STATE OF MINNESOTA, Aрpellant/Cross-Respondent, vs. Jason James Loveless, Respondent/Cross-Appellant.
A20-1254
STATE OF MINNESOTA IN SUPREME COURT
Filed: March 22, 2023
Moore, III, J. Dissenting, Gildea, C.J., Anderson, McKeig, JJ.
Court of Appeals
Donald F. Ryan, Crow Wing County Attorney, Lindsey Lindstrom, Assistant County Attorney, Brainerd, Minnesota; and
Travis J. Smith, Special Assistant County Attorney, William C. Lundy, Supervised Practitioner, Slayton, Minnesota, for appellant/cross-respondent.
Cathryn Middlebrook, Chief Appellate Public Defender, Saint Paul, Minnesota, for respondent/cross-appellant.
Jeffrey C. O’Brien, Apple Valley, Minnesota, for amicus curiae Minnesota Industrial Hemp Association.
Jason C. Tarasek, Tarasek Law Office, PLLC, Minneapolis, Minnesota, Elliot Ginsburg, Garner, Ginsburg & Johnsen, P.A., Minneapolis, Minnesota, for amicus curiae Minnesota Cannabis Association.
S Y L L A B U S
- A defendant’s challenge to the sufficiency of the State’s evidence that is grounded in a statutory-interpretation-based amelioration doctrine argument is not forfeited on appeal even though the issue was not raised in the district court.
- A statutory amendment mitigates punishment under the amelioration doctrine when a change in the law either reduces the penalty for the criminal conduct or redefines the criminal conduct in a manner benefitting the defendant, including the decriminalization of the conduct. The 2019 amendment to exclude hemp from the definition of marijuana in
Minn. Stat. § 152.01, subd. 9 (2022) decriminalized the possession of hemp, meaning a defendant convicted of marijuana offenses may obtain relief under the amelioration doctrine. - Because
Minn. Stat. § 152.01, subd. 9 , explicitly excludes “hemp” from the definition of “marijuana” and these substances are distinguished based on their delta-9 tetrahydrocannabinol concentration, the State must prove beyond a reasonable doubt that the delta-9 tetrahydrocannabinol concentration of a substance exceeds 0.3 percent on a dry weight basis to obtain a conviction for a fifth-degree controlled substance crime underMinn. Stat. § 152.025, subds. 1(1) and 2(1) (2022) . - The evidence is insufficient to support the defendant’s convictions for fifth-degree controlled substance offenses under
Minn. Stat. § 152.025, subd. 2(1) and1(1) , because the State offered inadequate evidence that the delta-9 tetrahydrocannabinolconcentration of the plant material and liquid mixture in vaporizer cartridges found in the defendant’s possession exceeded 0.3 percent on a dry weight basis.
Affirmed in part and reversed in part.
O P I N I O N
MOORE, III, Justice.
In early 2020, a Crow Wing County jury found respondent/cross-appellant Jason James Loveless guilty of two marijuana-related fifth-degree controlled substance offenses. One conviction is based on Loveless’s alleged possession of approximately 3 pounds of plant material that the State claimed was marijuana. The second conviction is based on Loveless’s alleged possession with intent to sell one or more vaporizer cartridges filled with an amber-colored liquid mixture containing tetrahydrocannabinols.
Loveless argues that the State’s evidence is insufficient to support the jury’s verdicts because of a 2019 amendment to the definition of marijuana in
The court of appeals agreed with Loveless that the 2019 definition of marijuana applies to this case and reversed his conviction for possession of the plant material. However, the court appeals upheld his conviction for possessing with intent to sell the vaporizer cartridges filled with the liquid mixture containing tetrahydrocannabinols. The court reasoned that the possession of tetrahydrocannabinols in any amount is illegal under Minnesota’s definition of Schedule I controlled substances.
We agree with the court of appeals that the 2019 amendment to the definition of marijuana in
FACTS
In June 2019, state troopers еxecuted a search warrant on a residence belonging to T.W. When the state troopers entered the home, they found Jason Loveless in a bedroom. Loveless told the troopers that he was staying at T.W.’s home temporarily. During the search, the troopers discovered two guns, ammunition, vaporizer cartridges filled with an
Based on the investigation, the State charged Loveless in Crow Wing County District Court with five crimes, two of which are relevant to this appeal: one count of fifth-degree possession of 3 pounds of marijuana, a controlled substance classified in Schedule I, II, III, or IV, under
A 3-day jury trial was held in February 2020. At the start of his trial, Loveless discharged his public defender, and the district court permitted him to proceed pro se with advisory counsel. Among the State’s witnesses was a forensic scientist from the Minnesota Bureau of Criminal Apprehension (BCA) who tested the plant material and liquid-filled vaporizer cartridges found in the bedroom of T.W.’s home. The BCA forensic scientist testified that the plant material was marijuana based on her visual examination,
The jury found Loveless guilty of both counts of fifth-degree possession. Neither of the jury instructions for the charges defined “marijuana,” “tetrahydrocannabinols,” or referenced a concentration of delta-9 THC.
