S21A0840. SCHOICKET v. THE STATE.
S21A0840
In the Supreme Court of Georgia
Decided: November 2, 2021
PETERSON, Justice.
Rebecca Dawn Schoicket was granted an out-of-time appeal to appeal the judgment of conviction entered on her guilty plea. In addition to challenging her sentence on one count, she argues that the out-of-time appeal she was granted meant that the trial court should have granted her motion for leave to file an otherwise untimely motion to withdraw her guilty plea. Schoicket argues that Collier v. State, 307 Ga. 363 (834 SE2d 769) (2019), recognized that it would be a “logical extension” of our case law to permit the filing of such a motion, because we have stated that the grant of an out-of-time appeal starts the post-conviction process “anew.” Schoicket is correct in that appraisal of our case law, but we decline to extend it to afford her the relief she seeks.
As the special concurrence to Collier explained, this Court ignored contrary precedent and statutes in creating out of whole cloth the motion for out-of-time appeal in the trial court, see id. at 379 (Peterson, J., concurring specially), which is the procedural vehicle that forms the foundation of the case law on which Schoicket relies. And following our decision in Collier, we have retreated from broad statements about the effect of a granted out-of-time appeal in order to avoid dispensing unwarranted windfalls.
The record shows the following. In October 2016, with the assistance of counsel, Schoicket pleaded guilty to felony murder and other charges in Walton County Superior Court.1 More than a year later, in December 2017, Schoicket filed a pro se motion for an out-of-time appeal. She subsequently amended that motion and also filed a pro se motion to withdraw her guilty plea. After being appointed new counsel, Schoicket moved for leave to file a motion to withdraw her guilty plea. Following a hearing, the trial court granted Schoicket‘s motion for an out-of-time appeal, but denied the motion for leave. Despite that ruling, Schoicket‘s counsel filed a motion to withdraw the guilty plea the day after the hearing. Schoicket now appeals from the trial court‘s denial of her motion for leave to file a motion to withdraw her plea.2
1. Schoicket argues that the trial court erred in denying her motion for leave to file a motion to withdraw her guilty plea because the granted out-of-time appeal permitted her to start the post-conviction process “anew.” She relies on certain statements in our prior decisions, including one in the special concurrence in Collier that “a logical extension” of prior statements of this Court would be that a granted out-of-time appeal authorizes the filing of a motion to withdraw a guilty plea. See Collier, 307 Ga. at 380 (Peterson, J., concurring specially). We agree that permitting such a motion would be a logical extension of our precedent that invented certain post-conviction remedies. Although we should not have invented those remedies in the first place, we decline to invent additional remedies that might further complicate our post-conviction jurisprudence.
We begin with a little background. The traditional rule is that motions to withdraw a guilty plea must be filed in the term of court in which the defendant was sentenced, see Brooks v. State, 301 Ga. 748, 751 (2) (804 SE2d 1) (2017), the time period under the common law during which trial courts could generally reconsider their judgments, see Moon v. State, 287 Ga. 304, 305-306 (696 SE2d 55) (2010) (Nahmias, J., concurring). This well-established rule is merely the application of a bedrock common-law principle that applies equally to other criminal motions and in civil cases. See Gray v. State, 310 Ga. 259, 263 (3) (850 SE2d 36) (2020) (common-law rule, which Georgia courts have long-applied, provides that “in absence of a statute providing otherwise, the general principle obtains that a court cannot set aside or alter its final judgment after the expiration of the term at which it was entered, unless the proceeding for that purpose was begun during that term” (citation, punctuation, and emphasis omitted)); see also Smith v. State, 298 Ga. 487, 487-488 (782 SE2d 17) (2016) (rule applicable even if motion construed as motion to withdraw guilty plea or motion for arrest of judgment); Tremble v. Tremble, 288 Ga. 666, 668 (1) (706 SE2d 453) (2011) (applying rule to second divorce decree entered after expiration of term of court in which first decree was entered).
When a defendant seeks to withdraw her guilty plea after the expiration of that term of court, she must pursue such relief through habeas corpus proceedings. See Davis v. State, 274 Ga. 865, 865 (561 SE2d 119) (2002). Applying this traditional rule, Schoicket‘s motion to withdraw her guilty plea, as a stand-alone motion, would be barred as untimely because it is undisputed that she sought to file it more than a year after the term of court in which the judgment of conviction was entered. See
Schoicket argues that she is permitted to file her otherwise untimely motion because the grant of an out-of-time appeal essentially restarted the post-conviction process. Her arguments are rooted in statements made in Ponder v. State, 260 Ga. 840 (400 SE2d 922) (1991), and Maxwell v. State, 262 Ga. 541 (422 SE2d 543) (1992). But we already have begun to trim back those broad statements.
