*1 798 entry I reverse the Accordingly, in would
nеcessarily the second. insignificant Russo, judgment in favor of above, summary agree I discussed For the reasons further proceed- remand the for information case that the omitted with the court ings. of substantial by Russo was misstated And, essentially the same for significance.
reasons, I that a factfinder also believe that, supplied, it find been
could would information
omitted and misstated effect on the
have had a determinative cause, in the face of probable even
issue positive identification.2 NICINI, Jr., Appellant
Anthony B. v. section, my In I stated previous MORRA; Jersey Depart- Edward New court that mis- agreement with the Russo’s Services, Health and Human ment of were reckless statement omissions Family Division of Youth and Ser- disregard the truth. But I have con- vices; Cyrus; Doe(s), a Frank John court, cluded, in disagreement with person persons; XYZ En- fictitious that, factfinder could find but for
that a entity tity (IES), a or enti- fictitious omissions, judicial the misstatement and ties an officer would not have issued arrest warrant, from which follows Russo’s Cyrus, Appellee Frank could found a factfinder to conduct be No. 98-5193. deprived have of a constitutional Wilson not to on the right. right be arrested of Appeals, United States Court of a warrant obtained on the basis basis Third Circuit. representations enforcement officer’s a law Argued Jan. 1999 disregard or omissions made reckless clearly right. Reargued the truth established En Banc Feb. is Christos, Lippay v. See 996 F.2d May Filed (3d (“If Cir.1993) police officer sub- he containing mits affidavit statements
knows to false or know are false be would recklessly disregarded
if he had not
truth, obviously the officer failed to ob- clearly right
serve a established.
Thus, immu- qualified he is not entitled
nity.”) fortiori, disagree custody constitutionally obligated
2. A also with the court's is to release I conclusion, opin- person seeking judicial in section III of the court's without interven- ion, Brady, sitting could have tion. In I wаs as a member of a that no reasonable factfinder my exculpatory panel, evi- an- found that the additional First Circuit affirmative gathered by subsequent question rejected by panel dence Russo to Wil- swer to the view, (As majority. my application pres- probable cause. son's arrest undermined notes, opinion supra p. the court’s see ent record of either the standard I endorsed occasion, Dill, adopted by Brady majori- Brady Brady, have had v. 187 F.3d or that (1st Cir.1999) (concurring), ty, preclude recovery on this basis. to ad- would question, Accordingly, I do not with the ultimate dress the further which the court in differ court; is, present case identifies but does not under- conclusion reached resolve, summary judgment appropriately who ac- affirmed take to whether an officer plaintiff's quires incontestably respect claim discussed in evidence which estab- person opinion.) lishes the section III of the court's innocence of holds *3 Grimes, Joseph (Argued), P. Grimes n Hill,
Grimes, Grimes, Cherry Grimes & Jersey, Appellant. New Counsel Verniero, Attorney General of Peter (Argued), Jersey, Mary Jacobson New C. General, Counsel, Attorney Assistant Of Attorney Rodriguez, Deputy Yolanda C. Brief, Trenton, General, On the New Jer- Cyrus. sey, Appellee, Counsel for Frank 26,1999. Argued Jan. SLOVITER, McKEE, and
Before: RENDELL, Judges. Circuit En Reargued Banc Feb. BECKER, Judge,
Before: Chief SLOVITER, MANSMANN, NYGAARD, GREENBERG, SCIRICA, ROTH, ALITO, McKEE, RENDELL, and BARRY, Judges. Circuit THE COURT OPINION OF SLOVITER, Judge. Circuit Nicini, Jr., filed under Anthony suit § law against 1983 and state tort U.S.C. Family Cyrus, Specialist Frank Services Hu- Jersey Department of with the New Services, man Division of Youth and (“DYFS”), Family and other de- Services fendants, alleging they violated his consti- rights tutional because he was abused staying whom he was person custody. The District while in DYFS Court, all which had earlier dismissed the other defendants and against claims capacity against Cyrus, claim previously official he had told the princi- assistant pal that he granted summary judgment favor of would not return home.1 On October Cyrus on section 1983 claim and state DYFS received a call police Hill, him in from the against Cherry tort law claims his individ- New Jer- sey, holding ual that Nicini capacity, the facts of rec- had been located and that ord not establish he had repeated did a constitutional vio- his refusal to return home appeals. again lation. stated that his father was abu-