On appeal, Loveless challenged his convictions and argued that the evidence is insufficient to support them. Loveless pointed to recent changes to Minnesota law distinguishing between illegal marijuana and legal hemp based on the concentration of delta-9 THC in the substance.4 As a threshold matter, Loveless argued that the 2019 amendment to the definition of marijuana in
Notably, the State did not contest the application of the amelioration doctrine at the court of appeals. In fact, the State apparently agreed with Loveless that the amended definition of marijuana from the 2019 legislation applies here. The State merely argued to the court of appeals that the evidence as a whole supports the jury’s verdicts on both counts. The State did not directly engage with Loveless’s argument that, to sustain a conviction, the 2019 legislation requires proof of a minimum concentration of delta-9 THC in both the plant material and vaporizer cartridge liquid to show that the substances were marijuana, not legal hemp. Instead, the State argued that the issue of THC concentration is part of an affirmative defense provided in the industrial hemp statute,
In a precedential opinion, the court of appeals affirmed in part and reversed in part. State v. Loveless, 966 N.W.2d 493, 509 (Minn. App. 2021). As a threshold matter, the court of appeals agreed with Loveless that the common law amelioration doctrine allows him to assert his claims under the 2019 changes to Minnesota law. Id. at 502. Specifically,
The court of appeals dismissed the State’s forfeiture argument because “a defendant does not forfeit a challenge to the sufficiency of the evidence based on the interpretation of a statute by not raising the issue in the district court.” Id. at 503 (citing State v. Pakhnyuk, 926 N.W.2d 914, 918–20 (Minn. 2019)). In addressing the substance of Loveless’s sufficiency-of-the-evidence claims, the court of appeals looked at each fifth-degree controlled substance conviction separately.
First, the court of appeals noted that “[b]ecause the definition of marijuana was amended only recently, there is no precedential caselaw specifically on point” and that it must “look to the supreme court’s opinions concerning the evidence necessary to prove the identity of a controlled substance.” Id. at 504. The court of appeals concluded that “[i]n light of the 2019 amendments to the definition of marijuana, the presence of delta-9 tetrahydrocannabinol in a concentration greater than 0.3 percent is an essential element of the offense of unlawful possession of marijuana,” which the State may prove with either scientific or non-scientific evidence. Id. at 506. The court of appeals determined that the State failed to present sufficient evidence of either type to show the delta-9 THC concentration of the plant material in the plastic bags. Id. at 507–08. Thus, the court of
Second, the court of appeals observed that “[u]nlike the definition of marijuana, the inclusion of tetrahydrocannabinols in Minnesota’s Schedule I does not make any exception for hemp or for a substance or mixture that has a concentration of delta-9 tetrahydrocannabinol that is 0.3 percent or less on a dry-weight basis.” Id. at 508. The court of appeals noted that the provisions of the law concerning THC had been unchanged sinсe 2012 at the time of its opinion. Id. Based on the testimony from the BCA forensic scientist that the liquid mixture in the vaporizer cartridges included THC, the court of appeals concluded that the evidence was sufficient to uphold Loveless’s conviction for fifth-degree possession of mixtures containing THC with intent to sell. Id. at 508–09.
Both the State and Loveless filed petitions for further review, which we granted.
ANALYSIS
At its core, this case concerns Loveless’s challenge to the sufficiency of the State’s evidence supporting his convictions for marijuana possession and sale. Reaching the merits of that challenge, however, requires us to consider a series of preceding issues. Loveless maintains that the State’s evidence is insufficient to support his convictions because a 2019 amendment to the definition of marijuana controls his case through the application of the common law amelioration doctrine. Part I of this opinion considers whether Loveless’s amelioration doctrine argument is properly before our court when it was not presented to the district court. In Part II, we address whether the amelioration doctrine applies to a change in the law that decriminalizes certain conduct and whether the
I.
As a preliminary matter, Lovelеss argues that the 2019 amendment to the definition of marijuana applies to his case even though his alleged criminal conduct took place before the change to the law went into effect. According to Loveless, he should receive the benefit of the change to the law under the common law amelioration doctrine. The State contends that Loveless forfeited this argument because he failed to raise it in the district court. Loveless counters that the State forfeited this forfeiture argument by not contesting—and therefore, implicitly conceding—the application of the amelioration doctrine in the court of appeals.
We must address the two intertwined arguments presented by the parties: first, whether Loveless’s amelioration doctrine argument is properly before our court when it was not presented to the district court and second, whether the State has forfeited its objection to the question of whether the amelioration doctrine applies by not contesting that issue at the court of appeals. Whether the forfeiture rule applies is a question of appellate procedure that we review de novo. Pakhnyuk, 926 N.W.2d at 918.