Ponder is the primary case for expanding the record upon the grant of an out-of-time appeal in order to consider previously unraised claims. There, we held that a defendant who is granted an out-of-time appeal should be allowed to file a motion for new trial in order to raise ineffectiveness claims against trial counsel for the first time. See 260 Ga. at 840-841 (1). This Court explained that the grant of an out-of-time appeal
should be seen as permission to pursue the post-conviction remedies which would be available at the same time as a direct appeal . . . and constitutes permission to pursue appropriate post-conviction remedies, including a motion for new trial.
Id. at 841 (1). We note, however, that even by its own terms, Ponder authorized only “appropriate” post-conviction remedies.
In Maxwell, we extended Ponder to allow a defendant to pursue a second motion for new trial with appellate counsel despite the fact that the defendant‘s first motion for new trial, filed by trial counsel, had been denied. See Maxwell, 262 Ga. at 542-543 (3), disapproved by Kelly, 311 Ga. at 830-831. We stated in Maxwell that the second motion for new trial was permitted because the grant of an out-of-time appeal “start[s] the post-conviction process anew.” Id. at 542-543 (3). Allowing a second motion for new trial in Maxwell was an “appropriate” remedy because trial counsel could not have been expected to raise ineffectiveness claims against himself in the first motion for new trial. See Garland v. State, 283 Ga. 201, 203 (657 SE2d 842) (2008); see also Hood v. State, 282 Ga. 462, 463 (651 SE2d 88) (2007) (“[A] lawyer may not ethically present a claim that [the lawyer] provided a client with ineffective assistance of counsel[.]“). We readily acknowledge that our statements in Ponder and Maxwell would naturally lead to the conclusion that, upon the grant of an out-of-time appeal, a defendant who pleaded guilty should be able to file a motion to withdraw that plea, just as a defendant who went to trial can file a motion for new trial.3
But in Kelly we retreated from what Ponder and Maxwell said, holding that the grant of an out-of-time appeal does not actually start the post-conviction process
Such a windfall would arise from allowing a defendant to file an otherwise untimely motion to withdraw a guilty plea simply because she was granted an out-of-time appeal. As discussed above, longstanding precedent dictates that a defendant seeking to withdraw her guilty plea after the expiration of the term of court in which she was sentenced can do so only in habeas. See Davis, 274 Ga. at 865. And because of this precedent, Georgia does not recognize untimely standalone motions to withdraw a guilty plea. Indeed, we have explicitly rejected efforts to file motions for out-of-time withdrawal of guilty pleas, notwithstanding that we allow motions for out-of-time appeals. See, e.g., Sims v. State, Case No. S21A0587, 2021 WL 3727797, at *2 n.5 (Ga. Aug. 24, 2021) (citing Brooks, 301 Ga. at 751 (2) n.7, and Foster v. State, 294 Ga. 400, 401 (754 SE2d 78) (2014)).5 It would be strange indeed to prohibit a standalone motion for out-of-time withdrawal of a guilty plea — and direct such a movant to habeas — but then allow precisely the same remedy to another defendant based purely on a demonstration that her separate right to appeal had been frustrated.
For decades now, our post-conviction jurisprudence has been described as a “tangle” of “confusing” procedural rules. See Maxwell, 262 Ga. at 543 (Fletcher, J., concurring in part). To untangle it ourselves would be difficult and seemingly
And if that were allowed, the burden would then shift onto the State to prove the voluntariness of a very old plea when it would otherwise be on the defendant. See Kennedy v. Hines, 305 Ga. 7, 9 & n.2 (2) (823 SE2d 306) (2019) (while habeas petitioner bears the burden of proving that her guilty plea was not “voluntary, knowing, and intelligent,” the State has the burden to prove voluntariness on direct appeal). Given that the passage of years can result in records lost or destroyed, and witnesses may forget, move, or die, the State may not be able to make this showing even when a plea was voluntary, knowing, and intelligent. And if the State fails to do so (and some sort of laches principle is deemed not to apply), the defendant will win an argument she would otherwise lose (and indeed might not be able to raise due to the applicable statute of limitations, see
To be sure, there are competing concerns involved in post-conviction relief procedures — addressing violations of a defendant‘s constitutional rights on the one hand, and ensuring finality on the other. But the General Assembly has enacted habeas statutes balancing these competing concerns. See
The dissents argue that our prior holdings support the creation of this additional remedy, but they point only to statements in those cases that were not essential to the holdings. See, e.g., Maxwell, 262 Ga. at 542-543 (3).