sive. Ex. at 28. That day, same a DYFS caseworker mother, contacted Nicini’s who I. said that she did want Nicini to return FACTS home, father, and his who could not identi- fy any relatives with whom Nicini could *4 1990, February fifteen-year-old An- stay. Nicini’s father came to DYFS to Nicini, Jr., thony was admitted to the John sign placement a foster care agreement.2 Kennedy F. Hospital’s Crisis Center (JFK) after apparent attempt. an suicide placed DYFS Nicini in the foster home became involved DYFS when JFK notified of Dennis Armente but Nicini away ran on allegations it of Nicini’s that his father had or before November 1990. After Nicini physically him. abused Two DYFS case- located, aunt, was his Catherine Living- JFK, responded workers to and Nicini told ston, agreed request to DYFS’s that Nici- father, them that he was afraid of his who ni stay with her. On or before December “punches “always a lot” and hits with 31, 1990, away again. Nicini ran once Liv- App. closed fist.” at 212. Nicini also said ingston had apparently become ill and that attempted he had suicide before. arranged DYFS for Nicini stay to with prosecutor’s DYFS notified the office of Nicini, Bonnie another aunt. then allegations and assisted his mother arranged that Nicini be evaluated obtaining temporаry restraining order psychiatrist, Dr. Trigiani. Charles Dr. against Nicini’s father. DYFS also as- Trigiani was unsure after ap- Nicini’s first signed caseworker Frank to Nicini’s 3, 1991, pointment January on whether case. required Nicini inpatient psychiatric care but agreed to recommend Nicini’s evalua- Nicini difficulty continued to have 10, 1991, tion at JFK. January On home and in school. According to a DYFS informed Trigiani’s Nicini’s mother of Dr. 27, 1990, report September dated Nicini requested recommendation and that she slashed his wrists that month in appar- bring Nicini to JFK. attempt ent suicide and thereafter left home after an argument with his happened mother. What thereafter is not clear report that Nicini “has no from states the record or appendices submit- go where to placement.” briefs, and needs App. parties’ ted with the apparently at 214. DYFS was informed on October Nicini was not admitted to JFK at that 1990, that Nicini However, was not at school and that time. report dated 1. See Opposition "accept provide Exhibits to Nicini’s Brief in custody and such care or Summary Judgment at 27 [hereafter may require”); the circumstances ... Mon "Ex.”]. County mouth Div. Social Servs. on Behalf C.R., 600, 603-05, N.J.Super. DYFS v. Although parties 2. have not educated us (de (N.J.Super.1998) 720 A.2d 1006-07 sc meaning agreement, as to the ap- of this ribing placement pursuant agreement pears may child come "[a] into the custo- whereby parents placing consented to DYFS dy placed of [DYFS] and be in foster care child in "paren foster care but retained their pursuant voluntary-placement either rights responsibilities,” legal tal and retained agreement aor court order.” Matter of right agreement to terminate the and ask J.C., 1, 7, Guardianship 129 N.J. 608 A.2d return, agreed for their child’s to make (1992); see also N.J. Stat. Ann. care). payments for the child's § (parent may apply 30:4C-11 for DYFS to Monday on Morras] contact[the rus will was at that Nicini *5 (“PERP”) check on the Mor- perpetrator and had their children with gone to school any crimi ras, have revealed which would experiencing simi- with while stayed them the state of abuse in nal record of sexual 9,1991, February On family problems. lar any of such Jersey, including reports New they had DYFS that police the notified PERP check revealed to DYFS. The abuse Ac- home. at the Morra Nicini located nothing. Nicini report, incident cording to a DYFS “ready for to JFK but had been taken during the Cyrus interviewed Morras case- at 72. discharge.” Ex. A asking did not remember home visit. He (not Catherine Cyrus) contacted worker any contact they had ever had whether had known stated that Livingston, who she agency but he any law enforcement with that she the Morra home and Nicini atwas anything if asking Morra recalled Edward to her him to permit would not return becoming a foster him from prevent would spoke to Ni- then home. caseworker negative. replied in the parent, and Morra father, his belief expressed who cini’s good placement “not [a] Morras were appeared February Nicini On placement.” agreed weekend [who] the Honorable Vincent hearing aat before After original). (emphasis Ex. at the Chan- Family Part of Segal D. in the taking Nicini option being given of New Superior of the Court cery Division with whom locating relative home or does not Jersey. Although the record told the stay, Nicini’s Nicini could father hearing, the purpose make clear She, Livingston. speak to caseworker to apparently related both proceedings were course, to take already refused by Nicini and conduct to certain criminal Nicini back. aAs result placed. be to where should Nicini, permitted then The caseworker Ni- Segal Judge sentenced hearing, else,” anywhere refusing go “was who and also con- years probation cini to two home return to Morra Ex. at should remain cluded Nicini February Saturday, day, Cy- Morras. “Frank report states that The incident litiga- in this following psychologist retained in this and
