STATE OF NEW MEXICO v. LEO JIM
No. A-1-CA-36024
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
January 31, 2022
2022-NMCA-022
DUFFY, Judge.
APPEAL FROM THE DISTRICT COURT OF SAN JUAN COUNTY, John A. Dean, Jr., District Judge. Released for Publication May 10, 2022.
Hector H. Balderas, Attorney General, Santa Fe, NM; Lauren J. Wolongevicz, Assistant Attorney General, Albuquerque, NM, for Appellee
Bennett J. Baur, Chief Public Defender, Aja Oishi, Assistant Appellate Defender, Santa Fe, NM, for Appellant
OPINION
DUFFY, Judge.
{1} Defendant Leo Jim asks us to determine whether a police inventory search of a locked gun safe inside his pickup truck violated his right to be free from an unreasonable search under
BACKGROUND
{2} At around 8:00 p.m. in March 2015, Officer Mosley with the Farmington Police Department was dispatched to the San Juan Plaza shopping center in response to a report that a subject—Defendant—would not leave. Defendant had apparently been sitting inside a pickup truck in the parking lot for several hours. After observing Defendant, a security guard asked Defendant to leave; Defendant drove to Dunkin’ Donuts on the other side of the parking lot but immediately returned. The security guard approached Defendant again and asked him to leave; Defendant would not, and the security guard called the police. Officer Mosley arrived about twenty minutes later.
{3} Defendant got out of the truck and walked toward Officer Mosley, at which point the officer placed Defendant in handcuffs and arrested him for trespassing, a misdemeanor offense. See
{4} The State filed a criminal information charging Defendant with criminal trespass, contrary to
{5} Defendant conditionally pled no contest to one charge of possession of a controlled substance (heroin) and received a conditional discharge, but reserved his right to
DISCUSSION
{6} At issue in this appeal is whether the warrantless search of a locked gun safe during the course of an automobile inventory search violated
{7} “The constitutionality of a search or seizure is a mixed question of law and fact and demands de novo review.” State v. Ochoa, 2009-NMCA-002, ¶ 6, 146 N.M. 32, 206 P.3d 143 (internal quotation marks and citation omitted). “When a defendant invokes our inherent power as a separate sovereign in our federalist system of government to provide more liberty under the New Mexico Constitution than is mandated by the United States Constitution,” we utilize the interstitial approach to constitutional interpretation set forth in State v. Gomez, 1997-NMSC-006, ¶¶ 19, 22-23, 122 N.M. 777, 932 P.2d 1. Ochoa, 2009-NMCA-002, ¶ 6 (emphasis omitted). The Gomez interstitial analysis requires us to answer three questions: (1) whether the right asserted by the defendant is protected under the federal constitution, (2) whether the defendant preserved the state constitutional claim, and (3) whether there exists any one of three reasons for diverging from federal precedent. State v. Crane, 2014-NMSC-026, ¶ 12, 329 P.3d 689.
The Fourth Amendment Does Not Prohibit the Opening of a Locked Container During an Automobile Inventory Search
{8} Automobile inventory searches are a well-defined but controversial exception to the warrant requirement. Colorado v. Bertine, 479 U.S. 367, 371 (1987). Nearly fifty years ago, the United States Supreme Court legitimized the “routine practice of securing and inventorying” the contents of an automobile after it had been impounded. South Dakota v. Opperman, 428 U.S. 364, 369 (1976). But see State v. Ingram, 914 N.W.2d 794, 810 (Iowa 2018) (noting that “[t]he majority opinions in Bertine and Opperman were highly contested and provoked vigorous dissents“). In evaluating whether the practice violated the
{9} Since Opperman, the United States Supreme Court‘s inventory search jurisprudence has focused on whether police followed standardized procedures during the search. In Bertine, the Court noted the need for a
{10} The Court remarked in Wells that “policies of opening all containers . . . are unquestionably permissible[.]” Id. at 4. After Wells, federal courts have broadly upheld inventory searches of locked containers inside automobiles where police followed their own inventory search procedures. See, e.g., United States v. Thompson, 29 F.3d 62, 64-66 (2d Cir. 1994) (upholding an inventory search of a locked briefcase, opened using the defendant‘s key, because police did not search in bad faith and complied with the police‘s standardized inventory search procedures); United States v. Kordosky, 921 F.2d 722, 723-24 (7th Cir. 1991) (holding that an inventory search of a locked compartment in a car‘s trunk did not violate the
{11} In light of the foregoing, we agree with the parties that, on the record before us, the inventory search of the locked gun safe in Defendant‘s truck did not violate the
Defendant Preserved His Claim Under the New Mexico Constitution
{12} Because “[i]t is well-established that
Article II, Section 10 Provides Greater Protection of Privacy Than the Fourth Amendment
{13} Although New Mexico has long followed the federal approach, we are asked to consider for the first time whether the scope of an inventory search was unreasonable, and thus unconstitutional, under the New Mexico Constitution.1 New Mexico courts, relying on federal precedent applying the
disputes over lost or stolen property; or (3) to protect the police from potential danger.” Shaw, 1993-NMCA-016, ¶ 10 (citing Opperman, 428 U.S. at 369).