It is, of course, axiomatic that a decision‘s holding is limited to the factual context of the case being decided and the issues that context necessarily raises. Language that sounds like a holding — but actually exceeds the scope of the case‘s factual context — is not a holding no matter how much it sounds like one.
Ga. Interlocal Risk Mgmt. Agency v. City of Sandy Springs, 337 Ga. App. 340, 340 n.1 (788 SE2d 74) (2016) (citation and punctuation omitted). Our recent cases have re-affirmed Ponder‘s teaching that only “appropriate” remedies should be granted upon a showing of constitutionally ineffective counsel, yet the dissents’ approach is not tailored to remedying the ineffective assistance that frustrated Schoicket‘s right to appeal in the first place. This is not how the United States Supreme Court tells us to remedy Sixth Amendment violations. See United States v. Morrison, 449 U.S. 361, 364 (101 SCt 665, 66 LE2d 564) (1981) (“Cases involving Sixth Amendment deprivations are subject to the general rule that remedies should be tailored to the injury suffered from the constitutional violation and should not unnecessarily infringe on competing interests.“).
The dissents correctly point out that, in departing from the holding of Neal v. State, 232 Ga. 96 (205 SE2d 284) (1974), we made the policy decision to create a new out-of-time appeal procedural vehicle, and that we elected in Collier to leave that vehicle in place. But the dissents go astray in suggesting that this means we must necessarily continue making up new policy so long as it follows logically from the policy we‘ve already created. The criminal justice system — and especially the structure of our public defender system — has evolved over time to comply with the requirements we have created. The General Assembly has appropriated substantial funds to make that system work. That we did not in Collier undo all of this does not mean that we should keep inventing new requirements for the legal system to comply with.
The dissents argue that we should continue trail-blazing because our invented remedy should be made available in an even-handed manner to trial-convicted and plea-convicted defendants alike. But where do we stop? The dissents do not say. And our inventions have never purported to be even-handed; a motion for out-of-time appeal can be granted only if one particular kind of ineffective assistance of counsel claim succeeds, and all sorts of other ineffectiveness claims not raised on direct appeal can be brought only in habeas.
For these reasons, we hold today that a granted motion for out-of-time appeal does not confer a right to file an otherwise-untimely motion to withdraw a guilty plea. As a result, we conclude that the trial court did not err in denying Schoicket‘s motion for leave.9 We therefore deny her request to remand this case for consideration of the merits of her motion to withdraw. Her remedy, if any, lies in habeas corpus.10
Count 7 charged Schoicket, as the accused, with knowingly concealing a pistol with the “intent to obstruct the prosecution of said accused.” Because she was found guilty of tampering with evidence in her own case, she was guilty only of a misdemeanor and should not have received a 10-year sentence. See
Judgment affirmed in part and vacated in part, and case remanded. All the Justices concur, except Ellington and Colvin, JJ., who dissent as to Division 1.
ELLINGTON, Justice, dissenting in part.
In his special concurrence in Collier v. State, Justice Peterson posited that it “would appear to be merely a logical extension of statements we have previously made” to hold that “a granted motion for out-of-time appeal from a guilty plea authorizes not only an appeal but also a motion to withdraw the guilty plea[.]”11 I agree, although we stopped short of saying so in the majority opinion in Collier because the issue was not then before the Court. Indeed, I would go further and say that such a holding is the logical result, not merely of some of our prior statements, but of our prior holdings, which involved the application of federal and state constitutional law and state statutory law. Now that the issue is squarely presented for our decision, the majority arbitrarily declines to extend to guilty-plea convictions the practice that has long been available for trial convictions - that a granted out-of-time appeal constitutes permission, not just to proceed directly to review by an appellate court, but to start the post-conviction process anew in the court of conviction. In light of the underlying principles concerning post-conviction remedies, there is no reasonable basis on which to treat guilty-plea defendants differently from similarly situated trial-convicted defendants. I therefore respectfully dissent as to Division 1 of the majority opinion.
Under Georgia law, a criminal defendant has an unqualified right to appeal directly from a judgment entered on a guilty plea.12 Compliance with the statutory deadline for filing a notice of appeal is required to confer jurisdiction on an appellate court.13 Upon a finding by the trial court of the county of a prisoner‘s current confinement (the habeas court) that the prisoner‘s right to a direct appeal was frustrated by the ineffective assistance of counsel, the habeas court may allow an out-of-time appeal under the Habeas Corpus Act of 1967,
provided an adequate post-conviction remedy to a prisoner seeking relief upon a claim arising from the substantial denial of rights guaranteed by the federal or state constitutions or by the statute laws of the state, including, . . . the denial of the right of appeal or of the effective assistance of counsel on appeal.