3. The statements "expert re- designate the latter We Cyrus's deposition. tion. paragraph taken from are suggested Dr. party has port.” testimony have Neither of that Only portions some re- us; summary in this is inaccurate Atkins’s summarized provided others are been Atkins, spect. a forensic report of Dr. Eliot in the present apply para-foster custody and testified at the would if Nicini, mother, parents are willing to let them. hearing along with Nicini’s Nicini’s aunt. Livingston, and Catherine App. at 156-57. present were the Assistant Prosecu- Also Judge When Segal asked Nicini’s moth- County, Jersey, and tor for Camden New comments, er for her she stated as to the DeSimone, an attorney represent- Ronald Morras: Nicini. informed the court of ing prior placements and that Nicini:
Nicini’s [T]hey my have harbored oldest son on several occasions when he had taken currently family, with a friend and the off.... I personally, don’t know them family.4 with a the Morra He’s not foster only only what I had My heard. oldest — family. Tony family was with foster daughter goes to school with knows— Armento, initially, Mr. Dennis and he Morra, kids that friends with Eric are unofficially.... left the home son, their which I believe is 16 or
I’ve been I drugs. told he’s into not, just don’t know if true it’s but it’s Morras, Tony way found his to the who know, what I’ve I heard. don’t some- guess was a friend of his. The Morras thing just strange seems about these him, they they indicated knew would— people, why they they don’t would—if they they him and liked wouldn’t mind Tony, why they know would even take him staying there. He’s there now been him in. couple They for a of weeks. have indi- App. at 158. there, doing very cated that he’s well no problems. But that is not an official court, attorney suggested home, foster that’s an unofficial home. concerns, in light of these that Nicini *6 drugs peri- “should also be monitored for App. 154-55. odically maybe something and—and should response to the query court’s whether looked in with family, be this Morra in of I light what Mrs. Nicini1had said think qualify para-foster the Morras would as maybe investigation or closer on whether parents, Cyrus stated: appropriate placement....” not that’s an would, they your Yes Honor. We’ve—so at 168. App. only far thing perp the I’ve done is a check, check, testimony perpetrator regarding and there’s Nicini’s own his with After stay positive. the Morras was nothing up. that’s come no— There’s recounting experienced the difficulties he nothing any prob- we’ve seen terms of place- with his and with parents prior think, Although lem with the I law. ments, relationship Nicini described his herself, speak Mrs. Nicini can for I think with the Morras: objections she has it on a some about family full time But the seems to basis. anything, I don’t love them or Tony, they an show interest towards they’re I can talk I mean people to. they keeping have said wouldn’t mind every ever since I been there almost him on a keeping temporary basis. Morra, night up talking I’ve been to Mr. him— He has since he’s been with been stable up his name is Ed. I’ve been most of the say right But like I them. now talking time tо him about how feel that’s— they family, are not an official foster my parents way about and the I’ve been all. although they they living I’m sure and how I’ve been treated and would— throughout scription. 