*1 applied to the same set of different standards legal Since we have not been issues”). facts create different law information the administrative given enough adequately scope of the contribut- compare judge we must standards, factor and substantial factor ing application conclude that the commissioner’s board’s estoppel, doctrine of collateral as well as the subsequent decision, affirmance of the commissioner’s improper. were compensation review board is
The decision of reversed and the case is remanded to the board with commissioner, direction to reverse the decision of the remand the case to a commissioner for further to law. proceedings according opinion justices In this the other concurred.
STATE CONNECTICUT v. CARLOS DEJESUS OF
(SC 17710) (SC 17711) J., Norcott, Palmer, Vertefeuille, Sullivan, Rogers, Katz, Js. C. Zarella and *2 Argued January officially August released Darcy McGraw, special public defender, for the appellant 17710, appellee Docket No. SC in Docket No. SC 17711 (defendant).
Marjorie Allen Dauster, senior assistant state’s attor- ney, whom, brief, with on the were P. Hardy, Gail attorney, Melchiorre, state’s and Vicki senior assistant attorney, appellee state’s for the in Docket No. SC in 17710, appellant Docket No. SC 17711 (state).
Opinion
ROGERS, C. J. This case involves two separate certi
appeals. First,
appeals
fied
the state
from judgment
Appellate
Court
the conviction of the
reversing
defendant, Carlos DeJesus, for
in the first
kidnapping
degree in violation of General Statutes
53a-92 (a) (2)
§
Appellate
improperly
that the
(A),1claiming
Court
con
cluded that the kidnapping
unconstitutionally
statute is
void for
vagueness.2
DeJesus,
App.
See State
91 Conn.
47, 83, 97-98, 880
Second,
A.2d 910
the defendant
(2005).
appeals from the
judgment
Appellate Court
his conviction of two counts of sexual assault
affirming
1
provides
part: “(a)
person
§
General
in
A
Statutes
53a-92
relevant
is
guilty
kidnapping
person
degree
in the first
when he abducts another
person
(2)
(A)
and ...
he restrains the
with
inflict
abducted
intent
physical injury upon
sexually
him or violate or abuse him
2
granted
petition
appeal
judg
We
the state’s
for certification to
from the
Appellate
following
Appellate
ment of the
Court limited to the
issue: “Did the
properly
person
that no
have
conclude
reasonable
could
known
defining kidnapping
the defendant’s conduct would violate the statute
in the
DeJesus,
912, 912-13,
degree?”
(2006).
first
A.2d
Conn.
Statutes
53a-
in
in violation of General
degree
the first
in the first
kidnapping
count of
and one
(a) (l)3
that,
(a) (2) (A), claiming
of 53a-92
degree
violation
common law of evidence
despite the codification of the
court
(code),
of Evidence
in the Connecticut Code
the lib-
authority to reconsider and reverse
retains the
miscon-
uncharged
which evidence of
eral standard
assault cases.4
duct is admitted
sexual
appeal
governed
that the state’s
is
We conclude
recently
Salamon,
in State v.
principles
articulated
we
509, 542,
the liberal standard of does not plan reflect the existence of a in the defendant’s genuine Nonetheless, public policy mind. because rea- strong sons continue to exist to admit evidence of uncharged liberally in sexual cases more than misconduct assault in will cases, standard, other we maintain the liberal exception prohibition but do so as a limited to the on in the admission of misconduct evidence uncharged prove sexual assault had a cases the defendant in propensity compulsive aberrant and crimi- engage part nal sexual behavior. reverse in Accordingly, we in part Appellate and affirm Court. judgment jury reasonably could have found the following facts, Appellate as summarized Court. “At all by a pertinent times, employed the defendant was supermarket manager. chain as customer service As part employment of his duties, defendant was responsible for individuals to work at the store. hiring In year victim,5 he hired the nineteen old August, eventually and she assumed the duties of a She bagger. special had attended education classes while high difficulty school and had new tasks. Other wit- learning nesses, including police officer, the victim’s father and testified that the victim had mental abilities. also limited supervisor The victim’s immediate was someone other than but defendant defendant, managed often special the entire store and was aware of the victim’s needs. sexually
“The defendant assaulted the victim on two separate occasions 2000. The first assault occurred when the defendant instructed the victim to go payroll room, upper which is located level of the store, chair, eyes open to sit in a to close her and to *5 privacy policy protecting In accordance with our interests identify assault, through victims of sexual we decline to the victim or others identity may be ascertained. See Statutes 54-86e. whom the victim’s General the victim to her mouth. The defendant then ordered defen- so, his After she had done finger.’ ‘suck [on] perform oral sex on him. dant forced her to by the defen- “The second sexual assault committed upper occurred in the level of dant on the victim also to a room near telling go the store. After the victim to proceeded entered and to office, his the defendant and underwear and had her pants remove the victim’s victim told the defendant that she sit on desk. The that, protests want do but he her ignored did not to penetrated The defendant the victim’s remained silent. penis, with his her a deal of discom- vagina causing great away him, replace fort. was able move from her She say not clothes and leave the room. The defendant did but looked as she left.6 anything angry subsequently employment “The victim ended her at supermarket shop particular but continued to at that family. point location with her At some approached defendant the victim and her father while they father, were In with her shopping. speaking victim had been a ‘good defendant indicated employ- her her worker’ and that he wanted to resume supermarket. father, ment at the The victim’s who at sexually the defendant had that time was unaware that abused his her to return to work. daughter, encouraged an orientation required She and was to attend agreed employment. prior resuming session her spoke victim with June, 2001, “Toward the end of supermarket. again the defendant at the He instructed in the store’s empty her to wait in an room located and kissed upper level. The defendant entered the room charged the defendant with three and four of the information “Counts kidnapping stemming conduct that occurred in sexual assault and from his jury on that it could convict defendant 2000. The court instructed unanimously required agree the basis of either incident but that it was DeJesus, App. supra, 91 Conn. 51 n.2. on the same incident.” State v.
the victim on the mouth. He instructed her to sit on a shirt, chair and reached inside of her his hand placing proceeded pants on her stomach. He to remove her underwear, locked his hands behind head, her straddled sitting perform chair she was on and forced her to oral him. That minutes, sex on lasted for few after penetrated which the defendant her with his vagina finger. reported police
“The victim this incident to the department, which commenced an The investigation. defendant, police station, initially an interview at the any having denied sexual contact with the victim but any activity then recanted and stated sexual DeJesus, between them was consensual.” State supra, App. Thereafter, 50-52. the defendant was with two counts of sexual in the first charged assault degree violation of 53a-70 and two counts (a) (1), in the first in violation of 53a- kidnapping degree 92 (a) (2) (A). jury trial, the defendant’s state
During sought “[t]he testimony to introduce into aN, young evidence woman had at the who worked same store as the victim sexually and who that she also had been alleged by proffered assaulted the defendant. The state N’stesti- mony on the issues of intent and a common scheme or plan. objected The grounds defendant on the that the testimony probative was not relevant and that its value prejudicial impact. did not its outweigh presence “The court held a outside of the hearing jury which N testified and was cross- during examined defense counsel. At the conclusion of her testimony by counsel, and after listening argument permit testify the court ruled that it would N to before jury. court that it would give limiting stated testimony instruction at the of N’s and dur- conclusion jury. ing charge hired jury. She had been
“N then testified before as a cashier February, the defendant a result education classes as special N attended bagger. the defendant disability of her and told learning *7 store. about in a crowded working she was concerned paid ‘a lot of attention’ N, the defendant According made N feel uncom- to her. The excessive attention fortable. upper was level April, 2000,
“In the defendant on name store, get tag and N asked him to her new and shirt after her shift had concluded. The defendant and, him a dark after room, her to follow into signaled arrived, proceeded she he to kiss and to touch her. He arms, then her turned her around and grabbed N pressed penis his into her. The defendant restrained so that she could not move while he rubbed against point, stopped her. At some the defendant and N turned around. masturbating She observed the defendant penis. declined his invitation to touch his She recalled episode, that the entire from the time she entered the left, approximately dark room until the defendant took testimony, ten minutes. N’s the court Following gave jury Id., instruction.” 52-53. limiting jury guilty found the defendant of all of the trial charged, offenses with which he was and the court jury’s with the ver- judgment rendered accordance subsequently trial sentenced the defen- dict. The court twenty imprisonment dant to a total effective term of suspended years, after and ten years, execution sixteen years special probation. Id., 52. appealed judgment
The defendant
from the
Appellate Court,
alia,
inter
claiming,
trial court to the
unconstitutionally
(a) (2) (A)
vague
that:
53a-92
(1) §
which consisted
applied
conduct,
as
to the defendant’s
the victim
the corarse of a sexual
restraining
during
only;7 id., 83;
improperly
the trial court
(2)
assault
of the defendant’s
sexual
uncharged
admitted evidence
N
the defendant’s intent
misconduct with
to establish
respect
plan. Id.,
and common scheme or
52-65. With
Court con-
claim,
Appellate
to the defendant’s first
was not unconstitution-
(a) (2) (A)
cluded that 53a-92
ally
applied
June,
as
to the defendant’s conduct in
vague
“restraint
2001, because the defendant’s
[of
victim]
part
an
of the crime of
was neither minor nor
essential
Id.,
Appellate
assault in the first
96. The
degree.”
sexual
unconstitutionally
Court concluded that the statute was
applied
to the second sexual assault
vague
the defendant had restrained the vic-
however, because
only
necessary
accomplish
tim
to the extent
the crime
*8
improperly
(1)
trial
had:
denied
The defendant also claimed that the
court
process
by providing
jury
him due
of law
“the
with an incorrect statement
plan exception
charge
improperly
during its
and
of the common scheme or
[allowing]
and
the state to refer to N and the victim as ‘borderline retarded’
‘intellectually
DeJesus, supra,
App. 66-66; (2)
v.
91 Conn.
limited’ State
records
“refused to conduct an in camera review of the victim’s confidential
any
they
rape
to determine if
contained
evidence con
from
crisis center
ability
perceive,
cerning
capacity
to recall and to
her testimonial
and
issue”; id., 70;
(3)
at
denied the defendant’s motion
relate the events
police
suppress
made to the
because these statements
certain statements
interrogation
during
and the defen
had been made
the course of custodial
Id., 77-83;
rights.
see Miranda
dant had not been informed of his Miranda
Arizona,
436, 444,
(1966).
the
they
pursuant
were in the store
level of the store while
61; both victims
employment duties”; id.,
(3)
to their
abil-
appearance
and limited mental
age,
were similar
Appel-
ity. Id., 57,
urged
60.
the defendant
Although
to reconsider
the liberal rule of admission
late Court
misconduct under the
uncharged
for evidence of
sexual
exception in sexual assault
plan
common scheme or
Merriam,
see State
617, 661-64,
v.
264 Conn.
cases;
Kulmac,
State v.
59-63,
230 Conn.
(2003);
A.2d 895
Court declined to
Appellate
I
first address the state’s claim that a reasonable
We
person
restraining
during
would know that
victim
violates
53a-92 (a) (2) (A)
course of a sexual assault
improperly con-
and, therefore,
Appellate
Court
unconstitutionally
statute is
kidnapping
cluded that the
to the second sexual assault
2000.
applied
vague
reversed
Appellate
properly
that the
We conclude
conviction,
reasoning
but our
differs
the defendant’s
that the
Appellate
that of
Court. We conclude
from
statutory
principles
appeal
governed
state’s
Salamon,
recently
articulated
this court
we determined that the
supra,
wherein
prevent
an intent “to
requires
crime of kidnapping
period
for a
of time or to
longer
victim’s liberation
necessary to commit
than that which is
greater degree
we conclude that
Accordingly,
crime.”
underlying]
[an
trial on the charge
defendant
is entitled to a new
jury prop-
in the first
wherein
kidnapping
degree
*10
the element of intent.
erly is instructed on
scope of
analysis with the nature and
our
begin
We
claims that the
appeal. The state
the state’s claim on
kidnap-
that the
concluded
Appellate
improperly
to a
applied
vagueness
is void for
statute
ping
incidental to the
limited in duration and
restraint that is
state contends
Specifically,
assault.
crime of sexual
of 53a-92 (a)
Court’s construction
Appellate
that the
long-standing
with this state’s
is inconsistent
(2) (A)
does
statute
jurisprudence holding
kidnapping
. . .
any
requirement[s]
minimal “time
for
impose
not
aspor-
. . .
requirement for
any
nor
distance
restraint,
Chetcuti,
377 A.2d
tation”; State
165, 170,
v.
173 Conn.
encompasses
“integral
conduct that is
(1977);
underly-
separate
of a
incidental” to the commission
or
State
v.
quotation
omitted.)
marks
(Internal
crime.
ing
In Sala-
A.2d 767
Vass,
604, 614,
(1983).
191 Conn.
mon, however, we
recently reconsidered and reversed
that the crime
jurisprudence holding
long-standing
our
restraints that are neces-
encompasses
of kidnapping
separate
of a
sary
incidental
to the commission
Luurtsema,
crime; see, e.g., State
v.
underlying
201-203,
concluding
In we reconsidered our of the kidnapping statutes, General Statutes 53a-91 et § Salamon seq. Id., 528. The female victim in had been by approached assaulted the defendant when he victim from behind at a train late station Stamford Id., at 515. As the victim was night. ascending flight stairs, the defendant her the back of the grabbed neck, causing fall, her to and held her down her hair attempted when get up. she When the victim began scream, punched defendant her the mouth and attempted fingers to insert his into her throat. Id. The eventually herself, victim freed and the defendant fled. Ultimately, the defendant was with charged kidnapping in the second in violation degree of General Statutes unlawful 53a-94, restraint the first in viola- degree § injury tion of General Statutes 53a-95, and risk of a child in (Rev. violation of General Statutes to 2001) Id., 512-13, 53-21 At (a) (1). trial, 516. the defendant jury requested that, jury] instruction “if found [the that the restraint involved in the alleged kidnapping victim, was incidental to the defendant’s assault of the required then it was to find the guilty defendant not Id., in the second kidnapping degree.” 516. The trial court to give declined that instruction.
In Salamon, request, at the defendant’s we reexam- interpretation ined our long-standing of the kidnapping encompass merely statutes to even restraints that were crime, incidental to the commission of another such as robbery. assault or Id., 528-48. the state relied Although acquies- on the doctrines of stare decisis and legislative support cence in of its contention that we should not prior persuaded, revisit our we were after holdings, careful doctrines, [they consideration of both “that sufficiently not weighty to bar reconsideration were] prior precedent of our stat- interpreting kidnapping Id., analysis, utes.” 519. In our we that “all recognized prior application of our cases relied on a literal [had] and con- statutes,” kidnapping our language to the literal to adhere we were not bound cluded that would lead to when it application language Id., results.” or bizarre anomalous “unconscionable, 1977, when this that, noted “since Moreover, we 524. conviction kidnapping a claim that a rejected court first *12 a restraint involving conduct be based on could not of another merely incidental to the commission that is reached many other states have the courts of crime, kidnapping their contrary interpreting conclusion in a determined that result, As a we Id., statutes.” 526-27. undertake “an Salamon was appropriate an case to statutes analysis kidnapping of whether our extensive given that we have warrant the broad construction Id., them.” 524. 1977, our Salamon revealed that since inquiry
Our
offense
consistently has concluded that the
case law
of intent
requires proof of the element
kidnapping
the victim was
require proof
not
that
only, and “does
of time or moved
any
period
confined for
minimum
were
any
Id.,
holdings
minimum distance.”
532. Our
statutory
defi
application
literal
premised on the
“
“
”11
”10
‘abduct,’
‘restrain,’
terms
nitions of the
requirement.
a time or distance
neither of which contain
application, we consis
531-32. Under this literal
Id.,
“
”
(1)
term
as “to
§
Statutes
53a-91
defines the
‘[Restrain’
General
intentionally
unlawfully
person’s
in such a manner
a
movements
restrict
liberty by
place
substantially
moving him
one
with his
from
as to interfere
by
place
another,
confining
restriction
him either in the
where the
or
moved,
place
been
without consent.
or in a
to which he has
commences
means,
to, (A) deception
limited
‘without consent’
but is not
As used herein
victim,
whatever, including acquiescence
(B) any
if he is
means
parent,
years
incompetent person and the
an
less than sixteen
old or
child
custody
person
having
guardian
lawful control or
or institution
or other
acquiesced in the movement or confinement.”
him has not
”
(2)
as “to restrain
defines the term"
§
Statutes 53a-91
‘[a]bductf
General
(A) secreting
prevent
or
person
either
his liberation
with intent to
found,
using
likely
(B)
place
or
holding
not
to be
him in a
where he is
threatening
physical force or intimidation.”
to use
tently
may
held that “a defendant
be convicted of kid
upon proof that he restrained a victim when
napping
that restraint
accompanied
requisite
intent.”
statutory
Id., 534. Closer examination of the
language
in Salamon, however,
“previous
revealed that
decisions
. . .
explored
parameters
intent,
not
of that
[had]
particular,
prevent
how the ‘intent to
[a victim’s]
liberation’; General Statutes
53a-91
that
(2);
is, the
necessary
intent
to establish an abduction, differs from
substantially
the intent ‘to interfere
with [a victim’s]
liberty’;
is,
General Statutes
53a-91
the intent
(1);
necessary to establish a restraint.
an
Certainly, when
substantially
individual
intends
to interfere
with
person’s liberty,
keep
another
he also intends to
person
point
from
. . .
at which an
escaping
[but]
liberty
intended interference with
crosses the line to
prevention
become an intended
of liberation is not
*13
Salamon, supra,
clear.” State entirely
To resolve the
created
we
ambiguity
to “the
law
history
turned
common
kidnapping,
and circumstances
surrounding
promulgation of our
kidnapping
policy objectives
current
statutes and the
statutes,
those
we . . .
animating
[and]
conclude[d]
Our
a
following:
legislature,
replacing
single,
broadly
a
kidnapping provision
gradated
worded
with
scheme that
from unlawful
distinguishes kidnappings
presence
prevent
restraints
of an intent
a
scope
victim’s
intended to exclude from
liberation,
kidnapping
of the more serious crime of
and its accom-
move-
or
penalties those confinements
panying severe
merely incidental
a victim that are
ments of
against
of another crime
necessary for the commission
a
otherwise,
kidnapping
to commit
that victim. Stated
must
crime, a defendant
conjunction with another
longer
liberation for a
prevent
the victim’s
intend to
than that which
to a
period
greater degree
of time or
542. We
necessary
Id.,
commit the other crime.”
is
not refute the
holding
long-stand-
clarified that our
did
or
period
degree
minimum
of restraint
rule that no
ing
necessary
kidnapping,
is
to establish
of movement
or movement
that,
but established
when confinement
merely
crime,
to the commission of another
is
incidental
or
principle is whether the
guiding
[confinement
“[t]he
substantive
part
was so much a
of another
movement]
not have been
crime that the substantive crime could
quota-
without such acts . . . .” (Internal
committed
omitted.) Id.,
tion marks
546.12
of the victim
“Whether the movement
confinement
merely
necessary for another crime
incidental to and
depend
particular
will
on the
facts and circumstances of
reasonably
Consequently,
each case.
when the evidence
merely
supports that the restraint was not
finding
other, separate
incidental
to the commission of some
must be made
crime, the ultimate factual determination
purposes
that determina-
jury.
making
For the
to consider the vari-
tion,
jury
should be instructed
nature and duration
factors,
relevant
including
ous
*14
by the defen-
of the victim’s movement or confinement
occurred
whether that movement or confinement
dant,
offense; whether
separate
commission of the
during the
separate
in the nature of the
the restraint was inherent
the victim from
prevented
whether the restraint
offense,
Salamon, supra,
n.21,
we also noted that
In
summoning the defendant’s detection, risk of and whether restraint created a significant danger or increased the independent victim’s risk of harm posed that separate Id., offense.” 547-48.