The State reads our amelioration doctrine case law as collectively creating a general rule that we will not consider amelioration doctrine arguments that a defendant could have raised in the district court but raises for the first time on appeal. To support this argument, the State relies on the fact that we have never addressed an amelioration doctrine argument in an analogous procedural context—where the amendment to the law implicating the amelioration doctrine went into effect before trial. But the fact that we have not yet addressed an issue in a particular context does not foreclose us from doing so, and our prior amelioration doctrine cases do not draw a bright-line rule regarding when the argument must be raised. Indeed, in Ani and Edstrom we addressed amelioration doctrine arguments
Moreover, the State’s position is inconsistent with the underlying principles of the amelioration doctrine itself. We have stated that a harsher punishment should not stand if “the legislature has manifested its belief that the prior punishment is too severe and a lighter sentence is sufficient,” and “[n]othing would be accomplished by imposing a harsher punishment . . . other than vengeance.” Coolidge, 282 N.W.2d at 514–15. If Loveless’s statutory interpretation argument about the effect of the 2019 amendment is correct, it would be a harsh result to subject him to punishment under a statutory provision that became obsolete (due to an amendment) 10 days after his conduct occurred—and 7 months before the jury trial—and then precludе him from challenging his conviction on appeal. See Coolidge, 282 N.W.2d at 514 (“But it would be harsh for defendant to receive a 10-year sentence in the spring of 1977, when the legislature was repealing the statute under which defendant was convicted and changed the maximum punishment for his act from 10 years to 1 year.“).
Finally, the same three reasons that led us in Pakhnyuk to hold that a statutory-interpretation-based sufficiency challenge was not subject to our forfeiture rule equally apply here. 926 N.W.2d at 918–20. First, while we have recognized that forfeiture may apply to issues that “concern how guilt was proven in a particular case,” a sufficiency of the evidence challenge based on the amelioration doctrine is more similar to
Second, Pakhnyuk held that a statutory-interpretation-based sufficiency challenge was not forfeited because “[i]f the State’s forfeiture argument prevailed, a defendant who failed to raise his statutory interpretation argument at trial would stand convicted of a crime—even if the defendant were correct that the language of the statute required the State to prove an element that was unproven in the defendant’s case.” Id. at 919; see also State v. Vasko, 889 N.W.2d 551, 556 (Minn. 2017) (holding that the court of appeals did not err by interpreting a statute—even though the parties did not raise statutory interpretation arguments—before considering the sufficiency of the State’s evidence because appellate courts must decide cases in accordance with law). Similar due process concerns are present here. If we agreed with the State’s forfeiture argument, “[t]he harsh consequences of the forfeiture rule could threaten [Loveless’s] due-process protection” because, if the amelioration doctrine appliеs and the State failed to meet its burden of proof under his proffered statutory interpretation, his conviction will still stand despite the possibility that the State did not prove every element of the offenses beyond a reasonable doubt. See Pakhnyuk, 926 N.W.2d at 919.
Third, as in Pakhnyuk, “this rule is not unfair to the State.” Id. That is particularly the case here, where the State failed to dispute—and instead implicitly conceded to—the application of the amelioration doctrine when arguing to the court of appeals. Accordingly, we hold that a defendant like Loveless does not forfeit a sufficiency-of-the-evidence
We also, however, will not treat the State’s challenge to the amelioration doctrine’s applicability to this case as forfeited. Although we have declined to address sua sponte an argument regarding the application of the amelioration doctrine which was not raised by a party to the case, Robinette, 964 N.W.2d at 147 n. 6, we have the discretion to reach issues that would otherwise be forfeited when the “interests of justice require consideration of such issues” and our consideration “would not unfairly surprise a party to the appeal,” Roby v. State, 547 N.W.2d 354, 357 (Minn. 1996); see also
Here, we address the State’s forfeiture argument because consideration of the issue is in the interests of justice and it will not unfairly surprise Loveless. Providing the State an opportunity to contest the application of a potentially dispositive legal issue that was never raised before the district court, and for which the defendant argued for the first time on appeal, is necessary to preserve the fairness of the judicial proceedings. Moreover, Loveless cannot credibly argue that he would be “unfairly surprised” by our consideration of the issue since it is central to his case, was raised in the State’s cross-petition for further review, and has been fully briefed by the parties.
II.
Having resolved the forfeiture concerns raised by the parties, we next turn to the question of whether the amelioration doctrine should apply here. Because the doctrine ultimately dictates which law applies—and frequently involves questions of statutory interpretation, see, e.g., Kirby, 899 N.W.2d at 490–95—we review this issue de novo. See State v. Wigham, 967 N.W.2d 657, 662 (Minn. 2021).
In Kirby, we articulated a three-part test for whether a defendant is entitled to relief under the amelioration doctrine. 899 N.W.2d at 490. We stated that an amended criminal statute applies to crimes committed before its effective date if: (1) there is no statement by the Legislature that clearly establishes its intent to abrogate the amelioration doctrine; (2) the amendment mitigates punishment; and (3) final judgment has not been entered when the amendment takes effect. Id.
The State concedes that the first and third prongs of the Kirby test are satisfied here. We agree. Nothing in the language of the 2019 amendment indicates that the Legislature intended to abrogate the amelioration doctrine for crimes committed before the effective date of the act. See Act of May 30, 2019, ch. 9, art. 11, §§ 77–78, 2019 Minn. Laws 1st Spec. Sess. 1481, 1941 (hereinafter 2019 amendment); contra Edstrom, 326 N.W.2d at 10 (finding that, in the act at issue, the Legislature had “clearly indicated its intent” that the amendment not apply to crimes committed before the effective date of the act). Moreover, when the amendment took effect on July 1, 2019, Loveless’s criminal charges were still pending in the district court, so there is no dispute that final judgment had not been entered. See Coolidge, 282 N.W.2d at 515. We therefore focus our analysis on the
Loveless argues that the 2019 statutory amendment decriminalized certain conduct—namely, the possession of hemp. It follows, according to Loveless, that the mitigation requirement of the Kirby test is satisfied because the 2019 amendment decriminalized conduct that previously was deemed criminal. Loveless’s mitigation argument presents an issue of first impression: whether the Legislature’s removal of certain conduct from the definition of a crime is a mitigation of punishment under the Kirby test. If it is, the next question is whether the 2019 amendment decriminalized the possession of hemp.