4. We The Morras are referred to have therefore substituted Moores, transcript which, hearing of as the correct name. presume, we reflects an error in tran- hindsight, opportunity there no Judge Segal 164. Nicini also told was App. at up. until to follow tutoring that Morras him were in school. was re-enrolled 15, 1991, Cy- days March four after On Segal then summarized histo- Judge Morras, application rus sent ry at the hands of Nici- physical of abuse later Nicini fled the Morra home. He told a report pre- ni’s father and summarized investigators since the second third (not counselor pared by Nicini’s outreach there, day of his arrival Edward Morra Cyrus), that Nicini was no stated providing drugs which had been him with made a “fine ad- longer suicidal and had assaulting sexually. him Fur- alcohol and justment pres- to the location where he’s investigation ther revealed Edward Judge Segal at 166. ently located.” Morra been convicted New York “come[ ] would under the ruled that Nicini corrupting 1975 for the morals of minor DYFS, of that he supervision” care and and for distribution of controlled sub- long with the Morras “for so would remain In March stances to minors.5 follow- appropriate as thinks that’s an [DYFS] here, ing the events described Edward 167, and that placement,” App. at “[u]nder Jersey Morra was convicted New no circumstances return is[DYFS] currently serving and is sexual assault boy parents to the home of his without the forty-year term prison period state Court,” App. at authority of the twenty years. parole ineligibility Judge Segal specificаlly declined to order May suit in On Nicini filed drug monitoring despite request of United District Court for the Dis- States attorney there no in- Nicini’s because Jersey against trict of New Edward Mor- drugs dication that were involved ra, Jersey Department the New of Human matter. (“DHS”), DYFS, Cyrus. Services Ni- sparse again regard-
The record once alleged process cini a substantive due vio- ing period February the time after the pursuant § lation to 42 U.S.C. Family hearing. March Court On partic- various state tort law violations. In 1991, less than two weeks after the hear- ular, alleged “had actual ing, Cyrus forwarded to the Morras knowledge” objec- constructive and/or application para-foster parents. to become parents “awarding tions para-foster application process, defendant, Morra, custody to Edward summarized in letter to the Mor- inappropriate permitted in that ... [he] *7 ras, requires completion application of an illicit narcotic and alcoholic use minors form, statement, financial a an authoriza- at App. his residence.” at 137. Nici- information, tion for release of ni police alleged Cyrus fully also “failed to form, agreement investigate reference and an and properly background between DYFS, Jersey, the state of New and Morra ... in [placing him] before Morra’s foster parent. applicant Cyrus The must also care” and that “had to or access fingerprint- requested schedule a visit to DYFS for could have an authorization ing, and Study DYFS conducts Home from Morra to conduct a criminal record Evaluation. The applicant’s fingerprints background check.” at 137. Nicini are alleged used to conduct a Nаtional Crime In- further and DHS DYFS had (NCIC). policy practice stitute Check The Morras never and that “no criminal back- and, application, returned the ground as we know check would be conducted of volun- minor, minor, 5. endangering The record does not reveal the exact the welfare nature of Edward Morra's New distributing York conviction. Ni- drugs and illicit ato minor. The appeal cini’s brief on it as cor- characterizes opinion District Court's describes Morra’s rupting the morals of minor and distribut- endangering conviction as for the welfare of a ing to minors. controlled substances Nicini's precise child. convic- The nature of Morra's however, action, complaint alleges in this we tion is irrelevant to the result reach. Morra convicted of sexual abuse of a custody in in tary guardians plaintiff Slip op. of children ed the Morra home.” guardian that, if was a resi- most, of defendants at The court Cyrus 15. held Jersey.” App. of the State of New dent negligent negligence and that was in- 140. liability sufficient to establish section 1983 Jersey or to defeat the New statutory 29, 1996, May By order dated the Dis- immunity. all against trict Court dismissed claims DHS, DYFS, Cyrus in his official ca- against Nicini’s claims Edward Morra oh im- pacity based Eleventh Amendment and, 11, 1998, proceeded February munity. Although complaint Nicini’s did granted court Nicini’s motion for a default explicitly damages against Cyrus seek judgment against Morra. The case was the court capacity, in his individual con- then Magistrate Judge referred to a stating strued it as such a claim. The a hearing conduct to determine the amount entitled to court held was not damages. of Nicini’s In an order dated immunity Eleventh Amendment and de- 6, 1998, Magistrate Judge March en- requests qualified nied his for absolute judgment by tered default Morra against immunity on the section claim. The $500,000 compensa- and awarded Nicini Cyrus’s request court also held that for $500,000 tory punitive damages. immunity Jersey under law New as to Magistrate Judge, pursuant premature. state'law claims was District orders May Court’s discovery, Cyrus