Applying Salamon, standard to the facts of we juror concluded “a reasonably that could find that the merely defendant’s restraint of the victim was not inci- dental to his assault of the victim. The victim testified defendant, her, forcibly that the after accosting held her down for five minutes or more. the defendant Although punched the victim once fingers and shoved his into mouth, very her that conduct was brief contrast the extended duration of the defendant’s restraint of the victim. In light evidence, moreover, juror a reasonably could find pulled the defendant victim to the ground primarily purpose for the her, and that he restraining put struck her and his fin- gers her mouth in an effort to subdue her and to prevent her from for screaming help so that she could escape. not In such circumstances, say we cannot necessarily the defendant’s restraint of the victim was incidental to his assault of the victim. Whether the defendant’s conduct constituted a there- kidnapping, fore, question by prop- factual for determination erly jury.” Id., instructed 549-50. Accordingly, we reversed the defendant’s kidnapping conviction and jury remanded the case for a new trial wherein the properly is instructed on the element Id., of intent. 550.
Indeed, our research has revealed appro- that the priate remedy impropriety for the instructional identi- fied Salamon is to reverse the defendant’s kidnapping conviction and to remand the case to the trial court for a new trial. It is well established that instructional impropriety “trial constitutes error” for which the appropriate remedy trial, is a new rather than a judg- acquittal. Supreme ment of As the United States
435 States, 437 U.S. 1, 15, 98 v. United in Burks observed for trial “reversal L. Ed. 2d 1 (1978), 57 S. Ct. insufficiency, evidentiary from error, distinguished that the the effect a decision to not constitute does it such, As its case. prove has failed to government or innocence guilt respect with implies nothing that a determination Rather, it is the defendant. of judicial process through has been convicted defendant respect, e.g., in some fundamental which is defective evidence, incorrect rejection or receipt incorrect When this misconduct. instructions, prosecutorial obtaining in has a interest occurs, strong the accused error, just as of his free from readjudication guilt a fair that the society insuring a valid concern for maintains punished.” are guilty Appeals the United States Court
The decision of Ellyson, Circuit in United States v. for the Fourth point. on this is instructive Cir. also (4th 2003), F.3d 522 Ellyson, was tried and convicted In the defendant of 18 U.S.C. in violation pornography child possessing prohibited which (2002), (5) (B) (b) (2) 2252A (a) to be of a “appears an image possession . . . .”18 sexually explicit conduct minor engaging Ellyson, United States 2256 (8) (B) (2000); U.S.C. § conviction, the defendant’s supra, Following 525. its decision Ash- Supreme Court issued United States Speech Coalition, U.S. S. Ct. v. Free croft wherein it determined (2002), L. Ed. 2d 403 1389, 152 engage freedom to “abridges the (8) (B) therefore, and, speech” of lawful a substantial amount Id., light 256. In “is and unconstitutional.” overbroad Coalition, Fourth Circuit Court Speech of Free because the defendant’s conviction Appeals vacated the definition improperly on been instructed jury had Ellyson, supra, United States pornography. of child not have the court did the district course, (“Of time it issued Speech Coalition at the benefit of Free *16 436
its
jury.
instructions to the
Indeed,
trial,
at the time of
the court’s instructions were consistent with circuit
precedent
a
rejecting
constitutional challenge to the
‘appears to be’
language
(8)
Elly
In
(B)].”).
§[of
son, the court noted that
conclusion does not
“[t]his
end the matter because we must determine whether
government may retry
or whether
[the defendant]
he is entitled to an outright reversal and judgment of
acquittal.” Id.,
rejected
531-32. The court also
the defen
dant’s claim that he was
acquit
entitled to a
of
judgment
tal because a new trial would violate the double
jeopardy clause of the federal constitution. The court
that,
reasoned
circuit law at the
trial,
time of
“[u]nder
the government presented more than sufficient evi
support
dence to
a guilty verdict against
defen
[the
Speech
Prior to Free
Coalition,
the government
dant].
satisfy
could
its burden
showing that
defen
[the
child pornography ‘appealed]
to be of a minor’
dant’s]
under
(8) (B),
unnecessary
it was
for the
government
offer evidence that a
depicted
minor
in
a given
was an actual
image
computer-
child and not a
generated image.” Id.,
“Thus,
532.
jeopardy
the double
concerns
preclude
that
the government from
having
second opportunity to build a case
a defendant
against
when it failed to do so the
present
first time are not
Any
here.
insufficiency
proof
was caused
the sub
sequent
in the
change
Speech
law under Free
Coalition,
not the government’s failure
Id.,
to muster evidence.”
533; see also United
v. Pearl,
States
We that recognize we reversed the defen- 608, 625, (2008), 949 A.2d first degree in the kidnapping dant’s conviction with court direction remanded the case trial “no acquittal, judgment reasoning to render a convicted defendant jury reasonable could have Salamon.” light holding our kidnapping we explicitly Furthermore, acknowledge we was rejected dissent’s assertion that the defendant *17 jury, properly to a trial before a instructed entitled new state acquittal, rather than a because the judgment jury case “had no when its to the knowledge presenting necessary was to the defendant that it [establish a period had to restrain victim for longer intended necessary was to degree of time or to a than greater (Zarella, J., accomplish underlying Id., 654 crime].’’ however, analysis, In of the dissenting). light foregoing persuaded we are that our conclusion there should Sanseverino have been was judgment acquittal remedy in incorrect, proper and that that case a new Accordingly, should have been trial.13 our conclu- sion in Sanseverino hereby is overruled.14 note, decision, for We as of the date of release of this a motion pending was reconsideration of our decision Sanseverino before will in due court. We consider the merits of that motion course. that, by overruling determination in Sansever dissent contends our remedy appropriate judgment acquittal, was than a ino that rather disagree. trial, We new we the doctrine of stare decisis. Stare decisis violate Experience an end . . . and often does demonstrate “is not in itself. can justice rule, sound, serve better. that a modification to once believed needs genius growth flexibility capacity of the law is its for . . . The and common relevance, adaptation. Indeed, . . law to have current courts and . is [i]f capacity change to a rule of law when reason so must have exert the many requires. recognized . . . court . . . times that there has [Thus] [t]his omitted; exceptions (Citations internal are to the rule of stare decisis.” 633, 985, 691, quotation omitted.) Skakel, State v. 276 Conn. 888 A.2d marks denied, 1030, light 578, (2006). 127 S. Ct. L. Ed. 2d 428 In cert. 549 U.S. States, inescapable persuasive logic reasoning v. of Burks United supra, 532-33, supra, Ellyson, v. 437 U.S. United States F.3d compelled Pearl, supra, conclude 324 F.3d we are United States wrongly that Sanseverino was decided. Indeed, appears the nature of the defendant’s the dissent to concede that insufficiency truly evidence was not claim Sanseverino one present
Tinning case, jury we note that the was not that, instructed to find the defendant guilty the crime of in the kidnapping first it must find degree, that the defendant had intended prevent “to the victim’s liberation for a period of time or longer to a greater degree than that which necessary to commit [the Salamon, supra, crime.” underlying] 542. The defendant therefore could have been convicted on the basis of under Salamon, does which, conduct not violate the kidnapping statute. Accordingly, we con- clude, on this alternate ground, Appellate that the properly reversed the defendant’s kidnap- conviction of ping in the first degree.15
We next address the appropriate remedy. The defen-
dant does not challenge
sufficiency
of the evidence
support
his
conviction
kidnapping
under the law as
it
Salamon.
prior
existed
Indeed,
such a claim would
under State v. Luurtsema,
because,
fail
supra, 262
201-203,
Conn.
the defendant’s restraint of the victim
*18
support
sufficient to
a kidnapping conviction as long
accompanied by
as it is
requisite
the
intent, even if such
restraint is
“integral
incidental to the crime of sexual
.
.
assault
.
.” (Internal quotation marks
Id.,
omitted.)
because,
notes,
jeopardy
as the dissent
the double
clause of the federal
precluded
remanding
constitution would not have
this court from
that case
Rather,
applied
for
insufficiency
a new trial.
the dissent claims that “we
[the
jurisprudential
of the
framework in . . .
evidence]
Sanseverino due more to
prevail
concerns” because “it was clear that the state could not
on retrial
agree
that,
under the new rule set forth in Salamon." We
with the dissent
given
Sanseverino,
unlikely
the facts adduced at trial in
it was
that the state
proffer
would have been able to
sufficient additional evidence on retrial to
satisfy
Nonetheless,
court,
the Salamon rule.
it is not the function of this
appellate tribunal,
deprive
opportunity.
as an
the state of that
See State
Lawrence,
141, 156,
(2007) (function
appellate
282 Conn.
n claim this corut We next address the defendant’s has the reconsider the liberal standard for the admission of sexual evi- uncharged misconduct despite adoption in sexual dence assault cases codifying the code the common-law rules of evidence. The defendant be that the liberal standard of admission should claims inadequate to overruled because it is demonstrate plan mind, of a in the defendant’s genuine existence secretive, of a sexual nature are neither more crimes *19 nor than crimes of a nonsexual pathological aberrant adoption the agree nature. We with the defendant inherent of the code did not divest this court of its adjudicative develop common-law case-by-case basis. the rules evidence on change of that, in of light further with the defendant agree We scope nature and recent clarification of the our plan exception common scheme or in State v. Randolph, supra, Conn. evidence of miscon- uncharged duct admitted under the libera! ordinarily standard does not reflect the existence of a genuine plan in the defen- dant’s mind. Nonetheless, given highly secretive, aberrant and frequently compulsive nature of sex crimes, we conclude that the admission of uncharged misconduct evidence under the liberal standard is war- and, ranted therefore, adopt we this standard as a lim- exception ited to 4-5 (a) code, prohibits which “[ejvidence admission of crimes, of other wrongs or acts of a person prove ... the bad character or criminal tendencies of person.”
Before addressing the merits of the
claim,
defendant’s
we review our jurisprudence regarding
admissibility
evidence
uncharged misconduct. “As a general
rule,
prior
evidence of
misconduct
is inadmissible to
prove that a criminal defendant
is guilty of the crime
of which the defendant is
.
accused.
. . Such evidence
cannot be used to suggest that the defendant has a bad
propensity
character or a
for criminal behavior.
. . .
On the other hand, evidence of crimes so connected
principal
with the
crime
circumstance, motive,
design, or
peculiarity,
innate
that the commission of
the collateral
directly
prove
crime tends
the commis-
principal
sion of the
crime, is admissible. The rules of
policy
application
have no
whatever to
any
evidence of
crime which directly
prove
tends to
that the accused
guilty
specific
offense for which he is on trial.
.
.. We have developed a two part test to determine
admissibility
of such evidence. First, the evidence
must be relevant and material
to at least one of the
circumstances encompassed by
exceptions.
. . .
Second,
probative
value of the evidence must out-
weigh
prejudicial
its
.
effect.
. . Because of the diffi-
culties inherent
in this
process,
the trial
balancing
only
court’s decision will be reversed
abuse of
whe[n]
*20
injustice appears
an
manifest or
discretion
whe[n]
there-
court,
... On review
done.
to have been
in
given
should be
presumption
every reasonable
fore,
. . .
ruling.
trial court’s
favor of the
admissibility of evidence
which the
“The standard
will
generally
is measured
misconduct
uncharged
which the evi-
purpose for
two factors: the
depend on
with which
type of crime
offered, and the
dence is
example, when a
For
charged.
has been
the defendant
crime and evidence
with a sex
charged
defendant is
to establish
is offered
sexual misconduct
uncharged
plan
scheme or
defendant had a common
that the
admissibility
proffered
crimes, the
in sex
engage
a liberal standard.”
pursuant
evidence is evaluated
omitted.)
marks
quotation
internal
omitted;
(Citations
Thus,
With this
codified
the code
of whether
predicate question
*21
common-law
foregoing
admissibility
standards of
for
uncharged misconduct evidence in sex crime versus
nonsex
proper
crime cases. The
construction of the
presents
code
question
us with a
of law over which our
Whitford,
State
plenary. See,
review is
v.
e.g.,
260 Conn.
610, 640,
Subsection 4-5 of the provides code crimes, person other or acts of a wrongs “[e]vidence is inadmissible to prove the bad character or criminal tendencies of that person.” Subsection (b) 4-5 of provides, the code however, that of other “[e]vidence crimes, -wrongs person or acts of a is admissible for purposes specified other than those in subsection (a), 16 previously observed, properly As we have the code “cannot be under accompanying [cjommentary. [cjommen stood without reference to the tary provides necessary [cjode, context for the text of the and the text [cjode expresses general of the in terms the rules of evidence that the cases [cjommentary Additionally, [¡Judges cited in the have established. . . . they step formally adopted [cjode. took an unusual when Unlike other situations, [jjudges, rules, voting guided in which the when on are but formally adopt commentary [rjules [cjommittee do not submitted normally accompanies proposed changes, adopting [cjode rule formally [jjudges adopted [cjommentary as well. This is the first [jjudges Thus, [cjode together time that the have done so. must be read [cjommentary fully properly with its in order for it to be understood.” (Citation omitted; quotation omitted.) Pierre, internal marks State v. 42, 60, 474, denied, 1197, Conn. 890 A.2d cert. 547 U.S. 126 S. Ct. (2006); Daley McClintock, 399, 408, L. Ed. 2d 904 see also Borden, (2004); (Very) A.2d 972 D. “The New Code of Evidence: A Brief Overview,” (1999). Introduction and 73 Conn. B.J. identity, malice, motive, com- prove intent, such as to plan mon accident, of mistake or scheme, absence activity, or an element system of criminal knowledge, testi- prosecution orto corroborate crucial crime, of the The code does not articulate mony.” added.) (Emphasis standards to be used ascer- particular standard or pro- misconduct evidence is uncharged whether taining plan. of a common scheme or bative of the existence conjunction construed, however, must be Section 4-5 code, provides 1-2 which that one (a) with § adopt Connecticut purposes [cjode *22 [is] “[t]he as rules of case law the rules of evidence regarding D., . . . .” Cf. In re William 284 Conn. 305, 313, court always pre- 1147 (2007) (“[T]he legislature 933 A.2d a harmonious and consistent sumed to have created statutory construc- body of law .... tenet of [T]his . . . to read statutes requires together tion court] [this subject matter .... they when relate to the same a statute meaning of Accordingly, determining [i]n issue, at but also only provision ... we look not at the statutory ensure the coher- to the broader scheme to quotation marks ency of our construction.” [Internal 1-2 commentary (a) The official omitted.]). intended to maintain explains
code
that “the
was
[c]ode
rules of
quo, i.e., preserve
the status
the common-law
they
prior
adoption
[c]ode,
evidence as
existed
modify any prior
adoption is not intended to
its
[and]
interpretation of those rules.” Consistent
common-law
code,
we conclude that
purpose
with the stated
of this
jurisprudence
codified the common-law
4-5§
admission of
miscon-
concerning
uncharged
state
plan excep-
under the common scheme or
duct evidence
by which such
tion,
the liberal standard
including
in sex crime cases and the strin-
evidence is admitted
is admitted in
by which such evidence
gent standard
Pierre,
nonsex crime cases. See State
42,
277 Conn.
common-
A.2d 474
8-5
of code codified
60,
(§
[1] [C]
rule
admission
jurisprudence concerning
allowing
law
pur
for substantive
prior
inconsistent
statements
denied,
cert.
poses
circumstances),
under certain
L. Ed. 2d 904
2873,
(2006);
126 S. Ct.
U.S.
4-4 of code
supra,
(§
Having concluded evidence in sexual misconduct uncharged admission code, codified in the we next sex crime cases has been we have the to reconsider address whether previously explained, purpose one this standard. As commentary to 1-2 is to code, (a), as stated statutory codify the common law and certain identified place and to them rules of evidence as rules of court readily body of rules to which the “into a accessible conveniently may refer.” Section 1-2 profession legal purpose stated provides of the code second (a) *23 promote growth development the and the law is “to of through interpretation the and evidence [c]ode of that truth through judicial making rule to the end may justly determined.” proceedings be ascertained and that the Although judges it is clear (Emphasis added.) Superior of the Court intended the law of evidence to “interpretation future develop through and grow “judicial rule through making,” of the and [c]ode” 1-2 unclear. (a) of these two terms in is meaning § analysis interpretation. with the term begin We our hand, process interpretation On the one because the commonly explain is understood to mean to or to con- Dictionary Lan- strue; English American of the Heritage that term argued Ed. it could be guage (3d 1992); authority of the was intended to limit the common-law code in a man- construing and explaining courts they explain in which and construe ner similar to that See, by e.g., enacted the legislature. statutes A.2d 101 Sawyer, 331, 373-74, (2006) the other J., dissenting and On (Borden, concurring). promote is intended “to hand, “interpretation” because evidence,” law of development and of the growth “development” and both denote “growth” and the terms appears evolution and it change, progress, may have intended the Superior of the judges the com- broadly descriptive term to be construed adjudicative pursuant function to which evi- mon-law developed, and dentiary historically grown law has prescriptive a limitation on that function. rather than as commentary interpre- 1-2 the latter (a) The bolsters § is “[c]ase-by-case adjudication tation stating integral growth development evidentiary and, thus, law definition of the will be future [c]ode of the primarily interpretation effected through [c]ode judicial added.) rule through making.” (Emphasis impor- emphasis commentary places that the on the “ adjudication” in the [c]ase-by-case growth tance of evidentiary phrase synonymous development law, development principles of legal through with the adjudi- case-by-case traditional method of common-law narrow, rather than a con- cation, supports broad, struction of the term. “judicial term rule mak-
Likewise, meaning the term equally Although 1-2 unclear. ing” (a) reasonably may be to refer to codified rules construed adopted of court vote of the commentary to 1-2 indicates that the Court, (a) *24 all broadly be construed to include eviden- term should by judicial branch, tiary developed regardless law the adju- it derives from an administrative or an of whether 1- example, commentary For the to § dicative source. that the was intended to provides [c]ode “[b]ecause the common-law quo, i.e., preserve maintain the status of they prior adoption existed rules evidence of modify any is not intended to adoption its [c]ode, the those rules.” interpretation of common-law prior commentary 1-2 the to § Because added.) (Emphasis case-by-case via evidentiary developed law refers evidence,” it adjudication as “rules of common-law Superior Court intended that the of the appears judges evidentiary include “judicial rule making” the term adju- case-by-case common-law developed through law 1-2 very least, (a) it is unclear from § At the dication. the commentary whether accompanying and its the abrogate Court intended to law develop and the appellate change courts to of adjudication case-by-case via common-law of evidence history purpose we turn to the and, accordingly, ambiguity.17 to resolve this of the code clause,” code, “[slaving (b) also § 1-2 of the entitled 17 Subsection of (a). (b) supports § 1-2 of of subsection Subsection a broad construction prescribe governing provides: does not a rule code “Where the [e]ode by admissibility evidence, governed principles shall be the court they may interpreted light in the of reason and the common law as be required by experience, except the constitution of the United as otherwise state, States, Statutes or the Practice the constitution of this the General precluding provisions not be construed as The shall Book. [c]ode evidentiary any recognizing rules not inconsistent with from other court commentary explains (b) provisions.” to 1-2 of the code such “[sjubsection (b) with the situation in which courts are faced addresses expressly Although evidentiary issues not covered [c]ode. [c]ode every evidentiary matters, possibly it address will address most cannot might during (b) evidentiary arise trial. Subsection sets forth issue that guided in such instances. which courts are to be the standard every evidentiary issue, “Precisely it cannot address the [c]ode because admissibility governing set rules is not intended to be the exclusive precluded Thus, (b) is not subsection makes clear that court of evidence. evidentiary recognizing rules not inconsistent with the from other [c]ode’s provisions.” (Emphasis added.) “evidentiary First, governs might (b) arise §of 1-2 issue[s] subsection exclusively Superior Courts, therefore, applicable during and, trial" added.) Appellate (Emphasis to this court. Conn. rather than to the Court or commentary. specifies, (b), (b) §As 1-1 of the code Evid. 1-2 “[t]he Code superior applies proceedings court in which facts to all [c]ode provided by [c]ode, found, except dispute the General as otherwise are that, Second, (b) § 1-2clarifies Book.” subsection Statutes or the Practice *25 adoption code, Prior to the of the “the law of evidence [solely] courts was found in applied Connecticut court in enactments decisions and rules of the E. Prescott, of the C. Tait & Connecticut legislature.” attorneys p. Evidence Ed. xlix. Because both (4th 2008) lacked a concise and authoritative resource judges evidence, rules of summarizing applicable the “[dis- evidentiary putes about rules to time con- [contributed] both at the trial court level and on suming arguments appeals.” Report Biennial of the Connecticut Judicial July 1,1982-June 30,1984, p. 57. To amelio- Department: Ellen A. problem, rate this former Chief Justice Peters report judicial in the 1984 biennial of the suggested that “it would be of benefit to department great practitioners Assembly, if the General after a thor- study ough principles evidence, of the enacted code Id. of evidence.”