Neal v. State, 232 Ga. 96, 96 (205 SE2d 284) (1974) (citations omitted).15
As we observed in Collier, for decades we have allowed an alternative method to co-exist for a defendant to obtain an out-of-time appeal from a judgment of conviction, despite the principle that “courts have no authority to create equitable exceptions to jurisdictional requirements imposed by statute.” Collier v. State, 307 Ga. 363, 371 (1) (834 SE2d 769) (2019), quoting Gable v. State, 290 Ga. 81, 85 (2) (b) (720 SE2d 170) (2011) (citation and punctuation omitted). While at times questioning the propriety of doing so, we allowed this alternative track, which proceeds in the trial court where the defendant was tried and sentenced and which, like the habeas track, excuses a defendant‘s failure to timely file a notice of appeal, because the required finding - that the defendant‘s right to a direct appeal was frustrated by the ineffective assistance of counsel - “is a violation of constitutional magnitude.” Collier, 307 Ga. at 371 (2).
We have consistently deemed the grant of an out-of-time appeal to be “the functional equivalent of the entry of a judgment,” even after three Justices joined in Justice Peterson‘s special concurrence in Collier, questioning whether the out-of-time appeal process should be maintained. Pounds v. State, 309 Ga. 376, 379 n.5 (2) (b) (846 SE2d 48 (2020).16 Because the time allowed to initiate post-conviction proceedings begins to run when a judgment of conviction is entered, the grant of an out-of-time appeal, as the functional equivalent of the entry of the judgment, serves to “reset” the trigger date for the time allowed for post-conviction proceedings. See id. at 379 (2) (b); Lay v. State, 305 Ga. 715, 715 n.1 (827 SE2d 671) (2019). That is why we have said that the grant of an out-of-time appeal permits a defendant to start the post-conviction process anew.17 From our earliest cases on this issue, permission to file an out-of-time appeal included permission to file a motion for
Now we are tasked with deciding whether, in the case of guilty-plea convictions, permission for the defendant “to start the post-conviction process anew” includes the right to move to withdraw the defendant‘s guilty plea. That is, is there a second track in the court of conviction for obtaining out-of-time post-conviction relief from a guilty plea, in addition to the habeas track available in the court of confinement?22 The majority opinion says, “no.” Certainly issues like the weight of the evidence, prosecutorial misconduct, and improper communications with jurors are not small stakes in the arena of constitutional due-process and fair-trial rights. But a motion to withdraw a guilty plea often goes, as in this case, to the very heart of the validity of the waiver of numerous constitutional protections through the entry of a guilty plea.23 I
Our judicially created out-of-time appeal procedure has presented Georgia courts with many confounding questions over several decades. At multiple points, we could have retracted our recognition of the out-of-time appeal procedural vehicle and once again adhered to our conclusion in Neal that the General Assembly in the Habeas Corpus Act provided an adequate remedy - and the exclusive one24 - for the right of appeal frustrated by the ineffective assistance of counsel.25 As the majority opinion intimates with its citation to Duke v. State, 306 Ga. 171, 186 (4) (829 SE2d 348) (2019), and as Justice Colvin persuasively explicates in her dissent, we have the power to do so. See Maj. Op. at 11.
In his special concurrence in Collier, Justice Peterson was rightly critical of the Court‘s improper, if “well-intentioned,” incursion into policy-setting territory but warned that unweaving our “tangled mess” of judicially created post-conviction remedies could be “unduly disruptive to the system that has built up around” motions for out-of-time appeals. See Collier, 307 Ga. at 379 (Peterson, J. concurring specially). And the majority opinion now insists that this Court lacks the authority “to substitute our policy preferences for those of the General Assembly and thereby allow a defendant to skirt the legislatively established process.” Maj. Op. at 14. Yet, by allowing out-of-time appeals, we have, repeatedly, already substituted our policy preferences for those of the
I question too whether we as the judiciary can do nothing to ameliorate this tangled mess, at least partially, short of entirely abolishing the procedure. Georgia‘s uniform court rules already provide a useful checklist for plea colloquies that incorporate many elements embodied in decisional law of what a defendant must understand in order for a waiver of fair-trial rights to be knowing.27 Trial courts routinely include in such colloquies the statutory mandate that, before a trial court accepts a guilty plea, the defendant be informed of the four-year (for felonies) or one-year (for misdemeanors) limits, adopted in 2004, for filing a petition for a writ of habeas corpus.28 If the General Assembly is not inclined to act to entirely clean up the mess we have created, at the very least we could ameliorate some of the issues by adopting a court rule that, before accepting a guilty plea, a trial court should inform the defendant on the record that her ability to file a timely motion to withdraw her guilty plea ends on the last day of the term of court;29 to specify that date; to inform the defendant that she has a right to a direct appeal; and to specify the date by which a notice of appeal must be filed. In addition, trial courts could be required to inform a defendant that plea counsel is required to represent the defendant, unless either another attorney is substituted in place of plea counsel or plea counsel is allowed by court order to withdraw as counsel, until the later of the end of the term of court or the last day to file a notice of appeal;30 that plea counsel is required to avoid procedural default of those remedies if the defendant desires to pursue them;31 and that the defendant is not
I respectfully dissent as to Division 1.