{14} Defendant has not asked us to apply a different overall framework under our state constitution, and he concedes that the first two requirements of the Ruffino test are satisfied. His challenge is limited to the third requirement: reasonableness. Specifically, he argues that the inventory search was unreasonable in scope for purposes of
A. Reasons to Depart From Federal Jurisprudence
{15} “[A] state court may diverge from federal precedent for one of the following three reasons: a flawed federal analysis, structural differences between state and federal government, or distinctive state characteristics.” State v. Cardenas-Alvarez, 2001-NMSC-017, ¶ 14, 130 N.M. 386, 25 P.3d 225 (internal quotation marks and citation omitted). In this case, we focus on two distinctive characteristics of New Mexico law: greater protection of privacy in the context of automobiles and a strong preference for warrants.
B. Article II, Section 10 of the New Mexico Constitution
{16} ”
{17} New Mexico courts have long held that our state constitution provides New Mexico‘s motorists with a higher standard of protection from unreasonable searches and seizures than the
Cardenas-Alvarez, 2001-NMSC-017, ¶ 15. “In rejecting the federal automobile exception to the warrant requirement, [our Supreme] Court dismissed the notion that an individual lowers his expectation of privacy when he enters an automobile, and elected instead to provide motorists with a ‘layer of protection’ from unreasonable searches and seizures that is unavailable at the federal level.” Id. “The extra layer of protection from unreasonable searches and seizures involving automobiles is a distinct characteristic of New Mexico constitutional law.” Id.
{18} Our Supreme Court has also consistently emphasized a second distinctive characteristic of New Mexico‘s constitutional protection against unreasonable searches and seizures that is significant to our analysis: a strong preference for warrants. See, e.g., Crane, 2014-NMSC-026, ¶ 16. A warrant is no meaningless formality. It “has a significant role to play in that it provides the detached scrutiny of a neutral magistrate, which is a more reliable safeguard against improper searches than the hurried judgment of a law enforcement officer[.]” Id. (internal quotation marks and citation omitted). Accordingly, our warrantless search analysis begins “with the bedrock principle . . . that searches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable[.]” State v. Rowell, 2008-NMSC-041, ¶ 10, 144 N.M. 371, 188 P.3d 95 (emphasis, internal quotation marks, and citation omitted). “Like all warrantless searches, . . . inventory searches are presumed to be unreasonable and the burden of establishing their validity is on the [s]tate.” Shaw, 1993-NMCA-016, ¶ 5.
{19} In the context of warrantless investigatory searches, New Mexico courts have rejected federal bright-line rules and have taken a more restrictive view of the permissible scope of such searches under the New Mexico Constitution. E.g., Rowell, 2008-NMSC-041, ¶¶ 14, 20 (declining to follow United States Supreme Court cases allowing for the search of an automobile incident to arrest and holding that the scope of such a search was “limited to the area from within which the arrestee might gain possession of a weapon or destructible evidence” (alteration, internal quotation marks, and citation omitted)); Gomez, 1997-NMSC-006, ¶¶ 34-35 (rejecting the federal bright-line rule allowing warrantless probable cause searches of automobiles and containers within the automobile and holding that a particularized showing of exigent circumstances was required). In Rowell, for example, our Supreme Court departed from federal precedent that allowed an officer to search an automobile “whenever an arrestee had been stopped in a car, even if he or she no longer had any access to it at the time of the search.” 2008-NMSC-041, ¶ 15. The Court limited the exception for searches
{20} We have similar misgivings about the scope of the automobile inventory exception to the warrant requirement under the
{21} Other state courts have been critical of the wide reach of
exception has evolved beyond its initial benign purposes into a “powerful unregulated tool in crime control.” Ingram, 914 N.W.2d at 814-15 (observing that “[a] warrantless inventory search and seizure seems more like a law enforcement weapon than a benign service to citizens“); see also Opperman, 428 U.S. at 377, 379-80 (Powell, J., concurring) (noting that “[t]he central purpose of the Fourth Amendment is to safeguard the privacy and security of individuals against arbitrary invasions by government officials” and cautioning that “the unrestrained search of an automobile and its contents would constitute a serious intrusion upon the privacy of the individual in many circumstances“). We share these concerns and believe the federal approach is inconsistent with New Mexico‘s strong preference for warrants and the greater privacy protections afforded under
{22} Having rejected the federal bright-line approach to automobile inventory searches, we now turn to the protections guaranteed under the New Mexico Constitution. Our evaluation of whether this search was reasonable under