“By
24, 1991,
October
the co-chairmen
letter dated
Judiciary
Assembly
of the
of the
Committee
General
Law
requested that the Connecticut
Revision Commis-
study
feasibility
‘the
(commission),
legisla-
sion
study
tive enactment of an evidence code’ and that the
”18
an
Tait &
‘include
draft bill for
evidence code.’
C.
despite
adoption
code,
Superior
Court
retains
promulgate
prevailing
to
rules of evidence
the absence of a
common-law
and,
such,
simply preserves
long-standing
code
it
rule codified
adjudicative
constitutional and common-law
function of the
See,
Valenti,
e.g.,
Conn.
vis-á-visthe law of evidence.
American Oil Co.
admissibility
349, 356,
(“[t]he
generated
(1979)
E. Supreme Court Justice David explains code that “[then] *26 committee of the M. was asked to chair Borden [the] proposed code with charged drafting [commission] members of evidence for Connecticut. The [the] Professor Colin C. Tait of committee included: drafting University Law; Supreme School of of Connecticut Paul Katz; Appellate Judge Joette Court Court Justice L. Foti; Superior Aurigemma, M. Court Julia Judges Q. attorneys Joseph Koletsky; Freed and Robert Samuel Bruckmann, Wil- Adelman, Jeffrey Apuzzo, Joseph B. G. Gill, David Susann E. Donald R. III, Elliot, liam Dow and Holtman, Lowry, Scholl, Houston Putnam Jane S. W. Law Revision Commission mem- Wiechmann; Eric FitzGerald, Representative P. Arthur J. bers Jon [State] O’Neill, Superior Solomon, Court Elliot N. and Judge Upson; Senator Thomas F. and [State] [commission] attorney Jo A. Roberts and staff senior [commission] attorney Eric M. Levine. completed Sep-
“The committee its work drafting tember, public comment, 1997.After the draft- receiving product to the . . . committee submitted its work ing adopt proposed which voted to code [commission, commentary in December, Thereafter, 1997. proposed commentary code and were submitted to the Judiciary Assembly for Committee of the General con- the 1998 session. Before during legislative sideration however, certain mem- session, commencement of the Assembly suggested that, bers of the General had for reasons, adopted, various a code of evidence should be all, by Superior pursuant if at judges of rule-making legislation. to their rather than Judiciary Supreme then Thus, urged Committee Court Chief Justice Robert J. Callahan to have the to, studying recommending proposed changes law limited of this state. See General Statutes 2-87. Superior Court consider adopting pro-
posed code as rules of court.”19 “Their thought, with which the Rules Committee of the Court ulti- mately agreed, was that it would be easier to amend time, arose, by from time to as the need rule [c]ode rather than legislation, adopting [c]ode a set of rules of court rather than as would legislation political insulate such from the arena.” D. changes Bor- den, “The New Code of Evidence: A Brief Intro- (Very) duction and Overview,” 73 Conn. B.J. 211 (1999). explains,
As the foreword to the code response, “[i]n Chief appointed Justice Callahan a committee to con- *27 19“By 3, 1998, Judiciary letter dated March the then co-chairs of the Callahan, Committee wrote to Chief Justice . . . as follows: Callahan, “Dear Justice you aware, drafting I “As am sure are since 1993a . . committee of the . [cjommission codify preparing existing has been a code of evidence to drafting by case law. Connecticut The committee was chaired Associate highly panel distinguished . . . Justice Borden and included a of Connecti- legal practitioners, including Katz, Judges cut scholars and Justice . . . Aurigemma Freed, Koletsky, Tait, . . . . . . and . . . and Professor . . . drafting co-author of Handbook of Connecticut Evidence. The committee completed proposed its work in December 1997and the code has now been approved by promulgation for the . . . [commission. [j]udiciary [cjommittee, pro- “As of the we believe that the [c]ochairmen posed accurately encompasses code Connecticut’s rules of evidence attorneys litigating presiding judges. form that will be most useful to and appropriately promulgated We also believe that the code would more be legislation Assembly. rules of court rather than as of the Connecticut General existing must, future, The code reflects court-made law and in the remain responsive judicial are, therefore, submitting proposed concerns. We the possible adoption Department. code for consideration and of the Judicial adoption appropriate code, by “Because of an whether rule of court or by legislation, importance, any continuing is of vital we have a interest respect proposal. you, therefore, action that is taken with to this Would kindly prior any legislative advise us to the 1999 session of action that the Department may taking intending respect Judicial be to take with are, course, the code at that time? We available to discuss matter further. . . . “Sincerely, Williams, “Senator E. Donald Jr. “Representative Michael P. Lawlor “Cochairmen, Judiciary . Connecticut Committee . . .” C. Tait & E. Pres- cott, supra, 1.1.3,pp. 8-9. commentary and its proposed and code
sider review Superior This adoption by Court. judges for Katz and included by was chaired Justice committee Schaller, Barry Superior R. Court Appellate Judge Court Bishop, A. Thomas J. Thomas Judges Aurigemma, Kavanewsky, Koletsky, Freed, Jr., John F. Corradino, attorneys Rush, Tait, and and William B. Professor pro- This reviewed the Roberts and Levine. committee commentary 1998, from until posed June, and code 1998, parts made to various thereof September, changes product its work to the Rules and then submitted final Rules unani- approval. Committee for The Committee mously proposed commentary. and approved the code commentary and were Thereafter, proposed code finally June, and subject public to a hearing judges on June 1999. adopted were “An committee was created oversight adopted they [c]ode, Court when development purpose monitoring for recommendations for future revision making [c]ode membership of the com- clarification. current (chair), Superior mittee includes: Justice Katz Beverly Bishop, Corradino, J. Kava- Judges Hodgson, newsky, Koletsky, attorneys R. Sheldon, Michael *28 Wiech- Adelman, Bruckmann, Gill, Steigelfest, Jack G. mann, . . . Professor Tait. The over- and Levine and October, 1999, committee convened in and sight recommended minor and com- changes [c]ode mentary developments in primarily on recent based were approved law. Those recommended changes October, 1999, Rules Committee then Superior and judges November, Court ultimately incorporated were into the final version of January 1, on 2000. [c]ode,” which became effective history
The that was reflects the code foregoing bar provide intended to the bench and the with a concise and authoritative restatement of state’s common statutory law and identified rules of evidence so that disputes application evidentiary over the rules could efficiently. D. quickly Borden, be resolved See supra, 73 Conn. B.J. 212 rationale for (“The having will is that it be easier and more efficient for all [code] of the relevant actors in the litigation process -judges — lawyers code, have a stated in concise and —to familiar It will form, black letter to which to refer. be printed separate paperback volume, in a like the new every Practice Book will format, judge have with him bench, practitioner or her on the and each will be Thus, everyone able to to court with him or her. bring will phrase.” be on the same to coin a page, [Internal quotation Turner, marks omitted.]); J. “Uniform or L. Straightjacketed Justice?” 26 Conn. Trib. No. Janu- ary 17, 2000, p. quoted Superior author (The Judge John J. “There are no losers with Langenbach: helpful attorneys the new code .... It’s to me and the .... You can have a five-minute and discus- argument sion, opposed to those that on for a time.” go long quotation marks omitted.]). [Internal history The foregoing support does not the conclu- sion, however, that the code was intended to divest court of its change develop inherent case-by-case the law of evidence through common-law adjudication. transcript 28,1999 of the June annual meeting Court, at which adopted, the code was indicates that Justice Borden explained purpose of the code as follows: “the ratio- is, nale behind the that it will be more efficient [c]ode process for all in the to have a stated litigation [c]ode in a concise and familiar form to which to refer.” There was no discussion effect, any, adoption if upon code would have this court’s common-law *29 adjudicative authority develop eviden- change tiary case-by-case basis, authority law on a an inherent enjoyed century. that it has since the seventeenth reveals annual transcript meeting of the the Indeed, adoption which manner in the sole reference development of the future would affect of the code made in connection in state was evidentiary law this Oversight of Evidence of the Code with the creation proposed purpose the (committee), Committee for revi- recommendations periodic was to “make which the Although judges code. of the sion and clarification” the creation approve voted to Superior Court of the members composed of committee, judges, which is scope intended faculty, law bar and school revisions authority to recommend of the committee’s unclear, is unclear. It is of the code and clarifications the com- intended for example, judges whether the for code, revisions to the recommend substantive mittee to evi- common-law well established overruling such as by court, or whether dentiary developed rules of the com- for the recommendations intended judges in gaps such as scope, filling be limited in mittee to changes code to reflect evidentiary updating law and through this court evidentiary developed law adjudi- case-by-case method of traditional common-law cation. any discussion meeting at the absence of
In the
impact
concerning
judges
have on the future
of the code would
adoption
evidentiary
it is
to con-
law,
illogical
development
purposes
the code for the
that,
adopting
clude
intended to divest
convenience,
ease and
inherent common-law
long-standing
this court of its
evidentiary law. Cf. adjudicative
over
(Katz,
Skakel, 633, 779,
(2006)
453 rendering felony subject all class A murders ato five year statute of any limitations —without discussion or expression denied, of cert. 549 opposition”), U.S.
127 S. Ct.
In light of the
ambiguous language
code,
dearth of extratextual evidence
the intent of
indicating
judges
Superior Court,21
and the rule of strict
that,
The dissent states that “it is well-known
as chair of both the
drafting
committee,
evidence code
committee and the Practice Book rules
spent many
judges’
meetings explaining
Justice Borden
hours at
association
prior
presentation. Thus,
the code
to his official
his statements at the official
reasonably
meeting
summation,
comprehensive
should be viewed as a
not a
adoption
First,
discussion of all of the ramifications of
of the code.”
such
hardly
“well-known,” given
information
can be characterized as
that there
public
any
appearance
judges’
no
record of Justice Borden’s
at
association
Second,
meetings.
divesting this court of its inherent common-law and con
ac[judicative authority
evidentiary law,
stitutional
over
an
which
epjoyed
inception,
picayune
this court has
since its
is not a minor or
detail.
that,
minimum,
sweeping consequence
One would assume
at a
such a
would
purpose
concerning
merit a brief mention in Justice Borden’s summation
impact
of the code.
Anecdotal extratextual evidence reflects that the
Court,
adopt
code, may
conflicting
all of whom voted to
have had
understandings
impact
adoption
of the code would have on
development
evidentiary
Shortly
the future
law.
after the code became
effective,
attorneys expressed
several
concern that the code will “[freeze]
growth
evidentiary
Turner,
the common law” and “slow the
law . . . .” J.
supra,
Although
attorneys
judges” expressed
L.
Conn. Trib. 10.
“both
“judges
longer
develop
their views at that time that
no
will be free to
case-by-case
using
law,”
Supreme
law on a
basis
the common
then
opined
outweigh
Justice Borden
that “the benefits
the costs.”
[of
code]
rules
applicable
promulgated
deroga-
construction
we
that the
law,22
conclude
code
tion of the common
of its inherent
intended to divest
court
was not
develop
authority the rules
evidence
change
*31
case-by-case
adjudication.23 Simi-
common-law
through
Id.;
(a) (Justices
Supreme
of
Court also
also General Statutes 51-198
see
however, expressed
Superior Court). Judge Langenbach,
judges
his
are
of
impact
that, “[a]ttomeys
. . .
about the code’s
should relax
view
worried
attorneys
judges
interpreting
only guide for
in
the code is
a
and
because
very helpful.
very good guideline.
good,
...
a
a
[It
[It is]
law.
[It is]
is]
changes."
quick
Supreme
(Emphasis
but our
Court can make
reference
Turner,
conflicting
added.)
supra,
L. Trib. 10. This
evidence
J.
26 Conn.
express
supports
judges
Superior
did not
our conclusion that the
Court
plain
a
intent
divest this court of its inherent common-law
clear and
adjudicative authority
evidentiary
by adopting
law
the code.
over
22
derogation
it
a statute is in
of common law ...
should receive
“[W]hen
extended, modified, repealed
enlarged
a
and
be
or
strict construction
is not to
by
scope
[statutory]
in
...
In
the mechanics of
construction.
determin
its
ing
abrogates
or
law
whether or not
statute
modifies a common
rule the
operation
derogation
strict,
in
must be
and the
of a statute
of
construction
clearly brought
scope.
law is to be
to matters
within its
common
limited
may
right
statute,
Although
legislature
. .
eliminate a
law
.
common
purpose
presumption
legislature does not
that the
have such
can be
clearly
expressed.
only
legislative
plainly
. . .
if the
intent is
overcome
strictly
derogation
that statutes in
of the common law are
construed
The rule
stability
policy
continuity
legal
of
in the
can be seen to serve
same
system
(Internal
in
law.”
as the doctrine of stare decisis
relation to case
426-27,
quotation
Cohen,
412,
omitted.)
marks
v.
927 A.2d
Viera
(2007).
that,
Sawyer, supra,
n.1,
recognize
in
Moreover, our construction of the code is consistent
duty
with our
interpret
to
statutes in a manner that
avoids
them in
placing
constitutional jeopardy; see, e.g.,
v. Metz,
State
230
400,
Conn.
422-23,
Accordingly,
fifth,
under article
1,
Superior
§
Court is a
jurisdiction
court of general
with ultimate
authority
causes,
over the trial of
Supreme
whereas the
Court is a court
appellate jurisdiction
of limited
with
ultimate
over the correction of errors of law.
See,
State v.
e.g.,
Nardini,
458 appellate court a constitutional
304 (1982) (“[t]his . of law . . and the court is limited to errors resolving upon conferring it discre precluded is from legislature authority” Dudley v. tionary omitted]); factual [citation was Deming, 169, 174 the intention (1867) (“It 34 Conn. Supreme the that the of framers constitution be for the correction of Court of Errors should a court clearly this, imports The used language errors law. the of understanding legisla and such has ever been the of people the state.” ture, courts, v. Tyler, supra, [Emphasis original.]); Styles ‘Superior Court’ a Court of Judica (“The ‘Superior is jurisdiction with a supreme original ture over this State’ not appellate over the trial of causes committed ‘Supreme jurisdiction of inferior Court courts. all supreme purposes, of Errors’ not a court for but only for supreme court the correction of errors . . . law .”). prior law
Under the common
of this state
ultimate
England,
as under the common law of
rules
governing
over the
and standards
with the
court
admissibility
highest
of evidence rested
v.
See, e.g., Chapman
Chapman,
of the state.
Conn.
347-50,
improperly
court
admitted
(1817) (trial
hearsay
Bush,
Because this had final and binding court prior over law 1818, of evidence to because the authority Supreme common-law of the Court and the Superior fifth, Court was codified in article constitution we question whether the judges Court have the constitutional 27Nothing opinion in this should be construed to restrict the trial court’s premised broad or exclude discretion to admit evidence “if on correct Saucier, supra, view of the law . . . .” 218. We conclude only that, fifth, 1, constitution, province under it is article state court, Superior Court, ultimately of this to rather than determine what the correct is. view of the law adopt with that is inconsistent a code of evidence promulgated by principles legal court, develop power change court of its
divest this
case-by-case adjudication. See
via
the law of evidence
(“[tjhere
supra,
O’Brien,
130Conn.
Walkinshaw
*36
the
of the [1818]
doubt
it was
intent
can be no
that
Superior
continue,
[the
Court]
that
should
constitution
previously pos-
it had
with the essential characteristics
supra,
(“[t]here
Styles Tyler,
sessed”);
451
Conn.
escape
[constitution
the
is
from the conclusion that
no
judicial power,
portion of
in this court a
the
vested
power
power
specified
vested, and that the
so
it
the
so
supreme
jurisdiction
specified
and final
for the
is
law”).
to
of
We therefore decline
correction
errors
potentially
unconstitutional
the code in such
construe
evidentiary
the
rules articu-
manner, and conclude that
subject
change, modification,
are
to
alter-
lated therein
by
its
ation
amendment
this court in the exercise of
or
adjudicative author-
and common-law
constitutional
ity.28 reiterate,
is,
conclude that the code neither
To
we
anything
concise,
than a
be,
nor was intended to
more
commentary
(a)
§ 1-2
and,
the
to
authoritative
as
body
“readily
of
it,
accessible
rules to
code describes
may
profession conveniently
legal
refer.”29
which the
question
judges
Likewise,
the
the
have
we
whether
of
Court
adopt
authority
a code
that is
the
to
of evidence
inconsistent
constitutional
Court,
principles promulgated
Appellate
legal
to
with
the
the extent
the
principles
court,
are
with the decisions of this
or to
such
consistent
power
develop
change
Appellate
to
and
law of
divest the
Court of its
case-by-case
Accordingly,
via
we conclude that the
evidence
abdication.
subject
change, modification,
evidentiary
in the code are
to
rules delineated
Appellate
alteration or amendment
Court in the exercise
its consti
adjudicative authority,
and common-law
to the extent that such a
tutional
modification,
change,
is not inconsistent with the
alteration
amendment
prior
Hopkins
Correction,
court. See
Commissioner
decisions
672,
appellate court,”
App. 670,
(“[a]s an
95 Conn.
A.2d 632
intermediate
by Supreme
precedent
Appellate
is
and
unable
“bound
Court
[is]
modify
denied,
(2006).
it”),
to
cert.
that
the truth
added.) Because the
(Emphasis
justly determined.”
judicial
facilitate the court’s core
rules of evidence
necessarily are,
always
function, they
truth-seeking
supervision
subject to the
been,
oversight
have
law and un
article
under the common
der
this court both
state constitution.31
fifth,
1, of the
to mod-
that we have
concluded
Having
in the
ify the
rules of evidence codified
common-law
should
our
code,
address whether we
exercise
we next
present
case.
authority under the circumstances
which
claims that the liberal standard
defendant
is admitted in sexual
uncharged
evidence of
misconduct
plan excep-
assault
under the common scheme
cases
rejected
it
tion
because
should be reconsidered
plan
fails to
of a
in the
genuine
establish
existence
Additionally,
mind.
the defendant claims
defendant’s
be
uncharged
misconduct should not
evidence
liberally in
cases
in non-
admitted more
sex crime
than
because
of a sexual nature are
sex crime cases
crimes
compulsive
secretive,
neither
aberrant nor
than
more
In
of this court’s
light
crimes of a nonsexual nature.
scope
recent
of the nature and
of the com-
clarification
v. Randolph,
in State
plan exception
mon scheme or
supra,
Conn.
we conclude
evidence of
under the
stan-
misconduct admitted
liberal
uncharged
*38
ordinarily
dard
not
the existence
a genu-
does
reflect
of
plan
ine
in the defendant’s mind.
common scheme
however,
recognize,
. . .
