Lead Opinion
OPINION
A jury found respondent Carlos Harris guilty of possession of a firearm by an ineligible person. The court of appeals reversed, concluding that the evidence presented at trial was insufficient to support the jury’s verdict. Appellant State of Minnesota petitioned for review, asserting that the court of appeals erred in its application of the law and asking us to abandon the separate standard of review for convictions based on circumstantial evidence. We conclude that the court of appeals correctly applied the law and we decline the invitation to overrule our precedent. We therefore affirm the court of appeals.
FACTS
On March 4, 2014, a police officer working with a United States Marshals task force was looking for J.A. based on an arrest warrant. The officer began surveillance in an area where information indicated that J.A. could be found. The officer observed J.A. get into the passenger seat of a Cadillac car and watched the car drive away. Police later learned that Harris was driving the car; J.A. was in the front passenger seat; and another person, K.E., was seated behind Harris. They also learned that the car was owned by Harris’s brother.
The officer followed the car in an unmarked police vehicle. He did not immediately attempt to stop the car because he was concerned about possible danger to bystanders and was waiting for additional police support.
Eventually, after additional law enforcement arrived, the officer activated his lights and siren in an attempt to stop the car. The emergency lights were more noticeable than normal and were described as lighting up the officer’s vehicle “like a Christmas tree.” The car continued traveling between 30 and 35 miles an hour for approximately three blocks. The officer saw movement inside the car. As the car
Several police officers then approached the car and ordered the occupants to show their hands. Although Harris initially complied with this command, at some point he lowered his hands below the window. However, when commanded to raise his hands again, he did so. Harris was removed from the car first.
J.A. was less cooperative. When police told J.A. to show his hands, J.A. refused to do so. He also made furtive movements in his lap and near the glove compartment. Eventually, J.A. complied with police commands to get out of the car; but after getting out of the car, J.A. reached his hand into the car again.
The backseat passenger, K.E., was the last person removed from the car. Police then secured Harris, J.A., and K.E. in three separate squad cars and inspected the Cadillac to ensure that nobody else was hiding in it. "When police looked up, to the light of, and slightly behind the driver’s seat, they saw that the headlining of the car had been altered.
The firearm was a .45-caliber Springfield model 1911 with a “huge” magazine attached to it. There were “quite a few” rounds in the magazine and one in the chamber. The firearm was cocked and ready to fire.
The State charged Harris with possession of a firearm by an ineligible person under Minn. Stat. § 624.713, subd. 1(2) (2016). At trial, the parties stipulated that Harris was ineligible to possess a firearm, so the only issue the jury considered was whether Harris possessed the firearm. The State introduced forensic evidence at trial showing that the firearm contained a mixture of male and female DNA from five or more people. Approximately 75.7% of the general population could be excluded as contributors to this DNA mixture, but Harris, J.A., and K.E. could not. The State presented circumstantial evidence that Harris possessed the firearm, and the jury returned a guilty verdict. The court of appeals reversed the conviction, concluding that the circumstantial evidence was insufficient to convict Harris of the offense. State v. Harris, No. A15-0711,
ANALYSIS
I.
As an initial matter, we turn to the standard of review. The State argues that the court of appeals erred by engaging in “fine-grained factual parsing” of the evidence and that this error demonstrates that our standard of review for convictions based on circumstantial evidence is unnecessarily complicated, confusing, misleading, and difficult to apply. The State urges us to abandon this standard of review and adopt in its place a unified standard of review that applies to all evidence, circumstantial or otherwise.