A.
Our prior amelioration doctrine cases considered mitigation in the context of a sentence reduction—when the Legislature reduced the penalty for a particular crime. See, e.g., Coolidge, 282 N.W.2d at 514–15 (applying the amelioration doctrine where the Legislature reduced the maximum punishment for an offense from 10 years to 1 year). We have not yet considered whether a statutory amendment decriminalizing certain conduct is a mitigation of punishment. But none of our previous cases indicate that the doctrine, or the concept of mitigation specifically, is meant to apply only to sentence reduction. This is for good reason. Limiting the scope of mitigation to criminal penalty reduction would lead to absurd results that are inconsistent with the underlying principles of the amelioration doctrine: that when “the legislature has manifested its belief that the prior punishment is too severe and a lighter sentence is sufficient[,] . . . [n]othing would be
Consider the following two hypotheticals. In the first hypothetical, a statutory amendment changes the maximum penalty for an offense from 10 years to 1 year and 1 day and goes into effect before a defendant’s conviction for that offense became final. In the second hypothetical, a statutory amendment decriminalizes the same conduct that previously carried a maximum sentence of 10 years and goes into effect after charging but before a defendant’s conviction for this offense became final. Both defendants are sentenced to the statutory maximum of 10 years imprisonment and then appeal their sentences. The defendant in the first scenario would satisfy the mitigation prong and, assuming the other two prongs of the Kirby test are met, could have her sentence reduced to 1 year and 1 day. But if the scope of mitigation was limited to criminal penalty reduction, the defendant in the second scenario could not have his 10-year sentence reduced.
The disparate outcomes in these hypotheticals demonstrate why limiting the scope of mitigation to sentence reduction is illogical: it makes little sense to continue to impose punishment on a defendant whose conduct the Legislature has since deemed permissible but give ameliorative benefit to a defendant whose conduct the Legislature still condemns, just less harshly.5 We have relied on “the common law and the weight of greater logic” in
The dissent asserts that applying the common law amelioration doctrine to legislative changes that decriminalize conduct “effectively revives the abatement doctrine,” which the Legislature has abrogated through the enactment of
We have previously recognized that the Legislature abrogated the abatement doctrine through the enactment of a general savings clause,
B.
Having determined that the decriminalization of conduct is a mitigating change in the law, the next question in this case is whether the 2019 amendment decriminalized conduct—that is, the possession of hemp. To answer this question, we must interpret the 2019 amendment to the definition of marijuana. Cf. Kirby, 899 N.W.2d at 490–95 (relying on statutory interpretation to determine whether a portion of the Minnesota Sentencing Guidelines abrogated the amelioration doctrine). In interpreting statutes, we read the statute as a whole, see State v. Henderson, 907 N.W.2d 623, 625 (Minn. 2018), and favor an interpretation that gives “each word or phrase in a statute a distinct, not an identicаl, meaning,” State v. Thonesavanh, 904 N.W.2d 432, 437 (Minn. 2017).
The Act also provided that ” ‘[m]arijuana’ has the meaning given in section 152.01, subdivision 9.”
all parts of the plant of any species of the genus Cannabis, including all agronomical varieties, whether growing or not; the seeds thereof; the resin extracted from any part of such plant; and every compound, manufacture, salt, derivative, mixture, or preparation of such plant, its seeds or resin, but shall not include the mature stalks of such plant, fiber from such stalks, oil or cake made from the seeds of such plant, any other compound, manufacture, salt, derivative, mixture, or preparation of such mature stalks,
except the resin extracted therefrom, fiber, oil, or cake, or the sterilized seed of such plant which is incapable of germination.
In 2019, the Legislature added references to “hemp” in statutes governing the therapeutic use of THC and the possession of marijuana. It amended the THC Therapeutic Research Act,
In sum, the statutory definition of marijuana as a controlled substance made no reference to hemp or industrial hemp before the 2019 amendment, but the definition of industrial hemp in the Industrial Hemp Development Act expressly excluded marijuana since its 2015 enactment. After the 2019 amendment, the definition of marijuana as a controlled substance expressly excluded hemp, which was defined by reference to the definition of industrial hemp.
A plain language comparison of the definition of marijuana in section 152.01, subdivision 9, before and after the 2019 amendment supports Loveless‘s decriminalization argument. Before the amendment, the definition of marijuana in Chapter 152—which creates criminal penalties for possessing controlled substances—made no exceptions for (or even mentioned) “hemp” or “industrial hemp.” After the 2019 amendment, the definition of marijuana explicitly excluded “hemp.” Therefore, the impact of the 2019 amendment is that a person can now be convicted of a marijuana-related controlled substance crime unless the possessed substance is “hemp.” In other words, after the 2019 amendment went into effect, it was no longer a crime to possess hemp.
