Dalton Scott STAFFORD and Kristine Major Stafford, Parents of Jesse Trey Stafford, Deceased, Plaintiffs/Appellants, v. Anne M. BURNS, M.D. and John Doe Burns, husband and wife; Empower Emergency Physicians, P.C., Defendants/Appellees.
No. 1 CA-CV 15-0476
Court of Appeals of Arizona, Division 1.
FILED 1/17/2017
389 P.3d 76
Knapp & Roberts, P.C., Scottsdale, By David L. Abney, Co-Counsel for Plaintiffs/Appellants
Jones Skelton & Hochuli, P.L.C., Phoenix, By Eileen Dennis GilBride, Cristina M. Chait, Counsel for Defendants/Appellees
Presiding Judge Kenton D. Jones delivered the Opinion of the Court, in which Judge Randall M. Howe and Judge Donn Kessler joined.
OPINION
JONES, Judge:
¶ 1 Dalton and Kristine Stafford (the Staffords) appeal the trial court‘s orders denying their motions for new trial and for relief from judgment following a jury verdict in favor of Appellees (collectively, Dr. Burns) on the Staffords’ claims for medical malpractice and wrongful death after their son, Jesse, died of a methadone overdose.
¶ 2 The Staffords argue the trial court erred in instructing the jury, pursuant to
¶ 3 The Staffords also argue the court abused its discretion in denying their motion for new trial based upon various administrative and evidentiary rulings, for which we find no error.
¶ 4 Finally, the Staffords argue the trial court erred in imposing sanctions pursuant to
¶ 5 For the reasons stated below, we affirm the trial court‘s orders.
FACTS2 AND PROCEDURAL HISTORY
¶ 6 In the early morning hours of February 5, 2012, Jesse presented at the emergency room of St. Joseph‘s Hospital after having ingested an unknown quantity of methadone. After several hours of testing, evaluation, and monitoring for a possible methadone overdose, Dr. Burns took over Jesse‘s care until he was discharged around 1:00 p.m. Jesse was found dead the following day.
¶ 7 In January 2013, the Staffords filed a complaint against Dr. Burns, asserting she negligently caused Jesse‘s death by wrongfully determining his condition was stable and discharging him prematurely. In response, Dr. Burns asserted she complied with the standard of care and presented evidence suggesting Jesse ingested additional methadone after his discharge that ultimately caused his death.
¶ 8 After a twelve-day trial, the jury returned a defense verdict. The Staffords’ motions for new trial and for relief from judgment were denied. The Staffords timely appealed, and we have jurisdiction pursuant to
DISCUSSION
I. Application of A.R.S. § 12-572(A)
¶ 9 A plaintiff must generally prove the elements of his medical malpractice claim by a preponderance of the evidence. See Harvest v. Craig, 195 Ariz. 521, 523, ¶ 10, 990 P.2d 1080 (App. 1999) (citing Thompson v. Sun City Cmty. Hosp., Inc., 141 Ariz. 597, 608, 688 P.2d 605 (1984)). In 2009, however, our legislature adopted
¶ 10 Although we review a trial court‘s denial of a motion for new trial and its decision to give a jury instruction for an abuse of discretion, we review de novo whether jury instructions accurately state the law. Delbridge v. Salt River Project Agric. Improvement & Power Dist., 182 Ariz. 46, 53, 893 P.2d 46 (App. 1994) (citing Suciu v. AMFAC Distrib. Corp., 138 Ariz. 514, 520, 675 P.2d 1333 (App. 1983)); State v. Garcia, 224 Ariz. 1, 18, ¶ 75, 226 P.3d 370 (2010) (citing State v. Martinez, 218 Ariz. 421, 432, ¶ 49, 189 P.3d 348 (2008)); see also State v. Rios, 217 Ariz. 249, 250, ¶ 15, 172 P.3d 844 (App. 2007). The interpretation and application of statutes also present questions of law which we review de novo. City of Phx. v. Glenayre Elecs., Inc., 240 Ariz. 80, 84, ¶ 18, 375 P.3d 1189 (App. 2016) (citing First Fin. Bank, N.A. v. Claassen, 238 Ariz. 160, 162, ¶ 8, 357 P.3d 1216 (App. 2015)).
