STATE OF CONNECTICUT v. ANTHONY L.*
(AC 39200)
Appellate Court of Connecticut
Argued October 16, 2017—officially released February 6, 2018
DiPentima, C. J., and Sheldon and Norcott, Js.
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Syllabus
Convicted of the crimes of sexual assault in the first degree, risk of injury to a child and sexual assault in the third degree in connection with his alleged sexual abuse of the minor complainant, J, the defendant appealed to this court. He claimed, inter alia, that the trial court improperly admitted certain evidence of his alleged uncharged, prior sexual misconduct involving J, which occurred prior to the time period during which the charged crimes allegedly occurred. He also claimed that the evidence was insufficient to support his conviction because J‘s testimony as to the charged misconduct lacked sufficient specificity to prove beyond a reasonable doubt the elements of the charged offenses. Held:
- The evidence was sufficient to support the defendant‘s conviction of sexual assault in the first degree and risk of injury to a child: J described the charged misconduct with sufficient specificity to permit the jury reasonably to determine that the unlawful conduct engaged in by the defendant was digital penetration, and she testified that those acts of digital penetration within the charged time period were forceful and occurred more than once, which was sufficient for the jury reasonably to conclude that the state had proven the elements of sexual assault in the first degree and risk of injury to a child beyond a reasonable doubt; moreover, because it was undisputed that the defendant was J‘s uncle, the evidence was also sufficient to support the defendant‘s conviction of sexual assault in the third degree, which proscribes sexual intercourse with persons related to the defendant within certain degrees of kindred specified by statute (
§ 46b-21 ), and J was not required to recall specific dates or additional distinguishing features of each incident, it having been sufficient that she provided a general time period. - The trial court did not abuse its discretion in permitting the state to introduce certain uncharged, prior sexual misconduct evidence involving the defendant, which was admitted to prove the defendant‘s motive and intent to sexually abuse J: where, as here, the prior misconduct evidence involved J, was of the same nature as the misconduct with which the defendant was charged, and concerned conduct that occurred before and during the period of time in which the charged crimes allegedly occurred, the materiality of the prior misconduct evidence to prove motive and intent was readily apparent, as it allowed the jury to learn that the defendant had a sexual interest in, and lustful inclinations toward, J; moreover, the challenged evidence was not more prejudicial than probative, as J testified that the acts of abuse during the time period in which the charged crimes occurred were the same as those she suffered before the time period at issue, and, thus, it was unlikely that the uncharged prior misconduct evidence unduly inflamed the jury, and the court gave the jury three cautionary instructions, which the jury was presumed to have followed, that served to overcome the prejudice that attends evidence of uncharged sexual misconduct.
Procedural History
Substitute information charging the defendant with the crimes of sexual assault in the first degree, risk of injury to a child and sexual assault in the third degree, brought to the Superior Court in the judicial district of Tolland, geographical area number nineteen, where the court, Graham, J., denied the defendant‘s motion to preclude certain evidence; thereafter, the matter was tried to the jury; verdict and judgment of guilty, from which the defendant appealed to this court. Affirmed.
Stephen A. Lebedevitch, assigned counsel, for the appellant (defendant).
Ronald G. Weller, senior assistant state‘s attorney, with whom, on the brief, were Matthew C. Gedansky, state‘s attorney, and Elizabeth C. Leaming, senior assistant state‘s attorney, for the appellee (state).
Opinion
NORCOTT, J. The defendant,
The jury was presented with the following evidence on which to base its verdict. The crimes with which the defendant was charged allegedly occurred between May 23, 2002, and December 31, 2003. At all relevant times, the minor complainant, along with her brother, P, and her parents resided in Massachusetts. The complainant‘s father was terminally ill. To prevent the complainant and her brother from seeing their father in this condition, their mother arranged for them to spend weekends and other holidays with their paternal uncle, the defendant, who lived in Connecticut. Sometimes, the defendant would pick up the children at their home in Massachusetts. At other times, he would meet their mother midway at a designated point. One day, while the complainant and the defendant were traveling in the defendant‘s car, and the complainant was sitting in the passenger seat, the defendant reached under the complainant‘s shirt and commented that “[she] was developing nicely.” The complainant was either ten or eleven years old at this time.
In a subsequent visit to the defendant‘s house, the complainant asked the defendant if they could rent and watch a movie
After that weekend, the defendant routinely would sexually abuse the complainant. The acts remained the same, i.e., digital penetration, and they would occur during car rides and when the complainant slept at the defendant‘s house. While there, the complainant and P would sleep in two separate bedrooms on the second floor. The bedroom where the complainant typically slept had a door that could not be locked. Here, after the complainant would fall asleep, the defendant would enter the bedroom and digitally penetrate her vagina. Afterward, he would sometimes whisper, “[y]ou‘re welcome,” or, “I‘m sorry, I can‘t help myself.”