{23} We turn first to our evaluation of the privacy interest in a closed and locked container in an automobile. New Mexico has departed from federal precedent in evaluating the strength of the competing interests involved. While “[f]ederal caselaw has tended to minimize the strength of the privacy interest in the interior of automobiles,” Ingram, 914 N.W.2d at 816-17, New Mexico courts have rejected “the notion that an individual lowers his expectation of privacy when he enters an automobile[.]” Cardenas-Alvarez, 2001-NMSC-017, ¶ 15. The State correctly points out that the privacy interest in an automobile is not equivalent to the privacy interest in a home. State v. Bomboy, 2008-NMSC-029, ¶ 12, 144 N.M. 151, 184 P.3d 1045. Nevertheless, New Mexico‘s extra layer of protection from unreasonable searches and seizures involving automobiles recognizes and safeguards the substantial privacy interest New Mexico‘s motorists have in the papers and effects that may be found inside an automobile. This Court‘s early inventory search jurisprudence acknowledged as much, observing that ” ‘a routine police inventory of the contents of an automobile involves a substantial invasion into the privacy of the vehicle owner.’ ” State v. Nemrod, 1973-NMCA-059, ¶ 12, 85 N.M. 118, 509 P.2d 885 (quoting Mozzetti v. Super. Ct. of Sacramento Cnty., 484 P.2d 84, 88 (Cal. 1971) (in bank)), overruled on other grounds by State v. Vigil, 1974-NMCA-065, ¶ 13, 86 N.M. 388, 524 P.2d 1004. Defendant also had an expectation of privacy with respect to the contents of his locked safe, one that was sufficient to invoke constitutional protections against unreasonable police intrusion. See United States v. Chadwick, 433 U.S. 1, 11 (1977) (“By placing personal effects inside a double-locked
footlocker, respondents manifested an expectation that the contents would remain free from public examination. No less than one who locks the doors of his home against intruders, one who safeguards his personal possessions in this manner is due the protection of the Fourth Amendment Warrant Clause.“). That expectation was not diminished because the safe was found inside an
{24} Against these interests we consider the governmental and societal need for the search. We evaluate the governmental need by considering the extent to which the search was reasonably necessary to accomplish any of the three legitimate governmental purposes that justify this type of administrative caretaking search. See Ryon, 2005-NMSC-005, ¶ 38 (applying this principle in the context of a community caretaking search); see also Rowell, 2008-NMSC-041, ¶ 14 (stating that “a warrantless search should be strictly circumscribed by the exigencies which justify its initiation” (internal quotation marks and citation omitted)). The State maintains that the search served two purposes: protecting Defendant‘s property and protecting the police from claims of loss or theft.3 Id.
{25} With respect to the governmental interest in safeguarding Defendant‘s property, Defendant contends, and we agree, that his property was adequately protected by the nature of the container and the existence of the lock. While the State responds that “a thief could still steal the gun safe itself, along with its contents[,]” that possibility becomes exceedingly unlikely where, as here, the officer removes the gun safe from the vehicle and takes it into police custody for safekeeping. Under the circumstances, the State has not shown that further intrusion into the locked safe was necessary to carry out the government‘s interest in safeguarding Defendant‘s property.
{26} The State also argues that it was necessary to open the safe to protect the police from false claims of lost or stolen property. To the extent police face liability for false claims,4 we are not persuaded that opening and inventorying the contents of a locked container provides any more protection than inventorying the locked container as a unit, as a false claim can be made that items inside the safe were stolen regardless of whether police opened it or not. See Ingram, 914 N.W.2d at 818 (“A party determined to make a false claim may simply allege that the valuables were not included in the written inventory, either through mistake or design.“); see also Bertine, 479 U.S. at 383 (Marshall, J., dissenting) (“[I]nventories are not a completely effective means of discouraging false claims, since there remains the possibility of accompanying such
claims with an assertion that an item was stolen prior to the inventory or was intentionally omitted from the police records.” (alteration, internal quotation marks, and citation omitted)). As the Iowa Supreme Court noted, sealing and storing containers “would provide at least as much protection to the remote threat as a warrantless inventory search of containers.” Ingram, 914 N.W.2d at 818.
{27} The police department policy involved in this case further undermines any argument that it was necessary to open the safe here. The policy prohibited opening locked containers by force, meaning that if Defendant had not had the key with him, the officer would have been able to do no more than remove the gun safe from the vehicle and inventory it as a unit. In essence, the policy recognizes that the legitimate purposes of the inventory search can be fully accomplished without opening a locked container, regardless of whether the owner has a key in his possession or not. For all of these reasons, we see little justification for opening the gun safe, particularly in light of Defendant‘s countervailing privacy interests.
{29} In this case, we hold that the warrantless search of Defendant‘s locked gun safe violated Defendant‘s right to be free from an unreasonable search under the New Mexico Constitution. As the State has not advanced any other exception to the warrant requirement that would justify opening the locked container, we reverse the district court‘s denial of Defendant‘s motion to suppress and hold that all evidence obtained as a result of that search must be suppressed.
CONCLUSION
{30} We reverse the district court‘s denial of Defendant‘s motion to suppress and remand for further proceedings consistent with this opinion.
{31} IT IS SO ORDERED.
MEGAN P. DUFFY, Judge
WE CONCUR:
ZACHARY A. IVES, Judge
SHAMMARA H. HENDERSON, Judge