We
rules of evidence
have never
“the
judicial
exclusively
regarded
this state
as
within the
domain. Over a
been
period many years,
legislature
modifying
of
various
has enacted
statutes
prevailing
changes
at
....
These
have
the rules
evidence
common law
of
challenged
violating
accepted
courts and
been
been
our
have never
James,
powers.”
555, 560,
principle
separation
State
Conn.
Kulmac, supra,
(“[t]he
see also State (1989);
560 A.2d
We our begin purpose with the general scope of the common plan scheme or exception, as recently clarified in State v. Randolph, supra, 284 Conn. 342. “Evidence of uncharged misconduct, although prove inadmissible to a defendant’s bad character or propensity to in criminal engage behavior, is admissible prove the existence of a larger plan, scheme, or [t]o conspiracy, of which the crime on trial . part. . . prove To the existence plan, a common scheme or each crime integral part must be an an overarching plan explicitly conceived and executed the defen- dant or his . . . plan Evidence of such a confederates. is relevant crime charged because it bears on motive, defendant’s and hence the doing of the act, identity criminal actor, and his intention, any where of these is in dispute.” (Citations omitted; emphasis added; quotation internal marks Id. omitted.)
In Randolph, we identified two of cases categories in which evidence of uncharged properly misconduct *39 cases
may prove be in nonsex crime admitted first plan. or “In the existence of a common scheme composed of true common scheme which is category, uncharged the nature of the misconduct plan cases, or crime, connecting or existence of and the charged evidence, genuine reveal a connection' between ... mind. As Professor crimes in the defendant’s his entitled explains in treatise Edward J. Imwinkelried The act Uncharged [uncharged] Misconduct Evidence: plan a true when it dissimilar probative can be even is need not be exact corre- crime. There charged The plan. all crimes involved spondence between shop of a can used to pawn defendant’s be burglary for a plan weapons show the to obtain defendant’s employed can robbery. theft of a car be The defendant’s plan car a getaway to show the defendant’s to use the as robbery. The kidnapping defendant’s vehicle in a or plan theft of a uniform is evidence of the defendant’s an masquerade to rob armored car. guard in order dissimilarity uncharged between charged the value of the crime negate uncharged crimes does not plan including as evidence of the existence omitted; quotation internal charged (Citation crime.” Imwinkelried, 1 E. Id., 343-45, quoting marks omitted.) 3:22, Ed. Uncharged (Rev. 1999) § Misconduct Evidence p. 118.
“In the consists category, signature second which cases, uncharged this court concluded that evidence of was admissible to establish the existence misconduct plan char- of a common scheme because factual shared crimes charged uncharged acteristics unique as sufficiently were distinctive and to be like and, therefore, it could be inferred signature logically if the one he must be guilty defendant [crime] (Internal quotation omitted.) of the other.” marks guilty Randolph, supra, State v. Conn. 347. In Randolph, “why employ we opportunity explain we took the *40 the ‘signature test,’ probative identity which is perpetrator the defendant as the of the crime to of a charged, ascertain existence common Id., scheme or plan.” 350; see, e.g., Ibraimov, 446 A.2d “The 348, 354, signature 382 (1982). test pertinent plan inquiry is to common scheme or . . . when the seeks to state establish existence of an overall plan in the defendant’s mind based solely on by the similarities shared and charged uncharged because, crimes. This is when of -uncharged evidence sufficiently misconduct charged similar to the crime so as to rise to the level modus signature, operandi, likely or logo, it also is exhibit such concurrence . common . . naturally explained features be [as] plan as caused a general charged of which and [the are the uncharged individual manifestations. crimes] . . . Stated another way, charged when the exhibit uncharged crimes the same modus operandi, it is likely that both crimes had been committed in plan furtherance of an overall in the or scheme defen- dant’s mind. It is the existence of permissive this infer- plan explains ence that an overall existed that our use in the signature category test second of cases.” of.the (Citations omitted; emphasis quota- internal original; tion omitted.) supra, marks State v. Randolph, 352.
We cautioned, however, “[although permis- may many sive inference arise in if some, [signature] not cases ... it will arise in not all cases. As the Washing- aptly ton Court of Appeals observed, more [something than the doing required of similar acts is evidencing design, object merely as the is not an negative inno- prove cent intent, but to the existence of a definite project, directed toward the completion crime in question. Thus, . . . when to admit evidence seeking pursuant to the common scheme it plan exception, similarity is not show mere enough to between the [charged uncharged] crimes . . . because [s]tand- acts does not establish a series similar
ing alone, A of similar robberies plan. a true series existence of . . . separate result decisions to rob. could be the plan of a true to establish the existence Accordingly, on marked solely mind based in the defendant’s uncharged charged similarities shared to: evidence crimes, produce the state must sufficient *41 ope- aof modus signature, establish the existence (1) inference randi, support permissive or a logo; (2) an in goal both crimes were related to overall in omitted; emphasis the defendant’s mind.” (Citations Id., 354-55. quotation omitted.) internal marks original; pursuant Randolph, the that, It is clear touchstone plan exception the exis- of the common scheme or is plan or in the tence of an overall scheme defendant’s encompasses mind that the commission of both Thus, “it is enough crimes. not charged uncharged similarity [charged to show mere between alone, crimes . . . uncharged] [standing because series of similar acts does not establish the existence internal plan.” (Citation omitted; quotation of a true Id., omitted.) marks 355. in liberal principles mind,
With these
we turn
by which evidence of
misconduct
uncharged
standard
is admitted to establish the existence
a common
in
It is well
plan
scheme or
sex crime cases.
established
.
cases,
liberality
in
. .
that,
such
a greater
“[t]here
in
of other criminal
to show
admitting evidence
acts
. . .
scheme, pattern
common
or
.”
design
(Internal
Sawyer,
v.
quotation
omitted.)
supra,
marks
State
Evidence
is admis-
uncharged
Conn. 349.
misconduct
time,
proximate
“if
offense is
sible
similar
persons
the offense
and committed with
simi-
charged,
inter-
added;
lar to the
witness.”
prosecuting
(Emphasis
quotation
omitted.)
Id.; see,
nal
marks
State
e.g.,
Jacobson, supra,
properly
Because plan the defen of an overall scheme or existence encompasses mind that the commission dant’s crimes, instead focuses on but charged uncharged crimes, we similarity charged uncharged admitted under this acknowledge now that evidence ordinarily fall com does not within “true” standard State v. Whit plan exception. See, e.g., mon or scheme taker, (“five-year- A.2d (1994) 138 N.H. similar old assault committed in a somewhat sexual evi another does not constitute person, manner on an assault on the victim plan dence of a commit Imwinkelried, supra, 4:13, p. see also E. here”); “jurisdictions prosecutor allow (Criticizing [that] other crimes to introduce evidence of the defendant’s crimes; treat a show charged similar to the these courts similarity as of the existence sufficient evidence ing tendency espe so has been plan. of a The courts’ to do C. cially prosecutions.”); in sex pronounced offense Prescott, supra, 4.19.13, p. (Criticizing Tait & E. need offer prosecution liberal rule because “the not any proof any plan that the had scheme or defendant conceivably tie the misconduct uncharged might Isolated, unrelated mis with the misconduct. charged However, if is sufficient if sexual in nature. conduct merely is not sexual but violent charged misconduct apply prior the rule does not misconduct nature, rationally part of common is not admissible unless plan scheme.”).
Nonetheless, public policy we recognize strong to admit evidence of reasons continue to exist liberally in sexual assault misconduct more uncharged we in cases in other criminal cases. As observed than Merriam, State v. 669-71, supra, “[f]irst, generally, sex crime cases and in child molestation is committed sur- particular, cases in the offense often reptitiously, any in the neutral witnesses. absence
469
authorities
prosecutorial
courts allow
Consequently,
misconduct evidence
prior
in using
latitude
greater
and
witness
credibility
complaining
bolster
See,
United
difficulty
proof.
e.g.,
in the obvious
to aid
1998);
883
Cir.
874,
(10th
140 F.3d
Castillo,
v.
States
Rptr.
57 Cal.
81, 88,
2d
App.
v.
249 Cal.
People Covert,
159, 177-78,
Ill. 2d
Donoho,
v.
People
220 (1967);
[204
v.
387
King,
707
Commonwealth
(2003)];
788 N.E.2d
Forbes,
v.
248
State
472,
(1982);
441 N.E.2d
Mass.
State,
v.
Daniel
(1993);
behavior.
see
e.g.,
Depart-
also 137
Rec. 6033
States
Cong.
(1991) (United
summary
proposed Compre-
ment of Justice
of 801 of
hensive Violent Crime Control Act of
which
incorporated proposed
through
rules 413
415 of Federal
inherently improbable
Rules
is
that
Evidence) (‘[i]t
a person
prior
whose
acts show that he is in fact a
rapist or child molester would have the bad luck to be
later hit with a false accusation of committing the same
type
person
fortuitously
of crime or that a
would
be
subject
multiple
by
false accusations
a number of
different victims’).”
previously
As this court
has recog-
nized, “when human conduct
involves sexual miscon-
duct, people tend
in generally
patterns
to act
consistent
behavior,
unlikely
and ...
it
(although,
course,
is
person
falsely
not
that the same
will
impossible)
be
a number of different victims.” State accused
Sawyer, supra,
We conclude that these
considerations
limited
militate in favor of
recognizing
exception
prohibition
on the admission of
miscon-
uncharged
evidence in sex crime cases to
duct
prove
that
defendant had a propensity to
in aberrant and
engage
compulsive criminal sexual behavior.33 We therefore
claims, however,
“many
place
The defendant
heinous crimes take
sight”
special
out of
and that “the use of
rules of evidence for sexual
paternalism
only
perpetuate
assault victims is a form of
serves to
sexist
stereotypes
testimony
that a woman’s
alone is an insufficient basis for a
any authority
sexual assault conviction.” The defendant fails to cite
or to
provide any analysis
support
and, therefore,
claim
we decline to
T.R.D.,
n.18,
review it. See State v.
213-14
We caution, however,
approach
that “our
does not
vest trial courts with carte blanche to allow the state
any prior
to introduce
sexual misconduct evidence
an accused in sex crime
against
cases.” State Mer-
clarify
exception
adopt today,
We
that the
we
like
liberal standard
pursuant
formerly
uncharged
to which
misconduct evidence
was admitted
plan exception, applies
under the common scheme or
to all sexual miscon
duct, regardless
age
of the victim.
riam,
supra,
First,
Second, uncharged evidence only probative outweighs prejudi sible if its value “the invariably flows from its admission.” cial effect Merriam, supra, cf. United 671; v. LeMay, States 1018, 260 F.3d 1026 Cir. (9th 2001) misconduct admitted under (evidence uncharged subject proba to rule 414 of Federal Rules of Evidence under rule 403 of Fed prejudicial balancing tive versus denied, 1166, 122 eral Rules of cert. 534 U.S. Evidence), L. 124 In (2002). balancing S. Ct. 152 Ed. 2d propensity exception prohib scope to the rule The and contours of the adopt opinion iting uncharged misconduct that we in this the admission of unique jurisprudence concerning are in this state’s therefore rooted cases, uncharged and must admission of misconduct evidence sex crime Consequently, anticipate accordingly. we do not that our deci be construed today open floodgates uncharged miscon sion will to the admission of previously the common scheme duct evidence that was inadmissible under plan exception. prejudicial its against such evidence
probative value of mindful of the however, trial courts must be effect, admitted, is to be which the evidence purpose for jury to consider a defendant’s permit “to namely, child sexual abuse or acts in the area of prior bad propensity.” purpose showing molestation for the Benais, F.3d Cir. United States (8th 2006). prejudice of undue to to minimize the risk
Lastly,
uncharged
evidence of
defendant, the admission of
excep-
propensity
under the limited
sexual misconduct
accompanied by
appro-
an
adopted herein must be
tion
jury.36
cautionary instruction to the
priate
we
present case,
facts of the
conclude
Turning to the
uncharged
evidence of the defendant’s
that, although
prove
the exis-
misconduct with N was inadmissible
in the defen-
plan
a “true” common scheme or
tence of
prove
mind,
dant’s
it was admissible
tendency
sexually
propensity
had a
or a
defendant
ability with
women of limited mental
young
assault
supervisory
he had
whom he worked and over whom
beyond
scope
precise
an instruction is
content of such
however,
regarding
present appeal.
note,
following instruction
We
that the
uncharged
of evidence of
misconduct under rule 413
the admission
Evidence;
opinion;
approved
32 of this
has been
Federal Rules of
see footnote
Appeals:
case in which the
the Tenth Circuit Court of
“In criminal
compulsive
exhibiting
[charged with a crime
aberrant and
defendant is
behavior],
the defendant’s commission of
criminal sexual
evidence of
may be considered for
another offense or offenses ...
is admissible and
However,
any
bearing
of a
to which it is relevant.
evidence
its
on
matter
prove
guilty
prior
its own is not sufficient to
the defendant
offense on
you
charged in
Bear in mind as
consider this
the crimes
the [information].
*48
times,
proving
government
burden of
evidence
at all
has the
[that]
charged in
each of the elements of the offense
the defendant committed
you
any
[information],
trial for
I remind
that the defendant is not on
act, conduct,
(Internal quotation
charged
offense not
in the
[information].”
United,
McHorse,
889,
(10th Cir.),
omitted.)
179 F.3d
marks
States
denied,
(1999);
528 U.S.
120 S. Ct.
Because the misconduct uncharged evidence was pursuant admitted plan to the common scheme or prejudice The trial court minimized the risk of undue to the defendant by issuing cautionary jury: following “Remember, instruction to the I you might purpose told that certain evidence be admitted for one but not admitted; first, another. This evidence has been to demonstrate or show a pattern acts; characteristic method or in the commission of criminal second, alleged prior on the issue of the defendant’s intent. The evidence of part charged misconduct the defendant toward is not of the offense [N] you you alone, gentlemen, in this case. It is for ladies and to evaluate testimony case, testimony, testimony including in this all of the you whole, part, to determine whether credit it in or not at all. You are expressly prohibited you just using from this evidence that have heard of prior alleged misconduct as evidence of the bad character of the defendant tendency general proof or as evidence of a to commit criminal acts in or as charged being that he committed the acts in this case for which he is prosecuted. any, you weight, give if choose to to this evidence is up you. your job jurors, That is to evaluate the evidence. you prior you may alleged “If find this evidence of misconduct credible purpose assisting you determining consider it for the sole and limited pattern engaged whether the defendant has in a characteristic method or charged part in the commission of criminal acts of which the conduct is a and on the issue the defendant’s intent.” *49 we
exception, propensity exception, rather than the claims must address the issue harm.38 defendant solely was the of this harmful that admission evidence the would use evidence jury of the risk that the because propensity had a or a ten- to infer that the defendant we dency to the sexual assault. As commit crime of however, explained body opinion, in the of this have jury the purpose properly is the for which precise we Accordingly, could have considered the evidence. evidentiary was impropriety the conclude harmless. sum,
In sexual misconduct uncharged evidence properly may be admitted in sex crime cases to establish tendency propensity the had a or a defendant in and compulsive aberrant criminal sexual engage the trial finds that evidence (1) behavior if: court such in that too charged is relevant crime it is not and time, remote is similar to the offense charged upon persons prosecuting is committed similar to witness; proba- trial court concludes that the (2) value outweighs prejudicial tive of such evidence its relevancy evidence, In of such assessing effect. probative against prejudicial its value its balancing evidentiary nature, improper ruling an “When is not constitutional demonstrating the defendant the burden of that the was harmful. bears error recently noted, ... we error when As have nonconstitutional is harmless substantially appellate did an court has a fair assurance that the error not improper . . . affect verdict. admission of [W]hether [the evidence] particular depends upon factors, harmless in a case a number of such as importance testimony prosecution’s case, of the witness’ in the whether testimony testimony . . . of the on material was cumulative witness points, permitted, . . . the extent of cross-examination otherwise strength prosecution’s importantly, . . must overall of the case. . Most we impact [improperly examine the on the trier of evidence admitted] present . and the the trial. . . involves the fact result of Because case evidence, improper uncharged admission of misconduct the most relevant impact strength to be are the of the state’s and the factors considered case improperly (Citations omitted; evidence of fact.” admitted on the trier quotation omitted.) Randolph, supra, Conn. internal marks 363-64. *50 by the trial court should be this court’s
effect, guided and contours of prior precedent construing scope of pursuant the liberal standard to which evidence under previously misconduct was admitted uncharged plan exception. Lastly, prior the common scheme or to evidence of sexual misconduct admitting uncharged propensity exception adopted herein, under the the trial jury provide appropriate court must with an caution- ary proper instruction use of such evi- regarding opinion. dence. See footnote 36 of this Appellate Court is reversed with judgment respect to the direction to render of judgment guilty not of in the first under count four of kidnapping degree the information and the case is remanded to that court with direction to remand the case to the trial court for count; a new trial on that is affirmed in judgment respects. all other
In opinion VERTEFEUILLE, NORCOTT and Js., concurred.
PALMER, J.,
join, part
I
concurring.
agree with,
I
majority opinion
application
of
concerning
v. Salamon,
State
principles
articulated in
287 Conn.
I
(2008),
present
I majority opinion, part II of the addressing Before majority join I however, briefly that, although I note in State Sansever defendant that the concluding ino, not entitled A.2d 1156 (2008), extremely I also believe it is acquittal, judgment presented the factual scenario unlikely that, because of will be able to adduce evidence case, the state kidnapping light support conviction sufficient recently announced in this court of the factors Salamon, supra, Nevertheless, Conn. 548. *51 in Sansev majority explained, has the defendant as the erino his conviction not was entitled to a reversal of evidentiary insufficiency but, rather, be because the kind receive an instruction of cause he did not Salamon.1 contrary to this Consequently, mandated in Sanseverino the state barring court’s determination retry in that case for the the defendant seeking from has the to decide kidnapping, right the state offense for that offense. attempt whether to to seek a conviction evidence, not ad indicated, I have unless there As support would trial, finding at the first that duced in offense has been construed kidnapping, as that Salamon, obtain a kidnapping the state will be unable to presumed that, if the Indeed, it must be conviction. retry will not seek to evidence, lacks such it state however, rests decision, for That kidnapping. defendant by the state, subject appropriate oversight with the apparent no matter how it Consequently, trial court. trial, of the first may seem, on the basis of the record kidnapping, the crime of that the state cannot establish Sanseverino is a reversal of appropriate order emphasis jury kidnapping the trial that the instruction on It bears perfectly binding prece gave in Sanseverino was correct under then court in Sanseverino was this court. We concluded that the defendant dent of only kidnapping of this of his conviction because entitled to a reversal Salamon, interpretation kidnapping statute in which this court court’s of the day that it decided Sanseverino. the same decided on trial, conviction and a for a new defendant’s remand acquittal.2 rather than a judgment
II In that this court concluding continues to have responsibility ultimate for the law of evi- determining through adjudication, despite dence common-law promulgation of the code
Court,
majority
concludes that the
language
respect
code is
with
ambiguous
to whether the judges
of the Superior Court intended to oust this court from
justice
dissenting
asserts that it is unfair to the defendant in Sansev
present
opportunity
erino and the
in the
defendant
case to allow the state the
retry
justice’s
First,
dissenting
them. I do not share the
view.
the defendant
present
in Sanseverino and the defendant in the
case
the benefit
received
holding
though
of our
in Salamon even
neither defendant raised the claim
concerning
kidnapping
They
statute that we
addressed
Salamon.
only
holding
appeals happened
benefit from our
in Salamon
because their
pending
Second,
import
to be
when this court decided Salamon.
and more
antly»by permitting the state to determine whether to seek a retrial in San
present case,
place
severino and in the
we do not
the defendants in those
jeopardy. Rather,
indicated,
presume
cases in unwarranted
as I have
we must
if,
Salamon,
light
decision in
our
the state does not believe that
retry
it has sufficient evidence to
one or both of those defendants for
*52
kidnapping,
circumstances, however,
then the state will not do so. Under the
simply
responsibility
it
is not our
to make that decision for the state.
strongly disagree
dissenting justice’s
I also
with the
criticism of our deci-
grounds.
sion on stare decisis
was
than
Sanseverino
decided less
two months
and, consequently,
any
ago,
there cannot have been
material reliance on it.