The defendant continued to sexually abuse the complainant after the death of her father in January, 2002, following which her visits to the defendant‘s house became less frequent. The final act of sexual abuse occurred in the complainant‘s home in Massachusetts, in December, 2003. There, the defendant digitally penetrated the complainant‘s vagina while sharing a blanket with her on a couch. The complainant was fifteen at the time of this last act. On December 4, 2013, the complainant reported her sexual abuse by the defendant to the Connecticut State Police. The defendant thereafter was arrested and charged with one count of sexual assault in the first degree, one count of risk of injury to a child, and one count of sexual assault in the third degree.
Before trial commenced, the defendant filed a motion in limine to establish fair procedures regarding the admissibility of evidence of uncharged misconduct. At the hearing on his motion in limine, the defendant sought to exclude evidence of acts of sexual abuse committed prior to May 23, 2002, which were not charged in the information.1 The defendant also sought to exclude evidence of the acts committed in the complainant‘s home in Massachusetts, as they were outside the jurisdictional limits of Connecticut. After hearing argument, the trial court ruled that it would
I
The defendant claims that there was insufficient evidence to support his conviction of one count of sexual assault in the first degree in violation of
“The standard of review for claims of evidentiary insufficiency is well established. In reviewing a sufficiency of the evidence claim, we apply a two part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences
“While the jury must find every element proven beyond a reasonable doubt in order to find the defendant guilty of the charged offense, each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt. . . . If it is reasonable and logical for the jury to conclude that a basic fact or an inferred fact is true, the jury is permitted to consider the fact proven and may consider it in combination with other proven facts in determining whether the cumulative effect of all the evidence proves the defendant guilty of all the elements of the crime charged beyond a reasonable doubt.” (Internal quotation marks omitted.) State v. Stephen J. R., supra, 309 Conn. 593–94.
In the present case, the complainant, while testifying, first described the acts of abuse she suffered prior to May, 2002, and stated that on multiple occasions the defendant penetrated her vagina with his fingers. The complainant was then questioned as to the nature and frequency of the defendant‘s misconduct between May, 2002, and December, 2003, the period in connection with which the defendant is charged. With respect to that particular time frame, she testified that the defendant‘s “acts were all the same.” Subsequently, the following exchange occurred between the prosecutor and the complainant:
“[The Prosecutor]: Between May of 2002, specifically, the end of May of 2002 and December of 2003, when you described [the defendant] visiting your home in . . . Massachusetts, during that time frame did [the defendant] penetrate your vagina with his finger while at his home in [Connecticut].
“[The Complainant]: Yes.
“[The Prosecutor]: Can you tell us approximately how many times? Let me ask you this: Was it more than one time?
“[The Complainant]: Yes.
“[The Prosecutor]: Was it forceful or consensual?
“[The Complainant]: It was always forceful, never consensual.
“[The Prosecutor]: And were you between thirteen and fifteen years of age at that time?
“[The Complainant]: Yes.”
As our Supreme Court concluded in Stephen J. R., we conclude that the complainant in this case described the charged misconduct with sufficient specificity for the jury to determine that the unlawful conduct engaged in by the defendant was digital penetration. For the purposes of
The defendant also argues that the complainant did not identify a specific time period between May, 2002, and December, 2003, in which the acts in question occurred. In Stephen J. R., our Supreme Court noted that the requirement as to a time period was met because if the complainant provided a general time period. State v. Stephen J. R., supra, 309 Conn. 600–601. The complainant in Stephen J. R. was not required to “recall specific dates or additional distinguishing features of each incident . . . .” Id., 601. The court clarified that additional details, aside from the general time period, might be relevant in assessing the credibility of the complainant‘s testimony but would not be essential for a conviction. Id. In the words of the California Supreme Court in Jones, “[d]oes the [complainant]‘s failure to specify precise date, time, place or circumstance render generic testimony insufficient? Clearly not. As many of the cases make clear, the particular details surrounding a child molestation charge are not elements of the offense and are unnecessary to sustain a conviction.” People v. Jones, supra, 51 Cal. 3d 315.
Consistent with our Supreme Court‘s opinion in Stephen J. R., we find that the complainant testified with sufficient specificity for the jury reasonably to find the defendant guilty of all three charged offenses beyond a reasonable doubt.
II
The defendant next claims that the trial court abused its discretion by admitting evidence of uncharged misconduct because the evidence was more prejudicial than probative. He argues that the complainant testified in great detail as to the defendant‘s uncharged sexual misconduct that allegedly occurred prior to the period at issue in this case, i.e., May 23, 2002 to December 31, 2003, and as to the uncharged misconduct that allegedly occurred at the complainant‘s home in Massachusetts. The defendant argues that the complainant‘s testimony regarding sexual assaults that allegedly occurred within the period charged in the information, by comparison, was bereft of detail, and therefore that the only direct evidence of his guilt was the uncharged misconduct, which should have been excluded because it was more prejudicial than probative.6 The state argues that the court did not abuse its discretion in admitting the challenged evidence to prove the defendant‘s motive and intent or in ruling that the probative value of such evidence outweighed its prejudicial effect. We agree with the state.