¶ 11 The heightened burden of proof of
¶ 12 The gamut of services that may be necessary to comply with EMTALA cannot readily be distilled into a universally applicable and finite list, and therefore, the phrase cannot be read narrowly. To adopt the Staf-
¶ 13 We do not read EMTALA to relieve the hospital emergency department from re-screening, re-evaluating, and even possibly re-treating a patient if his condition changes after an initial status determination. Indeed, federal courts have held a hospital‘s duty under EMTALA can continue up to and even after a patient is admitted for inpatient care. See, e.g., Bryant, 289 F.3d at 1168 (concluding EMTALA duty ends when a patient is admitted in good faith for inpatient care); Thornton v. Sw. Detroit Hosp., 895 F.2d 1131, 1134 (6th Cir. 1990) (“[O]nce a patient is found to suffer from an emergency medical condition in the emergency room, she cannot be discharged until the condition is stabilized, regardless of whether the patient stays in the emergency room.“); see also
¶ 14 We reject the Staffords’ argument that EMTALA was never implicated during Jesse‘s stay in the emergency department because he was not diagnosed with an emergency medical condition. First, the Staffords do not identify any record evidence establishing that fact. Furthermore, “emergency medical condition” is defined, specifically, to include “symptoms of substance abuse.”
¶ 15 Second, EMTALA applies whenever a person comes to the hospital “for what may be an emergency medical condition.”
¶ 16 A broader interpretation is also consistent with the statute‘s purpose to provide a more inviting legal environment for emergency medical providers, see Ariz. S. Fact Sheet, S.B. 1018 (1st Reg. Sess. Jun. 15, 2009) (noting the heightened burden of proof was recommended “to address the state‘s shortage of emergency and trauma physicians and the problem of access to emergency care“); Ariz. Emergency Med. Servs. Access Task Force Rep., at 2-3, 15-16 (2006), https://www.acep.org/content.aspx?id=5258, as well as the section heading adopted by the legislature: “Burden of proof for treatment in emergency departments or rendered by on-call providers,” see Bruce v. Charles Roberts Air Conditioning, 166 Ariz. 221, 225, 801 P.2d 456 (App. 1990) (noting that although section headings are not part of the law, they may aid in interpreting otherwise ambiguous
¶ 17 Finally, the Staffords argue
II. Jury Misconduct
¶ 18 The Staffords next argue they were entitled to a new trial because Juror 10 violated the admonition not to discuss the case outside of the jury room. We review a decision to deny a new trial based upon alleged jury misconduct for an abuse of discretion. State v. Fitzgerald, 232 Ariz. 208, 210, ¶ 10, 303 P.3d 519 (2013) (quoting State v. Hall, 204 Ariz. 442, 447, ¶ 16, 65 P.3d 90 (2003)).
¶ 19 Throughout the twelve-day trial, the jurors were admonished not to discuss the case outside of the jury room. At the end of the eleventh day, the court reporter advised the trial court she had been in the elevator with several jurors when she heard Juror 10 say “something like—if the parameters were set at 11 to 24, why didn‘t the alarm go off.” The court reporter told the jurors not to talk about the case, and the conversation ended. When questioned by the court, Juror 10 remembered making the statement in the elevator and confirmed no other discussion occurred. He denied having any other conversations about the case outside the jury room. The Staffords were given an opportunity to question Juror 10 further but declined to do so.
¶ 20 The Staffords did, however, move to excuse Juror 10 from further service. After concluding the comment “d[id]n‘t show that he‘s made up his mind, ... [and was] the exact kind of thing [a juror] would say in deliberations,” the trial court denied the motion. In denying the Staffords’ motion for new trial on the basis of jury misconduct, the court reiterated that:
while the court was upset with the jury upon receiving the ... information [regarding Juror 10‘s elevator comment], after interviewing the juror and learning the details and observing the juror‘s demeanor, the court concluded that the remark was minor, did not influence the other jurors, and did not indicate any predetermination of the issues by [J]uror 10.