S21A0840. SCHOICKET v. THE STATE.
COLVIN, Justice, dissenting in part.
After we correctly ruled in Neal v. State, 232 Ga. 96 (205 SE2d 284) (1974) that a prisoner seeking to file an out-of-time direct appeal must do so in a petition for a writ of habeas corpus, id. at 96, this Court “created out of whole cloth . . . a tangled mess of post-conviction jurisprudence” that permitted prisoners to instead pursue post-conviction relief through a standalone motion for an out-of-time direct appeal in a court of conviction, see Collier v. State, 307 Ga. 363, 379 (834 SE2d 769) (2019) (Peterson, J., concurring specially). Today, a majority of this Court acknowledges once again that we should never have invented this procedural vehicle, which has caused headache after headache as courts seek to define the contours of a made-up post-conviction proceeding. See Maj. Op. at 2, 4. Nevertheless, the majority chooses to trim the edges of our jurisprudence rather than to address the root cause of the problem.
In my view, it is inappropriate for us to continue waiting for the General Assembly “to save us from ourselves.” Collier, 307 Ga. at 379 (Peterson, J., concurring specially). It is our responsibility, not the General Assembly‘s, to fix our own mistakes, and this is particularly true when, as here, the General Assembly clearly addressed the issue more than 50 years ago by providing an adequate and exclusive vehicle for prisoners to obtain post-conviction relief from a substantial denial of their constitutional rights - namely, a habeas petition. See Neal, 232 Ga. at 96 (“Under the Habeas Corpus Act of 1967, there is provided an adequate post-conviction remedy to a prisoner seeking relief upon a claim arising from the substantial denial of rights guaranteed by the Federal or State Constitutions . . . .” (citation omitted)); see also
The law, as written, governs.
In explaining the decision not to take any steps toward untangling our post-conviction jurisprudence ourselves, the majority appears to be under the impression that eliminating the standalone out-of-time appeal procedure might be “disruptive to the system that has developed around it,” and that this Court need not eliminate the procedural vehicle to avoid “add[ing] to th[e] mess.” See Maj. Op. at 12-13 & n.6. No doubt, reverting to the status quo as of 1974, when we issued Neal, would disrupt the system to some extent. Indeed, that would be the point - to follow the law set out by the General Assembly rather than the conflicting law we invented.
I disagree, however, that the majority has avoided adding to the mess by trimming back some of our precedent. As Justice Ellington notes in his partial dissent, the majority has declined to follow the clear logical import of our precedent. As a result, the majority has created an even more inconsistent legal landscape that favors prisoners found guilty at trial over those who entered a guilty plea - all in an effort to “avoid dispensing unwarranted windfalls.” See Maj. Op. at 2, 10. Let me suggest, however, that receiving an out-of-time appeal without having first
I agree with the majority that “[w]e lack the authority to substitute our policy preferences for those of the General Assembly and thereby allow a defendant to skirt the legislatively established process.” Maj. Op. at 15. Indeed, that is the reason I believe we ought to fix the problem outright and require prisoners seeking an out-of-time appeal and associated remedies to use the habeas procedures that the General Assembly has afforded. Barring that, however, we should follow the logic of our prior holdings as Justice Ellington suggests. Doing so would at least ensure that similarly situated prisoners are treated equally, whether their convictions resulted from a guilty plea or a jury verdict, and that trial courts, litigants, and the public at large can follow our reasoning.
Given a choice between the majority‘s decision to unfairly narrow our post-Neal precedent and Justice Ellington‘s consistent application of that precedent, I would favor the latter approach. In my view, however, neither approach fully comports with the governing law. Accordingly, I separately dissent with respect to Division 1.