After moved for sum- 29, 1997, and October judg- also entered mary judgment. support, he submitted ment favor of the other defendants. affidavit in which stated that he appealed the order of March conducted a PERP check with the ' DYFS Although his notice of appeal registry required by pol- Central as DYFS challenge stated his intent the court’s icy when a child is a home which is not a May dismissing 1996 order the claims the PERP placement, check DHS, DYFS, against in his regarding revealed no criminal information capacity, official well as the court’s Oc- Morras, complete and that a more tober granting summary order background criminal check was unavailable judgment in favor his individu- himto at that time. Nicini filed no coun- capacity, challenge al Nicini has limited his ter with respect affidavit to those aver- before us to the latter order. We have ments. jurisdiction to review the final order of the In an order dated October pursuant District Court to 28 U.S.C. granted summary judgment District Court § 1291. Cyrus, holding that Nicini had failed to establish a constitutional violation and that II. his state law quali- claims were barred immunity Jersey fied under the New Tort *8 STANDARD OF REVIEW Act, 59:1-1 seq. Claims N.J.S.A. et found, alia, poli- summary court inter that We an granting “DYFS review order novo, only require PERP judgment applying cies a check of families de the same not the by associated with state foster care standard used the District Court. See a program, Cyrus conducted such Sheet Metal Workers’ Int'l Assoc. Local Morra, Bros., Inc., 231, check.” v. Civ. No. 95- 19 v. Herre 201 F.3d 239 (D.N.J. 1997) (3d Cir.1999). 2303, 29, slip op. may 13 Oct. affirm the Dis We “Slip op”]. any grounds supported by The court held that trict [hereafter Court Nicini, Musco, Hedges by facts adduced even when the record. See v. 204 Cir.2000). him, (3d 109, favorably Summary viewed most to failed to F.3d 116 Cyrus judgment proper pleadings, demonstrate that “knew or is suspect- where depositions, interrogatories, ed the threat of sexual which await- to abuse answers 806
admissions, by an placement preceded show there is of a foster care and affidavits thoroughness investigation lacking of material fact and that so genuine no issue precision that it can be said to shock moving party judgment is entitled to 56(c). conscience,” right and held that such a as a matter of law. Fed.R.Civ.P. Cy review, clearly at the time of we established conducting our view In alleged rus’s violation. light record most favorable to Nici- deed, Cyrus dispute not that ni and all inferences in does draw reasonable rights protectable Nicini asserts are under his favor. Winnebago
section
v.
DeShaney
1983. Cf.
III.
Servs.,
189,
County Dep’t
489
Soc.
U.S.
of
(1989)
195,
998,
109 S.Ct.
807
However,
“in
recognized
the State
the affirmative exer
“[h]ad
Court
power
cise of its
certain limited circumstances
Constitu
removed Joshua from free
society
placed
the State affirmative
and
him in a
imposes upon
tion
foster home
protection
respect
operated by
agents,
might
of care
with
its
duties
we
have a
198,
at
particular
sufficiently analogous
to
individuals.” Id.
109 situation
to incarcer
examples of
in
ation or
give
S.Ct. 998. As
situations
institutionalization to
rise to
duty,
duty
protect.”
the state
such a
the Court
an affirmative
to
which
has
Id. at 201
Gamble,
9,n.
its decision in Estelle v.
429
in those cases
“not from the
K.H. v.
F.2d
stemmed
848-
(7th Cir.1990).
knowledge
pre-
State’s
of the individual’s
These courts have ac
expressions
cepted
analogy
persons
dicament or from
of intent
its
between
him,
help
places
but from the limitation which state
in foster care and those it
See, e.g.,
it has
to act on
imposed
his freedom
incarcerates
institutionalizes.
(“Once
K.H.,
own
In
behalf.” Id.
Having
established that
418 U.S.
Nicini has
94 S.Ct.
alleged
(1974)).
a protected interest and a suffi- L.Ed.2d 935
It
then noted that
parties'
7.
pre-
briefs are silent
regardless
as to the
already
of whether the child is
meaning
cise
"para-foster”
supervision,
of "foster” and
under DYFS
and which DYFS
argument,
approves
payment
approval pro-
care. At
we were
for
informed that
after an
parents
completed.”
approved
general
foster
are
cess is
for the
at 171. Unlike
placement
parents, para-foster parents
"ap-
of
foster
are
ap-
foster children rather than
proved by
proved
placement
DYFS for the
particular
for the
income maintenance
particular
to [a]
services
child and not
child. See also N.J.