The Legislature‘s use of word “hemp” rather than “industrial hemp” in the 2019 amendment to the definition of “marijuana” as a controlled substance also supports Loveless‘s argument that the 2019 amendment broadly decriminalized hemp. It is significant that the 2019 amendment excludes “hemp” from the definition of marijuana,
But the fact that section 152.01, subdivision 9, instead uses the term “hemp” is telling. “Hemp” is defined in section 152.22, subdivision 5a, by reference to the specific definition of “industrial hemp” in section 18K.02, subdivision 3, rather than a broad reference to all of the requirements in Chapter 18K. The use of “hemp,” therefore, indicates that this term, as used in the 2019 amendment, was intended to have a different meaning than the circumstances under which “industrial hemp” may be lawfully possessed, transported, processed, sold, or bought pursuant to the requirements of Chapter 18K. See
The different contexts in which the terms are used are also evidence that the Legislature intended to decriminalize hemp in 2019. “Industrial hemp” is used in Chapter 18K, which governs growth and distribution of the substance as an agricultural crop. See
In summary, the 2019 amendment revised section 152.01 so that the possession of “hemp“—the plant Cannabis sativa L. and its derivatives “with a delta-9 tetrahydrocannabinol concentration of not more than 0.3 percent“—is no longer criminal under Chapter 152. By decriminalizing the possession of all hemp, the 2019 amendment mitigated punishment and Loveless has satisfied the second prong of the Kirby test.
Because the 2019 amendment satisfies all three prongs of the Kirby test, we hold that the common law amelioration doctrine applies to this case and through its application, the 2019 amendment to the definition of marijuana in
III.
Our analysis does not end with the conclusion that the amelioration doctrine applies to this case. Because both parties challenge the court of appeals’ conclusions on the sufficiency of the evidence supporting Loveless‘s convictions, we must now address how the amended definition of marijuana impacts the State‘s evidentiary burden at trial.
The court of appeals held, and Loveless maintains, that, to prove the plant material possessed by Loveless was marijuana rather than hemp, the State‘s evidence “must be sufficient to prove beyond a reasonable doubt that the concentration of delta-9 tetrahydrocannabinol is greater than 0.3 percent on a dry-weight basis.” Loveless, 966 N.W.2d at 506. In its petition for further review, the State argues that the court of appeals erred in reaching this conclusion because its interpretation renders the affirmative defense to possession of marijuana in
A.
The question of whether the 2019 amendment to the definition of marijuana requires the State to affirmatively prove—through evidence showing the delta-9 THC concentration of a possessed substance—that the substance is marijuana and not hemp, is a matter of
As previously discussed, marijuana as a controlled substance is defined by statute as follows:
all parts of the plant of any species of the genus Cannabis, including all agronomical varieties, whether growing or not; the seeds thereof; the resin extracted from any part of such plant; and every compound, manufacture, salt, derivative, mixture, or preparation of such plant, its seeds or resin, but shall not include the mature stalks of such plant, fiber frоm such stalks, oil or cake made from the seeds of such plant, any other compound, manufacture, salt, derivative, mixture, or preparation of such mature stalks, except the resin extracted therefrom, fiber, oil, or cake, or the sterilized seed of such plant which is incapable of germination. Marijuana does not include hemp as defined in section 152.22, subdivision 5a.
The term “hemp” is defined in section 152.22, subdivision 5a, to have “the meaning given to industrial hemp in section 18K.02, subdivision 3.” The term “industrial hemp,” in turn, is defined in section 18K.02, subdivision 3 of the Industrial Hemp Development Act, as follows:
“Industrial hemp” means the plant Cannabis sativa L. and any part of the plant, whether growing or not, including the plant‘s seeds, and all the plant‘s derivatives, extracts, cannabinoids, isomers, acids, salts, and salts of isomers, whether growing or not, with a delta-9 tetrahydrocannabinol concentration of not more than 0.3 percent on a dry weight basis. Industrial hemp is not marijuana as defined in section 152.01, subdivision 9.
(Emphasis added.)
The effect of this cascade of cross-references—which the 2019 amendment sets in motion—is to insert a delta-9 THC concentration requirement into the definition of
Based on the plain language of the 2019 amendment, the only material difference between marijuana and hemp is the delta-9 THC concentration. Because the 2019 amendment effectively incorporates the delta-9 THC concentration requirement into the definition of marijuana, it follows that the delta-9 THC concentration of a substance is a required element to be proven by the State when prosecuting marijuana-related controlled substance offenses. See State v. Robinson, 517 N.W.2d 336, 339 (Minn. 1994) (explaining that if an alleged offense includes a numerical threshold, that threshold is “an essential element of the offense charged” that “must be proven by the state and proven beyond a reasonable doubt“). We therefore agree with the court of appeals and hold that due process now requires the State to prove beyond a reasonable doubt that a substance is marijuana by proving that the substance‘s delta-9 THC concentration exceeds 0.3 percent on a dry weight basis. See In re Winship, 397 U.S. 358, 364 (1970) (“[T]he Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.“).
