STATE OF OHIO, PLAINTIFF-APPELLEE, v. JUDITH I. HAWKEY, DEFENDANT-APPELLANT.
CASE NO. 4-14-03
IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT DEFIANCE COUNTY
August 15, 2016
2016-Ohio-5369
JUDGMENT ENTRY
{¶1} This cause comes on for determination of Appellee’s application for reconsideration and clarification of this Court’s opinion and final judgment, pursuant to
{¶2} The Appellee, State of Ohio, seeks reconsideration and clarification of our opinion in State v. Hawkey, 3d Dist. Defiance No. 4-14-03, 2016-Ohio-1292. A request for reconsideration will only be granted if the application sets forth obvious errors in the decision or raises an issue that was not properly considered in the first instance. See Columbus v. Hodge, 37 Ohio App.3d 68, 523 N.E.2d 515 (10th Dist. 1987). “An application for reconsideration is not designed for use in instances where a party simply disagrees with the conclusions reached and the logic used by an appellate court.” State v. Owens, 112 Ohio App.3d 334, 336, 678 N.E.2d 956 (11th Dist. 1997). This request raised eight issues that the State would like addressed. For the reasons stated below, the application for reconsideration should be denied. However, we will provide clarification to resolve any confusion that the State claims to have.
{¶3} First, the State alleges that this court erred in its discussion of the Daubert Motion as it applies to Dr. Knox’s testimony. The State is correct that the prior opinion mistakenly stated that “No ruling was made on the motion prior to trial.” Hawkey at ¶ 3. The trial court orally ruled on the motion at the end of the hearing. The opinion should state that no journal entry of the ruling was placed on the record prior to trial. However, this error had no effect on the reasoning of this court in reaching its conclusion as it was understood that the trial court had found Knox’s testimony acceptable by the fact that she was allowed to testify to her diagnosis of “child torture”. Thus it is not grounds for reconsideration.
{¶4} The State then argues that this court erred in determining that the trial court erred in allowing the testimony of Dr. Knox regarding “child torture as a form of child abuse.” Initially, this court notes that the argument raised by the State is no different than what was addressed in both the trial court during the Daubert hearing and on appeal and has thus already been considered by this court. The motion for reconsideration raises no new issue for consideration and does not point out an obvious error on this issue, but merely expresses a difference of opinion and thus
{¶5} This court has previously addressed what is required for an expert’s opinion to be admissible in State v. Ream, 3d Dist. Allen No. 1-12-39, 2013-Ohio-4319. In Ream, this court addressed that for a trial court to determine “whether the opinion of an expert witness is reliable under
We systematically created this definition. We systematically developed and defined this in the medical literature after conducting this research study to look at what constitutes this. What are inclusion criteria for this. We studied twenty-eight separate cases and we looked at multiple different factors that were part of this study to develop inclusion criteria for a formal medical definition.
Okay. So you and your authors created this definition?
Correct.
Id. at 68-69. Knox further testified that her study was a multi-national study in which “several different child abuse pediatricians across the country” participated. Id. at 101. Additionally, an attorney helped write the manuscript which was submitted for publication. Id. The purpose of the manuscript was to create a definition of child torture as a form of abuse. Id. at 102. However, Knox admitted that there was no formal medical definition of “child torture”, it was a diagnosis she was trying to create and have accepted. Id. at 103. Knox also admitted that while
{¶7} The trial court was required to view Knox’s diagnosis of “child torture” using the factors set forth in Miller. This court recognizes that there was no way to test the theory of “child torture” in that it is a new diagnosis that will either be accepted or not be accepted. The only way to determine if abuse is “child torture” rather than child abuse would be a subjective determination based upon individual facts in each situation. Thus, this factor is not applicable in this instance. The second factor was whether the theory had been subject to peer review. While Knox testified that it had been reviewed by the Journal of Child and Adolescent Trauma, and she expected it would be published by the end of 2012, at the time of the hearing, no publication had yet occurred. Thus, there had been very little instances for peer review of the diagnosis that Knox was creating. As to the third factor, there was no known or potential rate of error discussed. Knox testified that they excluded some cases from her study because they involved additional factors than what she was studying and that her study was based on review of 28 cases. She did not testify to how known or potential errors could be identified or avoided. Finally, Knox testified that although others had attempted to create a diagnosis of “child torture” previously, it had not gained general acceptance. As her study had yet to be
{¶8} The second argument of the State is that this court should reconsider that the State had no intention of calling Corey to testify after Dr. Salter’s testimony and that the State had rested its case. A review of the record indicates the following dialogue occurred between the trial court and the State after the testimony of Salter.