Cf.,
Wilton,
e.g., Conway
653, 658,
(1996)
I read the code in this manner because I do not believe that the judges Superior power Court have the to supplant the Supreme judicial Court body as the ultimately responsible for determining the law of evi- dence. Supreme Court has exercised its common- authority law in this realm since the court was created centuries ago, prior adoption to the of the constitution of 1818. Supreme Because the Court is a constitutional court, there can be no doubt its common-law 4 I likewise do not believe that the intended regard to limit the Court in to that Appellate court’s common- adjudicative law function vis-á-vis the law of evidence. I refer only for ease of Supreme Court, and because the however, reference, common- law role of the Court with to the rules Supreme of evidence dates respect back more than 200 years; by similar role of the contrast, Appellate Court dates back to its creation in only 1983. *54 482 authority over the
authority, including its common-law constitutionally light is rooted. In of evidence, of law of I how the fact, cannot see highest this possess power to divest state’s Court authority. of a measure of that significant court would be inconsistent with Such conclusion also authority the ad- supervisory inherent over this court’s authority encom- justice.5 course, ministration of Of supervision to and control passes power exercise See, Book 60- appeal. e.g., on Practice proceedings of proceedings control of the on supervision 2 (“[t]he appellate jurisdiction having shall be in the court appeal earlier, appro- is or if appeal filed, from the time the to “sus- (authorizing Practice Book 60-3 court priate”); provisions any of these pend requirements on motion of a practice] particular rules case [of motion”). or on its own This court’s inherent party clearly authority, however, transcends the supervisory authority appeal. on It extends manage cases proceedings the manner in which are supervision of Thus, this court although conducted in our trial courts. authority supervisory sparingly; e.g., State exercises its A.2d Smith, 205, 241, (2005); v. Conn. 881 160 it 275 rules intended to lower “adopted guide nevertheless has aspects in all justice courts the administration quotation marks omit- process”; (internal the criminal 386, A.2d 381, v. 261 Conn. 802 836 ted) Valedon, State 5 stated, Supreme repeatedly Court and As this court has both the supervisory Appellate “possess an over the adminis inherent justice. Supervisory powers . . to direct trial . are exercised tration adopt judicial procedures that are that will address matters courts only seriousness, integrity particular but not for the of a trial also utmost perceived judicial system . . . as a whole. [The for the fairness of the ordinarily powers Supreme supervisory to enunciate [its] Court] invoke[s] preferable constitutionally required that is but that a rule not [it believes] omitted; quotation policy.” (Citation omitted.) marks as a matter of internal 577-78, denied, Ledbetter, 534, (2005), A.2d 290 cert. 881 (2006). L. Ed. U.S. 126 S. Ct. 2d 537 Roth arena, and in the civil as well. (2002); See, e.g., Weston, 202, 231-32, Conn. 789 A.2d (2002) *55 supervisory authority to burden (exercising establish Ireland Ire- proof nonparent of v. cases); in visitation land, 413, 432-33, 246 Conn. 717 429, (1998) A.2d 676 supervisory authority to (exercising adopt factors to be in considered best interests of child in determining Auto- v. relocation); Bennett involving parental cases mobile Ins. Co. Hartford, 795, 806, 646 of authority A.2d (1994) supervisory to (exercising that, in direct cases insurance insur- involving disputes, way ers raise certain issues policy by of limitation of special importance the defense). Moreover, with which supervisory authority this court views its is reflected in on that, occasion, the fact at least one the court has prohibited parties’ the procedure imposed waiver the under Patterson, authority; see Conn. 385, 645 A.2d 400, (“[W]e now decide under (1994) power our supervisory that henceforth the trial judge continuously present must be to oversee in a voir dire requirement criminal case. Because this imposed is pursuant this supervisory powers, court to its the requirement party cannot be waived either future in cases.”); may criminal even constitutional though rights be waived.
I judges Superior do not believe that the supervi- have to power trump this court’s inherent sory authority over justice the administration of courts, trial generally exercise of which is reserved implicate for matters of the greatest seriousness that judicial system fairness as a integrity opinion. Indeed, whole. See footnote 5 of this if the power, Court have that this then truly possess supervisory authority court does not over the trial at those all, courts because courts would be authority. free to this assertion override court’s of its I am conclude court unwilling therefore that this only our trial courts supervisory power over
possesses acquiesce our exercise that those courts extent limit the power result that would so of that —a justice in the administration of over the court advisory rather as to render role trial courts supervisory.6 than jus- authority over the administration of
Supervisory
including,
appellate
generally,
courts
tice
inherent
Thus, as
Supreme
United States
Court.
course,
States,
in McNabb United
U.S.
that court stated
principles
It be *57 authority by have asserted a similar virtue of Court accepted by challenged changes have been our courts and have never been James, violating principle separation powers.” State v. 211 Conn. the of of 560, (1989). 426 560 A.2d 8 part (a), provides in that the General Statutes 51-14 which relevant Superior Supreme Court, Appellate judges Court of the the Court and the modify adopt may repeal promulgate time to time or “shall and and from practice procedure judicial pro regulating pleading, and rules and forms authority they ceedings in courts in which have the constitutional to make authority rules,” contrary. (a) is not to the Section 51-14 codifies the inherent Dattilo, 488, 493, courts; see, e.g., In re 72 A.2d of the various 136 Conn. statutory authority, (1950) (“[e]ven lacking it would be well within the 50 Superior power judges of the Court to make rules which inherent of the orderly, expeditious just bring determination of the would about an authority says nothing issues”); court about the relative of one such vis-a-vis another.
486
procedure
of
contained
of the rules
promulgation
their
appar-
It is not
practice).
Practice Book
(rules
in the
rules are
on
me, however,
binding
that those
ent to
prudential
for
Although,
a matter
law9
this court as
fit to
very unlikely that this court would see
reasons, it is
supervisory
its
practice
rule of
in the exercise of
alter a
justice
dissenting
cases in which this court has
cites to several
modify
practice adopted
authority
change
it lacks
to
rules of
indicated that
by
Superior
Oakley
judges
v.
on Human
Court. See
Commission
Opportunities,
28, 30,
(1996) (“[djespite
Rights
237 Conn.
487
I
this court
lacks the
authority,
do not believe
power
Indeed,
position
to do so.
once
this is the
again,
Supreme
that the United States
Court has taken con-
authority
the
of that court and the lower
cerning
relative
respect
federal courts with
of rules
promulgation
procedure. Although
of
“a district court has discretion
necessary
carry
are
adopt local rules that
out the
.
.
.
conduct
its business
United States
[the
Supreme
may
supervisory
exercise its inherent
Court]
power to ensure that these local rules are consistent
principles
justice.”
with the
omit-
right
(Citations
ted;
internal
quotation
omitted.)
marks
Frazier
Heebe,
641, 645,
2607,
482 U.S.
107 S. Ct.
96 L. Ed. 2d
supervisory authority
to invalidate
(1987) (invoking
residency
certain
requirements contained
local rules
of United States District Court for Eastern
District
Louisiana).10
practice
I therefore view the rules of
way
the
I
code, namely,
same
that view the
as a set of
rules adopted
Superior
of the
Court that
judges
proceed
the maimer in which cases are to
govern
our trial
adjudicative
courts. Under its common-law
authority, however,
any
this court is the final arbiter of
dispute
parties
interpretation
between the
regarding
Similarly,
court, by
of those rules.
virtue of its
authority
court,
inherent
as the state’s
ulti-
highest
mately
power
infrequently may
retains the
it
—however
choose to invoke it—to establish the rules that govern
justice
in the
administration of
courts
this state.11
contrary
Thus,
dissenting justice,
to the assertion of the
the United
Supreme
expressly
possesses
power
States
Court
has held that it
inherent
procedure adopted by
judges
to invalidate an otherwise lawful rule of
rule-maldng
of the United States District
under their inherent
author
Court
ity.
Heebe, supra,
See Frazier v.
488 the reasons, judges I conclude that the foregoing
For an adopt to Court did not undertake Superior of usurp this court’s his- purported to evidence code that authority over the constitutionally based torical majority’s with the I agree of evidence. therefore law that this court opinion II of this part in determination adoption of the authority following the retains such maj result that the or- I concur in the Accordingly, code.12 part opinion. in II of its ity reaches SULLIVAN,J., joins, concur- ZARELLA, J., with whom in majority reaches I in the result that the concur ring. is entitled to opinion I its that the defendant part of degree of in the first charge kidnapping new trial on the jury instruction. See improper the basis of an on Sanseverino, 608, 649-50, 949 A.2d is, most, ambiguous notes, at with Zarella also the 1808 statute as Justice Supreme authority, any, judges respect of the the division of if between judges Superior Soon after the constitu- Errors and the of the Court. Court of Supreme adopted 1818, however, legislature directed the tion was Superior promulgate applicable to the Court. See of Errors to rules Court General supreme (1821 Rev.) 21, (“[t]he court of errors Statutes tit. [is] practice, regulation hereby empowered for the of to institute such rules of courts, counties, court, superior in the several as shall be and of the said justice”); administration of see also Public deemed most conducive to the Supreme (providing “revise Court of Errors shall Acts the rules of c. legislative recognition practice” necessary”). it This as “deem[s] authority Supreme Errors and the between the Court of of the division of Superior respect practice, after the constitution with to rules of so soon Court former, adopted, strong, conclusive, that the and not is if not evidence was the the basis for highest is subordinate to the the the authority light latter, always rules. In retained ultimate over those any countervailing provisions, foregoing historical and in the absence power possesses limiting as the state’s that this court the inherent authority court, persuasive concluding that that I see no reason for authority Superior Although Court. necessarily require present Supreme decide whether not this court to case does authority possesses Superior ultimate over Court or the Court closely practice, it is related to I address the issue because so the rules of the issue of ultimately Supreme whether the Court or the determining responsible state. the law of evidence for may justice that, “[s]adly, dissenting in this case states the result The contemplated through previously legislature action to follow on motivate the supervision body . .” bring of that . . rules of evidence under the explanation concern, justice provides dissenting for this and I know no judicial preference legislature, none. In accordance with subject regular promulgated an code that is itself has evidence branch (2000) Code of Evidence and revision. See Foreword to Connecticut review judicial respect p. having legislature branch with to fit to iii. The deferred to why legislature endeavor, imagine now would see I cannot this reverse course. In present any event, case the decision of this court in the J., I (2008) (Zarella, dissenting). also with the agree majority’s II part respect conclusions with to this modify court’s to change the law of evi- admissibility dence and the misconduct uncharged *60 evidence in sexual assault separately cases. I write for two reasons.
First, my I maintain position that the direction that this court has taken recently respect with to our law is kidnapping supported by statutory not the clear language defining that crime and other restraint-based offenses. See State v. Salamon, 509, 576, A.2d 1092 (2008) (Zarella, J., part in and concurring in dissenting part). Therefore, I would remand the case jury for a new trial so that the may be instructed prop- erly on the crime of kidnapping accordance with the conclusions in my articulated and concurring dissenting opinion in I optimistic Salamon. remain that the legisla- ture will take action questions to resolve the numerous created jurisprudence. court’s recent kidnapping Second, respect with analysis part II of the majority opinion, question which resolves the that we certified as to any whether this court or court has authority change modify to a rule of evidence the Connecticut Code of Evidence I (code), see no reason interpret to the language of the code to resolve this particular Rather, issue. I conclude authority that the evidentiary this court to review rulings by Superior the Court existed at common law incorporated and was into the 1818 constitution. I Furthermore, suggest that majority’s the question places resolution of this too emphasis much on the intent of determining Supe- thereby rior Court judges, possession that indicating such an dispositive intent could be inquiry. of our This emphasis, coupled majority’s repeated with the refer- ence to this court’s “inherent” and “constitutional” authority, unnecessary creates ambiguity as to the legislature cannot rest on the unsubstantiated concern that the nevertheless may elect to do so. authority over scope Superior of the Court’s actual law of evidence. to majority attention deter- significant devotes purpose language expressing whether
mining ques- and to the unambiguous of the code clear of the tion of “whether the judges authority appellate intended abrogate the law via develop of evidence change courts .” adjudication . . . case-by-case (Em- common-law phasis history adop- added.) recounting After purpose, majority and its observes tion of code . . “history support does not conclusion . that the code was intended to divest this court its develop the law of change inherent case-by-case adjudica- common-law through evidence *61 analysis I this (Emphasis original.) suggest tion.” that unnecessarily fact. of the simple Regardless clouds conclude, Superior judges, of the Court I like intent Superior the of the Palmer, judges Justice that Court authority possess do not under our constitution to authority its to change divest this court of inherent develop p. the law of evidence. See 485 of Justice and authority opinion Palmer’s ultimate to concurring (“the the of has resided in this determine law evidence court inception, persuasive its and no reason has been since proffered support judges to the contention that the of have to that Superior power the Court the assert author- ity themselves”). for unnecessary repeat for me the
It is to historical under- my they of conclusion because are well docu- pinnings opinion. accurately in the majority majority mented that, common law of this observes the state “[u]nder prior 1818, under common law of England, to the authority over rules standards gov- the ultimate the and admissibility of evidence rested with the erning accurately noting court of the state.” After that highest authority final and over the binding “this court had law of to prior 1818, [noting evidence this] authority of Court Supreme common-law and the Superior fifth, Court was codified in article 1818,” majority stops constitution of short of con- judges Superior that the cluding have no authority under our constitution to alter this relation- ship. Rather, majority simply that it “ques- asserts Superior whether the Court have tion[s] authority adopt constitutional code of evidence promul- is inconsistent with the legal principles gated by court, this or to power divest this court its develop change the law of evidence via case- by-case I adjudication.” puzzled by majority’s am failure to declare that lack of constitutional author- ity is clear. hand, majority expresses On the one opinion Superior authority its that the ques- Court’s but, hand, that, tionable on the other asserts “under fifth, constitution, article the state it prov- is the ince of court, rather than the Court, ulti- ” mately to determine what the correct view the law is. (Emphasis majority Footnote opinion. 27 of the added.) my Such vacillation, opinion, unnecessary creates confusion as to the division of within the judicial branch under the state constitution. depart
Additionally, I from the views Justices Katz properly Palmer that the code be analogized can *62 our practice. rules of Justice in his Palmer, concurring opinion, that he would that suggests conclude this court authority practice has ultimate over the rules of as well as evidence law virtue of its supervisory inherent powers. See of p. opin- Justice Palmer’s concurring ion of practice code evidence of (likening to rules that court of asserting disputes is final arbiter over provisions in code and rules practice). Likewise, of Justice Katz, in her states that dissenting opinion, there principled is “no rationale” for treating rules of practice differently. and the code of evidence Further- Supe- of the
more, judges Katz insists that Justice “[t]he in the exercise of adopted . . . the code rior Court authority in rule-making unquestioned their heretofore clearly in positions These are procedure.” matters of prem- both another, however, one as are conflict with evolution of on failure to different recognize ised a evidentiary law. practice the rules of My major- research, well as that conducted of practice of the rules ity, reveals that the genesis law evidentiary of our development differs from the authority Court over time and of major- separate each and distinct. The respect with law, ity correctly that, evidentiary observes “[u]nlike final and binding over which this court has exercised inception since its adjudicative authority more than years prior 1818, Supe- . . . of the judges ago rules adopt governing rior had the procedure . . . .” practice and pleading, Assembly passed Significantly, 1807, the General provided: in 1808 “And a law was codified and that superior it That the enacted, be further supreme constituting errors, court when court, of any purpose, be, met hereby are they empow- for practice of for the ered, regulation to institute such rules errors, superior and of the court said court circuits, as shall be deemed most condu- respective justice.” ad- (Emphasis cive to the administration 15, 2 42, Statutes tit. c. ded.) (1808 Rev.) (1808 General through The 1808 remained in effect statute statute). 1818, of our constitution. In adoption and the state authority by rule-making contrast to this delegation statutory his- Assembly the General no similar tory evidentiary Rather, from the exists law. regarding colony’s adoption time Connecticut the com- code was England mon law of until when the first consistently was adopted, product our evidence law adjudication subject appellate of common-law *63 authority initially Assembly of the General since and, Supreme Supreme of the Court of Errors and the By Court. our laws of evidence as akin to rules treating my practice, colleagues fail to credit these histori- cally significant body differences in the of each origins rules, as well as the importance of these differences judicial body in determining authority. with ultimate A side effect of appears this to be Justice Palmer’s authority conclusion that this court has mod- change, ify practice, or enact a rule of a conclusion that I suggest premature in of the of the light language 1808 statute present the fact that the case present does not authority to this court’s challenge over the rules of practice. Unlike the clear authority constitutional this court to be the final and arbiter over evi- binding law, presents dence the 1808 statute an as ambiguity possesses authority what corut the final over the practice. rules of At a minimum, the 1808 statute makes authority it clear that the practice enact rules of was Superior vested of the judges serving Court some capacity, and, ultimately, authority was incor- porated into the state constitution in 1818.
I suggest, however,
that the 1808 statute does not
dispute
resolve a
unambiguously
could arise with
respect
Superior
to whether the
of the
judges
Court or
the Supreme
Corut have final
over the rules
practice applicable
to trial courts. At the time that
the 1808 statute was passed, and after the constitution
adopted
was
the judges
Superior
of the
Court
only
sat not
as trial
but also as the
judges
judges
Supreme Court of Errors. Therefore,
promul-
the rules
Superior
pursuant
Court
gated
to the 1808 statute
capacity
could have been
in their
trial
promulgated
as
capacity
or in their
judges
appellate judges.
See
v. Jaekle,
704, 716,
Kinsella
of
broadly
be construed
any purpose” could
“or met for
Court
authority
Superior
judges
of the
the
encompass
regardless
practice generally,
rules of
promulgate
Supreme
the
as
they
sitting
judges
were
whether
questions
these
I admit
Although
of Errors.
Court
I reiterate that resolution
history
fascinating,
are
to our
day.
they
is for another
present
ambiguities
of the
Code of Evi-
The Connecticut
J., dissenting.
KATZ,
rules of
judicial
general
codification
dence
(code)
rules are the functional
application. These
prospective
Superior Court,
of the
equivalent
judges
of laws.
judges
court and the
justices of this
a title that the
code in the
hold, adopted
also
Appellate Court
unquestioned rule-making
their heretofore
exercise of
Nonetheless,
procedure.
authority in matters of
adoption of the
that, “despite the
majority1 concludes
Court,
appellate
Superior
judges
code
authority
develop
state retain the
courts of this
case-by-case com-
of evidence
change
through
the rules
In one fell
adjudication.”
added.)