This circumstantial-evidence standard dates back to at least 1928, and possibly earlier. Johnson,
We are “extremely reluctant” to overrule our precedent absent a compelling reason to do so. State v. Lee,
First, the State argues that many-other jurisdictions have abandoned a separate circumstantial-evidence standard of review, opting instead for a unified standard of review that applies to all convictions. See Easlick v. State,
Next, the State argues that the circumstantial-evidence standard of review rests on outdated views of the differences between direct and circumstantial evidence. We have defined circumstantial evidence as “evidence from which the factfin-der can infer whether the facts in dispute existed or did not exist.” State v. Hokanson,
Finally, the State argues that our standard of review creates confusion for appellate courts, noting that the court of appeals has said it can sometimes be difficult to identify the “circumstances proved,” State v. McCormick,
Nevertheless, we take this opportunity to reaffirm what we have already stated about the circumstantial-evidence standard of review. As the fact finder, the jury is in a unique position to determine the credibility of the witnesses and weigh the evidence before it. State v. Gatson,
Having preserved the jury’s credibility findings, the appellate court considers at the next step whether a reasonable inference of guilt can be drawn from the circumstances proved, viewed as a whole, and whether a reasonable inference inconsistent with guilt can be drawn from the circumstances proved, again viewed as a whole. State v. Al-Naseer,
In sum, the State has not established a compelling reason for us to overrule an approximately century-old rule governing the review of convictions based on circumstantial evidence. We therefore decline the State’s invitation to abandon the circumstantial-evidence standard.
II.
Having resolved the standard-of-review question, we next address whether, under the circumstantial-evidence standard, the evidence in this case is sufficient to support a guilty verdict. Our “first task is to identify the circumstances proved.” Andersen,
To convict Harris of possession of a firearm by an ineligible person, the State was required to prove in relevant part that he knowingly possessed the firearm. State v. Salyers,
To establish that a defendant was consciously or knowingly exercising dominion and control over a firearm at the time in question, the State must prove more than the defendant’s mere proximity to the firearm. See Florine,
Here, the State’s theory at trial was that Harris constructively possessed the firearm found in the car, individually or jointly, with his two passengers. Consequently, the issue is whether the circumstances proved, viewed as a whole, are consistent with a reasonable inference that Harris knowingly exercised dominion and control over the firearm and inconsistent with a rational hypothesis that he did not knowingly exercise dominion and control over the firearm.
The circumstances proved that implicate Harris include: (1) on the night of March 4, 2014, Harris was driving a car, J.A. was sitting in the front passenger seat, and K.E. was sitting in the rear seat; (2) there was an active warrant for J.A.’s arrest; (3) after securing backup assistance, the police officer assigned to execute the arrest warrant activated the lights and siren on his vehicle; (4) Harris continued driving between 30 and 35 miles per hour for about three blocks after the officer activated his lights and siren; (5) the officer saw movement in the car; (6) when the police officer searched the car, he noticed that the headlining had been pulled down near the sunroof, to the right and slightly behind the driver’s seat, creating a small void; (7) the officer saw an object, which he clearly recognized as the butt end of a silver handgun, wedged in this void between the headlining and roof of the car; (8) a mixture of male and female DNA from five or more people was recovered from the firearm; and (9) subsequent DNA testing concluded that none of the occupants of the vehicle could be excluded as contributors to the DNA mixture found on the firearm, but 75.7% of the general population could be.
The State contends that, when viewed as a whole, the circumstances proved are inconsistent with any rational hypothesis except that of guilt.
Because the circumstances proved, when viewed as a whole, are consistent with a reasonable inference that Harris did not know the firearm was in the car, we agree with the court of appeals that the State presented insufficient evidence to support Harris’s conviction of possession of a firearm by an ineligible person.
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals.
Affirmed.
DISSENT
Notes
. "Headlining” is "material that covers the ceiling of an automobile interior.” Webster’s Third New International Dictionary Unabridged 1043 (3d ed. 2002).
. Harris argues that the standard, of review dates back to State v. Johnson,
. The dissent argues that we should be less concerned about stare decisis here because ■ we are addressing a standard of review, rather than an issue of substantive law. "It is true that stare decisis does not apply with the same strictness in some fields of law as in others.... However, it is not inapplicable in any field.” State ex. rel. Foster v. Naftalin,
The dissent also argues that previously we have been willing to overrule our standards of review, citing State v. Ramey,
In Ramey, we noted that our jurisprudence had been inconsistent on which standard should apply to unobjected-to prosecutorial misconduct.
