State v. BrunoState v. Bruno
Opinion
The defendant, Alberto Bruno, was convicted,
1
after a jury trial, of possession of a narcotic substance with intent to sell by a person who is not drug-dependent, in violation of
The jury reasonably could have found the following facts. On the morning of April 12, 2005, the tactical narcotics team of the Bridgeport police department set up a surveillance operation in the parking area of an apartment building located at 25 Sanford Place in Bridgeport. This location is approximately 760 feet from Kolbe Cathedral High School. At about 11:30 a.m., Officer Gregory Iamartino, a member of the surveillance team, observed the defendant moving furniture out of the building with Jose Albino. He also observed Duane Merritt, an acquaintance of the defendant, arrive in the area. As the defendant and Albino emerged from the apartment building, another unidentified male arrived and spoke first with Merritt and then with the defendant. The unidentified male handed cash to the defendant, who took a set of keys that had been hanging from his neck, opened the trunk of a Ford Taurus, removed several blue “folds” 7 containing heroin and gave three of them to Albino. Albino gave two of the folds to the unidentified male and put one in his pocket. At that point, Pedro Gonzalez arrived and, shortly thereafter, left the area with Merritt.
William Simpson, an undercover officer with the Bridgeport police department, had been directed to purchase drugs as part of the surveillance operation. During the operation, he wore a listening device. About five minutes after the sale of the heroin to the unidentified male, Simpson arrived at the parking lot. No one was in the parking lot at the time, so Simpson entered the apartment building. Shortly thereafter, Simpson emerged from the building with the defendant and asked the defendant to sell him “two baggies” of heroin. The defendant responded that he “didn’t have any” heroin and asked Simpson to leave.
At that point, Merritt returned to the parking lot. The defendant told Merritt that Simpson wanted to buy drugs but that he thought that Simpson was a police officer. The defendant asked Merritt to “check the guy
out,” and Merritt agreed. The defendant then directed Simpson to go into the apartment building, which he did. At that point, the defendant went to the Ford Taurus, opened the trunk and removed two blue folds containing heroin. The defendant then gave them to Merritt, who wrapped them in a piece of aluminum foil that he had found on the ground. Merritt then entered the apartment
Rafal Mielguj, an analyst with the state toxicological laboratory, testified that the boot contained thirty-one small ziplock bags and glassine bags, that the substance in the ziplock bags had tested positive for crack cocaine and that the substance in the glassine bags had tested positive for heroin. Tests also had shown that the substance in the package thrown by Merritt was heroin.
The defendant was arrested and charged in part A of the information with possession of a narcotic substance
with intent to sell by a person who is not drug-dependent, sale of a narcotic substance by a person who is not drag-dependent,
9
possession of a narcotic substance with intent to sell within 1500 feet of a school, and conspiracy to sell a narcotic substance by a person who is not drag-dependent. In part B of the information, the state charged the defendant with being a “[persistent [d]rag [o]ffender” under
At the sentencing hearing, the trial court indicated that it had concluded that the “persistent offender statute of title 53a of the General Statutes” did not apply
I
We first address the defendant’s appeal. The defendant claims that there was insufficient evidence to support his conviction of the narcotics and conspiracy charges in part A of the information. Specifically, the defendant claims that there was insufficient evidence for the jury to find beyond a reasonable doubt that he possessed narcotics with intent to sell or that he actually engaged in the sale of narcotics. We disagree.
“In reviewing a sufficiency of the evidence claim, we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the jury reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. . . .
“[A]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require
acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the trier, would have resulted in an acquittal. ... On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the jury’s verdict of guilty.” (Internal quotation marks omitted.)
State
v.
John F.M.,
“To prove its case [of a violation of
The defendant contends that, because he did not have any narcotics in his “immediate possession” at the time of his arrest, the evidence was insufficient to establish that he possessed narcotics with intent to sell them. He further contends that there was insufficient evidence to establish beyond a reasonable doubt that he sold the narcotics because, when Simpson approached him to discuss a potential purchase, he stated that he did not have any drugs, and the sale actually occurred between Merritt and Simpson.
