STATE OF CONNECTICUT v. LISSETTE I. CHICLANA
(AC 34863)
Appellate Court of Connecticut
Argued November 18, 2013—officially released April 1, 2014
148 Conn. App. 131
Janice Wolf, assistant public defender, for the appellant (defendant).
Lisa Herskowitz, senior assistant state‘s attorney, with whom, on the brief, were Michael Dearington, state‘s attorney, and Eugene R. Calistro, Jr., senior assistant state‘s attorney, for the appellee (state).
Opinion
KELLER, J. The defendant, Lissette I. Chiclana, appeals from the judgment of conviction, rendered after a trial by jury, of manslaughter in the second degree with a firearm in violation of
The jury reasonably could have found the following facts. On October 24, 2010, the defendant shot and killed the victim, Jamese Hudson, in an apartment on Garden Street in New Haven, where the defendant resided with four other individuals.2 The victim was friends with the defendant, as well as the other occupants of the apartment, and had been staying there for several days just prior to the shooting. On the day of the shooting, the defendant and the victim were reclining on two twin beds in the defendant‘s bedroom and sending text messages on their cell phones. While doing so, they intermittently “played” with a .380 caliber handgun that the defendant had purchased for self-protection.3 For several weeks prior to the shooting, the defendant and the victim had been, as the defendant described it, “playing” this “game” with the gun. As part of this “game,” the defendant and the victim took turns pointing the gun at one another and pulling the trigger. They engaged the safety mechanism so that it would not fire when the trigger was pulled. They “played” this “game” between twenty and thirty times over the course of several weeks, despite being forewarned not to do so.
The day of the shooting, the defendant and the victim each pulled the trigger of the gun several times without its firing. The defendant was aware that the handgun was loaded, but continued to pull the
At trial, the state offered into evidence, outside the presence of the jury, an audiotape of a statement made by the defendant, following her arrest, to Detectives Michael Wuchek and James Naccarato of the New Haven Police Department. The defendant‘s counsel objected to a portion of the statement in which the defendant described to the detectives an incident involving the same gun that had occurred on October 23, 2010, the night before the shooting.5 The defendant told the detectives that at approximately 10 p.m., she had the gun in her pocket while she was in the kitchen of the Garden Street apartment. The victim also was present in the apartment at that time. The defendant stated that because her pocket was not
The defendant was charged with one count of manslaughter in the first degree with a firearm in violation of
On April 12, 2012, the jury found the defendant not guilty of manslaughter in the first degree with a firearm, but guilty of manslaughter in the second degree with a firearm and carrying a pistol without a permit. On June 8, 2012, the court imposed a total effective sentence of fifteen years incarceration, execution suspended after eleven years, and three years probation. This appeal followed. Additional facts and procedural history will be set forth as necessary.
I
The defendant first contends that the portion of her statement relating to the
The record reveals the following additional procedural history. At trial, the state sought, outside of the presence of the jury and over defense counsel‘s objection, to introduce into evidence the audiotape of the defendant‘s statement relating to the accidental discharge. In his offer of proof, the prosecutor argued that the evidence was admissible pursuant to State v. McCoy, 91 Conn. App. 1, 879 A.2d 534, cert. denied, 276 Conn. 904, 884 A.2d 1026 (2005), and State v. McMahon, 257 Conn. 544, 778 A.2d 847 (2001), cert. denied, 534 U.S. 1130, 122 S. Ct. 1069, 151 L. Ed. 2d 972 (2002), indicating that in McCoy, this court held that a “defendant‘s state of mind at the time he fatally shot the victim may be proven by his conduct before, during, and after the shooting.” The prosecutor argued that the statement was thus admissible because it was relevant to establishing the defendant‘s state of mind at the time of the shooting, specifically, that she acted with reckless disregard and extreme indifference to human life, as required by
After the recess, the defendant argued that the accidental discharge did not constitute conduct, as the gun merely had fallen from her pocket and the discharge was not volitional, and that the statement was not relevant to the subsequent accidental shooting of the victim.11 In ruling that the evidence was admissible, the court, paraphrasing McCoy, stated: “[T]he defendant‘s state of mind at that time of the shooting may be proven by his or her conduct before, during, and after the
