Lead Opinion
{¶ 1} Samuel Brewer appeals from a decision of the Cuyahoga County Court of Appeals that not only reversed his conviction for gross sexual imposition based upon the improper admission of hearsay testimony, but also determined that the Double Jeopardy Clause did not bar retrial if a trial court erred by admitting evidence tending to support a conviction. We confront the questions of whether an appellate court should consider all the evidence presented by the state in its case in chief or only properly admitted evidence to determine whether the state has presented sufficient evidence to support a conviction, and the corollary of whether the Ohio Double Jeopardy Clause bars retrial upon reversal of a conviction based upon testimony determined by the appellate court to have been inadmissible.
Facts and Procedural History
{¶ 2} The Cuyahoga County Grand Jury returned an eight-count indictment against Samuel Brewer, charging him with three counts of rape and three counts
{¶ 3} At trial, the state presented the testimony of several witnesses, including L.B., her parents, her maternal aunt, and Lisa Zanella, a social worker in the sex abuse department of the Department of Children and Family Services. That testimony revealed that Brewer, a friend of D.B.’s mother, lived with D.B.’s family in Cleveland, Ohio, and was present when L.B. visited her aunt and cousins at their home in March and April 2005. On April 30, 2005, L.B.’s father called her mother, advising that L.B. had said that someone named Sam had kissed her at her aunt’s home. When L.B.’s mother questioned L.B. about the incident, L.B. told her that Sam had touched her private area, which her mother understood to mean her vagina. L.B.’s mother then called her sister, D.B.’s mother, to report the incident. D.B.’s mother then questioned D.B. and called the Cleveland police to file a complaint.
{¶ 4} As part of the investigation of the complaint, Zanella interviewed L.B. At trial, Zanella testified, over objection, that during the interview, she showed L.B. a picture of a girl her age and an adult male and asked her to circle “private areas” and tell her what she called them. Zanella further stated that L.B. identified her vagina as her “private area” and that she identified the genital area of an adult male as “balls.” Zanella also testified that upon further questioning, L.B. told her that “Sam touched her with his balls in her private area” and “put his balls in her mouth.”
{¶ 5} The state also called L.B., who testified that Brewer had kissed her, but at first, she denied that he had touched her while he was kissing her. When asked to identify her “privacy,” L.B. stood up next to her chair so the jury could see where she pointed.
{¶ 7} The court of appeals determined that the trial court had improperly admitted Zanella’s hearsay testimony about her interview with L.B. State v. Brewer, Cuyahoga App. No. 87701,
{¶ 8} We accepted Brewer’s first appeal and summarily reversed the holding that Brewer’s challenge to the sufficiency of the evidence was moot. We remanded the matter and instructed the court of appeals to consider that issue. State v. Brewer,
{¶ 9} On remand, the court of appeals followed Lockhart v. Nelson (1988),
{¶ 10} In his motion for reconsideration, Brewer argued that State v. Lovejoy (1997),
(¶ 11} Brewer again appealed to this court, and we again granted discretionary review.