(Emphasis
mon-law
majority has eviscerated the force
swoop, the
“evidentiary monarch”; C.
itself the
code and crowned
Ed. 2008)
Connecticut Evidence
Prescott,
(4th
Tait & E.
at
make
to the code
1.3.2, p. 19;
changes
entitled to
purview of the
my view,
In
it is the exclusive
will.
committee,
the rules commit-
oversight
code
evidence
ultimately the
Superior Court,
tee of the
to make
to the code.2
changes
1
opinion addressing
Although part
Rogers’
the effect
Justice
II of Chief
court,
plurality
only
plurality
garnered
I refer to her
of this
of the code
consistency
majority
throughout
opinion
for the sake of
on that issue as the
opinion.
dissenting
this
Although
our
lacks the
to overrule
I conclude that
court
prior
setting
the admission of
forth a more liberal standard for
case law
code,
that case law was codified into
acts in sex crime cases once
bad
adopted
my
in the first
not have
this rule
view that we should
I reiterate
Merriam,
617, 679-88,
(2003)
I majority The posits why four reasons this court is ability not constrained in its modify to overrule or rule of evidence despite the fact that the of the judges Superior Court have codified that rule into the code: (1) it is clear the stated “Although purpose of the [from code 1.2 (a)] Superior under that the of the judges Court intended the law develop of evidence to and grow ‘interpretation the future of the through [c]ode’ ‘judicial through making,’ rule of these meaning two terms ... is unclear”; history only of the (2) code provide “reflects that was intended to the bench [it] and the bar with a concise and authoritative restatement of the state’s common law and statutory identified rules evidence”; express there is no (3) evidence in the history text of the code or its “support to the conclusion .. . that the code was intended to divest this court of its authority inherent change develop the law of (1994) {Katz, J., Moreover, dissenting). troubling majority I find it that the essentially maintaining prior permitting has rationalized a rule admission of particular pedophiles. sex crimes evidence on the basis of facts It is little finally legal comfort that this court has abandoned the fiction that this Merriam, propensity being purposes. See State v. evidence is not used for (Katz, J., dissenting) supra, (criticizing prior 682-83 liberal admission of guise sex crimes evidence under of common scheme when evidence was Kulmac, supra, actuality being propensity State evidence); used as (Katz, J., dissenting) (same). case-by-case adjudica-
evidence
common-law
through
majority’s
“is consistent
tion”;
construction
(4)
duty
interpret
in a manner that
with our
statutes
.
.
jeopardy
.
avoids
them
constitutional
placing
questionable
judges
because it is
whether
fifth,
authority
have the
under article
Superior Court
codify a code of evidence
1, of the state constitution to
their
strips
appellate
courts of
common-law
omitted.) my view,
In
adjudicative
(Citations
function.”
unsupported
these
are
and untenable.
reasons
whether
court has
to over-
issue of
modify
adjudication
it had
in an
prescribed
rule or
a rule
subsequently
after the
part
have
that rule as
of the code was addressed
adopted
and dis-
extensively
concurring
in Justice Borden’s
Sawyer,
in senting
opinion
*66
I need not
at
Therefore,
former In adoption. accordance branch, for consideration and a appointed that Chief Callahan request, with Justice code proposed consider and revise the committee to Supe- commentary adoption by judges for the of the and to our case without adopt law, The decision rior Court. the of was determined to be best course modification, not as matter of expediency, as matter of a action a 7. Prescott, supra, 1.2.2, p. Tait & E. deference. See C. codify, the undisputed It is code was intended law embody, and thus the of evidence our state adoption law the time of the it existed in our case at code, as purposes the of the set forth of code. adopt Connecticut case law (a), regarding 1-2 are “to rules and to the promote rules of evidence as of court development through of the law of evidence growth and judicial rule inteipretation through [c]ode may end that truth be ascertained making to the With to the justly respect determined.” proceedings commentary explains of purposes, first the two intent rules evidence place “was common-law of statutory rules of evidence into and certain identified readily body rules to the legal a accessible which conveniently may Conn. Evid. profession refer.” Code commentary. (a), 1-2§ existing published proposed change rule such new rule or in an shall be each part public hearing Law Journal as of such notice. A Connecticut year, held reasonable shall likewise shall be at least once which notice any layman may given, bring at to the be which member of the bar or any judges change existing new in an that he attention of the rule or rule deems desirable. adopted “(d) Upon taking promulgated effect such rules section, Supreme pursuant provisions judges of Court to the of this provisions promulgated all rules theretofore repealed.” shall be be deemed to appeal, changes, were I note that minor technical not relevant subsequent legislative §to committee submitted made 51-14 time the purposes convenience, adoption. the code for consideration and For however, present I the statute. refer to revision of
499 It is significant compilation that the of rules was not a handbook of designated evidence, which would have accomplished purpose this but not general constitute Indeed, law. there was no need for a binding nonbinding compilation evidence, already of the rules of as there was bar, such source then available to the which was updated regularly to reflect to the case law changes and on which our frequently courts relied at the time process adoption for of the code was initiated.5 See Tait LaPlante, C. & J. Handbook of Connecticut Evidence Ed. xxxv (2d 1988), preface, p. (“[t]hepurpose body is to reduce this substantial [h]andbook law, material in common case statutes and [found provisions] constitutional to a concise statement of the readily lawyers law in a form judges, accessible to Thus, for students”).
merely to have
body
intended to reduce the substantial
handy
use,
material
that was
but
something
had
effect,
years
by
no
the six
binding
spent
the two
committees
drafting
(one instituted
the legislature
5See, e.g.,
Rinaldi,
345, 359,
State
(1991) (citing
v.
220 Conn.
and the other the a have been waste of time behest) would legislature’s and resources.6 authoritative, binding a an
Rather, there was need for
was
Thus,
rules.
a “code” of evidence
statement of
the
Rules of Evidence.
created,
Federal
analogous
commentary.7
code,
Evid. 1-2
A
See Conn. Code
(a),
§
equiva-
a
the functional
handbook,
unlike
“is
however,
namely,
rules of
generalized
lent of
a set of
legislation,
out of
prospective application
arising
particular
not
controversy to be
under the court’s
case or
determined
C.
E.
adjudicatory powers.”
Prescott, supra,
Tait &
1.2.2, p.
see,
Conduct;
of Judicial
Uni-
13;
e.g., Code
§
Code,
Statutes,
42a; State
form Commercial
General
tit.
29-252;
Safety
Building Code, General Statutes
Fire
§
Code,
29-292;
Code,
Statutes
Public Health
§
General
Indeed,
19a-36.
the codification of
General Statutes §
statutory
along
certain
rules of
side the com-
evidence
1-2
rules;
(a),
mon-law
see Conn. Code Evid.
commen-
§
tary;
this intended effect.
evidences
process
adop
regard,
In that
the formal
undertaken for
same
the code’s
approval
tion,
proposed
wherein
code was submitted for
to the rules
the
Superior Court, subjected
hearing
judges
public
the
to a
committee of the
Superior Court;
and
to a vote
see C.
thereafter submitted
1.1.4;
entirely unnecessary
Prescott, supra,
if the
Tait & E.
would seem
nothing
nonbinding
intent was
more
of the law
to create
than
restatement
in the form of a handbook.
general
“Although
and
the
the
follows the
format
sometimes
[c]ode
adopt
language
Evidence,
the
of the Federal Rules
does not
[c]ode
interpreting
Evidence or
those
Cf. State
Federal Rules of
cases
rules.
35, 39-40,
(Federal
[Vilalastra],
(1988)
Rules of
540 A.2d
evidentiary rules,
shaping
not
Evidence influential in
Connecticut
but
binding).
admissibility
Evidence,
govern
Rules of
which
both
“Unlikethe Federal
administering
concerning
role in
of evidence at trial and issues
the court’s
process,
developed
controlling
and
trial
was
with the intention
[c]ode
admissibility
concerning
and
that it would address issues
of evidence
competency witnesses, leaving
law,
management issues
trial
to common
§ 1-2
Book and the discretion of the court.” Conn. Code Evid.
Practice
commentary.
(a),
clear that
therefore,
of 1-2
makes
language
(a),
case law as rules
adopted
existing
the code
(1)
court,
develop-
growth
methods of
(2)
two
interpre-
were to
through
ment in the law of evidence
be
judicial
making.
code
rule
See id.
tation of the
maintain the
was intended to
(“[b]ecause
[c]ode
preserve
rules of evi-
quo, i.e.,
status
the common-law
they
[cjode,
prior
adoption
dence as
existed
*70
any
modify
prior
its
is not
to
com-
adoption
intended
interpretation
(“[c]ase-by-
mon-law
of those
id.
rules”);
is
and
adjudication
growth
develop-
case
integral
evidentiary
thus,
ment
of
and,
of
law
future definition
interpreta-
[cjode
primarily through
will be effected
[cjode
judicial
tion of the
rule
through
making”).
The first identified method of growth interpreta
—
readily
be
its
can
understood
accordance with
tion —
commonly
as
in scores of
meaning
applied
understood
”
“
“[tjo construe;
cases.
is defined
‘[Ijnterpret’
as
Law
meaning
language”;
seek out the
of
Black’s
Diction
“
”
as
ary
‘interpretation’
“[tjhe
Ed.
is defined
(6th
1990);
process
ascertaining
art or
the mean
discovering
written
ing
statute, will, contract,
of a
or other
docu
it
interprets,
ment
.
.
.
.’’Id. When a court
cannot
supply
inherent
addi
change
meaning
words
provision
tional
at
change
meaning
terms
Geressy,
issue. See Testa v.
291, 308, 943A.2d
286 Conn.
process
statutory interpretation
(2008) (“[tjhe
meaning
involves the determination of
statu
tory
case”
applied
as
to the facts of the
language
[inter
State,
Lucarelli
quotation
nal
marks
omitted]);
must
App. 65, 70,
(“[cjourts
Conn.
The second method of
identified
1-2
growth
under §
by way
“judicial
is
(a)
making.”
rule
Rule making
is a term
associated with
generally
the exercise of a
legislative type function, typically process
whereby a
body prescribes
prospective
rule of
general
effect
particular party
unconnected to a
or matter.8 See
Academy,
Petrowski Norwich Free
App. 551,
Conn.
556-57,
*72
503
...
exceptions
with
is,
tion
certain constitutional
v.
statute,
judicial rule
making”);
matter of
not
n.1
acknowl
Sawyer, supra,
tive
as a result of the
rule-making
conferral of
expressly
on the
is addressed in the
clause set
in 1-2
saving
(b)
forth
Because,
codification,
the code.
the courts
“[w]ith
are, in
confined to
general,
interpreting
applying
[c]ode,
require
action
changes
codifying
entity,
case,
in this
the Judges
Superior Court”;
v. Sawyer, supra,
J.,
(Borden,
cover rule an action would be inconsis- modify rule, that as such statutory provision, the code unless some tent with Indeed, pre- this court conflict arises. constitutional viously that it cannot construe the acknowledged has to effectuate a substantive to the common- change code Whitford, See State v. law rules codified therein. A.2d 1034 court 610, 639-40, (2002) (The Conn. interpretation the defendant’s stated, rejecting when in provision a code that was not accordance with adopted pro- common-law rule as a rule of court: “In his 4-5 of the code pounding argument regarding (c) § evidence], ignores character the defendant [addressing portion commentary, of 1-2 of the code and its previously cited, which indicates that the code was only codify If, law. as the intended to the common permit- as suggests, (c) defendant we were to read 4-5§ regarding spe- introduction of evidence a victim’s ting acts, cific violent we would be the code in interpreting a manner that would effectuate a substantive change contrary in the law. Because such a result would be express drafters, reject intention of the code’s we it.”). that,
It is also in order to execute effec- significant tively judicial power, of the rule-making judges code, an Superior Court, adopting when created oversight purpose evidence code committee. The stated “ operations of that committee is ‘to monitor the of the implemented practice, as it is and make [code] periodic recommendations for revision and clarification ” Superior of the Court.’ D. [r]ules [c]ommittee Borden, supra, p. judges 216. In so decided doing, component to, corollary to treat the and a code as of, practice, proposed the rules of rules of evidence adoption by cannot be submitted for judges Superior they approved Court unless are the rules practice. committee oversees the rules that, pursuant It is well understood to the legislative authority under 51-14 see footnote delegation (a); opinion; 4 of this dissenting “empowered adopt
Court are
rules
promulgate
judicial
regulating pleading, practice
procedure
they
in courts in which
have the constitu
proceedings
rules,
purpose
tional
to make
for the
of simpli
fying proceedings
the courts and of
promoting
speedy
upon
and efficient determination of litigation
quotation
its merits.”
marks
Steadwell
(Internal
omitted.)
*75
Warden,
153, 162, 439
v.
186 Conn.
A.2d 1078 (1982).
previously
This court
“recognize[d]
has
that the rules
practice
by
adopted
and the codes
of the
judges
Superior Court have the force of law.” Mozzochi v.
Beck,
490,
501 n.7, 529
204 Conn.
A.2d 171
accord
(1987);
Marshall,
App. 227,
Noble v.
23 Conn.
579 A.2d
231,
adopted by
594
rules that have been
(1990) (“[t]he
Superior
of the
Court have the force of
judges
law”);
McCahill,
446,
see also State v.
265 Conn.
828 A.2d
437,
statutory
1235
rules of
construction
(2003) (“our
apply
equal
interpretations
with
force to
of the
of prac
rules
Strickland,
App. 768,
n.8,
State v.
42 Conn.
780
tice”);
practice
509
function;
are essential to that same
practice
rules of
that
118
Robinson,
591, 598, 646 A.2d
see State
v.
230 Conn.
then Practice Book
in reference to
(1994) (explaining
“
have witnesses
42-36],
right
that
§
§
[t]he
[now
important
an
that facilitates
sequestered
right
a trial”);
functions of
fact-finding
seeking
truth
Whitaker,
See also State
From
Jus-
tice Borden that “the
conclusions could not
following
First,
adopted
be more clear.
the
has
[c]ode
—codified—
law
as it existed in our case law at the
our
of evidence
adoption. Second,
ode’s
if a matter is
time
the [c]
by
[c]ode,
covered
the
this court cannot
the
change
rule; that function is for the evidence code oversight
committee,
Superior
the
committee of the
Court,
rules
ultimately
Superior
for the
of the
Court.
judges
may,
course, may any
This court
as
court, interpret
[c]ode,
applied
any
as
set of facts in a given
supra,
case.”12
Sawyer,
(Borden,
Conn. 375
J.,
Additionally,
when the
concurring
dissenting).
silent,
adjudicative
code is
in the context
their
func-
tion,
disposal
the courts have at their
our full common-
exclusively
is vested
in the
of the
Court. See
Weinstein, supra,
(Zarella, J., dissenting); Oakley
Weinstein v.
Therefore,
majority
both the well under-
ignores
“interpretation”
“judicial
stood
of
and
meaning
rule
making”
express
as well as the
limitation that new rules
adjudication only
of evidence
common-law
through
may be fashioned in instances that are not
covered
explicitly
implicitly;
the code either
or
Conn. Code Evid.
1-2
reach
that
(b); to
its conclusion
the code is silent
ability
on the court’s
to
the rules of
change
evidence
case-by-case
adjudication.
common-law
through
Buoyed by
majority
ambiguities,
their manufactured
turns to the discussion at the
at which
judges’ meeting
874,
immunity);
Michigan,
(6th
1986) (holding
Abick
803 F.2d
877-78
Cir.
justices Michigan Supreme
legislative capacity”
that
of
in their
“[act]
promulgating
practice
procedure);
Cameron,
court rules of
State v.
P.3d 687, 694
App.
Supreme
(Alaska
2005) (characterizing
Alaska
Court’s
authority
adopt
legislative function),
constitutional
court rules as
rev’d
grounds,
(Alaska 2007); Pasqua
Council,
on other
515
9
opinion
text;
of this
dissenting
accompanying
clearly
latter of which
limit
understood to
appellate
courts’
common-law
change
previously
crimes or defenses
set forth in case law and
codified into the Penal
v. Bronson,
Code. See Valeriano
75,
209 Conn.
92-95,
I
majority’s
also
reliance on anecdotal
any
evidence. The fact that
one trial
no matter
judge,
how senior
respected,
appreciate
or well
did not
full import of his or her vote does not mean that the
code
not
expressly purports
what it
to be. Indeed,
given
special
that this court
accords
generally
weight
to statements of
by
sponsor
intent
who
legislators
draft a
issue;
Technologies Corp.,
bill at
Cotto v. United
1, n.6,
Conn.
516 only the text the That letter not reflects that code. conveyed the code foreclosed clearly that code “the appellate in case that majority’s the conclusion . authority to . . change courts state retain the of this case-by-case the evidence common- through rules of as indicates, it reflected adjudication,” law further that it clear questions Borden, to Justice was posed before that the code first would have to be amended authority to appellate a change the courts would have rule the code.14 under majority
If all
relies on the maxim of
fails,
else
that
when-
statutory
statutes,
construction
we construe
possible,
infirmities;
ever
to avoid constitutional
n.6,
A.2d
Bergamo,
Denardo v.
Conn.
conclude
this court
retain
to
that
must
(2005);
authority to
the rules of evidence
case-
change
through
2000, provided:
Borden,
January 26,
The
Justice
“As
letter from
dated
suggestion
conversation,
intriguing
I
was made
indicated in our recent
an
[a]ttomeys
me
when I
their
to
one of the
addressed
[s]tate’s
[assistant
[a]ppellate
recently regarding
suggestion
that the
[u]nit
[code].
provide
Supreme
empowered,
be
Court be
amended to
[c]ode
any
specific case,
specific provision
a
to
or overrule
context of
amend
reason,
[c]ode,
manner,
experience
in the
in a kind of common
if
and
law
policy persuade the
to do so.
[c]ourt
way
principal argument
provides
preserve
it is
more
“The
for
that it
one
to
flexibility
advancing
modernizing
the kind
law
and
the law
of common
[c]ode,
[c]ode,
being
It
of evidence that the
virtue of
a
has reduced.
parties
specific cases,
give
incentive,
would
in the context- of
also
they probably
argue
change
for
law of
a
in the
evidence that
would not
have
under
[c]ode.
recognize
provision,
“I
be an
that this would
unusual
can be viewed
Nonetheless,
having
with the entire
I
inconsistent
notion of
[c]ode.
your
request
exploring,
think that
at least
committee
it is
[worth]
you
which,
it,
(of
Czarina)
I
consider it.
as understand
are the
any
judicially
questions
“Some
that occur
Are there
to me are:
other
provision?
have
Is it wise
created evidence codes that
such a
as a matter
policy?
employed
so,
do
would
If the court were to
what mechanism
be
provide
subsequent
it to the
for
amendment of the
conform
[c]ode
Supreme
formulating it, or
Court decision—the
itself
[c]ourt
[e]vidence
[ojversight
suggesting a formulation for submission to
[c]ode
[c]ommittee
just
[cjommittee,
[j]udges?
and then to
These are
some
[r]ules
questions
your [cjommittee
of,
answer,
will
sure
think
others.”