In Lugo, we explained "what we meant in [State v. Webber,
. The dissent notes that some forms of circumstantial evidence, such as DNA or fingerprint evidence, can be very reliable. We agree. But our circumstantial-evidence standard of review is not premised on the view that circumstantial evidence is unreliable. Instead, it is based on the fact that unlike direct evidence, it requires an additional inference to establish guilt and therefore we have adopted a two-step process to account for the additional inference that must be made: a finding that an alleged fact (which does not by itself establish the required element) exists and then a conclusion that if the alleged fact exists, one can reasonably infer that the required element also exists. The fact that DNA or fingerprint evidence can be reliable does
. The State attributes this “dramatic” change since 2010 to our decision in State v. Andersen,
. The State observes that the court of appeals erroneously described the sunroof as “toward the back of the vehicle.” Based on this error, the State contends that the first step of the circumstantial-evidence test allows a “subjective delineation” of the circumstances proved. We disagree. An appellate court must accurately describe the relevant facts in analyzing any issue, including during the first step of the circumstantial-evidence test.
. In the court of appeals, Harris conceded that "[a] reasonable inference to be drawn from the circumstances proved was that [he] knowingly possessed the gun before it was hidden in the liner.” He now attempts to back away from that concession, admitting only that the circumstances proved support "a reasonable inference that at least one of the car’s occupants may have possessed the gun.” Because we conclude that, when viewed as a whole, there are rational hypotheses other than guilt consistent with the circumstances proved, we need not address the impact, if any, of Harris's attempt to reframe his earlier concession.
.The parties do not discuss Minn. Stat. § 609.672 (2016), which provides that "[t]he presence of a firearm in a passenger automo
. The State argues that the court of appeals’ decision "totally eviscerates the legal concept of joint-constructive possession.” We recognize that courts must be cautious in addressing the sufficiency of evidence in a joint constructive possession case. Constructive possession is a legal concept that permits an inference that the defendant possessed an item found in a place in which others had access when "there is a strong probability (inferable from other evidence) that defendant was at the time consciously exercising dominion and control over it.” Florine,
Dissenting Opinion
(dissenting).
Every week in at least one of Minnesota’s 87 counties, a district court instructs a jury that a fact may be proven by direct evidence, or by circumstantial evidence, or by both. The district court admonishes the jury that the law does not prefer one form of evidence over the other.
But, on appellate review, we do not follow that admonition. Our standards of re
This confusing dichotomy between how we expect juries to decide cases and how we review their decisions has existed for almost 90 years. Nine decades of confusion is long enough. Evidence is evidence. Minnesota should join the appellate courts of the United States, 41 other states, and the District of Columbia in adopting a unified standard of review. I respectfully dissent.
I.
Before discussing the antiquated notion that circumstantial evidence is inherently different and less reliable than direct evidence, let me discuss the doctrine on which the majority grounds its decision: stare decisis. What weight should we give to our prior decisions?
The answer, according to both our court and the United States Supreme Court, is that it depends on the subject matter. Stare decisis is at its “acme in cases involving property and contract rights, where reliance interests are involved ...; the opposite is true in cases ... involving procedural and evidentiary rules.”
In this case, we do not address a matter of substantive law; we address a standard of review. A standard of review is an internal appellate method of analysis. Unlike when we interpret and apply statutes, separation of powers considerations are not present. Our standards of review are not even official rules of the judicial branch, which are promulgated (usually with public notice and comment) pursuant to our rule-making authority. That is why, as one scholar puts it, “stare decisis is less relevant when deciding standards of review than in perhaps any other area of law.”
In practice, we have been open to changing standards of review based on logic and experience. One example is how we review a conviction when there has been unobject-ed-to prosecutorial misconduct. In State v. Brown
Ramey recognized that our plain-error standard of review had been “clarified” in State v. Griller.
Whether our precedents are substantive or procedural, we have made clear that “stare decisis does not bind us to unsound principles.”
II.
In our district courts, juries and judges are not supposed to prefer direct evidence to circumstantial evidence, or vice versa.
For a conviction based on direct evidence, we apply the traditional standard whereby we assume that “the jury be-heved the State’s witnesses and disbelieved any evidence to the contrary.”
.But for a conviction based on circumstantial evidence, we apply a different standard. We first identify the “circumstances” proved by the State, accepting the State’s evidence and rejecting any evidence to the contrary.
The different standards of review seem to have their roots in an 1887 case that was not about the standard of review, but about a jury instruction. State v. John
This form of jury instruction was turned into a standard of review in another case called State v. Johnson.