“[T]he standard for the preservation of a claim alleging an improper evidentiary ruling at trial is well settled. This court is not bound to consider claims of law not made at the trial. . . . In order to preserve an evidentiary ruling for review, trial counsel must object properly. . . . In objecting to evidence, counsel must properly articulate the basis of the objection so as to apprise the trial court of the precise nature of the objection and its real purpose, in order to form an adequate basis for a reviewable ruling.” (Internal quotation marks omitted.) State v. Jorge P., 308 Conn. 740, 753, 66 A.3d 869 (2013). “Our review of evidentiary rulings made by the trial court is limited to the specific legal ground raised in the objection [to the trial court]. . . . This court reviews rulings solely on the ground on which the party‘s objection is based. . . . [T]o afford petitioners on appeal an opportunity to raise different theories of objection would amount to ambush of the trial court because, [h]ad specific objections been made at trial, the court would have had the opportunity to . . . respond.” (Citation omitted; internal quotation marks omitted.) DiLieto v. County Obstetrics & Gynecology Group, P.C., 297 Conn. 105, 133-34, 998 A.2d 730 (2010). Our careful review of the record and trial transcripts reveals that the defendant did not object to the admission of her statement concerning the accidental discharge of the gun on the ground that the statement constituted inadmissible uncharged misconduct evidence. The prosecutor offered the defendant‘s statement as evidence relevant to proving the defendant‘s state of mind at the time she fatally shot the victim, and the court admitted the statement on that ground. The defendant acknowledges that the court admitted her statement concerning the accidental discharge as relevant evidence of the crime with which she was charged, rather than as evidence of uncharged misconduct, and never during the course of trial did defense counsel suggest that the statement constituted evidence of uncharged misconduct. Notably, the defendant did not file a motion in limine seeking the preclusion of uncharged misconduct evidence or request a limiting instruction as to the restricted purpose for which the jury might consider the statement. Indeed, the defendant argued that the accidental dropping of the gun did not, in fact, constitute conduct. The defendant did not assert any alternate ground for the objection, or object in any manner to other evidence, presented later at trial, pertaining to the accidental discharge.
For instance, after the state offered the defendant‘s statement into evidence over the defendant‘s objection, it proceeded to present other evidence indicating that the gun in question had discharged the day before the shooting.12 The state presented
Our Supreme Court has explained that, to afford petitioners on appeal an opportunity to raise different theories of objection would “amount to ambush of the trial court because, [h]ad specific objections been made at trial, the court would have had the opportunity to . . . respond.” (Internal quotation marks omitted.) DiLieto v. County Obstetrics & Gynecology Group, P.C., supra, 297 Conn. 134. In her objection and the ensuing argument, the defendant failed to provide the court with any notice that she was objecting on the ground that the statement constituted inadmissible uncharged misconduct. She then failed to object to other evidence, presented later at trial, pertaining to the accidental discharge. In sum, because the defendant‘s theory of objection seemingly has changed, and never was articulated with precision at trial, we conclude that the claim is not reviewable.
We must, however, briefly address the defendant‘s argument that this claim is preserved because, in a pretrial notice of prior uncharged misconduct, the state identified the incident of the accidental discharge as evidence of uncharged misconduct that it may seek to adduce at trial.13 The defendant contends that this notice preserved her claim for review because “[i]t is clear . . . that the evidence of the unintentional discharge of the weapon from the night prior to the fatal shooting of [the victim], if it was to be admitted at all, would be limited in its admission to the rules that govern uncharged misconduct.” This argument is without merit. Although the state filed a notice of intent to offer evidence of uncharged misconduct in which it identified the accidental discharge, at trial, the state ultimately did not offer the statement for that purpose. Rather, it was offered generally as evidence relevant to the defendant‘s state of mind. We are aware of no authority stating that once a party identifies evidence as uncharged misconduct in a pretrial disclosure, it is precluded at the time of trial from offering such evidence for a proper purpose under an alternative theory of admissibility. Indeed, our case
Finally, we reject the defendant‘s argument that this claimed error, though unpreserved, should be reviewed under the plain error doctrine. See Practice Book § 60-5. “[T]he plain error doctrine is reserved for truly extraordinary situations where the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . [T]he claimed error must be both clear and harmful enough such that a failure to remedy the error would result in manifest injustice.” (Internal quotation marks omitted.) State v. Hill, supra, 307 Conn. 704-705. We are not persuaded by the defendant‘s summary assertion that this evidentiary claim warrants such extraordinary review. The defendant has not demonstrated that the alleged impropriety she raises is so clear and so harmful that manifest injustice will result if the judgment is not reversed. Nor has she shown that her claim affects the fairness and integrity of and public confidence in judicial proceedings. We therefore conclude that this is not an occasion requiring the reversal of the trial court‘s judgment under the plain error doctrine.
