STATE OF CONNECTICUT v. JUBAR T. HOLLEY
(SC 19662)
Supreme Court of Connecticut
December 28, 2016
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Robinson, Js.
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Argued October 21—officially released December 28,
William A. Adsit, for the appellant (defendant).
Rocco A. Chiarenza, assistant state‘s attorney, with whom, on the brief, were Gail P. Hardy, state‘s attorney, Jennifer F. Miller, deputy assistant state‘s attorney, and John F. Fahey, senior assistant state‘s attorney, for the appellee (state).
Opinion
EVELEIGH, J. The defendant, Jubar T. Holley, appeals from the judgment of conviction rendered by the trial court following his pleas of nolo contendere; see
The following facts and procedural history are relevant to our resolution of this appeal. In March 14, 2013, Supervisory Inspector Michael Sullivan of the Connecticut Division of Criminal Justice and Detective Zachary Sherry of the Hartford Police Department (affiants) applied for a search and seizure warrant pertaining to the defendant‘s residence, a single-family home located in the town of East Hartford. The affiants were assigned to the Greater New Britain Shooting Task Force, which is described as a multiagency investigative unit charged with reducing violent crime in the greater New Britain area. The affiants claim over thirty-five years of combined investigative experience.
In their application for a search warrant, the affiants averred what may be summarized as follows: On March 4, 2013, Sullivan was in contact with David Pierro, who claimed he was a retired police officer from Port Chester, New York. Pierro stated that he had sold a “M16 AR 15 A2 upper receiver” (upper receiver) to the defendant through the website Gunbroker.com. Pierro stated that he notified the police regarding this sale because he had performed an Internet search on the defendant‘s name and discovered that the defendant had previously been involved in a shooting.
The affiants discovered that the defendant had a prior conviction for conspiracy to commit assault in the first degree, stemming from a 1994 shooting in New Britain. Sullivan informed Pierro of this fact. Having confirmed the defendant‘s felony
The affiants averred that they confirmed relevant information regarding the defendant‘s address. They confirmed that the shipping address that the defendant reportedly provided to Pierro belonged to the defendant by verifying land records and verifying the automobile registration of a car parked in the driveway. Additionally, the affiants verified that the telephone number the defendant provided to Gunbroker.com correlated to the defendant‘s address. On March 7, 2013, Sullivan received an e-mail from Pierro containing a copy of a money order for the purchase price of the upper receiver from the defendant, which listed the defendant‘s home address. On March 11, 2013, Sullivan received a package from Pierro through the mail containing the upper receiver and an envelope containing the money order, which listed the defendant‘s address as the return address.
Pierro informed the police that the “only reason” someone would purchase the upper receiver is if he were assembling an assault rifle. Pierro elaborated that the fact that the defendant made eight additional purchases within the previous two years on Gunbroker.com further supported his conclusion. The Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF), which was assisting the affiants in their investigation,5 agreed with Pierro‘s conclusion. Additionally, ATF Special Agent Jacob Berrick informed the affiants that he was able to access the defendant‘s most recent purchase on Gunbroker.com, a “MGW AR-15 AR15 90 round drum,” which the affiants averred is a mechanism that holds the ammunition for the firearm, for $125.6 The affiants averred that the discovery of this transaction supported the conclusion that the defendant was purchasing separate firearm parts in order to assemble a complete, functioning firearm.
Moreover, the affiants averred that from their training and experience, they “know . . . that typical [firearm] owners do not purchase firearms parts but rather purchase firearms as a whole. Those people that do purchase firearms parts are likely to have a greater interest and expertise in firearms than a typical firearms owner. It is therefore, very likely that [the defendant] has an advanced knowledge and interest in firearms and probably has other firearms in his possession.” The affiants further averred that, from their training and experience, they have found that those who illegally possess firearms commonly store such firearms in their residence.
The search warrant was issued on March 14, 2013, and executed the following day. The police seized numerous firearms and firearm related items from the defendant‘s residence. The defendant filed a motion to suppress evidence claiming that the search warrant was not supported by probable cause. See Practice Book §§ 41-12 and 41-13 (4). After a hearing on the motion, the trial court denied the defendant‘s
We begin by setting forth the relevant standard of review. “Whether the trial court properly found that the facts submitted were enough to support a finding of probable cause is a question of law. . . . The trial court‘s determination on [that] issue, therefore, is subject to plenary review on appeal.” (Internal quotation marks omitted.) State v. Buddhu, 264 Conn. 449, 459, 825 A.2d 48 (2003), cert. denied, 541 U.S. 1030, 124 S. Ct. 2106, 158 L. Ed. 2d 712 (2004).