We reject the defendant’s claim. The state presented evidence that the defendant possessed the key to the trunk of the Ford Taurus, that he used the key twice to gain access to the trunk of that vehicle, that he did so in response to requests to purchase narcotics and that he personally handled the narcotics. In light of this evidence, the jury reasonably could have found that the defendant had dominion and control over the narcotics contained in the boot and that he had knowledge of their character.
The state also presented evidence that the boot that was seized from the trunk of the Ford Taurus contained thirty-one small bags that contained heroin and cocaine. On the basis of this evidence, together with the evidence that the defendant responded to two requests to purchase narcotics by removing drugs from the trunk, the jury reasonably could have concluded beyond a reasonable doubt that the defendant possessed the narcotics contained in the boot with the intent to sell them in violation of
Furthermore, the state adduced evidence that, after Simpson had asked the defendant if he could purchase drugs from him, the defendant asked Merritt to “check . . . out” Simpson. Simpson then went into the apartment building, and the defendant transferred two packets of heroin to Merritt. On the basis of this evidence, the jury reasonably could have found beyond a reasonable doubt that the defendant had violated
II
We next address the state’s appeal. The state claims that the trial court improperly dismissed part B of the information, in which the state charged the defendant with being a subsequent drug offender, on the ground that
“We have recognized that the [d]ouble [j]eopardy [c]lause consists of several protections: It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense. . . . These protections stem from the underlying premise that a defendant should not be twice tried or punished for the same offense. . . . The [c]lause operates as a bar against repeated attempts to convict, with consequent subjection of the defendant to embarrassment, expense, anxiety, and insecurity, and the possibility that he may be found guilty even though innocent.” (Internal quotation marks omitted.)
State
v.
Colon,
On appeal, we observed that the United States Supreme Court has held that the double jeopardy clause does not bar a government appeal when “the defendant elected to seek termination of the trial on grounds unrelated to guilt or innocence. [Such a case] is scarcely a picture of an all-powerful state relentlessly pursuing a defendant who had either been found not guilty or who had at least insisted on having the issue of guilt submitted to the first trier of fact. It is instead a picture of a defendant who chooses to avoid conviction and imprisonment, not because of his assertion that the [g]ovemment has failed to make out a case against him, but
because of a legal claim that the government’s case against him must fail even though it might satisfy the trier of fact that he was guilty beyond a reasonable doubt.”
(Emphasis in original; internal quotation marks omitted.) Id., 6, quoting
United States
v.
Scott,
Thus, “[a]n appeal is not barred simply because a ruling in favor of a defendant is based [on] facts outside the face of the indictment ... or because it is granted on the ground . . . that the defendant simply cannot be convicted of the offense charged .... Rather, a defendant is acquitted only when the ruling of the judge, whatever its label, actually represents a resolution . . . of some or all of the
factual elements of the offense charged. . . .
[When] the court, before the jury returns a verdict, enters a judgment of acquittal . . . [retrial] will be barred only when it is plain that the [trial court] . . . evaluated the [government's evidence and determined that it was legally insufficient to sustain a conviction.” (Citations omitted; emphasis in original; internal quotation marks omitted.)
State
v.
Kruelski,
supra,
We conclude that these principles also apply in the present case. The trial court’s ruling on part B of the information was based not on an evaluation of the state’s evidence and a determination that it was insufficient to support a finding that the defendant previously had violated
We next turn to the merits of the state’s claim that the trial court improperly dismissed part B of the information. The state contends that
This court previously has not had occasion to address the precise situation presented by this case. We have considered, however, the related question of what standard applies when a defendant has claimed that the information did not provide sufficient notice of the charges against him. We have held that, “[w]hen an
information inform[s] the defendant of the charge against him with sufficient
In the present case, part B of the information alleged that the defendant had been convicted in 1989 of the crime of violating the state’s dependency-producing drug law. It further alleged that the defendant was, therefore, a “[p]ersistent [d]rug [o]ffender” under
In sum, although it might have been preferable for the state to have used the word “subsequent” instead of “persistent,” we cannot conclude that, under these circumstances, this deviation from the wording
The state contends that, if we rule in its favor on its appeal, a second evidentiary hearing will not be necessary because the trial court on remand simply may make a factual determination as to whether the evidence adduced at the trial on part B of the information was sufficient to find that the defendant is a subsequent drug offender under
The judgment with respect to the first part of the information is affirmed; the judgment with respect to part B of the information is reversed and the case is remanded for a new trial on that part of the information.
