendant’s claim. Although “[a]ny [police] interview of [an individual] suspected of a crime . . . [has] coercive aspects to it“; Oregon v. Mathiason, 429 U.S. 492, 495, 97 S. Ct. 711, 50 L. Ed. 2d 714 (1977); only an interrogation that occurs when a suspect is in custody “heightens the risk” that statements obtained therefrom are not the product of the suspect’s free choice. Dickerson v. United States, 530 U.S. 428, 435, 120 S. Ct. 2326, 147 L. Ed. 2d 405 (2000). This is so because “the coercion inherent in custodial interrogation blurs the line between voluntary and involuntary statements . . . .” Id. Thus, the court in Miranda was concerned “with protecting defendants against interrogations that take place in a police-dominated atmosphere, containing inherently compelling pressures [that] work to undermine the individual’s will to resist and to compel him to speak [when] he would not otherwise do so freely . . . Miranda v. Arizona, supra, 384 U.S. 445, 467 . . . .” (Internal quotation marks omitted.) State v. DesLaurier, 230 Conn. 572, 577–78, 646 A.2d 108 (1994). “By adequately and effectively appris[ing] [a suspect] of his rights and reassuring the suspect that the exercise of those rights must be fully honored, the Miranda warnings combat [the] pressures inherent in custodial interrogations. Miranda v. Arizona, [supra, 467]. In so doing, they enhance the trustworthiness of any statements that may be elicited during an interrogation.”8 (Internal quotation marks omitted.) In re Terrorist Bombings of United States Embassies in East Africa, 552 F.3d 177, 202 (2d Cir. 2008); see also State v. Barrett, 205 Conn. 437, 447, 534 A.2d 219 (1987) (Miranda warnings “significantly enhance [a suspect’s] opportunity to make a knowing, intelligent and voluntary decision whether to speak or remain silent“). Consequently, “police officers are not required to administer Miranda warnings to everyone whom they question“; Oregon v. Mathiason, supra, 429 U.S. 495; rather, they must provide such warnings only to persons who are subject to custodial interrogation. See, e.g., Miranda v. Arizona, supra, 444. To establish entitlement to Miranda warnings, therefore, the defendant must satisfy two conditions,
To resolve that issue, we first must consider what it means to be in custody for purposes of Miranda, a task that quite accurately has been characterized as “slippery . . . .” Oregon v. Elstad, 470 U.S. 298, 309, 105 S. Ct. 1285, 84 L. Ed. 2d 222 (1985). “As used in . . . Miranda [and its progeny], ‘custody’ is a term of art that specifies circumstances that are thought generally to present a serious danger of coercion.” Howes v. Fields, ___ U.S. ___, 132 S. Ct. 1181, 1189, 182 L. Ed. 2d 17 (2012). “In determining whether a person is in custody in this sense“; id.; the United States Supreme Court has adopted an ” ‘objective, reasonable person test’ “; State v. Britton, supra, 283 Conn. 604; “the initial step [of which] is to ascertain whether, in light of the objective circumstances of the interrogation, Stansbury v. California, 511 U.S. 318, [323, 114 S. Ct. 1526, 128 L. Ed. 2d 293] (1994) . . . a reasonable person [would] have felt [that] he or she was not at liberty to terminate the interrogation and [to] leave. Thompson v. Keohane, 516 U.S. 99, 112 [116 S. Ct. 457, 133 L. Ed. 2d 383] (1995).” (Internal quotation marks omitted.) Howes v. Fields, supra, 1189. “Determining whether an individual’s freedom of movement [has been] curtailed, however, is simply the first step in the analysis, not the last. Not all restraints on freedom of movement amount to custody for purposes of Miranda. [Accordingly, the United States Supreme Court has] decline[d] to accord talismanic power to the freedom-of-movement inquiry, Berkemer [v. McCarty, 468 U.S. 420, 437, 104 S. Ct. 3138, 82 L. Ed. 2d 317 (1984)], and [has] instead asked the additional question [of] whether the relevant environment presents the same inherently coercive pressures as the type of station house questioning at issue in Miranda.”11 (Internal