¶ 21 The Staffords now argue Juror 10 “did not belong on the jury panel” because his comment was “probably just the tip of the iceberg of his misconduct—shamelessly committed in a public elevator in the presence of three other jurors and the court reporter,” and because his conduct reflects “he was either incapable of following instructions or was deliberately obtuse and contrary.” The Staffords also suggest Juror 10 could have assumed it was they who had
¶ 22 Not every violation of the court‘s admonitions requires dismissal of the juror involved, see State v. Trostle, 191 Ariz. 4, 13, 951 P.2d 869 (1997), and the trial court is in the best position to determine the effect, if any, of a juror‘s misconduct, see Cota v. Harley Davidson, 141 Ariz. 7, 10, 684 P.2d 888 (App. 1984) (citing State v. Reynolds, 11 Ariz.App. 532, 535, 466 P.2d 405 (1970)). The record reflects only that Juror 10 made a single non-committal comment outside the jury room and immediately discontinued the conversation when reminded to do so. The court determined Juror 10‘s comment was isolated and innocuous and did not affect his ability to render a fair and impartial verdict. We defer to that conclusion, particularly where, as here, there is no evidence to the contrary. The Staffords have not demonstrated, beyond mere speculation, that the comment or the proceedings that followed affected Juror 10‘s ability to be impartial. See Cota, 141 Ariz. at 10-11 (noting “sheer speculation” regarding the effect of purported jury misconduct cannot serve as grounds for a mistrial).
¶ 23 That the trial court could have chosen to designate Juror 10 as an alternate without disrupting the proceedings is of no consequence. The record does not show Juror 10 individually, or the jury generally, was biased because of Juror 10‘s misconduct. The court did not abuse its discretion in denying the Staffords’ requests.
III. Dr. Burns’ Testimony
¶ 24 At trial, evidence was introduced that Jesse died of respiratory distress approximately thirty hours after he reportedly ingested the methadone that caused him to present to the emergency room on February 5, 2012. Dr. Burns testified she observed Jesse experience a mild respiratory depression characteristic of methadone ingestion while he was being treated in the emergency department and approved his discharge only after his respirations returned to the normal range. Dr. Burns testified she had never seen, either in her education or clinical experience, any data suggesting the respiratory effects occur as long as thirty hours after ingestion, and, if they did, “pretty much anyone who‘s taking methadone at all would have to stay in the hospital.” Finally, Dr. Burns added:
[T]he biggest concern with methadone is people who take an additional dose.... [Y]ou‘re at higher risk of having respiratory depressant [e]ffects when you take your second dose because you still have some in the body. So then you‘re basically adding, almost like you‘re stair-stepping on top of that. So that‘s the second dose is what is the most concerning.
¶ 25 The Staffords argue this testimony transformed Dr. Burns into “a second, undisclosed causation expert willing to opine that a purely hypothetical second dose of methadone at Jesse‘s home contributed to his death,” and the trial court erred in denying their motion for new trial on this basis. See
¶ 27 Dr. Burns did not testify as a causation expert and was not required to make any additional disclosures; nor did she violate the one-expert-per-issue presumption articulated in
IV. Expert Testimony Regarding Post Mortem Gastric Methadone Levels
¶ 28 Before trial, the Staffords moved to preclude any expert testimony extrapolating the timing of Jesse‘s last methadone ingestion from his post mortem gastric methadone levels, arguing the method was not scientifically valid because of the way the drug redistributes in the body after death. Counsel for Dr. Burns explained that the conclusion that Jesse re-ingested methadone was based upon the significant amount of methadone in his stomach, the rate the stomach empties, and the time that passed between his discharge and death. The trial court denied the motion and related request for evidentiary hearing after concluding the dispute was simply a “difference of opinion” between the experts.
¶ 29 On appeal, the Staffords argue that admitting any testimony based upon this “junk science” was error without holding a hearing pursuant to Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), to determine its reliability. We review the necessity of a hearing to resolve a dispute in the admissibility of expert testimony for an abuse of discretion. See Ariz. State Hosp./Ariz. Cmty. Prot. & Treatment Ctr. v. Klein, 231 Ariz. 467, 474, ¶¶ 31-32, 296 P.3d 1003 (App. 2013) (citing Kumho Tire Co. v. Carmichael, 526 U.S. 137, 152, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999)).