In this opinion the other justices concurred.
Notes
The narcotics and conspiracy charges of which the defendant was convicted were set forth in the first part of a two part information.
Although
We note that, although the information specifically charged the defendant with conspiracy to violate the state dependency-producing drug laws, of which
The defendant appealed to the Appellate Court from the trial court’s judgment, and we transferred the appeal to this court pursuant to
After obtaining the trial court’s permission to appeal pursuant to
At trial, Iamartino testified that the heroin was contained in “blue rectangle fold[s].” He described a fold as “an opaque bag” that was approximately one-half inch wide by one inch long.
Merritt testified that the cut throat gesture was intended to convey that he was not going to go through with the sale.
The state charged the defendant with selling narcotics to Simpson.
In part B of the information, the state charged that, “at the [c]ity of Bridgeport, in the Superior Court for the [j]udicial [d]istrict of Fairfield . . . on [October 10, 1989], the said [defendant] was convicted of the crime of VIOLATION OF THE STATE DEPENDENCY PRODUCING DRUG LAW.
“WHEREFORE, the [s]tate’s [a]ttomey charges that the said [defendant] is a [p]ersistent [d]rug [o]ffender under the provision[s] of [General Statutes §§] 21a-278 and 21a-277 . . . .”
The trial court stated that, “[b]ased [on] the evidence presented by the state, based [on] the information as it’s written, based [on] statutory and case law interpretation, and legislative history . . . of . . . title 21a, further based on a lacking in the word or meaning of ‘persistent’ in our statute, and in the [specific] persistent offender statute of title 53a of the General Statutes, the court questions whether the persistent offender [statute] applies] to prosecution under ...[§] 21a-278, which contain[s] [its] own sentencing provisions.
“The court finds [that] they do not apply, and the court finds the defendant not guilty of being a persistent drug offender as set forth in [part, B of] the information . . . .”
The fifth amendment to the United States constitution provides in relevant part: “No person shall ... be subject for the same offense to be twice put in jeopardy of life or limb . . . .”
The double jeopardy clause of the fifth amendment is made applicable to the states through the due process clause of the fourteenth amendment.
Benton
v.
Maryland,
The defendant claims that the present case is distinguishable from
Kruelski
and
Scott
because “[t]he decision in
Scott
only established an exception when a defendant successfully, and on his own motion, is able to achieve dismissal on purely legal grounds which are unrelated to the factual issues in the case.” We have concluded, however, that the trial court’s ruling on part B of the information in the present case was based on purely legal grounds. To the extent that the defendant asserts that this case is distinguishable from
Kruelski
and
Scott
because he did not obtain the dismissal
on his own motion,
we note that there is conflicting authority on the question of whether retrial is barred when the trial court has entered a midtrial dismissal sua sponte. Compare
United States
v.
Dahlstrum,
In contrast,
Indeed, if the trial court believed that the state had intended to charge the defendant under
The state’s failure to bring the trial court’s error to the attention of that court at the sentencing hearing does not affect our conclusion. As we have explained, the state did not mislead the trial court, and the trial court gave no notice to the parties that it intended to treat part B of the information as if it had charged the defendant with being a persistent felony offender under title 53a of the General Statutes. Indeed, it is not entirely clear from the transcript of the proceeding whether the trial court was aware of the subsequent offender provision of