Of course, the clearest example of custody for purposes of Miranda occurs when a suspect has been formally arrested. As Miranda makes clear, however, custodial interrogation includes questioning initiated by law enforcement officers after a suspect has been arrested or “otherwise deprived of his freedom of action in any significant way.” (Emphasis added.) Miranda v. Arizona, supra, 384 U.S. 444. Thus, not all restraints on a suspect’s freedom of action rise to the level of custody for Miranda purposes; in other words, “the freedom-of-movement test identifies only a necessary and not a sufficient condition for Miranda custody.” Maryland v. Shatzer, 559 U.S. 98, 112, 130 S. Ct. 1213, 175 L. Ed. 2d 1045 (2010). Rather, the “ultimate inquiry” is whether a reasonable person in the defendant’s position would believe that there was a “restraint on [her] freedom of movement of the degree associated with a formal arrest.”12 (Internal
With respect to the issue of whether a person in the suspect’s position reasonably would have believed that she was in police custody to the degree associated with a formal arrest, “no definitive list of factors governs [that] determination,” which must be based on “the circumstances of each case . . . .” (Internal quotation marks omitted.) State v. Jackson, 304 Conn. 383, 416, 40 A.3d 290 (2012). “Because, however, the [court in] Miranda . . . expressed concern with protecting defendants against interrogations that take place in a police-dominated atmosphere containing [inherent] pressures [that, by their very nature, tend] to undermine the individual’s [ability to make a free and voluntary decision as to whether to speak or remain silent] . . . circumstances relating to those kinds of concerns are highly relevant on the custody issue.” (Internal quotation marks omitted.) Id., 416–17. In other words, “in order to determine how a suspect [reasonably] would have gauge[d] his freedom of movement, courts must examine all of the circumstances surrounding the interrogation.” (Internal quotation marks omitted.) Howes v. Fields, supra, 132 S. Ct. 1189. Although this court has not been called on to decide whether the totality of the circumstances surrounding the execution of a search warrant at a suspect’s home rendered the atmosphere police-dominated for purposes of Miranda, the Appellate Court has addressed that issue; see State v. Read, 132 Conn. App. 17, 20–23, 29 A.3d 919, cert. denied, 303 Conn. 916, 33 A.3d 740 (2011); and we previously have considered whether a suspect was in custody when he invited the police into his home and willingly agreed to speak to them. See State v. Kirby, 280 Conn. 361, 394–96, 908 A.2d 506 (2006); see also State v. Johnson, 241 Conn. 702, 719–20, 699 A.2d 57 (1997) (defendant voluntarily met with police in his father’s residence). A review of these and related cases from this state, as well as federal and sister state cases involving the interrogation of a suspect during a police search of his residence, reveals the following nonexclusive list of factors to be considered in determining whether a suspect was in custody for purposes of Miranda: (1) the nature, extent and duration of the questioning; (2) whether the suspect was handcuffed or otherwise physically restrained; (3) whether officers explained that the suspect was free to leave or not under arrest; (4) who initiated the encounter; (5) the location of the interview; (6) the length of the detention; (7) the number of officers in the immediate vicinity of the questioning; (8) whether the officers were armed; (9)
Finally, we set forth the standard of review. “The trial court’s determination of the historical circumstances surrounding the defendant’s interrogation [entails] findings of fact . . . which will not be overturned unless they are clearly erroneous. . . . In order to determine the [factual] issue of custody, however, we will conduct a scrupulous examination of the record . . . in order to ascertain whether, in light of the totality of the circumstances, the trial court’s finding is supported by substantial evidence. . . . The ultimate inquiry as to whether, in light of these factual circumstances, a reasonable person in the defendant’s position would believe that he or she was in police custody of the degree associated with a formal arrest . . . calls for application of the controlling legal standard to the historical facts [and] . . . therefore, presents a . . . question of law . . . over which our review is de novo.” (Citations omitted; internal quotation marks omitted.) State v. Jackson, supra, 304 Conn. 417. In other words, we are bound to accept the factual findings of the trial court unless they are clearly erroneous, but we exercise plenary review over the ultimate issue of custody.