B.
Having determined that the court of appeals correctly interpreted the 2019 amendment as requiring the State to prove beyond a reasonable doubt that a substance is marijuana by proving its delta-9 THC concentration, we turn to the State‘s argument that this interpretation impliedly repeals the affirmative defense to marijuana possession in
As discussed above, Chapter 18K imposes several requirements on industrial hemp, including the requirements that a person obtain a license before growing or processing the substance and document that the seeds planted “are of a type and variety” that contain less than 0.3 percent delta-9 tetrahydrocannabinol.
An amendment can only be understood to repeal a former law by implication if it is entirely irreconcilable with the prior law.
Because the 2019 amendment and the affirmative defense are reconcilable, we hold that the court of appeals’ decision did not impliedly repeal section 18K.08(1).
IV.
Finally, we turn to the merits of the parties’ respective sufficiency-of-the-evidence challenges. Loveless was convicted of two counts of fifth-degree controlled substance offenses. The court of appeals concluded that the evidence was insufficient to support the cоnviction for possession of the plant material but sufficient to support a conviction for possession with intent to sell mixtures containing tetrahydrocannabinols. Loveless, 966 N.W.2d at 508–09.
In analyzing an argument that the evidence is insufficient to support a conviction, we undertake “a painstaking analysis of the record to determine whether the evidence, when viewed in the light most favorable to the conviction, was sufficient to permit the jurors to reach the verdict which they did.” State v. Ortega, 813 N.W.2d 86, 100 (Minn. 2012) (citation omitted) (internal quotation marks omitted). We assume that “the jury believed the state‘s witnesses and disbelieved any evidence to the contrary.” State v. Caldwell, 803 N.W.2d 373, 384 (Minn. 2011) (citation omitted) (internal quotation marks omitted). We “carefully examine the record to determine whether the facts and the
The standard of review stated above applies when a conviction is adequately supported by direct evidence. State v. Horst, 880 N.W.2d 24, 39–40 (Minn. 2016). Direct evidence is “[e]vidence that is based on personal knowledge or observation and that, if true, proves a fact without inference or presumption.” State v. Harris, 895 N.W.2d 592, 599 (Minn. 2017) (alteration in original) (citations omitted) (internal quotation marks omitted). Circumstantial evidence, on the other hand, is “evidence from which the factfinder can infer whether the facts in dispute existed or did not exist.” Id. (citations omitted) (internal quotation marks omitted). If a conviction, or an element of the offense, is based solely on circumstantial evidence, we review the sufficiency оf the evidence under a heightened standard of review. State v. Al-Naseer, 788 N.W.2d 469, 473–74 (Minn. 2010).
This standard of review for circumstantial evidence consists of two steps. State v. Moore, 846 N.W.2d 83, 88 (Minn. 2014). First, we “identify the circumstances proved,” and in doing so, we “assume that the jury resolved any factual disputes in a manner that is consistent with the jury‘s verdict.” Id. Second, “we examine independently the reasonableness of [the] inferences that might be drawn from the circumstances proved” and “determine whether the circumstances proved are consistent with guilt and inconsistent with any rational hypothesis except that of guilt.” Id. (alteration in original) (citations omitted) (internal quotation marks omitted). At the second step of the analysis, we give no
Finally, when a sufficiency-of-the-evidence claim turns on the meaning of a statute, we review the question of statutory interpretation de novo. State v. Townsend, 941 N.W.2d 108, 110 (Minn. 2020). We address the sufficiency of the State‘s evidence for each conviction in turn.
A.
First, Loveless was convicted under
While “Minnesota law requires proof of the actual identity of the substance” in substance identification cases, “[w]e have not prescribed minimum evidentiary
Here, the State introduced scientific evidence related to the bags of plant material. The BCA forensic scientist testified that she performed a macroscopic visual examination with her naked eye, a visual examination with a microscope, a color test, and GC-MS analysis. Based on her examination, the forensic scientist concluded that the plant material
Beyond the scientific evidence provided by the BCA forensic scientist, there is a limited amount of circumstantial evidence relevant to the identity of the plant material. The State proved the following circumstances: (1) the plant material was found in a bedroom inside a locked plastic tote box; (2) Loveless had been staying in the bedroom where the locked plastic tote box was found; (3) the locked plastic tote box was found near other items that are associated with controlled substances, including smoking pipes, rolling papers, a torch lighter, and a marijuana grinder; (4) the locked plastic tote box was found near multiple vaporizer cartridges that contain amber-colored liquid mixtures containing tetrahydrocannabinols, and (5) the locked plastic tote box was found near significant amounts of cash and guns and ammunition.
From the circumstances proved, a jury could infer that the plant material found inside the box had a delta-9 THC concentration greater than 0.3 percent. A jury could also rationally conclude, however, that the plant material had a hemp-level delta-9 THC concentration of less than 0.3 percent.