Regardless of its exact origin in Minnesota law, the idea that we must have separate standards of review depending on the type of evidence involved is unsound, for three reasons. First, as a matter of logic, the distinction between direct and circumstantial evidence is arbitrary. Second, the notion that direct evidence is necessarily more reliable than circumstantial evidence is outdated, Third, the differing standards of review are confusing and difficult to apply. These three reasons are why the federal courts and most other states have adopted a unified standard of review.
A.
The notion that direct evidence can be easily and logically differentiated from circumstantial evidence is wrong. Traditionally, circumstantial evidence is thought to be that which requires an inference.
B.
Second, not only is the distinction between direct evidence and circumstantial evidence faulty as a matter of logic, it rests on- an antiquated notion that direct evidence is more reliable than circumstantial evidence. Unlike fine wine, this notion gets worse over time.
As numerous courts have recognized, circumstantial evidence is not as weak as previously thought.
Confessions are a classic example of direct evidence. Yet we know that they are not always reliable. As we recognized in State v. Scales,
Another form of confession, admissions to fellow inmates, may be less than reliable. Because they are eager to strike a deal, and have a natural incentive to concoct a narrative, “jailhouse informants are considered among the least reliable witnesses in the criminal justice system.”
Indeed, there is “empirical data strongly indicating that at least some types of circumstantial evidence are actually more reliable than familiar categories of direct evidence.”
Our standard of review should not be governed by “classes” of evidence. Even so, circumstantial evidence as a class is at least as reliable as direct evidence as a class.
C.
Finally, the different standards of review are confusing and difficult to apply, in at least two respects.
First, for convictions based on circumstantial evidence, it is a confusing task to determine precisely the “circumstances proved.” What, precisely, is a “circumstance”? Is it a fact, an inference, or both? Further, juries deliver verdicts of “guilty” or “not guilty’; they do not tell us exactly which facts they found and which inferences they drew. And precisely how does one decide which hypotheses are “rational” and which are not? I have a very hard time applying the circumstantial evidence standard of review.
Second, what are we supposed to do when the State’s proof of an element of a crime consists of both direct evidence and circumstantial evidence? What is the standard of review in such a case—is it some kind of hybrid of the two standards? The court of appeals does not know.
D.
For these reasons, most appellate courts have adopted a single standard of review, not tethered to whether convictions and elements are supported by evidence that is direct, circumstantial, or both. The federal test is unitary.
Applying a unitary standard,
“Once a defendant has been found guilty of the crime charged, the fact finder’s role as weigher of the evidence is preserved through a legal conclusion that upon judicial review all of the evidence is to be considered in the light most favorable to the prosecution.”
The evidence presented to the jury was as follows. Harris was driving the vehicle containing the firearm. He continued to drive after a police officer activated the squad car lights and siren, and the officer had to force the vehicle to the curb. When police officers ordered Harris to show his hands, he failed to fully comply. The firearm was visible and accessible to Harris, as the butt of the firearm was sticking out of the headliner and poking into the cabin of the vehicle. And Harris’s DNA could not be excluded from the mixture found on the firearm, even though approximately 75.7% of the general population could be excluded.
Based on that evidence and the trial court’s instructions, the jury unanimously concluded beyond a reasonable doubt that Harris had possessed the firearm. After viewing the evidence in the light most favorable to the prosecution, I cannot say that the evidence was insufficient to permit the jurors to reach their verdict.
Accordingly, I would reverse the court of appeals and affirm Harris’s conviction for possession of a firearm by an ineligible person.
. Payne v. Tennessee,
.
. J. Jonas Anderson, Specialized Standards of Review, 18 Stan. Tech. L. Rev. 151, 177 (2015).
.
.
.
. Id. at 298 (citing State v. Griller,
. Griller,
. Just last year, in State v. Lugo, we clarified our standard of review of a district court's legal conclusions in pretrial appeals.
. Oanes v. Allstate Ins. Co.,
. See Cargill, Inc. v. Ace Am. Ins. Co.,
. See 10 Minn. Dist. Judges Ass’n, Minnesota Practice—Jury Instruction Guides, Criminal, CRIMJIG 3.05 (6th ed. 2015) [hereinafter CRIMJIG 3.05] ("A fact may be proven by either direct or circumstantial evidence, or by both. The law does not prefer one form of evidence over the other.”).
. See Bernhardt v. State,
. State v. Ortega,
. Id.