With these principles in mind, we turn to the merits of the defendant’s claim that she was in custody when Hicks questioned her and, therefore, that her statements must be suppressed because she was not given Miranda warnings. As we have explained, that issue requires us to determine, first, whether a reasonable person in the defendant’s position would have believed that she was free to leave the apartment while the police were executing the search warrant. If the answer to that question is yes, the inquiry is over because the defendant cannot establish custody for purposes of Miranda. If, however, the answer is no, we proceed to the second step of the inquiry, which asks whether that same reasonable person also would have believed that the police restraint on her freedom of action was akin to the restraint associated with a formal arrest.
With respect to the reasonableness of the defendant’s belief that she was not free to leave, we agree that her subjective understanding was objectively reasonable.13 Indeed, Hicks acknowledged that, in fact, the defendant was not free to leave, and, although she was not expressly so informed, the conduct of the police was fully consistent with her belief. Put differently, there is nothing in the conduct of the police that reasonably would have caused her to think otherwise. We need not address this issue further, however, in light of our determination that, for the reasons discussed hereinafter, a reasonable person in the defendant’s position also would have believed that her freedom of action was restricted to the degree associated with a formal arrest.
Several key factors support the defendant’s contention that the conduct of the police gave rise to an atmosphere of police domination that caused the defendant to reasonably believe that she was in police custody during the search of her
Second, officers brandished their weapons upon announcing themselves to the defendant and entering her apartment. Although the defendant does not question the propriety of this conduct, an occupant of the apartment reasonably would associate such a display of force with the compulsion routinely employed by police when effecting an arrest. See, e.g., United States v. Hashime, 734 F.3d 278, 283–84 (4th Cir. 2013) (defendant, who was awakened at gunpoint to find his house “occupied by a flood of armed officers,” was deemed to be in custody during execution of search warrant); United States v. Craighead, 539 F.3d 1073, 1078, 1085 (9th Cir. 2008) (defendant was in custody during execution of search warrant by eight armed officers, some of whom unholstered their weapons in defendant’s presence); United States v. Colonna, 511 F.3d 431, 436 (4th Cir. 2007) (defendant reasonably believed that he was in custody during execution of search warrant at his home when officers “awakened [him] at gunpoint and [kept him] guarded at all times“); Moss v. State, 823 P.2d 671, 671–72, 675 (Alaska App. 1991) (defendant was in custody when officers in raid gear with weapons drawn detained him in his residence incident to execution of search warrant); State v. Chevre, Minnesota Court of Appeals, Docket No. C5-99-1707 (Minn. App. August 8, 2000) (defendant was found to be in custody during execution of search warrant at his home after he “was confronted at gunpoint at night by a number of police officers as a part of a narcotics investigation“); State v. Burdick, 186 Or. App. 460, 462, 464, 63 P.3d 1190 (2003) (defendant was in custody after police forcibly entered his home with search warrant and ordered him and other occupants onto floor at gunpoint); Wass v. Commonwealth, 5 Va. App. 27, 34, 359 S.E.2d 836 (1987) (police had defendant in custody when execution of search warrant was marked by “armed display of manpower at his home“). In the present case, numerous police officers approached the defendant’s residence with a show of force that included drawn handguns, one or more rifles, and tactical vests, and, then, upon entering the apartment, those officers prohibited the defendant from leaving or otherwise moving about the apartment. In such circumstances, it was reasonable for the defendant to perceive such an imposing display of authority as a clear indication that the police intended to assume and maintain full control over her and her daughters. See, e.g., Moss v. State, supra, 675 (“[in] conclud[ing] that [the defendant] was in custody during the police questioning” at his home during execution of search warrant, court “emphasize[d] the fact that the police entered [his] residence at gunpoint and controlled his movements and [those of] the other residents at least at the beginning of the search“).
Another factor that supports a finding of custody is the number of law
The fact that the police exercised complete control over the defendant and her surroundings before, during and after Hicks’ questioning of her is a fourth consideration that tends to establish custody. Immediately upon entering the apartment, the officers ordered the defendant and her three daughters to go to the living room, where they were required to remain, under guard. “[T]he likely effect on a suspect of being placed under guard during questioning, or told to remain in the sight of interrogating officials, is to associate these restraints with a formal arrest.” United States v. Griffin, supra, 922 F.2d 1350–51. This exercise of total control over the defendant stands in stark contrast to the far more relaxed environment that is a hallmark of interrogations in a suspect’s home that have been found to be noncustodial. For example, in State v. Read, supra, 132 Conn. App. 17, the Appellate Court concluded that the defendant was not in custody during the execution of a search warrant when, after being told that he was “free to come and go as [he] pleased,” he strolled, unaccompanied, around the property and, in fact, repeatedly left the searched premises to visit a nearby general store. (Internal quotation marks omitted.) Id., 21. In the present case, the defendant was confined to a couch in the living room, where she was kept under constant police observation and prohibited from moving about the apartment.