{¶ 12} Brewer now contends that our decision in State v. Lovejoy,
{¶ 13} Conversely, the state argues that in Lockhart v. Nelson,
Law and Analysis
{¶ 14} The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution and Section 10, Article I of the Ohio Constitution protect criminal defendants against multiple prosecutions for the same offense. This court has recognized that “[t]he protections afforded by the two Double Jeopardy Clauses are coextensive.” State v. Martello,
{¶ 15} The principle behind the Double Jeopardy Clause “ ‘is that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for the alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.’ ” State v. Roberts,
{¶ 16} While the Double Jeopardy Clause protects a defendant from successive prosecutions for a single offense, society also has an interest “ ‘in affording the prosecutor one full and fair opportunity to present his evidence to an impartial jury.’ ” State v. Glover (1988),
{¶ 17} In Lockhart v. Nelson, the court considered “whether the Double Jeopardy Clause allows retrial when a reviewing court determines that a defendant’s conviction must be reversed because evidence was erroneously admitted against him, and also concludes that without the inadmissible evidence there was insufficient evidence to support a conviction.” Lockhart,
{¶ 18} In Lockhart, the court acknowledged that while it had previously held that the Double Jeopardy Clause bars retrial when an appellate court reverses a conviction based solely upon the sufficiency of the evidence, it distinguished that holding on the basis that such a reversal is the equivalent of a judgment of acquittal, which affords the defendant absolute immunity from further prosecution for the same offense. Lockhart at 39,
{¶ 19} By permitting a reviewing court to consider all the evidence presented at trial, Lockhart’s holding recognizes that the state may rely upon the trial court’s evidentiary rulings in deciding how to present its case. “If the evidence offered by the State is received after challenge and is legally sufficient to establish the guilt of the accused, the State is not obligated to go further and adduce additional evidence that would be, for example, cumulative. Were it otherwise, the State, to be secure, would have to assume every ruling by the trial court on the evidence to be erroneous and marshall and offer every bit of relevant and competent evidence. The practical consequences of this would adversely affect the administration of justice, if for no other reason, by the time which would be required for preparation and trial of every case.” State v. Wood (Mo. 1980),
{¶ 20} Because Lockhart involved a trial error — the trial court’s erroneous admission of evidence — the United States Supreme Court concluded that a reviewing court should consider all the evidence admitted by the trial court in deciding whether retrial comports with double jeopardy principles. Lockhart,
{¶ 21} Thus, this case and Lockhart involve a trial court’s erroneous admission of evidence presented by the state during its case-in-chief and the state’s reliance upon the erroneous evidentiary rulings. In contrast, the facts presented in State v. Lovejoy,
{¶ 23} On appeal to this court, the state did not challenge the appellate court’s ruling excluding the judicially noticed fact. Lovejoy,
{¶ 24} This case is distinguishable from Lovejoy and is controlled by Lockhart. Lovejoy applies to the types of cases distinguished by the court in Lockhart, where “a defendant’s conviction is reversed by an appellate court on the sole ground that the evidence was insufficient to sustain the jury’s verdict” and the trial court should have entered a judgment of acquittal. Lockhart,
{¶ 25} As the United States Supreme Court held in Lockhart, we hold that when evidence admitted at trial is sufficient to support a conviction, but on appeal, some of that evidence is determined to have been improperly admitted, the Double Jeopardy Clauses of the United States and Ohio Constitutions will not bar retrial. Lockhart v. Nelson,
{¶ 26} For the foregoing reasons, the Double Jeopardy Clauses of the United States and Ohio Constitutions do not bar Brewer’s being retried for gross sexual imposition, because the evidence admitted at trial was sufficient to support his conviction. And although the appellate court determined that the trial court had erroneously admitted some of that evidence, the state was entitled to rely upon the trial court’s evidentiary ruling in deciding how to present its case on that charge. Accordingly, we affirm the judgment of the court of appeals and remand this cause to the trial court for further proceedings consistent with this opinion.
Judgment accordingly.
Notes
. L.B.’s aunt testified that she had used the term “privacy” with her children to mean both male and female genitalia.
. Although nothing in our rules of procedure establishes a duty to describe gestures or actions that occur in the courtroom, it is helpful to a reviewing court when the trial court or counsel develop the record by contemporaneously describing events occurring in the courtroom.
. While acknowledging that Evid.R. 201 permits a court to take judicial notice of adjudicative facts sua sponte, the appellate court observed that “the overwhelming majority of courts in Ohio have held that ‘ * * * a court may not take judicial notice of prior proceedings in the court, but may only take judicial notice of prior proceedings in the immediate case.’ ” State v. Lovejoy (Feb. 8, 1996), Franklin App. No. 95APA07-849,
Dissenting Opinion
dissenting.