§
for
Admin. Code tit.
(DYFS
placement
of other foster children.” Id.
regulations defining
122B-1.4
foster
suggest
pre-
Nicini does not
parent
"any
that DYFS was
person approved by
the Divi-
approving
stay
cluded from
general
with the Mor-
placement
sion for the
of children in
they
parents
para-
ras if
werе
home”).
neither foster
his or her own
parents.
foster
"Para-foster” care is not defined in the stat-
regulations governing
ute or
DYFS. The cur-
Livingston
objected
seems to have
on the
however,
regulations,
"para
rent
refer
ground
boy
that Nicini "was a sick
who need-
care,”
involving
defined as "a service
hospitalization.”
ed
Ex. at 67. The DYFS
placement
private family
aof child in a
home
report
objection
incident
that documents the
DYFS,
by anyone other than
and which DYFS
of Nicini’s father does not contain the basis
approves
payment
approval pro-
after an
(he
objection
apparently
for his
testified at his
completed.”
cess is
N.J. Admin. Code tit.
deposition that he
informed DYFS case-
10, § 10:15-1.2. This is similar to a definition
worker named Diana Smith of his belief that
care,”
"para-foster
effective March
runaway
the Morra home was a "haven for
Operations
contained in a DYFS Field
manual
juveniles,” App.
(expert report)),
at 250
but it
part
appendix
submitted to us as
of the
clearly
agreed
states that he
to weekend
appeal which refers to "foster
placement
care service
report
with the Morras. The same
involving
placement
private
of a child
"custody
Anthony
in a
states
DYFS,
family
by anyone
through
home
other than
court order.” Ex. at 70.
com-
largely uncomplicated
pulls
rather
challenge is to executive
where the
action, “only
peting obligations.”
Id. at
118 S.Ct.
most
legislative
than
*12
It
“high speed
followed that
chases
can be said to be
conduct
egregious official
”
suspects physically
with no intent to harm
sense.’
‘arbitrary in the constitutional
legal plight
give
or to worsen their
do not
846,
(quoting
1708
Collins
Id. at
S.Ct.
118
115,
liability
rise to
undеr
the Fourteenth
129, 112
Heights,
v.
503 U.S.
Harker
854,
(1992)).
Amendment.” Id. at
longer public faith.”). justing good In gent, may well. still act stead, immunity to overcome under this Nicini, even The evidence adduced section, plaintiff prove “a must more than him, interpreted favorably most when ordinary negligence.” Summary judg Id. only demanding falls short of the stan- if appropriate ment under section 59:3-3 is set forth in dard for deliberate indifference public official establishes that his or her Farmer, Cy- it also fails to establish objectively “acts were reasonable or-that if it even negligent, rus was more than they performed subjective good them with that. The District Court did establishes faith.” Id. holding prove failed to not err Nicini subjecting Cyrus case for substantive argued has not is ineli process liability. period due Because the immunity provided by for the gible hearing the court and Nicini’s between statute, applies public officials which flight from the Morra home was limited engaged in the execution or enforcement one, weeks, barely two spanning over we Rather, Cy of the law. he contends respon- no of a caseworker’s express view amounted to “reckless indif rus’s conduct sibility longer over a stretch of time. Br. at 19. We have Appellant’s ference.” amounted, conduct concluded
IV. Therefore, most, negligence. granting did not err in sum District Court Nicini’s State Law Claims mary judgment in his fаvor on the state We conclude that the Dis likewise qualified immunity. law claims based on granting sum trict Court did not err DYFS, N.J.Super. B.F. v. See mary on Nicini’s state judgment (N.J.Su 385-86, 686 A.2d 1256-57 based, immuni qualified tort law claims *17 (DYFS employees immune for per.1997) noted that ty. “[t]he The District Court rights). parental efforts to terminate state law claims [Nicini’s] exact nature of readily on against Cyrus apparent is not 17, slip op. at complaint,”
the face of his
V.
agrees
properly
the court
but Nicini
reasons, we will af-
relying
foregoing
as
the
For the
characterized his claims
firm the
of the District Court enter-
supported
... which
order
“same factual bases
actions,”
Cyrus.
in favor of Frank
ing judgment
Br. at 18.