¶ 30 Although the trial court may hold an evidentiary hearing to evaluate proposed expert testimony, it is not required to do so. See id. Here, both parties presented lengthy and detailed pleadings, cited supporting medical literature, and attached affidavits containing the specific opinions of their other disclosed medical and pharmacological experts. There is no indication the court required additional information to make a decision on the reliability of the methodology, and the Staffords do not articulate otherwise in their briefs. We find no abuse of discretion.
V. Cocaine Metabolite
¶ 31 The Staffords also argue the trial court erred by allowing the jury to hear evidence that a postmortem urine sample contained cocaine metabolites because the evidence was unfairly prejudicial. Because the trial court is in the best position to balance the probative value of challenged evidence against the danger of unfair prejudice, we review for an abuse of discretion and will affirm absent a clear abuse of discretion or legal error and prejudice. See State v. Salamanca, 233 Ariz. 292, 296, ¶ 17, 311 P.3d 1105 (App. 2013) (quoting State v. Connor, 215 Ariz. 553, 564, ¶ 39, 161 P.3d 596 (App. 2007)); Gasiorowski v. Hose, 182 Ariz. 376, 382, 897 P.2d 678 (App. 1994) (citing Selby v. Savard, 134 Ariz. 222, 227, 655 P.2d 342 (1982)); see also
¶ 32 The trial court originally granted the Staffords’ motion in limine precluding reference to the cocaine metabolite, agreeing the presence of cocaine was irrelevant in the absence of some evidence that the cocaine contributed to Jesse‘s death. But after the court considered the Staffords’ evidence at-
There‘s been testimony that Ms. Stafford searched the house for drugs before, that, you know, so far the alcohol bottles that we saw [in Jesse‘s room] were decorative items. What this evidence would tend to show is that Jesse had been—had been using drugs for some period of time and his parents didn‘t know, that he knew where to get drugs, that he knew how to hide his use from his parents. All of those are legitimate items for the jury to consider in determining whether his death was caused by the methadone taken before the hospital or whether he may have had access and used methadone afterwards.... [T]he 403 balancing is a lot different now that we‘ve had two days of testimony than it was before trial. And after listening to the testimony that‘s been presented so far, I think the permissible uses under 404 B of this evidence, that is to show ... that Jesse knew where to get drugs, that he knew how to hide drugs and hide drug use from his parents. And those issues, I think, are directly relevant to what the jury has to decide and they are permissible under
Rule 404 B .
The court limited the admissibility of the cocaine metabolite evidence to those purposes and permitted the Staffords to recall their toxicologist to address the issue on rebuttal. After the Staffords moved for reconsideration, stressing the prejudicial nature of evidence of illegal drug use, the court affirmed its ruling, reiterating that “after listening to the two and a half days of testimony, the balancing has shifted considerably.”
¶ 33 We find no abuse of discretion. The evidence was relevant to rebut the testimony of the Staffords’ witnesses that Jesse did not, could not, or would not have sought out additional methadone after his discharge from the emergency department. And although evidence of drug use may be prejudicial, the danger of prejudice was not so obviously unfair here, where it is undisputed that Jesse had previously ingested methadone illegally.
VI. Use of Dr. Burns’ Video Deposition
¶ 34 The Staffords argue the trial court erred by refusing to let them play excerpts from Dr. Burns’ video deposition “when and how the [Staffords] wanted to play them.” They do not elaborate on when or how excerpts from Dr. Burns’ video deposition were used, when or how the Staffords wished to use the video, how the court interfered with the Staffords’ presentation, or how the court‘s restrictions affected the verdict. See
VII. Judgment as a Matter of Law
¶ 35 The Staffords argue the trial court erred in denying their motions for judgment as a matter of law that: (1) the immediate cause of Jesse‘s death was methadone intoxication, (2) the mechanism of death was respiratory failure, and (3) the manner of death was accidental. Whether a trial court should have granted judgment as a matter of law presents a question of law, which we review de novo. A Tumbling-T Ranches v. Flood Control Dist. of Maricopa Cty., 222 Ariz. 515, 524, ¶ 14, 217 P.3d 1220 (App. 2009) (citing Aegis of Ariz., L.L.C. v. Town of Marana, 206 Ariz. 557, 566, ¶ 34, 81 P.3d 1016 (App. 2003)). We also review de novo the interpretation and application of the
If during a trial by jury a party has been fully heard on an issue and there is no legally sufficient evidentiary basis for a reasonable jury to find for that party on that issue, the court may determine the issue against the party and may grant a motion for judgment as a matter of law against that party with respect to a claim or defense that cannot under the controlling law be maintained or defeated without a favorable finding on that issue.