—I’m
*83
adjudication. Specifically,
by-case common-law
whether
questionable
is
majority posits that “it
authority under
Court have the
judges
codify
of the state constitution
fifth,
1,
article
of their
strips
appellate
that
courts
code of evidence
adjudicative
added.)
function.” (Emphasis
common-law
maxim is a rehable tool
the aforementioned
Although
statutory
it should not be invoked when
construction,
has
majority
threat. The
there is no real constitutional
that such a threat exists.
failed to demonstrate
in which
cases, previously discussed,
The numerous
have no
appellate
has held that the
courts
this court
authority
authority
practice,
rules of
change
Superior Court,
exclusively
vested
in the
effect of
squarely repudiate
binding
the notion that
process
the constitution. The
which
the code violates
adopted
process
are
is identical to the
those rules
If the
adopted.
rules under the code were
which the
unconstitutional,
code is
so too is
binding effect
Book. This court has
effect of the Practice
binding
separa
challenges regarding
considered constitutional
via
intrusion into
powers
legislative
tion of
concerns
without
adopt
practice,
rules of
the court’s
judicial
within the
procedure
ever
that the
suggesting
constitutionally
See Bleau
may
suspect.
itself
be
branch
Mitchell
Ward,
331,
(1992);
v.
Conn.
603 A.2d
Mitchell,
312, 481
(1984);
v.
194 Conn.
A.2d 31
Steadwell
Clemente,
v.
Warden, supra,
153;
186 Conn.
also Fishman
(1974);
Conn.
To the extent that cases statutory or con- authority independent of rule-making that such recognized this court has grant, stitutional exclusively Supreme in the authority is not vested the lower courts’ inherent suggested and never has adjudicatory authority is subservient to this court’s authority. See, Massameno v. Statewide Grievance e.g.,
Committee,
539, 553-54,
(1995)
to its traditional common-law
that the
rules,
those
even if we determined
interpreting
are
adopt
longer
us to
the rules no
leading
reasons first
committee,
judiciary
The chairs of the
how-
sound.16
adoption
leave the
of the code to the
ever, chose to
a formal
judicial
delegation
branch. To the extent that
judicial branch would have been
pre-
necessary,
legislature
none was
as the
required,
by way
of 51-14.
viously
delegation
had executed
opinion.
dissenting
See footnote
of this
Callahan,
then
It is conceivable that Chief Justice
as
judicial branch, could have initiated a rule-
head of the
exclusively by
Supreme
process governed
making
process
governed
Court. The fact that he initiated
entirely
Superior Court, however,
XVIII;
Const.,
generally
v.
of the constitution. Conn.
amend.
see
State
separation
McCahill,
492, 505-506, 811
(2002) (addressing
A.2d667
261Conn.
Indeed,
majority’s
powers).
admission that “the rules of evidence
exclusively
judicial
regarded
within
. . . have never in this state been
domain”;
James,
555, 560,
(1989);
211 Conn.
560A.2d 426
belies their
State
only
this court can be the final arbiter of rules of evidence.
contention
example,
provision in the code that has its roots in the common
For
one
constancy
Troupe,
(c).
law is the
of accusation rule in 6-11
See State
expressly
284, 297,
(1996) (“This
adopted
521
Indeed,
procedure
such a
for
consistent with
51-14.
§
by judicial
legisla
rule
has been sanctioned
making
Appeal
see In re
mid-1800s;
ture
statute since the
of Dattilo, supra,
490-92;
legislature
and
expressly
promulgate
has directed the
Court to
procedural
authority
rules under the
numerous other
delegated pursuant
51-14.17
§
point
constitution,
I also would
out that our state
many
states,
unlike those of
other
does not confer
to make
express authority
highest
on the state’s
court
practice
procedure
rules of
and
generally,
including
evidence,
express
rules of
or confer
author-
rule-making
ity
Indeed,
all
if one
specifically over
lower courts.18
17
(probate
practice
proce
§
See General Statutes 45a-78
court rules of
and
procedure
family support
dure);
(rules
§
for
General Statutes
46b-231
(rules
magistrate division);
§
General Statutes 47a-14h
for landlord-tenant
summary process actions);
(rules
procedure
§
General Statutes 51-15
for
practice
pleadings,
and
rules of
and
various civil actions
modification of
actions);
(rules
§
evidence for small claims
General Statutes
52-191c
for
terminally
precedence
involving
persons);
ill
of actions
General Statutes
(rules concerning qualification
interpreters
jurors);
§ 51-245a
to assist
referring
(rules
finder);
§
General Statutes
for
contract action to fact
52-549n
(rules
referring
arbitrator);
§
civil action to
General Statutes
52-549u
for
speedy trial).
(rules
§§
General Statutes
54-821and 54-82m
for
18See,
Const.,
VI, 150,
328,
supreme
e.g.,
(“[t]he
§
§
Ala.
art.
amend.
6.11
promulgate
governing
court shall make and
rules
the administration of all
procedure
governing practice
courts”);
in all
Schoenvo
courts and rules
and
Inc.,
gel
Group Retail,
(Ala. 2004) (constitu
v. Venator
895 So. 2d
power
practice
procedure
tional
to make rules of
and
includes rules of
evidence);
Const.,
VI,
(“[t]he supreme
§
Colo.
art.
court shall make and
promulgate
governing
rules
the administration of all courts and shall make
procedure
promulgate
governing practice
in civil and criminal
and
rules
and
Page Clark,
306, 318,
(1979) (power
cases”);
197 Colo.
522 to glean the various state constitutions were to examine highest that the states’ they reflect a view whether authority over trial rule-making have inherent courts to suggest would courts, several states’ constitutions the state constitution contrary. In where Georgia, authority rule over with ultimate legislature vests the authority with to Supreme Court but vests the making, court’s rules law, with adopt rules not inconsistent by the approved the rules are are not effective until the rules. See Ga. subject would be to lower court that Austin, 278 9; 1 and Bell Const., VI, 1, paras. art. § California, In 844, 846, (2005). Ga. 607 S.E.2d authority judi- in a rule-making state constitution vests consist of the Chief council, whose members voting cial Supreme Court, three judge and one other Justice and ten Appeal judges of the Court of judges 6. That scheme is Const., VI, Cal. art. Superior § Court. constitute a in that the Court notable members and thus necessar- majority of council voting on the binding rules that would be ily could determine Court. Supreme rule-making confer
Several other states’ constitutions court, subject power but power highest on their practice procedure “regulation of the form and to include rules Const., admissibility cases”); taking N.D. of evidence in all method of and the authority promulgate VI, supreme (“[t]he rules § 3 court shall have art. appellate procedure, procedure, including all the courts to be followed (N.D. 2005) state”); of L.B.B., 707 N.W.2d In re Interest practice J., power (Sandstrom, concurring) (constitutional to make rules of Const., V, evidence); (c) procedure § 10 Penn. art. includes rules of prescribe general governing power (“Supreme rules Court shall have the courts”); procedure practice, Penn. Rules of Evid. and the conduct of all five, [c], adopted (b) (noting § 10 are article § 101 that rules of evidence Const., VIII, (expressly conferring Pennsylvania constitution); art. Utah Const., VI, authority evidence); N.M. art. make rules of see also superintending all inferior (“Supreme . . . have a control over shall 307, 312, Broadcasting, Inc., courts”); 89 N.M. Ammerman v. Hubbard superintending grant (1976) (constitutional confers P.2d 1354 evidence). practice procedure, including power rules of to make rules of *88 by to legislative oversight allowing legislature either disapprove to rules enacted the court or requiring the court’s rules to be consistent with the law.19In some states, any express in the absence of constitutional con- authority ferral of or when the constitution vests author- ity in the legislature, may, by statute, a state’s legislature delegate authority its to the state’s rule-making highest court.20 Our legislature, course, of has addressed rule authority but has making, delegated to all of our courts. See General Statutes 51-14 (a). Thus, given the § any absence of express and exclusive constitutional to of grant rule-making authority court, variety of constitutional schemes for rule and the dele- making gation authority of under I 51-14,21 see to nothing § indicate that a constitutional conflict would arise construing code, written, to allow the judges Court to make rules that bind this court. that, The mere fact our predating constitution, this court had set forth rules of evidence the context of an adjudication simply undisputed— demonstrates what is 19See, e.g., Const., IV, 15; Const., V, 5; Const., § Alaska art. La. § art. Mo. V, 5; Const., VII, (3); Const., V, 25; § art. Mont. art. 2§ § Neb. art. Ohio Const., IV, Const., (B); VI, § art. Va. § art. 5. 20See, Const., e.g., VI, 14; § §§ Iowa art. Iowa Code Ann. 602.4201 and (West 1996); (2007); 602.4202 Me. Rev. Ann. § Stat. tit. Miss. Code Ann. Const., VI, 30; (1972); § 9-3-61 N.Y. art. N.Y. §§ Jud. Ct. Acts 211 and 214- a; (West 2004); Wash. Rev. Code 2.04.190 see also Mass. Gen. c. Laws (LexisNexis 1999) (authorizing adopts rules, § 3 lower courts to but subjecting approval by Supreme Court). rules to Judicial legal explained respect As one eminent scholar this field with congressional delegation of under a federal constitutional scheme substantially judicial provision: delegation similar to Connecticut’s “If [of Congress’ rule-making power] possible, may power whom of rule- making delegated? delegee way be must be in a chosen that makes sense, framework, institutional that seems meet in an historical [to] conception separation power theory that does no violence to our practice. Supreme . . . is obvious that the Court and individual courts [I]t properly delegated responsibility So, too, rule-making. could be could assembly an such as the United States Judicial Conference aor appointed by judges approved by Congress.” committee or commission Weinstein, Rule-Making (1977) pp. J. Reform of Court Procedures 95-96. authority does not this court has do so—it question dispute, another is, whether
answer body adopt rules that this court cannot judicial can overrule. concurrence, acknowledges his Justice Palmer
In
*89
clearly
to the code
precludes changes
that the code
process
except by
rule-making
aegis
under
Court,
that this
Superior
posits
but
despite
applies only
limitation
Court —
applies
1-2
express language
(b)
in
that this limitation
§
arise
“any
court” —because a different conflict would
courts.
appellate
if that section were deemed to bind the
con-
Specifically, the concurrence
(Emphasis added.)
with
that such a result would be inconsistent
cludes
this court’s inherent
supervisory authority over the
justice.221 disagree.
administration of
only
powers
invoked
supervisory
Because
are
“[o]ur
the rare circumstance
protec-
in
where
traditional
[the]
inadequate
adminis-
just
are
to ensure the fair and
tions
Hines,
State
v.
courts”;
tration of the
(emphasis added)
undoubtedly
796,
A.2d 522
(1998);
709
22
many
states,
on this
Unlike
other
our constitution does not confer
supervisory authority
Pugh,
general
over the
See D.
C.
court
lower courts.
p.
al.,
Rulemaking: Compendium (1984)
& J. Alfini
Judicial
A
Korbakes
et
judicial
constitution,
(“[t]he
that of most
36
article of the Connecticut
unlike
jurisdiction
powers
states,
specifically
does not
delineate
other
Const.,
comprising
judicial department”); see, e.g.,
art.
Del.
the courts
Supreme Court,
IV,
(“[t]he Chief
of his or her
§ 13
Justice of
case
vacancy
[s]tate, disqualification, incapacity,
a
absence from the
or if there be
by seniority
office,
qualified
in that
the next
and available
who
Justice
in rank to the
shall be
head of all the
next
Chief Justice
administrative
[s]tate,
supervisory
general
courts
and shall have
administrative and
Const.,
powers
courts”);
supreme
(A) (“[t]he
§
over all the
La.
art.
5
court
supervisory jurisdiction
Const.,
general
courts”);
over all
Mo.
art.
has
other
supreme
V.,
(1) (“[t]he
general superintending
§ 4
court shall have
control
Const.,
supreme
tribunals”);
VII,
(2) (“[the
art.
2§
over all courts
Mont.
supervisory
Const.,
general
courts”);
has
control over all
N.M.
other
court]
VI,
(“[t]he [s]upreme
superintending
. . .
art.
shall have
control
[c]ourt
VII,
Const.,
supreme
courts”);
(1) (“[t]he
all inferior
Wis.
art.
court
over
authority
courts”).
superintending
administrative
all
shall have
over
authority
free-floating
that would not afford
basis of
any
provisions
to overrule code
for
reason that we deem
proper.
however,
supervisory
I
that this court’s
agree,
authority
adoption
extends to the
of rules to
guide
trial courts in both the civil and criminal context. None
theless,
such
is exercised in
the absence of
rule,
gaps
supplement
when there are
in a rule or to
procedures
See, e.g.,
Gould,
under a rule.
1, 15,
rule,
Conn.
conflict
another
supervisory
of its
the limits
inherent
recognized
has
existing
an
authority when
would arise with
a conflict
A.2d
855-56, 661
Day,
813,
See State v.
rule.
specific
explore
not
in detail the
(“We
539
need
(1995)
S.
Wiggins,
168,
v.
U.S.
holdings
[McKaskle
here,
For
purposes
tiary give issues necessary than those evidentiary rules, other Because a bal- concerns, often reflect to address constitutional by way of considerations, crafting them policy of ancing rule judicial making, type process through a legislative mem- that includes advisory an committee guided areas and eviden- practice various bers of the bar from by way eminently sense than makes more tiary experts, courts have in which the adjudicative process an necessarily the who do not advance parties before it by a rule. Accord- implicated given broader concerns part majority’s conclusion with the disagree I ingly, authority courts have opinion appellate that the I of its Sadly, the result in of the code. provision to overrule through to follow may legislature motivate the this case rules to contemplated bring action previously on body, which supervision of evidence under rules adopt has majority acknowledges this court. that would bind of evidence II no author- that this court has my In conclusion light admissibility for the liberal rule ity to reconsider applied was cases, which bad acts in sex crime prior case, I turn present with the code in the in accordance appeal as presented the state’s question to the concluded that Appellate properly whether the statute, General Statutes degree kidnapping the first unconstitutionally applied vague (a) (2), 53a-92 the basis of our decisions facts of this case. On and State Salamon, in supra, 287 Conn. Sanseverino, in which we altered supra, stat- interpretation kidnapping long-standing our majority’s decision to overrule with the ute, disagree I Sanseverino the defen- its conclusion that support judgment to a case is not entitled present dant in the in the first kidnapping for acquittal on his conviction insufficiency proof was caused “any because degree *93 Salamon, subsequent in the law change under rather than the failure to government’s muster sufficient I that, present evidence.” conclude in the (1) case: sufficiency analysis of the evidence is appropriate, as it Salamon; Sanseverino and was in and no (2) reasonable jury could found, have on the basis of the evidence before it, necessary the abduction for a kidnapping only because: (a) necessary restraint was that incidental assault; the sexual there was (b) no evidence of force or intimidation.
A
I
my
with
begin
strong disagreement
majori
with the
ty’s decision to overrule our
Sanseverino
holding
that the defendant was entitled
a judgment
acquit
tal, which three members of the present majority joined
than
less
two months
and with
ago,
its decision to do
so on a ground
squarely presented
that was
to them in
only
the dissent. Not
do I disagree
majority’s
with the
Sansev
characterization and determinations
regarding
erino,
but I am also troubled
its
respect
lack of
for
principle
of stare decisis in its willingness to cast
precedent
persuasive
aside
without
justification. See
Vasquez v. Hillery,
474 U.S.
265-66, 106 S. Ct.
culture consistency itself has normative decisionmaking major- omitted.]). marks quotation value.” [Internal precedent strikes such recent ity’s decision to overrule following As the these concerns.25 very heart of at the may demonstrates, the considerations discussion simply are stare decisis adherence to outweigh strict *94 present. not Salamon, this court defendant had asked
In
decisions;
kidnapping
of
and overrule a line
reconsider
Luurtsema,
State
179, 201-203,
v.
262 Conn.
see,
e.g.,
had held that
in which this court
A.2d 223 (2002);
of movement
degree
of restraint or
period
no minimum
restraint
even when the
necessary
offense,
for that
is
offense. While
underlying
to an
merely
is
incidental
Salamon
we heard
court,
argu-
pending
was
before
Sanseverino,
State
supra,
287 Conn.
v.
ment
concurrently,
cases
decisions in the two
released the
with Salamon
and with the intention
case,
as the lead
to the bench
provide guidance
would
that the two cases
adopted had
the framework
application
bar,
Salamon, supra,
results. See v.
yielded different
directly
may
whether
recognize
not bear
on
that stare decisis concerns
25 I
properly could take similar
because this court
to overrule Sanseverino
currently
timely
light
the state’s
motion for reconsideration
action in
bear, however,
pending
do
on
before us. Such concerns
effect
decision,
majority’s
the framework set forth
which is to overrule sub silentio
only
Salamon,
applied
that case differs from Sanseverino
because
yielded
application
a
in Salamon
result
of the framework
in that
acquittal.
present
avoiding judgment
majority
in the
seeks
case—
Sanseverino,
(“[In
Salamon, supra,
In State Salamon, supra, we con- prevent cluded that the intent to the victim’s liberation required for an abduction —and thus a kidnapping— requires necessary more than the something restraint and incidental crime. we underlying Although reaffirmed our rule that no minimum long-standing period of restraint or of movement is degree necessary, we determined that guiding principle is whether “[t]he part was so much the [confinement movement] of another substantive crime that the substantive crime could not have been committed without such acts.” quotation (Internal omitted.) Id., marks 546. We con- cluded that a question jury. this determination is for the Id., 547-48. Because we announced a new rule, the defendant would have been entitled to a retrial if we solely had viewed the case as instructional implicating *95 Salamon, error. The defendant in had however, claimed that he was entitled to a judgment acquittal under interpretation the new adopt that he the court to urged “in because, of the evidence adduced at light trial, no juror reasonably could conclude that the restraint imposed on the victim was not incidental to the restraint used in connection with the assault Id., of the victim.” Despite 548-49. the fact that there was no doubt that the state had adduced sufficient evidence to convict the defendant under the law as it existed at the time trial, sufficiency we nevertheless conducted a of the analysis specific evidence and examined in detail the evidence adduced at trial, concluding that a retrial was warranted because the facts were such that a reason- jury able could find a under the new rule. kidnapping Id., facts, juror reasonably 549-50 the basis of these a (“On could find that the defendant’s restraint of the victim merely was not incidental to his assault of the victim. ... In light evidence, moreover, juror a reason- to
ably
pulled
find that the
the victim
could
defendant
her,
for
ground primarily
purpose
restraining
fingers
and that
her and
his
her mouth
put
he struck
prevent her from
in an effort to subdue her and to
escape.
not
In
help
for
so that she could
screaming
circumstances,
say
such
we cannot
that the defendant’s
necessarily was
to his
restraint of the victim
incidental
assault
victim.
the defendant’s conduct
Whether
is a
kidnapping, therefore,
question
constituted a
factual
by properly
for determination
instructed
This
jury.”).
precedent
approach
requiring
was consistent with our
analyze
sufficiency
us to
a claim of
evidence
prior to a
of instructional error that would result
claim
Padua,
State
for a
See
the case
new trial.
remanding
138, 178-79,
(“[interests
the court to reconsider the issues that were Salamon, to us in instead claimed the statute applied was for to the facts of his vagueness void *96 Sanseverino, supra, State case. v. 287 Conn. 618-19. Nonetheless, in the considerations relevant addressing namely, to a a vagueness challenge, void for whether ordinary person reasonably could have intelligence recognize jeopardy necessarily 26 I that a successful claim would double acquittal judgment result in a because the constitution mandates such a result, applied that framework in Salamon and Sanseverino whereas we jurisprudential due more to concerns. criminal; State v. his conduct was on notice that been Koczur, (2008); 947 A.2d 287 Conn. that went had articulated concerns defendant Sanseverino, State Salamon. in holding of our heart defendant contended Specifically, the supra, 619. “ wholly incidental imposed was ‘the restraint ” assault.’ Id. of the sexual commission sufficiency not raised a the defendant had Although such appeal, preserved he had of the evidence claim on for posttrial judgment trial via a motion a claim at were directed appeal on acquittal, arguments and his support would such whether the facts of the incident at necessarily, such a con- thus, and kidnapping charge, a reasons, vagueness we eschewed viction. For these adopted analytical framework applied challenge Salamon, under our well evaluated the evidence sufficiency of the evidence27 established test for con- jury could have that “no reasonable concluded our kidnapping light the defendant of a victed v. Ritro- Id., 625; see also State in Salamon.” holding vato, (stating A.2d 1079 36, 50, (2006) 280 Conn. mindful that “we must be well established rule that a judicial duty deciding to avoid court has a basic [t]his exists ground issue if a nonconstitutional constitutional Therefore, consistent dispose case”). will we justice judicial economy, interests of with the Sanseverino, it acquittal judgment rendered retrial prevail not on clear that the state could was in Salamon. In so doing, under the new rule set forth the Sanseverino view the dissent’s majority rejected sufficiency support reviewing a criminal of the evidence “In two-part First, apply the evidence in the test. we construe conviction we Second, sustaining whether light verdict. we determine most favorable to reasonably upon drawn therefrom construed and the inferences the facts so reasonably that the cumulative could have concluded of fact] [finder beyond (Internal guilt a reasonable doubt.” the evidence established force of Martin, 135, 147, quotation omitted.) 939 A.2d marks (2008).