“In determining whether there has been an abuse of discretion, the ultimate issue is whether the court could reasonably conclude as it did.” (Internal quotation marks omitted.) State v. Franko, 142 Conn. App. 451, 460, 64 A.3d 807, cert. denied, 310 Conn. 901, 75 A.3d 30 (2013). “[T]he burden to prove the harmfulness of an improper evidentiary ruling is borne by the defendant . . . [who] must show that it is more probable than not that the erroneous action of the court affected the result.” (Internal quotation marks omitted.) State v. Donald H. G., supra, 148 Conn. App. 407.
The challenged evidence in this case was admitted to prove that the defendant had the motive and intent to sexually abuse the complainant. The evidence allowed the jury to learn that the defendant had a sexual interest in the complainant, upon which the defendant acted by sexually abusing the complainant before and during the charged period, and by continuing to do so until the last act of abuse in Massachusetts. “When instances of a criminal defendant‘s prior misconduct involve the same [complainant] as the crimes for which the defendant presently is being tried, those acts are especially illuminative of the defendant‘s motivation and attitude toward that [complainant], and, thus, of his intent as to the incident in question.” (Internal quotation marks omitted.) State v. Gonzalez, 167 Conn. App. 298, 310, 142 A.3d 1227, cert. denied, 323 Conn. 929, 149 A.3d 500 (2016). The materiality of the defendant‘s prior misconduct to prove motive and intent in this case is therefore readily apparent. The act of abuse in Massachusetts is also material to prove motive and intent for the same reasons. The fact that it occurred after the charged misconduct does not render it inadmissible. See State v. Bunker, 89 Conn. App. 605, 632, 874 A.2d 301 (2005) (“[i]n Connecticut, as in almost all other jurisdictions, [e]vidence of crimes subsequent to the crime charged
We turn to the question of whether the challenged evidence was more probative than prejudicial. As a factual matter, we disagree with the defendant that the evidence of the charged conduct lacked specific details. After the complainant described the acts of abuse she suffered prior to May, 2002, she was questioned specifically as to the nature and frequency of the acts between May, 2002, and December, 2003, when the abuse ended. She testified that during this time, the defendant‘s acts toward her were “the same” as they had been before, all involving forcible digital penetration of her vagina, that they occurred on multiple occasions, and that they took place “in [the defendant‘s] car, on the couch, in the bedroom . . . .” The complainant further testified that on each such occasion, she would attempt to use her body to protect herself from the defendant by “clench[ing] [her] body,” but that she never was successful in stopping him. This testimony does not lack detail in comparison to the testimony pertaining to the defendant‘s uncharged sexual misconduct in the car after renting the “American Pie” movie, while watching the movie itself, or at the complainant‘s house in Massachusetts. It is therefore unlikely, contrary to the defendant‘s claim, that evidence of the uncharged misconduct unduly inflamed the jury. “Although evidence of child sex abuse is undoubtedly harmful to the defendant, that is not the test of whether evidence is unduly prejudicial. Rather, evidence is excluded as unduly prejudicial when it tends to have some adverse effect upon a defendant beyond tending to prove the fact or issue that justified its admission into evidence.” (Emphasis in original; internal quotation marks omitted.) State v. Donald H. G., supra, 148 Conn. App. 408–409.
In light of these circumstances, we cannot conclude that the trial court abused its discretion in admitting the challenged evidence. The court held a hearing and heard argument on whether the evidence should be excluded. It then analyzed the arguments in light of this court‘s decision in Donald H. G. and decided in favor of admission. Thereafter, the court gave the jury three separate cautionary instructions, twice upon the introduction of particular portions of the challenged evidence and once more during its final charge. This methodical approach negates the defendant‘s claim that the court abused its discretion by admitting the challenged evidence. The limiting instructions, which the jury presumably followed, also served, in this case, to overcome the prejudice that attends evidence of uncharged sexual misconduct. See State v. Franko, supra, 142 Conn. App. 467–68. Accordingly, we conclude that the trial court did not err in admitting evidence of the defendant‘s uncharged misconduct.
The judgment is affirmed.
In this opinion the other judges concurred.
* In accordance with our policy of protecting the privacy interests of complainants who allege that they are the victims of sexual assault and the crime of risk of injury to a child, we decline to use the defendant‘s full name or to identify the complainant or others through whom the complainant‘s identity may be ascertained. See