The Court: Before we excuse you [the jury], does the State have further witnesses to present?
Mr. Murray: I don’t believe so, Your Honor. We do have some legal matters to pick up with the Court.
* * *
The Court: Be seated. Ladies and Gentlemen of the jury, the State has indicated they are through with witnesses they have called at this stage of the case.
Mr. Mertz, Mr. Crates, witnesses to present?
Tr. 1623-24. This indicates that the State had no more witnesses to present and Corey had not testified at that time. The next morning the trial court and the attorneys had the following discussion.
The Court: We’re on the record, out of presence of the jury. Defendant and counsel are present.
And Mr. Murray, the State has rested and we’re addressing the issue of your exhibits?
Mr. Murray: Yes, Your Honor. Pursuant to our consent and stipulation yesterday, the State tentatively rested on – with the understanding that we would request admission of certain exhibits.
The Court: All right.
Mr. Murray: And that [sic] where we’re at.
Tr. 1710. A long discussion was then held about the admissibility of the exhibits. The state indicated that it had never indicated that Corey was going to testify during the trial and the trial court also indicated that such a representation was not made.
The Court: So bottom line is you’re willing to concede the inadmissibility of the statements, but you want to reopen your case for the opportunity to call Corey as a witness.
Mr. Murray: I think that’s a yes, Your Honor.
Tr. 1745. Although the State did not concede that it had rested its case, the trial court saw it as such and proceeded as if that was the case. The State is correct in claiming that at no time did the prosecutor say the words “the State rests”, however the use of these exact words is not necessary.
{¶9} Regardless, this issue is irrelevant because this court did not rule on whether the State had rested its case or whether it should have been allowed to reopen its case. Although Hawkey raised it as an assignment of error, this court did not address the issue because it was moot in light of our decisions regarding the other assignments of error. Hawkey, supra at ¶ 85. As to whether the State intended to call Corey, the record, as addressed above, shows that the State informed the trial court that it had no more witnesses after Salter’s testimony. Additionally, during the long discussion between defense counsel and the court regarding the admission of the State’s exhibits, defense counsel was displeased with the fact that the State had not called Corey and complained that the State had seemed to indicate they would be doing so. The trial court then noted that the State had never indicated it was going to do so. At no time did the State interject and make any statement
{¶10} The third claim by the State is that this court erred when it excluded Dr. Okuley’s testimony. This court initially notes that the testimony was not excluded and was not an issue on appeal. The State claims we mischaracterized the evidence by stating that “On cross-examination, Okuley admitted that he changed the certificate at the request of the prosecutor and solely based on the new statements made by Corey, even though he had not spoken with Corey.” Id. at ¶ 12. The testimony was as follows.
Q. Okay. And did you ever personally speak with Corey Breininger as it came to matters relating to your investigation in changing this death certificate?
A. No.
Q. All right. And at whose request did you issue a new death certificate changing this to homicide?
A. The prosecutor, Mr. Murray, asked me to look in on this case.
After reviewing the crime scene photos, reading the reports, reading the most recent statements made by Corey, and speaking with the former coroner, he changed the manner of death from accidental to homicide.
Hawkey, supra at ¶ 12. The statement to which the State objects came from the testimony on cross-examination, was not an issue in this case, had no effect on the outcome of the appeal, and when taken in context was not a mischaracterization. It is clear that Okuley was not randomly reviewing files from cases almost 10 years old, but reviewed this one at the request of the prosecutor. Then based upon his review of the file and the recent statements of Corey, he changed the manner of death. This is not a mischaracterization as to what happened and there is nothing to reconsider.
{¶11} The fourth objection raised by the State was to the exclusion of the testimony of Salter. The decision to admit challenged hearsay is reviewed de novo under the applicable hearsay rule, rather than the more deferential abuse of discretion standard. State v. Sorrels, 71 Ohio App.3d 162, 593 N.E.2d 313 (1st Dist. 1991). This court initially notes that we did not exclude the testimony of Salter. The exclusion was to Salter testifying to what Corey told her as it was hearsay. The State argues that since Salter had twenty years of providing treatment and therapy to people, she should have been permitted to testify as to what Corey told her as an
{¶12} The State argues that the evidence is admissible even if it is for the purpose of investigation and testimony and cites to State v. Edinger, 10th Dist. Franklin No. 05AP-31, 2006-Ohio-1527, as support for its argument. However, the Edinger court actually held the opposite. In Edinger, the issue was whether a social worker could testify as to what a child victim told her at the hospital. The appellate court allowed the testimony for the following reasons.