Finally, the police never provided the defendant with an explanation of the nature, purpose, or likely duration of her detention.14 At the very least, the circumstances of the entry and search by the police were sufficiently coercive and disquieting that the defendant reasonably would have been concerned about how long she would be detained and how she and her daughters otherwise would be treated by the police. Indeed, the fact that the police told the defendant nothing about whether or when she might be released could have led her to presume that her situation was not likely to change anytime soon.
“Second, circumstances associated with the typical traffic stop are not such that the motorist feels completely at the mercy of the police. . . . [Specifically] the typical traffic stop is public, at least to some degree. Passersby, on foot or in other cars, witness the interaction of [the] officer and motorist. This exposure to public view both reduces the ability of an unscrupulous policeman to use illegitimate means to elicit self-incriminating statements and diminishes the motorist’s fear that, if he does not cooperate, he will be subjected to abuse. The fact that the detained motorist typically is confronted by only one or at most two policemen further mutes his sense of vulnerability.” (Citations omitted; footnotes omitted; internal quotation marks omitted.) Berkemer v. McCarty, supra, 468 U.S. 437–38.
None of these mitigating considerations factored into the circumstances surrounding the detention of the defendant in the present case. The defendant had no way of knowing that she was being detained only temporarily, and, consequently, she had no reason to know or expect that her status as a detainee would end upon the conclusion of the search. Moreover, seven armed officers participated in the search, which took place in a setting free from public view, where the police exercised complete control over the defendant and her daughters. Under the circumstances, there simply is no reason why she would not have felt extremely vulnerable and “completely at the mercy of the police.” Id., 438.
The officers easily could have told the defendant that she was not under arrest and that she was being detained merely for the duration of the search. Although not necessarily determinative of the custody issue, “[t]he most obvious and effective means of demonstrating that a suspect has not been taken into custody . . . is for the police to inform the suspect that an arrest is not being made and that the suspect may terminate the interview at will.”16 (Citation omitted; internal
It is true that a number of factors militate against a finding that the defendant in the present case was in custody. In particular, she was not handcuffed, the police did not threaten her or tell her that she was under arrest, and the questioning, which was brief, took place in her own home. For the following reasons, however, we are not persuaded that these factors outweigh the coercive features of the defendant’s detention.
Perhaps the most significant consideration favoring the state’s claim that the defendant was not in custody is the fact that the questioning took place in the familiar surroundings of the defendant’s apartment. We recognize that an encounter with police is generally less likely to be custodial when it occurs in a suspect’s home. See, e.g., Miranda v. Arizona, supra, 384 U.S. 449–50 (“[the
When a large contingent of armed police officers forcibly enter a suspect’s residence under the official authority of a search warrant and detain the suspect during the search, that residence is no longer a bastion of privacy and security; rather, it has been transformed, albeit lawfully, into a hub of law enforcement activity directed against the suspect. Consequently, “it is not difficult to envision that a suspect’s sense of captivity can actually be intensified by the intrusive and intimidating environment created when agents of the law take control of a person’s private residence.” United States v. Griffin, supra, 1355 n.15. “[A] reasonable person interrogated inside his own home may [not understand that] he is truly free to terminate the interrogation if his home is crawling with law enforcement agents conducting a warrant-approved search. He may not feel that he can successfully terminate the interrogation if he knows that he cannot empty his home of his interrogators until they have completed their search.” (Internal quotation marks omitted.) United States v. Craighead, supra, 1083. We therefore agree with the defendant that the facts and circumstances surrounding the police encounter in the present case “belie any conclusion that [the defendant’s] home, [at the time] of the questioning at issue, was the traditional comfortable environment that . . . normally would [be] consider[ed] a neutral location for questioning.” United States v. Revels, supra, 510 F.3d 1275–76.