534
that the case should be remanded for a new trial to
present
another
more evi-
give
opportunity
the state
incidental
the restraint. See
dence on the
nature of
Sanseverino,
supra,
J.,
v.
Although
whether
distin-
by
two
guishes these
cases
virtue of the fact that the
expressly
defendant
Sanseverino did not
raise a suffi-
ciency of the evidence
if
claim,
claim that
successful
Fernandez,
results in
judgment
acquittal; State
1, 21,
apply
Conn.
326 F.3d Cir. for its (4th always appropriate conclusion that retrial is because a error, new rule renders a claim one of instructional is misplaced. In that wherein offense at issue case, possession was of child the United States pornography, Supreme applied Court had a constitutional gloss possession case, that statute another decided after in Ellyson appeal the trial of the defendant but while his required prove was which the state to differ- pending, necessarily required ent that would have element entirely proof i.e., different that the was that image — child, “appears of an actual not a virtual that image sexually explicit ... conduct.” engaging be a minor Id., 529-30. trial court’s
The Fourth Circuit concluded that the consistent with valid Circuit Court instruction, although was erroneous in precedent trial, light at the time of the verdict had to be interpretation of the new and that Id., on that basis. 530-31. That determination set aside analyzed sufficiency the court notwithstanding, the evidence in order to determine whether the defen- 532-34. acquittal. Id., dant was entitled to a judgment constitutionally the state The court determined retry because, trial, could the defendant at the time of satisfy the then existing its evidence was sufficient to standard, jeopardy and thus the double clause did legal present Id., not an obstacle to retrial. 532-33. The court further, however, and noted that there was evi- went legal dence that satisfied the new standard as of one child and other evidence as to the other images satisfy the new arguably could standard. images Id., Thus, appropriate. 534-35. a new trial was analysis entirely
The Fourth Circuit’s
is
correct
when a
in the law
appropriate
change
that retrial
*100
requires
proffer additional,
the state to
critical evidence
prove
Elly son,
to
its case. In
the record made it manifest
entirely
body of evidence that
that there was an
new
put
the state could
forth
whether some of
regarding
Thus,
involved actual children. See id.
images
permitted
more,
court
the state to do
when it was evi
dent that there was more to do. These circumstances
are
to the concerns about fairness to the
analogous
permit
to
retrial
state that have motivated this court
to
because the evidence would have been sufficient
evidentiary
support a conviction but for an
error. See
539,
200 Conn.
Gray,
State v.
512
inadmissible but
that defendant’s confession was
A.2d 217 (concluding
acquittal,
proper
was
because
retrial,
opposed
as
exclusion
and,
light
evidence otherwise sufficient
introduced evidence to
confession,
state
have
might
would have been
replace
cumulative),
it that otherwise
423, 93 L. Ed. 2d
denied,
479 U.S.
107 S. Ct.
cert.
Carey,
487, 496-98,
accord v.
(1986);
evidentiary error enti
(1994) (concluding
A.2d 840
but
hearing
revocation
probation
to new
tled defendant
error, evidence otherwise
because, but for
acquittal
not
appellate
or an
cases,
In these
a new rule
sufficient).
evidentiary
that we could not
gap
an
ruling created
unable to fill on retrial.
that the state would be
presume
however, that there are
equally apparent me,
It is
permit
retrial
appropriate
in which it is not
cases
adopted. There
a
rule established or
when there is new
possible to discern that the
are cases in which it is
complete
story
as is relevant
state has told
in such cases double
Although
of the offense.
elements
retrial,
question
of what
jeopardy would not bar
constitutionally does not dictate what we
may
we
do
of fairness to the defendant
should do
the interests
Nelson,
Lockhart
economy.
See
v.
488 U.S.
judicial
(double
L. Ed. 2d 265
33, 39-42, 109
285, 102
(1988)
S. Ct.
reversal was based
jeopardy does not bar retrial when
suffi
evidentiary error and
evidence was
remaining
on
Gray, supra,
State support conviction);
cient to
Sanseverino,
In
kidnapping
Conn. 539 (same).
clearly
part
were
crime of sexual assault
underlying
The victim
of a well-defined transaction of events.
accord,
sexually
was
walked into the room of her own
as soon as the defen
assaulted, and then left the room
Sanseverino, supra,
released her. State dant
step
transaction,
Because each
of that
from
Conn. 615.
fled,
to the time she
was
the time the victim entered
evidence,
well-defined
it was clear that there
so
could have adduced from
nothing
*101
was
further
state
victim,
only
crime,
witness to the
that would
over and above
have showed that there was restraint
necessary
the crime of sexual assault.
to commit
IIB
part
n. 16. As the discussion in
of this dissent
Id., 625
case. I can
indicates,
present
the same is true for the
reason,
why any
think of no
therefore,
defendant should
pretrial
be
to a
relegated
status on his
con-
kidnapping
viction while the state decides whether to reprosecute,
when it is clear from the record that the defendant
is
acquittal
entitled to a
judgment
Indeed,
or dismissal.
majority’s
universal rule of retrial will no doubt give
pause to trial judges as to whether to exercise their
discretion to dismiss these cases for insufficient evi-
54-56.30 State pursuant
dence
to General Statutes
§
Kinchen,
B my In light sufficiency conclusion that a of the analysis appropriate evidence context, I turn application to its present to the facts in the case. The provides: having jurisdiction General Statutes 54-56 “All courts jurisdiction criminal cases shall at all times have and control over informa pending may, any time, upon tions and criminal cases therein and at motion defendant, any dismiss information and order such defendant dis if, opinion charged court, in the of the there is not sufficient evidence or justify bringing continuing placing cause to of such information or the person accused therein trial.” on majority’s The effect of the conclusion that retrial in these cases is appropriate may, fear, ultimately I undermine one of the bases for our Salamon, namely, holding previous interpretation kidnap that our prosecutors ping encouraged any kidnapping charge statute “to include a Salamon, supra, robbery.” involving State case a sexual assault or present Sanseverino Conn. 544. If the evidence in case is not expressly insufficient, overcharging deemed to be I foresee much of the same kidnapping of the crime of in the future. *102 my inform Sec- principles conclusions.
following legal
pursuant
to which the defendant was
(a),
tion 53a-92
part:
person
“A
is
convicted, provides
guilty
in relevant
when he
degree
the first
abducts
kidnapping
person
...
he restrains the
person
(2)
another
injury upon
inflict
(A)
physical
abducted with intent to
“
”
sexually
him
. . .
‘Abduct’
him violate or abuse
or
prevent
person
as “to
a
with intent
defined
restrain
him in
holding
his
either
or
(A) secreting
liberation
place
likely
found,
(B) using
where he is
to be
or
not
physical
or
to use
force or intimidation.”
threatening
previously
As we
have
(2).
General Statutes
53a-91
qua
of the crime of
abduction is the “sine
non
noted,
Salamon, supra,
We dealt with the intersection between restraint and Salamon, supra, abduction in State Conn. 534-35, resolved an between the intent nec- ambiguity when we necessary an essary for a restraint and intent for prevent We intent to abduction. concluded necessary requires victim’s liberation for an abduction necessary more than the restraint and inci- something crime. defendant underlying Id., dental to the 542. “[A] may and another sub- kidnapping be convicted of both to, or after any prior during at time if, crime stantive *103 victim is moved crime, other the commission of that criminal independent has way in a that or confined an was restrained to is, the victim that significance, necessary to accom- was that which exceeding extent Whether the move- the other crime. plish complete merely incidental the victim is confinement of ment or depend will on necessary for another crime to and Conse- of each case. facts and circumstances particular a reasonably supports find- the evidence quently, when was not merely to the incidental that the restraint ing ultimate separate crime, the other, of some commission by jury. made For must be factual determination determination, jury should that purposes making factors, relevant the various instructed to consider be the victim’s move- and duration of the nature including whether that by defendant, or confinement ment the commis- during confinement occurred movement or restraint was offense, whether the separate sion of the whether offense, separate in the nature of the inherent summoning the victim from prevented the restraint defen- reduced the whether the restraint assistance, the restraint cre- detection and whether dant’s risk of the victim’s risk or increased significant danger ated a by separate posed independent harm 547-48. Id., (Emphasis original.) offense.” more than at which restraint becomes The line crime is underlying incidental necessary and in Sala- the factual scenarios by contrasting exemplified Salamon, and Sanseverino. mon had In the defendant was behind as she the victim from approached her the back of stairs, grabbed ascending flight her down her fall, her to and held neck, causing When the Id., break free. 549. as she struggled hair punched her in scream, the defendant victim began into her fingers to insert his attempted mouth and five approximately for After restrained being throat. Id. was able herself and minutes, the victim to free flee why help. for Id. it was unclear the defendant Although victim; id., n.34; had restrained the accosted and jury reasonably we concluded that a could have found that the defendant’s five minute restraint of the victim merely to, was not incidental and therefore had inde- pendent from, Id., his assault of the victim. significance jury Specifically, 549. we concluded that reasonable “pulled could find that the defendant had the victim to primarily purpose her, for the ground restraining put and that he struck her and his in her mouth fingers prevent an effort to subdue her and to her from *104 help escape.” for so that she screaming could not Id. we remanded the case for a new trial. Accordingly, Id., 550. v. Sanseverino, supra,
In which interpretation was the first case that had relied on the Salamon, of the kidnapping statute set forth in defendant, bakery, the owner of a had followed the one victim, employees, of his after she walked into a room, pushed up sexually her a wall and storage against ejaculated, assaulted her. After he had the defendant released the victim and she was able to leave the room. Id. We reversed the defendant’s conviction kidnapping and a judgment acquittal directed because we deter- jury mined that “no reasonable have could convicted the defendant of in the first in kidnapping degree light of our . . . holding Salamon.” Id. Salamon, Sanseverino
In
represented
contrast
quintessential example of the discrete set of facts that
statute in Salamon
interpretation
our
kidnapping
was meant to
The
guard against.
physically
defendant
only
period
restrained the victim
for the brief
that place
immediately
sexual assault
took
thereafter
released her and allowed her to leave the room. Id.
There was simply no other evidence that the defendant
prevent
intended to
the victim’s
liberation
some man-
we
Accordingly,
the assault. Id.
independent
ner
kidnapping conviction
reversed the defendant’s
to the trial court with direction
remanded the case
Id., 641.
charge.
not
on that
judgment
guilty
render
I
analytical framework,
Salamon’s
Again, applying
case
present
the record
would conclude
discrete set of circumstances
illustrates the same
No
acquittal
in Scmseverino.
warranted a judgment
proper
under the
stan-
jury
find,
legal
reasonable
could
was sufficient evidence to establish
dard, that there
intent for
possessed
requisite
defendant
that the
because the defendant had restrained
abduction
necessary
accomplish
victim no more than was
asked the victim to go
sexual assault. The defendant
store,
in the
and she went. He closed
to a room
it, but not in such a manner
door,
may
have locked
of her own voli-
prevent
leaving
as to
the victim from
underpants
victim’s slacks and
tion.32He removed the
on a
penetrated her while she sat
vaginally
and then
protested,
the defen-
desk in the room. When the victim
and return to work.
dant let her leave the room
occurred when the
only
applied
restraint
to the victim
during
and then
clothing
defendant
removed her
testified,
As the victim
penetration
actual act of
itself.
*105
hurt,” she
her and “it
penetrated
when the defendant
.
move”
. . .
desk . . was able to
got
“said no
off the
This
added.)
(Emphasis
and “went back to work.”
to
undoubtedly necessary and incidental
restraint was
Cf. State
the sexual assault
itself.
accomplishing
restraint
Sanseverino,
supra,
(“The
287 Conn.
vic-
grabbed
. . . when the defendant
occurred
[the
wall, pin-
pushed
against
behind and
her
from
tim]
testimony
had
as to whether the defendant
The victim wavered in her
however,
testimony,
had left the room
Her
indicated that she
locked the door.
Therefore, assuming
unimpeded
the defendant’s assistance.
and without
only
locked,
inference that could be drawn
was
reasonable
the door
testimony
the door was locked from the inside.
from the victim’s
is that
leaving
Thus,
than if
restrained the victim from
the locked door no more
merely
it
had been closed.
pressing
arms
her head with his arm and
ning her
over
body
keep
to
her from
These
against
moving.
his
hers
solely
purpose
clearly
actions were
undertaken
for the
initiate,
keep
and to
the defendant
allowing
[the
away from,
advances.”).
from
his sexual
moving
victim]
in accordance with the considerations
that we
Thus,
Salamon: the restraint
solely
was
directed
set forth
assault; it
purpose
accomplishing
at the
the sexual
it
only
assault;
lasted
for the duration of the sexual
the victim from
purpose
preventing
was not for the
assistance;
it did not increase the dan-
summoning
ger of harm to the victim.33
speculate
theory
might
if I
Even
were to
as to some
that the state
retrial,
going
advance on
such as that the victim was deceived into
occurred,
theory
supported
room where the assault
is not
the facts
byor
law. The victim’s movement from the store office to the room where
restraint,
the assault occurred did not constitute a
as there was no evidence
go
deception
that the defendant forced the victim to
there or used
to trick
going
(1).
her into
there. See General Statutes 53a-91
The victim testified
go
room,
that the defendant had told her to
to another
which she could not
identify despite
probing;
given
the state’s
she did not indicate that he had
any
why
her
reason as to
he wanted her to do so. The state adduced no
purpose
directing
evidence as to what she believed his
to be in
her there
employees
particular
generally
or even whether
or she
would enter that
Thus,
room.
there is no evidence that the defendant lied or created a ruse
get
go
Smith,
147, 152,
the victim to
to the room. Cf. State v.
(1985) (defendant
stating
is no different than if the defendant had ordered the victim into a supply independent signif- closet. Such restraint would have no criminal icance. Therefore, principled way I can see no to distinguish Sanseverino. present the facts of the case from those cases, In both employers the defendant followed the employee victims a private premises into room on the they sexually where assaulted the victims. Once the point, sexual assaults had to a certain progressed defendants released the victims and allowed them to leave the room. abduction, merely
There is more to
than
however,
to,
whether
the restraint was incidental
considering
independent of,
rather than
crime. In
underlying
present case,
the state has failed to establish the
abduction, namely,
other elements of an
that the defen-
place
dant either had
secreted the victim “in a
where
(1)
likely
found”;
not
to be
General Statutes
[s]he [was]
53a-91 (2) (A);
held her
or
(2)
“using
threatening
physical
to use
force or intimidation.” General Statutes
starkly
53a-91
It is
(2) (B).
apparent
the state did
not adduce evidence that the defendant secreted the
in place
likely
victim a
where she was not
found,
be
a room within the store itself. Cf. as she was
v. Suggs,
733, 759,
Additionally, reasonably there is no evidence that supports a determination that there was force or intimi- any dation of kind. Although protested the victim ver- bally pants the removal of her and the during act of penetration, respond. the defendant did not The defen- dant did not threaten the victim did he verbally, nor pin strike her or her down. After the defendant vaginally penetrated victim, she off the desk and left the got impediment Thus, room with no from the defendant. there is no physical evidence of force or intimidation necessary establish the abduction for a kidnapping. *107 A.2d 153, 175-76, 778 Burton, 258 Conn.
Cf. State
when
established
and intimidation
955 (2001) (force
escape,
not
shut so victim could
held car door
defendant
victim’s
seat,
thereby
ignored
her
pinning
State v.
out”);
and let her
stop
the car
“screams
(force
The facts that the defendant ability in and of victim was of limited mental and the A establish force or intimidation. themselves do not reasonably cannot employer from an mere command necessary for an intimidation or threat constitute the ques- into case, If that were the it would call abduction. every in which an criminality situation tion reprimand withstand a employee was forced to sit and abduction, unlike restraint by supervisor. Moreover, an provisions involving and other the Penal Code consent, does not take into account element of ability the victim when determining or mental age pre- there has been force or intimidation whether Cf. General Statutes 53a- § a victim’s liberation. venting involved in restraint includes of consent (1) (B) (lack person permis- without acquiescence incompetent General Statutes 53a-71 parent sion of or guardian);34 degree of sexual assault second (2) (person guilty (a) charge did not the defendant with the restraint 34 Inote that the information person. jury charged incompetent also was not of an or minor portion statute that taires into account the mental of the restraint competence of the victim. “mentally if victim is defective to the extent that such person other is unable to consent to such sexual inter- General course”); (person Statutes 53a-73a (a) (1) (B) *108 of sexual assault in if guilty degree recipient fourth mentally incapacitated sexual contact is defective or they to extent jury that cannot Even if a were consent). to take into account the capacity victim’s mental in its determination as to whether she had been intimidated, despite the court, absence of instructions from the trial the evidence belies a conclusion she was so intimi- dated that she stay felt forced to in the room with the leave, defendant. When she wanted to she was able to do so, and the defendant neither said nor did anything stop her. Thus, because of the lack of evidence glaring any present case, “abduction” the judgment respect with to the kidnap- defendant’s conviction of in the first ping degree should be reversed and the case should be remanded to the trial court to render a judgment of not on that guilty charge. I Accordingly, part majority dissent from I of opinion as well. conclusion, my In I note that, case, this colleagues have disavowed positions recent taken this court with respect to both the effect of the code binding the circumstances under which judgment acquittal proper. Understandably, may the bench and bar be somewhat result, confused as am I. Like Shake- speare’s Puck, only I can apologize audience and it also suggest pretend that this has all been a bad dream.35 offended, this, mended, “If we shadows have Think but and all is That you appear. have but slumb’red here While these visions did And this weak theme, dream, Gentles, yielding reprehend. and idle No more but a do not you pardon, And, Puck, If we will mend. as I am an honest If we have scape serpent’s tongue, unearned luck Now to We will make amends you long; So, good night your ere Else the Puck liar call. unto all. Give me hands, friends, Shakespeare, if we be And Robin shall restore amends.” W. Night’s Dream,
A Midsummer act 1. sc. Treatise Bills of Notes Exchange, on p. of dernier resort viii. (1810), (“decisions [c]ourts authority”). Although in this are “binding [s]tate” possessed broad discretion in determin- admissibility under the facts and ing evidence case, of each this discretion circumstances individual law necessarily was constrained of evidence