[T]he social worker testified that the interview with the child was solely for the purposes of medical treatment and diagnosis. In the present case, the role of the social worker did not involve reporting to the police and did not involve decisions to remove the child from the home. The stated function of the social worker was specifically for medical treatment and diagnosis. While it is true that the police were permitted to observe the interview by way of closed circuit television, the police did not contact the social worker to set up the interview as happened in the Woods case, nor was the child aware of their presence.
Edinger at ¶ 63. The court distinguished two other cases in which the testimony was not permitted. In State v. Chappelle, the testimony of the social worker was not permitted because her function at the time of the interview was investigatory, not to determine if medical diagnosis and treatment were necessary, however it was not excluded because it was deemed harmless. Chappelle, 97 Ohio App.3d 515 (8th Dist. 1994). In State v. Woods, the testimony of the social worker was excluded as not being for the purpose of medical treatment or diagnosis, but only tangentially related to that purpose. Woods, 8th Dist. Cuyahoga No. 82789, 2004-Ohio-2700. Thus, the issue is whether the statements made to Salter were made for the purpose of medical diagnosis or treatment or for another purpose.
{¶14} The State also takes issue with the statement of this court that “the State was hoping that the jury would take the statements as fact and rely on them to convict” and claims that this court substituted its judgment for that of the jury. At the completion of Salter’s testimony, the State represented to the trial court that it had no more witnesses and Corey had not testified. The next day, the State again indicated that it had no more evidence to present other than to address the admissibility of exhibits. Discussions were had between the attorneys and the trial court about the admissibility of the exhibits without Corey’s testimony and the trial court told the State that absent that testimony, the evidence going to the jury would be “very, very limited”. Tr. 1733. It was after this statement that the State requested that Corey be allowed to testify and the trial court agreed. Additionally, our ruling addressed an issue of law, not fact. Thus, we did not substitute our judgment for that of the jury as jurors do not rule on admissibility of evidence. The claims made on this issue in the motion for reconsideration do not raise any new issue nor point
{¶15} The fifth claim raised by the State is that this court focused on a book that was not admitted into evidence. A review of the opinion indicates that the statements questioned by the State were taken from the testimony of Dr. Esplin who did a comparison between the book and Corey’s story. This testimony was not stricken and was thus part of the record. If the State has an issue with this testimony, then the matter should be addressed during the next trial. As this court did not reach the question of the manifest weight of the judgment due to other errors, this testimony was not considered in reaching its conclusion.
{¶16} Next, the State claims that this court erred by finding error in the testimony of Beck when she testified to the hearsay statements of Corey. The State in its motion for reconsideration argues that the statements were not made for the truth of the matter asserted. Although this argument was briefly raised by the State in its appellate brief, it is arguable that it was not the position of the State at trial and cannot be raised for the first time on appeal. State v. Croft, 3d Dist. Auglaize No. 2-15-11, 2016-Ohio-449, ¶ 8. See also, State v. Richcreek, 196 Ohio App.3d 505, 2011-Ohio-4686, 964 N.E.2d 442 (6th Dist.) (holding that the State may not present a theory or add to a theory for the admission of evidence on appeal that was not presented to the trial court). If that had been the intent of the State, Beck could have testified as to what she did without repeating the statements of Corey by merely
{¶17} Contrary to the State’s argument in its motion, the testimony of Beck regarding the statements of Corey was subject to objection.
[Beck]: * * * And so he come over and stood by me, and he said –
Mr. Crates: Objection, hearsay.
The Court: Sustained.
Q. What was his – when you started to have a conversation with him, what was his demeanor? What was his – how did – as that conversation unfolded, how did he behave? What was his demeanor then? In other words, did he – was he –
* * *
A. He – he was in a good mood.
Q. Okay. As that conversation went on, did his disposition change?
A. Yes, it did
Q. And in what respects did it change?
A. Because he informed me that he had –
Mr. Crates: Objection, hearsay.
Q. What was his disposition like first? How was he acting?
Mr. Crates: Asked and answered.
The Court: Overruled. You can answer. You can describe his demeanor. You can’t repeat what he told you.
A. He was very – he was smiling when he saw me and said hello, how are you doing.
Q. And then you said, in answer to my prior question, that as your conversation went on, his disposition changed?
A. Yes.
Q. Okay. And in what way did it change? How did he act, and what was he doing at that point? Before we talk about, or whether we talk about what he said to you, how was he acting? What was his –
A. He was crying.
Q. – disposition? Okay. So he – he was emotional?
A. Very.
Q. Okay. Why did, from your perception of observing him at that point, why was he emotional?
A. Because he was sharing –
Mr. Crates: Objection, hearsay.