The state also argues that, because the defendant was not handcuffed, she reasonably could not have believed that she was in custody to the degree associated with a formal arrest. As the state maintains, “[h]andcuffs are generally recognized as a hallmark of a formal arrest.” United States v. Newton, supra, 369 F.3d 676; see also United States v. Maguire, 359 F.3d 71, 79 (1st Cir. 2004) (“the use of handcuffs . . . [is] one of the most recognizable indicia of traditional arrest” [internal quotation marks omitted]). As we previously have explained, however, no one factor in a custody analysis is outcome
In further support of its argument that the defendant was not in custody, the state also relies on the facts that the police did not tell her that she was under arrest, they did not threaten her, and the questioning was brief. Although the police never advised the defendant that she was under arrest, they also never told her that she was not under arrest, and their conduct—the same conduct that caused the defendant, reasonably and correctly, to believe that she was not free to leave—conveyed a clear message of complete, unfettered and temporally indefinite police control. The police also did not threaten the defendant, but the circumstances surrounding the search were themselves threatening and intimidating. Similarly, although the questioning itself was neither prolonged nor intimidating, it was the coercive environment in which Hicks queried the defendant that reasonably caused her to believe that she was in custody. We therefore reject the state’s contention that the several noncoercive elements of Hicks’ questioning obviated the need for Miranda warnings.17
Although we conclude that the defendant’s constitutional rights were violated when Hicks questioned the defendant without first issuing Miranda warnings, it bears emphasis that her detention during the execution of the search warrant was reasonable for purposes of the fourth amendment. As the United States Supreme Court held in Michigan v. Summers, supra, 452 U.S. 692, “for [f]ourth [a]mendment purposes . . . a warrant to search for contraband founded on probable cause implicitly carries with it the limited authority to detain the occupants of the premises while a proper search is conducted.” (Footnote omitted.) Id., 705; see also id., 702 (explaining that interests of officer safety, prevention of flight, and preservation of evidence are served by permitting police to detain occupant during execution of search warrant for his residence). It also is settled, however, that “whether an individual detained during the execution of a search warrant has been . . . seized for [f]ourth [a]mendment purposes and whether that individual
Furthermore, the fact that the fourth amendment permits the police to detain a suspect while executing a search warrant in her home does not alter the coercive effect of that detention, especially when the suspect is not informed that the detention is temporary. “[I]n many cases, when law enforcement agents conduct an in-home interrogation while conducting a lawful search of the home, physical control of the suspect will be necessary to preserve evidence and [to] protect the safety of the agents. The fact that these precautions may be necessary to the success of the lawful search does not lessen their tendency to make a reasonable person believe he is in custody.” United States v. Craighead, supra, 539 F.3d 1086. We also agree that, “[i]f the . . . [officers’] actions were necessary for evidence preservation and officer safety, then [Hicks] could have chosen to postpone the interrogation until a [noncustodial] moment . . . or to [administer Miranda warnings]. Either step would have protected both the defendant’s constitutional rights and the officers’ legitimate law enforcement needs.” United States v. Mittel-Carey, supra, 493 F.3d 40.
We note, finally, that the state relies on language in Michigan v. Summers, supra, 452 U.S. 692, to support its contention that Hicks’ questioning of the defendant was noncustodial. In Summers, the court, in explaining why the police did not violate the fourth amendment when they detained the respondent, George Summers, during the execution of a search warrant at his home, observed that Summers’ detention in that case was “substantially less intrusive” than an arrest. (Internal quotation marks omitted.) Id., 702. In the state’s view, the Appellate Court correctly concluded that this comment by the court in Summers establishes that a suspect is ordinarily not in custody when she is detained incident to the execution of a search warrant. See State v. Mangual, supra, 129 Conn. App. 648. The state also agrees with the Appellate Court that the trial court’s determination on the issue of custody must be upheld because the trial court made no factual findings to support the conclusion that the defendant was subject to any greater limitations on her freedom of movement than those normally occurring when a search warrant is executed. See id.