While the circumstances proved—such as the smoking pipes, rolling papers, a torch lighter, and a marijuana grinder—suggest that Loveless was familiar with marijuana, the conclusion that the plant material was marijuana is not the sole reasonable inference from this evidence. Our reasoning in Robinson guides us here. In that case, we concluded that circumstantial evidence that a defendant was familiar with drugs was insufficient to establish the identity of untested substances found in his possession. Robinson,
Therefore, we agree with the court of appeals that the State‘s circumstantial evidence does not exclude the rational inference that the plant material Loveless possessed had a delta-9 THC concentration of 0.3 percent or less. In other words, a jury could reasonably conclude from the circumstantial evidence that the plant material was hemp, which is excluded from the statutory definition of marijuana. We affirm the court of appeals decision reversing Loveless‘s fifth-degree controlled substance possession conviction under
B.
Second, Loveless was convicted for unlawfully possessing with intent to sell one or more mixtures containing tetrahydrocannabinols in violation of
Loveless argues the court of appeals erred in treating tetrahydrocannabinols as a prohibited substance discrete from marijuana. By doing so, Loveless maintains that the court of appeals established an irreconcilable conflict in the statutory definitions of marijuana and hemp, undermining the legislative intent of the 2019 amendment and bringing into question the legality of most cannabis products, regardless of their THC concentration.
1.
To determine whether the court of appeals erred in reaching this conclusion—and by extension, affirming Loveless‘s conviction—we must first interpret the impact, if any,
Section 152.025, subd. 1(1), the statute under which Loveless was charged, provides that “[a] person is guilty of a controlled substance crime in the fifth degree” if “the person unlawfully sells one or more mixtures containing marijuana or tetrahydrocannabinols, except a small amount of marijuana for no remuneration.” Section 152.025 does not define tetrahydrocannabinols, but they are listed in Schedule I. See
tetrahydrocannabinols naturally contained in a plant of the genus Cannabis, synthetic equivalents of the substances contained in the cannabis plant or in the resinous extractives of the plant, or synthetic substances with similar chemical structure and pharmacological activity to those substances contained in the plant or resinous extract, including, but not limited to, 1 cis or trans tetrahydrocannabinol, 6 cis or trans tetrahydrocannabinol, and 3,4 cis or trans tetrahydrocannabinol.
The applicable plain language of “tetrahydrocannabinols” as listed in Schedule I includes both (1) tetrahydrocannabinols naturally contained in a cannabis plant, and (2) their synthetic equivalents.
We therefore agree with Loveless that the court of appeals created a conflict between “tetrahydrocannabinols” as discussed in Schedule I and the definition of hemp when it did not look at the statutory scheme as a whole. Based on the 2019 amendment,
2.
Having determined that the plain language of section 152.025, subd. 1(1), in conjunction with the description of “tetrahydrocannabinols” in Schedule I and the amended definition of marijuana, does not broadly criminalize the sale of all tetrahydrocannabinols, the remaining question is whеther the State presented sufficient evidence to support Loveless‘s conviction for possessing the liquid-filled vaporizer cartridges with intent to sell. The State tested the liquid mixture only for the presence of THC. Though the liquid mixture tested positive for THC, the State presented no evidence as to the type of THC in the mixture (e.g., delta-8 versus delta-9 tetrahydrocannabinols or synthetic equivalents of tetrahydrocannabinols), nor the specific concentration of delta-9 THC in the liquid mixture to determine whether it exceeded 0.3 percent. Absent this direct evidence, the State can only rely on circumstantial evidence. The State proved the following circumstances: (1) 89 vaporizer cartridges containing an amber-colored liquid were found in a box with a mailing label addressed to Loveless; (2) many of the cartridges were in original packaging; (3) Loveless had been staying in the room where they were found; (4) other items associated with controlled substance use were found in the same room, including smoking pipes, rolling papers, a torch lighter, and a marijuana grinder; and
Similar to the analysis for the plant material above, a jury could draw a reasonable inference that the liquid mixture inside the vaporizer cartridges had a delta-9 THC concentration greater than 0.3 percent. A jury could also, however, rationally conclude that the liquid mixture in the vaporizer cartridges had a hemp-level THC concentration of less than 0.3 percent.
We therefore conclude that, when the State’s evidence is considered under the correct interpretation of the relevant controlled substance statutes, the evidence is insufficient to support this conviction. We reverse the court of appeals and vacate Loveless’s conviction under
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals in part and reverse in part.
Affirmed in part and reversed in part.
DISSENT
GILDEA, Chief Justice (dissenting).
The common law doctrine of amelioration is limited to legislative changes that reduce punishment. By applying the amelioration doctrine to a legislative change that decriminalizes conduct, the majority not only misapplies the doctrine, but it also infringes on the powers of the legislative and executive branches. Because the amelioration doctrine does not apply to the facts of this case, I respectfully dissent.1
At the heart of this case is a 2019 legislative change to
“Marijuana” means all parts of the plant of any species of the genus Cannabis, including all agronomical varieties, whether growing or not; the seeds thereof; the resin extracted from any part of such plant; and every compound, manufacture, salt, derivative, mixture, or preparation of such plant, its seeds or resin, but shall not include the mature stalks of such plant, fiber from such stalks, oil or cake made from the seeds of such plant, any other compound, manufacture, salt, derivative, mixture, or preparation of such mature stalks, except the resin extracted therefrom, fiber, oil, or cake, or the sterilized seed of such plant which is incapable of germination. Marijuana does not include hemp as defined in section 152.22, subdivision 5a.