{¶ 27} In State v. Lovejoy (1997),
{¶ 28} The majority correctly explains the pertinent facts of Lovejoy. In that case, the trial court reopened the evidence, sua sponte, after the close of the case, in order to take judicial notice of a fact essential to the state’s case. Id. at 449,
{¶ 29} We held that double-jeopardy principles barred retrial, because retrial under such circumstances “is what the Double Jeopardy Clause was intended to prevent. If the state fails to present sufficient evidence to prove every element of the crime, it should not get a second opportunity to do that which it failed to do the first time.” Id. The court of appeals, when reviewing the evidence for sufficiency, was constrained to use only the evidence that was properly admitted; because this evidence was insufficient, principles of double jeopardy barred a new trial. Id.
{¶ 30} The United States Supreme Court had already spoken on this issue by the time Lovejoy was decided. As the majority recognizes, the United States Supreme Court concluded that “where the evidence offered by the State and admitted by the trial court — whether erroneously or not — would have been sufficient to sustain a guilty verdict, the Double Jeopardy Clause does not preclude retrial.” Lockhart v. Nelson (1988),
{¶ 31} Here, the second proposition that we accepted for review is whether “Ohio’s Double Jeopardy Clause forbids the retrial of a defendant when the State failed to present legally sufficient admissible evidence at the first trial to support a criminal conviction.” Ohio’s Double Jeopardy Clause, which is contained in Section 10, Article I of the Ohio Constitution, has historically been interpreted to offer the same protections as its federal counterpart, which is contained in the Fifth Amendment to the United States Constitution. State v. Gustafson (1996),
{¶ 32} Yet Ohio’s Constitution is a document of independent force and significance. Arnold v. Cleveland (1993),
{¶ 33} “The Ohio Constitution is a document of independent force. In the areas of individual rights and civil liberties, the United States Constitution, where applicable to the states, provides a floor below which state court decisions may not fall. As long as state courts provide at least as much protection as the United States Supreme Court has provided in its interpretation of the federal Bill
{¶ 34} In this instance, pursuant to Lovejoy, Ohio’s Double Jeopardy Clause would offer greater protection from multiple prosecutions than the federal clause by narrowing the circumstances under which a defendant may be retried when the state fails to prove its case during the first go-around. Although we have historically found Ohio’s Double Jeopardy Clause to be coextensive with its federal counterpart, Ohio’s clause is not limited by the federal clause.
{¶ 35} The Lovejoy majority was well aware of Lockhart when Lovejoy was decided, yet it chose a different path. In fact, the dissent — which I joined— would have applied the Lockhart standard. Lovejoy,
{¶ 36} However, the majority in Lovejoy did not apply Lockhart. Thus, Lovejoy implicitly holds that for double-jeopardy purposes, Lockhart is not controlling in Ohio. Indeed, Lovejoy’s holding on this issue is irreconcilably opposed to Lockhart; under Lovejoy, improperly admitted evidence cannot be considered when a court of appeals evaluates the sufficiency of the evidence. Lovejoy,
{¶ 37} The majority distinguishes the present case from the situation in Lovejoy, in which closing arguments had been made when the trial court reopened the case to take judicial notice of certain evidence. In Lovejoy, according to the majority, the state did not rely on the trial court’s erroneous admission of evidence, but instead failed to make its case with sufficient evidence prior to the trial court’s taking judicial notice of certain essential facts.
{¶ 38} In the present case, the trial court’s error was in the admission of inadmissible hearsay evidence. According to the majority, in this case, the trial court’s erroneous ruling could have harmed the state, in that the state relied on that ruling to determine what evidence to present at trial. In other words, the
{¶ 39} Before us is the question of which evidence is available to a court of appeals for review of the sufficiency of evidence: should evidence that was improperly admitted be included in the sufficiency calculus? It matters not who propounded the evidence and when; the error was the same. In Lovejoy, the trial court erred by sua sponte reopening the evidence after the close of the state’s case; in this case, the trial court erred by admitting inadmissible evidence. In both cases the improper evidence was requisite for conviction. And in both cases, the heart of the error was the erroneous admission of crucial evidence. Lovejoy should control the issue before us.
{¶ 40} For the foregoing reasons, I would reverse the decision of court of appeals, vacate Brewer’s conviction, and hold that Ohio’s Double Jeopardy Clause bars Brewer’s retrial. Accordingly, I dissent.