The Court: Sustained.
Q. Based upon his emotional behavior, was he telling you something important about his life?
Mr. Crates: Objection, hearsay.
A. After we – we stopped at the end of the fence, and he was within feet of me, and he looked at me and said that –
Mr. Crates: Objection, hearsay.
Mr. Murray: Again, Your Honor, we would suggest that there is a hearsay exception here.
Tr. 596. At this point in time, the State implicitly admitted that the statements were hearsay, but argued that they were subject to an exception. After repeated objections, including a request for a continuing objection, to the State’s questions asking Beck what Corey told her, the State argued that Beck should be allowed to testify to the spontaneous disclosures that were made to her because the foundation for the hearsay exception for it had been laid. Tr. 599-600, 612. The only foundation that had been discussed was that Corey was very upset and that these statements were excited utterances. Later in the testimony after Beck stated that Corey had calmed down, the defense objected to another statement made by Corey to Beck. Tr. 606. The testimony was allowed after the State argued that Corey was “still under the influence of this emotion” at the time of the later statements. Tr.
{¶18} The trial court did make a statement that the statements could come in as prior consistent statements made by Corey to rebut an express or implied charge of recent fabrication or improper influence or motive. While that might be allowed if Corey had testified, that had not occurred at the time Beck testified, and there were no prior consistent statements made under oath and subject to cross-examination to rebut. The State relies upon
{¶19} Additionally, the rule does not automatically mean that all prior consistent statements are admissible.
The rule contains a timing component for prior statements in relation to a charge of “improper motive.” That is, only prior consistent statements made before the alleged motive to fabricate arose are admissible. The issue is not when the charge was made, but when the improper motive arose. If “the facts giving rise to the motive to falsify existed before the disputed consistent statements,” then
Evid.R. 801(D)(1)(b) does not apply and the statements are inadmissible.
{¶21} Additionally, the State argues that we made an obvious error by omitting any mention of the supposed confession made by Hawkey to her current husband in a recorded jail conversation. Upon reviewing the conversation, we cannot tell whether Hawkey states “I did it”, “I didn’t”, or “I get it.” Therefore, this piece of “evidence” is not so overwhelmingly incriminating that we committed error by omitting it from our analysis. We reiterate that nearly all of the incriminating evidence as to the child endangerment charges, which was the predicate for the murder charge, comes back to Corey’s testimony. The only physical evidence of child abuse was the scar above Corey’s penis. Some of the State’s testimony
{¶22} The State has neither presented an obvious error nor raised an issue not considered by this court. Instead, the State merely takes issue with our conclusions, which is a not ground for reconsideration.
{¶23} The seventh claim made by the State is that this court substituted its judgment for that of the jury. This does not raise any issue appropriate for reconsideration as it is merely a difference of opinion. This court did not make any findings of fact in its opinion. The decision of this court was based upon questions of law, not ones of fact. The only questions of fact that were raised on appeal went to the assignment of error relating to the manifest weight of the evidence. Having found errors in the trial procedure, this court did not address the manifest weight of the evidence. Hawkey, supra at ¶ 84. Thus, this court did not substitute its judgment for that of the jury.
{¶24} Finally, the State claims that our prior opinion was inconsistent because we determined that the evidence was sufficient to support the convictions, yet we ordered a new trial. For the clarification of the State, this court notes that when prejudicial errors are found in the procedure, the remedy is a new trial. However, this finding does not mean that this court need not address the sufficiency
{¶25} Having reviewed the claims made by the State, our opinion, and the record, the Court finds that the application fails to set forth an obvious error in the decision or raise any issues that were not properly considered in the first instance. The claims merely present a difference in opinion as to the conclusions reached and
{¶26} Furthermore, in regard to the motion to certify a conflict, the Court finds that there is no true and actual conflict on a rule of law between the decision in the instant case and the decision in State v. Edinger, 10th Dist. Franklin No. 05AP-31, 2006-Ohio-1527. The analysis set forth above shows that the two decisions are factually distinguishable and not in conflict on the pertinent rule of law. See Whitelock v. Gilbane Bldg. Co. (1993), 66 Ohio St.3d 594. Accordingly, the motion to certify is likewise without merit and should be denied.
{¶27} It is therefore ORDERED that Appellee’s application for reconsideration and motion to certify a conflict be, and the same hereby are, overruled.
/S/ WILLAMOWSKI
JUDGE
/S/ ROGERS
JUDGE
PRESTON, J., Dissents as to Motion for Reconsideration
JUDGE
DATED: August 15, 2016
/hls