. State v. Anderson,
. Id. at 242 (citation and internal quotation marks omitted).
. Id.
.
. Id. at 376.
. State v. Turnipseed,
. See CRIMJIG 3.05.
. Holland v. United States,
.
. Id. at 683.
. Id. at 684 (citing Johnson (1887)).
. Id.
. The adoption of this standard of review was peculiar because earlier in the same year, 1928, we had declined to reverse a conviction based on the following common-sense jury instruction: "Circumstantial evidence is not necessarily inferior to direct evidence. On the contrary, circumstantial evidence may be the highest and most conclusive kind of proof.” State v. Hentschel,
. Turnipseed,
. Evidence, Black's Law Dictionary (10th ed. 2014) (defining "circumstantial evidence” as "[e]vidence based on inference”).
. See State v. Silvernail,
. See, e.g., Richard K. Greenstein, Determining Facts: The Myth of Direct Evidence, 45 Hous. L. Rev. 1801, 1804 (2009) ("There simply is no category of evidence that brings us into direct contact with crucial facts because no such contact is possible. All facts are a function of interpretation, and this unavoida-bility of interpretation makes all facts a matter of inference and all evidence, whether called 'direct' or ‘circumstantial,’ nothing more or less than a contribution to that inferential process.”); Note, Sufficiency of Circumstantial Evidence in a Criminal Case, 55 Colum. L. Rev. 549, 556-57 (1955) (stating that direct evidence requires a jury to make inferences "which will be based not only on its opinion of the witness’ credibility, but on the circumstances to which the witness testifies,” and concluding that "the lines of direct and circumstantial proof may be equally attenuated”).
. See Holland,
. United States v. Becker,
. See, e.g., State v. Grim,
. See, e.g., David Enoch & Talia Fisher, Sense and "Sensitivity”: Epistemic and Instrumental Approaches to Statistical Evidence, 67 Stan. L. Rev. 557, 587-88 (2015) (discussing how DNA has "emerged as the most important forensic scientific breakthrough of the twentieth century” and is viewed "as bringing an unprecedented degree of certitude to the courtroom”); Kenworthey Bilz, Self-Incrimination Docfíine Is Dead; Long Live Self-Incrimination Doctrine: Confessions, Scientific Evidence, and the Anxieties of the Liberal State, 30 Cardozo L. Rev. 807, 813-15 (2008) (discussing how forensic fingerprinting, and now DNA analysis, has been increasingly identified as a reliable form of evidence).
. Perry v. New Hampshire,
.
. Id. at 592.
. Brandon L. Garrett, Judging Innocence, 108 Colum. L. Rev. 55, 86 (2008) (quoting Steve Mills & Ken Armstrong, Another Death Row Inmate Cleared, Chi. Trib., Jan. 19, 2000, at Nl, and citing James S. Liebman, The Overproduction of Death, 100 Colum. L. Rev. 2030, 2088-89 n.149 (2000) for "additional examples of jailhouse informants giving false testimony”).
A Minnesota attorney, Edward Cassidy, was recently successful in freeing an innocent man who had been wrongfully convicted in a 2002 death penalty case based on the testimony of two jailhouse informants. See Wearry v. Cain, — U.S. -,
The United States Supreme Court reversed the state postconviction court’s denial of Wearry's petition for postconviction relief. Id. at -,
. Greenstein, supra note 32, at 1803 (citing Kevin Jon Heller, The Cognitive Psychology of
. See Andrea Roth, Safety in Numbers? Deciding When DNA Alone Is Enough to Convict, 85 N.Y.U. L. Rev. 1130, 1145 (2010) (discussing the "trend in law enforcement toward reliance on DNA rather than other lesser forms of direct but unreliable evidence such as eyewitness identification” (citing Carole McCartney, Forensic Identification & Criminal Justice 32 (2006))).
. See State v. Farnum,
. See State v. Seavey, No. A13-0138,
.
. See State v. Ketz, No. A14-1163,
.
. Id. at 602 (Stras, J., concurring).
. See Jackson v. Virginia,
. Alaska: Des Jardins v. State,
Arizona: State v. Nash,143 Ariz. 392 ,694 P.2d 222 (1985).
California: People v. Miller,50 Cal.3d 954 ,269 Cal.Rptr. 492 ,790 P.2d 1289 (1990).