The legal principles that guide our analysis are well established. Both the
“The role of an appellate court reviewing the validity of a warrant is to determine whether the affidavit at issue presented a substantial factual basis for the [issuing judge‘s] conclusion that probable cause existed.” (Internal quotation marks omitted.) State v. Duntz, 223 Conn. 207, 215, 613 A.2d 224 (1992). “This court has recognized that because of our constitutional preference for a judicial determination of probable cause, and mindful of the fact that [r]easonable minds may disagree as to whether a particular [set of facts] establishes probable cause . . . we evaluate the information contained in the affidavit in the light most favorable to
In the present case, the defendant claims that there were insufficient facts contained in the affidavit accompanying the search warrant application to support the issuing judge‘s conclusion that probable cause existed to search the defendant‘s home. Specifically, the defendant claims that his purchase of firearm parts was merely innocent conduct that was an insufficient basis to conclude there was probable cause that the defendant possessed a firearm. The defendant further claims that Pierro was an unreliable source of information and that the affiants lacked sufficient expertise to conclude that the defendant‘s behavior was consistent with criminal activity. The state claims that the defendant‘s alleged lawful purchases of firearm parts supported probable cause, that Pierro was reliable, and that the affiant‘s conclusions were proper. We agree with the state.
We begin with the defendant‘s claim that the alleged lawful firearm part purchases were an insufficient basis to conclude there was probable cause in the present case. According to the defendant, because the affidavit lacked an allegation that the defendant had acquired the necessary parts to construct a firearm, it was unreasonable to infer from his alleged Gunbroker.com transaction history that he could construct, and therefore possess, a firearm. The state asserts that the affidavit need not definitively establish that the defendant possessed a firearm. Rather, the state claims that the defendant‘s accumulation of firearm parts supported the inference that he intended to construct a firearm, which, in turn, supported probable cause to believe that he possessed a firearm. We disagree with the defendant because his claim suffers from the doctrinal flaw that it requires too high of a degree of certainty for a finding of probable cause. “[P]robable cause requires only a probability or substantial chance of criminal activity, not an actual showing of such activity. By hypothesis, therefore, innocent behavior frequently will provide the basis for a showing of probable cause; to require otherwise would be to sub silentio impose a drastically more rigorous definition of probable cause than the security of our citizens’ demands. . . . In making a determination of probable cause the relevant inquiry is not whether particular conduct is innocent or guilty, but the degree of suspicion that attaches to particular types of noncriminal acts.” (Citation omitted; emphasis added; internal quotation marks omitted.) Illinois v. Gates, 462 U.S. 213, 244 n.13, 103 S. Ct. 2317, 76 L. Ed. 2d 527 (1983).
This court previously has addressed the degree of suspicion that attaches to noncriminal conduct. In State v. Buddhu, supra, 264 Conn. 453–54, the search warrant affidavit included allegations that the defendant‘s son and an informant were involved in a forgery scheme in which forged checks were deposited in the
In the present case, the issuing judge reasonably could have inferred that the defendant intended to assemble a firearm. The affidavit alleged that the defendant purchased two specific parts—“M16 AR 15 A2 upper receiver” and a “MGW AR-15 AR15 90 round drum“—to the same model firearm. The defendant made at least seven additional purchases on Gunbroker.com. See footnote 6 of this opinion. In assessing whether there are sufficient facts found in the affidavit, it is important that firearm parts are of little to no practical utility outside the assembly of a firearm. It requires no great logical leap to infer that the defendant intended to use the parts in their only practical utility, namely, assembly of a firearm. Indeed, the affidavit affirms that Pierro indicated that the “only reason” someone would buy an upper receiver is to assemble a firearm. Moreover, the appropriateness of the inference that the defendant intended to assemble a firearm was buttressed by the information provided by both Pierro and the ATF that the “likely scenario,” given the defendant‘s transaction history, was that the defendant intended to assemble a firearm.