We disagree with this analysis for several reasons. First, Summers is a fourth amendment case that had nothing to do with the question of when a suspect is in custody for purposes of Miranda. Second, because the court’s decision in Summers says very little about the circumstances surrounding Summers’ detention, we cannot discern whether and, if so,
II
Having determined that the trial court and the Appellate Court improperly concluded that the police were not required to advise the defendant of her Miranda rights prior to eliciting statements from her, we next must address the state’s claim that the admission of those statements into evidence was harmless beyond a reasonable doubt. For the reasons that follow, we are not persuaded that the state can meet that demanding standard.
The state claims that its reliance on the defendant’s statements had no bearing on the outcome of the trial because the other evidence of guilt was compelling. The defendant maintains that, although the heroin was discovered in the hairspray can found in her bedroom, her statements to Hicks constituted the only direct evidence that she knew that the heroin was in the hairspray can, and, further, the indirect or circumstantial evidence of her knowledge was not strong.
The following additional facts were adduced at trial and are relevant to this issue. In January and February, 2008, the defendant and her children resided with Jesus Ortiz, who shared a bedroom with the defendant, and Dionices Flores, known as “Bebo,” who slept in a separate room in the apartment. The confidential informants who had participated in controlled purchases of heroin from inside the apartment reported buying the drugs from Hispanic males only, and one such informant specifically identified a Hispanic male named “Bebo” as the person from whom he had purchased heroin. Another informant, however, told police that he had witnessed a woman named “Ada” sell heroin, and that he believed that she was responsible for the drug sales in the apartment.19
During the search of the bedroom that the defendant and Ortiz had shared, investigating officers discovered the following items in addition to the hairspray can containing heroin: (1) separate pieces of mail addressed to the defendant, Ortiz and Flores; (2) a police scanner; (3) state social services cards for Jeffrey Moctezuma and Dionices Flores-Garcia; (4) more than $400 in cash; (5) a cell phone; and (6) two notebooks containing names, addresses and numbers. At some point during the search, Flores arrived, and the officers arrested him for possession of narcotics.
At trial, the defendant testified that the can of hairspray and the drugs found therein belonged to Flores, who sometimes would keep his belongings in her room. The defendant also testified that she did not know who owned the police scanner or the notebook, and that the notations in the notebook were not in her handwriting. She further stated that Ortiz owned one of the cell phones found by the police and that the other belonged to one of her daughters. In addition, the defendant claimed that the money seized from her bedroom came from several legitimate sources, in particular, wages that she had earned from her job at a restaurant, proceeds from workers’ compensation and personal injury claims, and Flores’ share of the rent and living expenses, which he paid to the defendant in cash every two weeks. One of the defendant’s daughters also testified at trial and corroborated certain aspects of the defendant’s testimony, including the defendant’s contention that the hairspray can was owned by Flores. Finally, during closing argument to the jury, the state twice underscored the significance of the defendant’s response to Hicks’ questions.
“If statements taken in violation of Miranda are admitted into evidence during a trial, their admission must be reviewed in light of the harmless error doctrine. . . . [W]hether an error is harmful depends on its impact on the trier of fact and the result of the case. . . . This court has held in a number of cases that when there is independent overwhelming evidence of guilt, a constitutional error would be rendered harmless beyond a reasonable doubt. . . . When an [evidentiary] impropriety is of constitutional proportions, the state bears the burden of proving that the error was harmless beyond a reasonable doubt. . . . [W]e must examine the impact of the evidence on the trier of fact and the result of the trial. . . . If the evidence may have had a tendency to influence the judgment of the jury, it cannot be considered harmless. . . . That determination must be made in light of the entire record [including the strength of the state’s case without the evidence admitted in error].” (Citations omitted; internal quotation marks omitted.) State v. Mitchell, 296 Conn. 449, 459–60, 996 A.2d 251 (2010).
The defendant was convicted of possessing narcotics with the intent to sell. “[T]o prove illegal possession of a narcotic substance, it is necessary to establish that the defendant knew the character of the substance, knew of its presence and exercised dominion and control over it. . . . [When] . . . the [narcotics are] not found on the defendant’s person, the state must proceed on the theory of constructive possession, that is, possession without direct physical contact. . . . [When] the defendant is not in exclusive possession of the premises where the narcotics are found, it may not be inferred that [the defendant] knew of the presence of the narcotics and had control of them, unless there are other incriminating statements or circumstances tending to buttress such an inference.” (Internal quotation marks omitted.) State v. Bruno, 293 Conn. 127, 136, 975 A.2d 1253 (2009).