By its plain language, Rule 50 allows the trial court to enter judgment “with respect to a claim or defense.” See also Salica v. Tucson Heart Hosp.-Carondelet, L.L.C., 224 Ariz. 414, 417, ¶ 11, 231 P.3d 946 (App. 2010) (holding judgment as a matter of law appropriate where “the facts produced in support of the claim or defense have so little probative value, given the quantum of evidence required, that reasonable people could not agree with the conclusion advanced by the proponent of the claim or defense“) (emphasis added) (quoting A Tumbling-T Ranches, 222 Ariz. at 524, ¶ 14).
¶ 37 Here, the Staffords did not request judgment on their claims for medical malpractice or wrongful death; they simply asked the trial court to remove from the jury, and instead resolve as a matter of law, particular factual issues regarding the cause, mechanism, and manner of Jesse‘s death. Although seemingly undisputed, a substantive decision on these issues would not resolve the Staffords’ claims that Dr. Burns was negligent, nor quash Dr. Burns’ defense that Jesse‘s death resulted from the re-ingestion of methadone after discharge. Judgment as a matter of law is not available to dispose of issues of fact that do not defeat a claim or defense, and the court did not err in denying the Staffords’ motions.
VIII. Rule 68 Sanctions
¶ 38 Finally, the Staffords argue the trial court erred in imposing sanctions pursuant to
¶ 39 A party may make an offer “to allow judgment to be entered” in a civil case “any time more than 30 days before the trial begins.”
If the offeree rejects an offer and does not later obtain a more favorable judgment other than pursuant to this Rule, the offeree must pay, as a sanction, reasonable expert witness fees and double the taxable costs, as defined in
A.R.S. § 12-332 , incurred by the offeror after making the offer and prejudgment interest on unliquidated claims to accrue from the date of the offer.
The Staffords argue an offer of judgment must be “at least arguably reasonable ... compared with a lawsuit‘s probable damages” to warrant imposition of sanctions under Rule 68, and to hold otherwise impermissibly allows the offeror to benefit from a “no-risk offer.” We disagree.
¶ 40 The Staffords rely on a Seventh Circuit Court of Appeals decision, August v. Delta Airlines, Inc., 600 F.2d 699 (7th Cir. 1979), to support their position. This case is not persuasive for several reasons. First, the holding in August, allowing the trial court to exercise discretion whether to allow a defendant to recover costs under Federal Rule 68, was specifically limited to cases brought under Title VII of the Civil Rights Act of 1964,
¶ 41 Moreover, Arizona courts have uniformly held, consistent with the rule‘s plain language, that sanctions imposed by Rule 68(g) are both mandatory and punitive. See
¶ 42 Ultimately, it is solely within the purview of the parties to prudently evaluate their causes of action and defenses and the potential risks and benefits of proceeding to trial. If the defendant/offeror underestimates his exposure and the plaintiff/offeree obtains a more favorable judgment—even by a single dollar—the offeror stands liable for costs and expert witness fees. Likewise, if the plaintiff/offeree exaggerates his likelihood of success by presenting an offer the other party perceives as too high, the defendant/offeree need only work to obtain an award of damages against him that is less than the offer—again, by a single dollar. The offeror should not be punished for investing in the necessary calculation to determine, correctly, the existence and extent of his financial exposure at trial. Nor should the offeree benefit from his failure to properly value a case or be permitted, after the verdict is returned, to argue either what was “reasonable” so as to justify his refusal to accept the offer or, alternatively, to make some belated and collateral assertion of what the jury should have awarded.
¶ 43 Accordingly, we decline to impose a requirement that offers of judgment be deemed reasonable before sanctions are imposed under Rule 68(g). That other jurisdictions have held otherwise does not vitiate Arizona‘s interest in encouraging settlement, nor change our analysis.
CONCLUSION
¶ 44 The trial court‘s orders are affirmed.