The defendant claims, however, that the information provided by Pierro should not be accorded any weight because he was an unreliable informant. We disagree. First, it is significant that Pierro was a citizen informant. “Courts have properly distinguished
Additionally, the affiants corroborated information that Pierro had provided to them. If, through corroboration, it is shown that the informant has provided reliable information, the issuing judge may credit other information provided by the informant. See State v. Ruscoe, 212 Conn. 223, 231, 563 A.2d 267 (1989) (“[t]he theory of corroboration is that a statement [that] has been shown true in some respects is reasonably likely to be true in the remaining respects” [internal quotation marks omitted]), cert. denied, 493 U.S. 1084, 110 S. Ct. 1144, 107 L. Ed. 2d 1049 (1990); see also State v. Morrill, 205 Conn. 560, 567, 534 A.2d 1165 (1987) (previous reliability in other cases is basis for crediting informant in case at hand). In the present case, Pierro provided the defendant‘s name and address to the affiants, which the affiants subsequently confirmed. Pierro then provided the actual envelope and money order payable to Pierro that the defendant sent as payment for the upper receiver. That envelope included the defendant‘s return address. In addition, an ATF agent confirmed that the defendant had made an additional purchase of an assault rifle part in close temporal proximity with the transaction that Pierro reported. Consequently, greater weight may be accorded the remaining information that Pierro provided, namely, the information regarding the defendant‘s additional transactions and the fact that Pierro is a retired police officer and sells firearm parts as a hobby.10
The defendant claims, however, that, with respect to Pierro‘s claim regarding the intended purpose of the upper receiver, the affiants improperly treated Pierro as an “expert” on firearms and firearm parts. We disagree with this characterization of Pierro. In light of our previous conclusion that the issuing judge may
Nevertheless, the defendant posits alternative inferences that reasonably could have been drawn. The defendant asserts that, contrary to the conclusion reached by Pierro that the “only reason” someone would purchase an upper receiver would be to construct an operable firearm, Pierro‘s possession of an upper receiver for the purpose of selling it as a hobby demonstrates a reasonable legitimate purpose for acquiring an upper receiver. The defendant cites United States v. Vigeant, 176 F.3d 565 (1st Cir. 1999), in support of his argument. Vigeant is distinguishable on its facts. In that case, the United States Court of Appeals for the First Circuit addressed whether there was sufficient information for probable cause to conclude that the defendant had laundered drug money. Id., 569. The court concluded that there was an insufficient nexus between alleged drug activity, which itself was insufficiently substantiated, and the bank activity that took place six months thereafter. Id. In addition, the court concluded that the banking and investment activity, the most suspicious of which was a large deposit of small bills, was not of a character to infer the criminal activity. Id., 569–70. Unlike the provenance of sums of money deposited
The defendant also attacks the sufficiency of the affiants’ knowledge and expertise as a basis to reach their conclusions with respect to the behavior patterns of firearm owners. Specifically, the defendant claims that the affiants failed to demonstrate any expertise in firearms and firearms parts. The affidavit recited conclusions with respect to habits and behaviors of people who purchase firearm parts as compared to the typical firearm owner, i.e., that people who purchase firearm parts likely have greater interest and expertise in firearms and, therefore, likely to possess firearms. In addition, the affiants averred that people who possess firearms illegally commonly store such firearms in their homes. These are not the kinds of conclusions that require a demonstration of sophisticated technical expertise. We find that the affiants provided sufficient information for crediting their conclusion, namely, their thirty-five years of combined investigative experience, including their experience on the Greater New Britain Shooting Task Force. See State v. Shields, supra, 308 Conn. 693 (“[i]n light of [the police officer‘s] training and experience with the evidence unit and the Internet crimes against children task force, there was a substantial basis for crediting [his] general observations about the behavioral patterns of persons who engage in the sexual exploitation of children, including his assertion that persons who sexually abuse children also are prone to collect child pornography“);13 State v. DiMeco, 128 Conn. App. 198, 206, 15 A.3d 1204 (judge issuing warrant to search for child pornography entitled to credit opinion of affiant with training and experience in matters concerning pedophiles and sexual predators of children), cert. denied, 301 Conn. 928, 22 A.3d 1275, cert. denied, 565 U.S. 1015, 132 S. Ct. 559, 181 L. Ed. 2d 398 (2011). Accordingly, the issuing judge reasonably relied on the conclusion reached by the affiants.
Finally, the defendant claims that the trial court made improper findings outside the scope of the search warrant affidavit. The defendant claims there is nothing in the warrant affidavit to support the trial court‘s conclusion that the issuing judge reasonably could have concluded that the defendant “was in possession of a firearm, which he was disqualified from possessing as a convicted felon. The defendant was storing a firearm at his residence. He was involved in the illegal trafficking of firearms.” As we previously have discussed in
The judgment is affirmed.
In this opinion the other justices concurred.
* December 28, 2016, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.
The fourth amendment is applicable to the states by incorporation through the due process clause of the fourteenth amendment to the United States constitution. See, e.g., Mapp v. Ohio, 367 U.S. 643, 655, 81 S. Ct. 1684, 6 L. Ed. 2d 1081 (1961).
In contrast to the federal constitution, the Connecticut constitution does not contemplate a “good faith” exception to the exclusion rule pursuant to which evidence seized in the execution of a warrant lacking probable cause may nevertheless be used against the defendant. See State v. Marsala, 216 Conn. 150, 171, 579 A.2d 58 (1990).
Notes
by nonlawyers in the midst and haste of a criminal investigation. Technical requirements of elaborate specificity once exacted under common law pleadings have no proper place in this area. A grudging or negative attitude by reviewing courts toward warrants will tend to discourage police officers from submitting their evidence to a judicial officer before acting.“).