Thus, although Hicks’ testimony about the defendant’s statements constituted overwhelming evidence of the defendant’s knowledge that heroin was concealed in the hairspray can found in her bedroom, in the absence of those statements, it would not have been irrational or far-fetched for the jury to harbor a reasonable doubt with respect to that knowledge requirement. We therefore cannot say that the defendant’s statements had no tendency to influence the judgment of the jury with respect to its resolution of the case. Accordingly, the improper admission into evidence of those statements was not harmless beyond a reasonable doubt.
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to that court for a new trial.
In this opinion the other justices concurred.
* The listing of justices reflects their seniority status on this court as of the date of oral argument.
Notes
“The defendant offered the following [additional] testimony in support of her motion. When the police entered the apartment, they were carrying rifles and did not inform her that they had a search and seizure warrant. She asked to sit next to her daughters and to use the bathroom, but the officers denied both requests. She admitted that the officers did not place her in handcuffs but testified that she did not feel free to leave the apartment or to ask the officers to leave.” State v. Mangual, supra, 129 Conn. App. 643. The trial court made no reference to this testimony, which the state disputed in certain material respects. We therefore do not consider it for purposes of this appeal.
We also note that the defendant asserts, in passing, that the police likely would not have discovered the heroin hidden in the hairspray can if the defendant had not alerted police to its existence. The defendant, however, has raised no claim that the heroin itself should be suppressed as a fruit of the Miranda violation. Indeed, a statement that is obtained in violation of Miranda does not require suppression of the physical fruits of the suspect’s unwarned but otherwise voluntary statements. See, e.g., United States v. Patane, 542 U.S. 630, 636–37, 124 S. Ct. 2620, 159 L. Ed. 2d 667 (2004); United States v. Parker, 549 F.3d 5, 10 (1st Cir. 2008), cert. denied, 556 U.S. 1160, 129 S. Ct. 1688, 173 L. Ed. 2d 1050 (2009).
We note that, although this court frequently has defined custody for purposes of Miranda as a restraint on the suspect’s freedom of movement to a degree associated with a formal arrest, we have not always clearly distinguished that ultimate inquiry from the threshold determination of whether a reasonable person in the suspect’s position would feel free to terminate the questioning and leave. Specifically, we sometimes have appeared to conflate those two distinct inquiries by suggesting that a suspect who demonstrates that she reasonably believed that she was not free to leave necessarily satisfies the second, ultimate step in the analytic process, namely, that the restraint on her freedom of movement was tantamount to that of a formal arrest. See, e.g., In re Kevin K., 299 Conn. 107, 127, 128, 7 A.3d 898 (2010) (explaining that, “in determining whether Miranda rights are required, the only relevant inquiry is whether a reasonable person in the defendant’s position would believe that he or she was in police custody of the degree associated with a formal arrest,” but characterizing “[t]he ultimate determination of whether a defendant was subjected to a custodial interrogation” as depending on whether “a reasonable person [would] have felt he or she was not at liberty to terminate the interrogation and [to] leave” [internal quotation marks omitted]); State v. Kirby, 280 Conn. 361, 393, 394, 908 A.2d 506 (2006) (same). Indeed, on occasion, we have recited the test for custody solely in terms of the suspect’s reasonable belief that he was not free to leave. See, e.g., State v. Mullins, 288 Conn. 345, 363, 952 A.2d 784 (2008) (stating that, in determining whether suspect is in custody for purposes of Miranda, “the trial court first makes a factual determination of the circumstances surrounding the alleged interrogation and then applies those facts to an objective test as to whether a reasonable person would have felt that he or she was not at liberty to leave“); State v. Canales, 281 Conn. 572, 584–85, 916 A.2d 767 (2007) (same); see also State v. Burroughs, 288 Conn. 836, 844 n.5, 955 A.2d 43 (2008) (“the test for determining custody for Miranda purposes is the same in all material respects as the test that this court uses to determine whether an individual [has been] seized, that is, whether a reasonable person in the defendant’s position would have believed that he was not free to leave“). To the extent that these cases have failed to recognize the distinction between the two separate steps that comprise the test for determining custody for purposes of Miranda, we take this opportunity to underscore the constitutional significance of that distinction.