Act of May 30, 2019, ch. 9, art.11, § 77, 2019 Minn. Laws 1st Spec. Sess. 1481, 1941. The newly added language, which is underlined above, does not mention punishment. Instead, it decriminalizes the possession of hemp by excluding it from the definition of marijuana, a controlled substance.
The amelioration doctrine applies to a legislative change that “mitigates the punishment for ‘acts committed before its effective date, as long as no final judgment has been reached.’ ” State v. Robinette, 964 N.W.2d 143, 144 (Minn. 2021) (emphasis added) (quoting State v. Coolidge, 282 N.W.2d 511, 514 (Minn. 1979)); see also State v. Kirby, 899 N.W.2d 485, 490 (Minn. 2017) (“[T]he amelioration doctrine establishes a presumption . . . that an amendment mitigating punishment applies to non-final cases.” (emphasis added)). And we have never applied the amelioration doctrine outside the penalty context. The 2019 amendment to
Even though we have only applied the amelioration doctrine when a statute changes the sentence for a crime, the majority contends thе doctrine nevertheless applies here. The majority is mistaken.
Because the 2019 amendment has the same effect as a repeal of the earlier version of the statute that criminalized possession of hemp, one might wonder why the majority is not grounding its result in abatement. The majority is not grounding its result in abatement because the Legislature has enacted a general saving statute that abrogates the common law doctrine of abatement.
In enacting Minnesota’s general saving statute,
The repeal of any law shall not affect any right accrued, any duty imposed, any penalty incurred, or any proceeding commenced, under or by virtue of the law repealed. Any civil suit, action, or proceeding pending to enforce any right under the authority of the law repealed shall and may be proceeded with and concluded under the laws in existence when the suit, action, or proceeding was instituted, notwithstanding the repeal of such laws; or the same may be proceeded with and concluded under the provisions of the new law, if any, enacted.2
In short, Loveless is not entitled to have his criminal prosecution dismissed based on the 2019 legislative change decriminalizing possession of hemp because the Legislature expressly abrogated the abatement doctrine when it enacted Minnesota’s general saving clause,
With abatement unavailable, the majority grounds its result by expanding the scope of the amelioration doctrine to include laws that decriminalize conduct.4 According to the
Not only is the majority’s reasoning inconsistent with the historical application of the common law doctrines, it also effectively revives the abatement doctrine; a doctrine the
The majority’s application of the amelioration doctrine to a legislative change that decriminalizes conduct misapplies the doctrine. The majority’s expansion of the doctrine
ANDERSON, Justice (dissenting).
I join in the dissent of Chief Justice Gildea.
MCKEIG, Justice (dissenting).
I join in the dissent of Chief Justice Gildea.
Notes
The dissent contends that our reference to Rossi is misplaced. The dissent asserts that the California Supreme Court applied only the abatement doctrine to the statutory change at issue in Rossi. While we do not share the dissent’s certainty on this point for the reasons noted above, we see little point in debating the nuances of another state’s common law. We note only that our holding today—that a statute can mitigate punishment under our own common law amelioration doctrine by decriminalizing conduct—is hardly revolutionary. Other courts recognized nearly 50 years ago that it would be “absurd” and “belie[] reality” to give defendants the benefit of “amendments which mitigated punishment” but not “amendments which repealed all criminal sanction.” Rossi, 555 P.2d at 1316 n.8.
The majority argues that following our precedent applying amelioration only to legislative changes that reduce criminal penalties “would lead to absurd results that are inconsistent with the underlying principles of the amelioration doctrine.” The majority attempts to demonstrate the claimed absurdity through two hypotheticals. I disagree with the majority. When the doctrines of amelioration and abatement are applied to the hypotheticals the majority sets out, the outcomes are fair and logical. In the first hypothetical, a statutory amendment changes the maximum penalty for an offense from 10 years to 1 year and 1 day prior to a conviction for that offense becoming final. In the second hypothetical, a statutory amendment decriminalizes the conduct which previously carried a maximum sentence of 10 years after charging but prior to a conviction for this offense becoming final. Both defendants are convicted and sentenced to the statutory maximum of 10 years imprisonment. On appeal, the defendant convicted of an offense in the first scenario is entitled to have his sentence reduced to 1 year and 1 day under the amelioration doctrine, and the defendant in the second scenario is entitled to have the criminal prosecution dismissed under the abatement doctrine (assuming that it had not been legislatively abrogated). Essentially, the majority contends that it is absurd for the Legislature to have abrogated the abatement doctrine. But it has always been up to the Legislature—not the judiciary—to determine what behavior is criminal. See, e.g., State v. Witt, 245 N.W.2d 612, 615 (Minn. 1976) (“State legislatures possess broad discretion to define criminal offenses and prescribe penalties therefor.”).The Legislature explicitly stated that the amendment to the description of tetrahydrocannabinols applies only to crimes committed on or after August 1, 2022. Id. Because the Legislature indicated its intent to abrogate the amelioration doctrine with