Colorado: Martinez v. People,344 P.3d 862 (Colo. 2015).
Connecticut: State v. Farnum,275 Conn. 26 ,878 A.2d 1095 (2005).
Delaware: Hoey v. State,689 A.2d 1177 (Del. 1997).
District of Columbia: Jones v. United States,477 A.2d 231 (D.C. 1984).
Hawai'i: State v. Bright,64 Haw. 226 ,638 P.2d 330 (1981).
Idaho: State v. Ponthier,92 Idaho 704 ,449 P.2d 364 (1969).
Illinois: People v. Pollock,202 Ill.2d 189 ,269 Ill.Dec. 197 ,780 N.E.2d 669 (2002).
Indiana: Craig v. State,730 N.E.2d 1262 (Ind. 2000).
Iowa: State v. Radeke,444 N.W.2d 476 (Iowa 1989).
Kansas: State v. Morton,230 Kan. 525 ,638 P.2d 928 (1982).
Kentucky: Bussell v. Commonwealth,882 S.W.2d 111 (Ky. 1994).
Maine: State v. Anderson,434 A.2d 6 (Me. 1981).
Maryland: Beattie v. State,216 Md.App. 667 ,88 A.3d 906 (Md. Ct. Spec. App. 2014).
Massachusetts: Commonwealth v. Roman,427 Mass. 1006 ,694 N.E.2d 860 (1998).
Michigan: People v. Hardiman, 466 Mich. 417,646 N.W.2d 158 (2002).
Missouri: State v. Grim,854 S.W.2d 403 (Mo. 1993).
Montana: State v. Rosling,342 Mont. 1 ,180 P.3d 1102 (2008).
Nebraska: State v. Pierce,248 Neb. 536 ,537 N.W.2d 323 (1995).
Nevada: Koza v. State,100 Nev. 245 ,681 P.2d 44 (1984).
New Hampshire: State v. Sanborn,168 N.H. 400 ,130 A.3d 563 (2015).
New Jersey: State v. Mayberry,52 N.J. 413 ,245 A.2d 481 (1968).
New Mexico: State v. Bankert,117 N.M. 614 ,875 P.2d 370 (1994).
New York: People v. Williams,84 N.Y.2d 925 ,620 N.Y.S.2d 811 ,644 N.E.2d 1367 (1994).
North Carolina: State v. Haselden,357 N.C. 1 ,577 S.E.2d 594 (2003).
North Dakota: State v. Treis, 597 N.W.2d 664 (N.D. 1999).
Ohio: State v. Jenks,61 Ohio St.3d 259 ,574 N.E.2d 492 (1991).
Oklahoma: Easlick v. State,90 P.3d 556 (Okla. Crim. App. 2004).
Oregon: State v. Hall,327 Or. 568 ,966 P.2d 208 (1998).
Pennsylvania: Commonwealth v. Robertson-Dewar,829 A.2d 1207 (Pa. Super. Ct. 2003); Commonwealth v. Newsome,787 A.2d 1045 (Pa. Super. Ct. 2001).
Rhode Island: State v. Kaba,798 A.2d 383 (R.I. 2002).
South Dakota: State v. Miller,851 N.W.2d 703 (S.D. 2014).
Tennessee: State v. Sisk,343 S.W.3d 60 (Tenn. 2011).
Texas: King v. State,895 S.W.2d 701 (Tex. Crim. App. 1995).
Utah: State v. Nielsen,326 P.3d 645 (Utah 2014).
Vermont: State v. Couture,169 Vt. 222 ,734 A.2d 524 (1999).
Washington: State v. Delmarter,94 Wash.2d 634 ,618 P.2d 99 (1980).
West Virginia: State v. Guthrie,194 W.Va. 657 ,461 S.E.2d 163 (1995).
Wisconsin: State v. Smith,342 Wis.2d 710 ,817 N.W.2d 410 (2012).
Wyoming: Anderson v. State,216 P.3d 1143 (Wyo. 2009).
. Whether the federal unitary standard is sufficient to protect against unjust convictions was not briefed or argued in this case. For purposes of this dissent, I apply the standard of review enunciated in Jackson,
. Jackson,
. Id. at 326,
. Id. at 319,
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Lillehaug.