II
The defendant next claims that the court abused its discretion by admitting her statement to the police relating to the accidental discharge of the gun because the statement was not relevant to the issues in the case. Specifically, the defendant argues that her statement concerning the gun accidentally falling from her pocket the night before the fatal shooting was not relevant and should not have been admitted for the purpose of showing that she acted recklessly and with a disregard for human life. She summarily asserts that the statement “did not have a visible connection to the facts of the charged offense,” and that the “gun dropping from the defendant‘s pocket the night before [the fatal shooting] was totally unconnected to [the victim] or to the shooting of [the victim] the next day.” We are not persuaded.
At the outset, we first set forth the appropriate standard of review and applicable legal principles. “This court reviews evidentiary rulings under the abuse of discretion standard of review. . . . The trial court has wide discretion to determine the relevancy of evidence . . . Every reasonable presumption should be made in favor of the correctness of the court‘s ruling in determining whether there has been an abuse of discretion.” (Citation omitted; internal quotation marks omitted.) State v. Stephen O., 106 Conn. App. 717, 724, 943 A.2d 477, cert. denied, 287 Conn. 916, 951 A.2d 568 (2008).
It is axiomatic that evidence that is not relevant is inadmissible.
To obtain a conviction of manslaughter in the first degree with a firearm in violation of
The relevant factual issue before the jury was whether the defendant was “aware of and consciously disregard[ed] a substantial and unjustifiable risk . . . of such nature and degree that disregarding it constitutes a gross deviation from the standard of conduct
that a reasonable person would observe in the situation . . . .”
We agree with the state that the statement concerning the accidental discharge was relevant to proving that the defendant acted recklessly the day of the fatal shooting. The defendant‘s statement indicates that the defendant was aware that the gun could discharge unexpectedly, and proof of such awareness strongly tends to demonstrate recklessness. See
Finally, even if the court improperly admitted the statement relating to the accidental discharge, which we conclude was not the case, the error was harmless. “When an improper evidentiary ruling is not constitutional in nature, the defendant bears the burden of demonstrating that the error was harmful. . . . [O]ur Supreme Court [has] addressed harmless error review and determined that the proper standard is whether the jury‘s verdict was substantially swayed by the error. Our Supreme Court further held that a nonconstitutional error is harmless when an appellate court has a fair assurance that the error did not substantially affect the verdict.” (Citations omitted; internal quotation marks omitted.) State v. Franko, 142 Conn. App. 451, 460, 64 A.3d 807, cert. denied, 310 Conn. 901, 75 A.3d 30 (2013).
The defendant argues that admitting the statements relating to the accidental discharge “substantially swayed” the jury, and had they not been admitted, “the jury would have seen [the defendant‘s] role in [the victim‘s] death as it was, negligent.”15 We disagree. The
remaining evidence amply supported the jury‘s finding that the defendant acted in a reckless manner and was sufficient for the jury to have
Under the given circumstances, with due regard for the broad leeway possessed by trial courts in determining the admissibility of evidence, we conclude that the court did not abuse its broad discretion in admitting the statement describing the accidental discharge of the firearm that occurred the night before the death of the victim.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“[Detective Wuchek]: Okay, um is this the first time that gun ever went off?
“[The Defendant]: No.
“Q. By accident.
“A. No, it went off by accident in the kitchen yesterday. It had fell out of my pocket while I was trying to heat up some food.
“Q. At what time did that happen about?
“A. I don‘t know what time that happened.
“Q. Was it in the morning or at night?
“A. It was at night.
“Q. It was late night or just nighttime?
“A. Mm, just nighttime like ten.
“Q. And uh you had the gun on you while you were cooking food?
“A. No, I wasn‘t cooking food. I was trying to heat up my food that I had just went and got from my family, my other family house.
“Q. [All right]. And then what happened you dropped it?
“A. Yeah cause my pocket wasn‘t big enough to hold it so it just dropped out of my pocket and [went] off.
“Q. So when it fell it went off?
“A. Mm hm.
“Q. How many times did it go off?
“A. Just went off once. It jammed.
“Q. And was [the victim] in the house with you at that time?
“A. Yes, she was.
“Q. Okay.
“A. She kind‘a thought it was funny. Our ears were all ringing.
“Q. Were either of you two hurt?
“A. No.
“Q. Do you know what happened to the bullet? Where the bullet went?
“A. No, but I know where the shell was at.
“Q. What did you do with the shell?
“A. Discard of it.
“Q. How did you discard of it? Did you throw it in the garbage can? Did you flush it down the toilet? What did you do?
“A. I discarded it. Do I have to say how I discarded it?
“Q. Yeah if you could.
“A. I was like I just threw it out in the trash. . . .
“Q. And uh it had three bullets in the . . .
“A. Three bullets.
“Q. Left.
“A. In the clip, yes.”
We note that in instructing the jury with respect to criminally negligent homicide, the court referenced