Appellant’s
the 1983
—
denied,
692,
(4th Cir.1999),
Okst,
cert.
example, Weyant v.
F.3d
F.3d
695
14. For
in
101
845,
Cir.1996),
(2d
1673,
-,
knew
857
482
120 S.Ct.
146 L.Ed.2d
officials
U.S.
diabetic,
shock,
plaintiff
in
and in
cited,
insulin
(2000), a case not
the court held sum
hospitalization,
re-
need of immediate
appropriate despite a re
mary judgment was
Similarly,
take him
fused to
there.
Chavez
expert
port by plaintiffs
that further action
Cir.2000),
(7th
Cady,
there
v.
RENDELL,
dissenting:
jority
“high
was a
and
risk”
Judge,
Circuit
suicidal
hospitalization
adolescent
need of
majority engages in an extensive
care.1
is
outpatient
process
intensive
Due
assessment of the un-
well-reasoned
process
contextual and due
rules should
relevant
to the
derlying legal principles
See,
applied mechanically.
e.g.,
not be
process
substantive due
standard to be
Lewis,
County
v.
Sacramento
523 U.S.
setting.
applied
this custodial care
Un-
833,
1708,
850, 118
817
hardly
struggle
present
a
the
Atkins focuses first
Nicini’s condition
It is
rise to an infer-
way
gives
in a
facts
particular
problems
and
needs. Nicini’s
greater
neg-
than mere
culpability
ence of
beyond
average
went well
those of the
expert
report
An unrebutted
ligence.
such,
juvenile.
troubled
As
Nicini re-
.record, which receives scant attention
the
heightened
by
level of
quired
attention
majority opinion, does much of the
in the
responsibility
charged
those1
for his
13-page, single-spaced
work for us. This
depict
care. The DYFS records
as
Atkins,
psychologist
of
Elliott L.
report
of repeated physical
the victim
abuse at
Ed.D., P.A.,
account of
detailed
provides
They explain
the hands of his father.
how
,
opines
facts and
the
unequivocally
attempts
Nicini made several
at suicide
Cyrus’s
egregious
far more
conduct was
self-harm, including slashing
and
his wrists
majority suggests
than the
is conceivable.
stomach, drinking peroxide,
and
and in-
expert opin-
that this
believe
unrebutted
212-214,
gesting pills. App.
243-244.
can,
does,
by itself
and
create
ion evidence
They
long
reflect
that Nicini had both
genuine
disputed
of
fact sufficient
issue
problems
severity
term and recent
of such
Cyrus’s motion for summary
to defeat
care, or,
require
outpatient
as to
intensive
judgment. See Thomas v. Neioton Int’l
likely,
more
A
hospitalization.
DYFS-paid
Enters.,
(9th Cir.1994).3
1266,
42 F.3d
1270
9,
psychiatrist’s
report
January
from
least, however,
very
At the
the Atkins
shortly
Cyrus acquiesced
before
1991—
tour
expert report
.guided
takes us on a
placement
with the Morras —noted
record, including DYFS rec-
through the
that Nicini:
testimony, exposing
and
own
ords
or should have known
what
knеw
suicidal,
actively
major
depres-
[I]s
making
Nicini and the Morras and
about
sion, very
and
impulsive
bored. Out-
investigation
obvious that some
glaringly
patient
enough.
treatment is not
necessary
a suicidal
placing
before
Cyrus’s own contact
en-
App. 245.4
sheet
where children were
teenager
a home
permitted
party.”
try stated:
to “drink and
ing directly
rights
by
jury.”))..
the
from its indifference to the
one of fact to be decided
recently
Supreme
expert testimony
likened
1983
Court
section
of
Reliance on
citizens.
where,
purposes
here,
actions to tort claims for
of Seventh
particularly appropriate
application,
explained
Amendment
directly upon
expert's
conclusions rest
matter,
general
juries
as a
historical
decided
provided by
City
review of materials
it-
liability,
"preserved
questions of
which
Vineland,
self.”). Compare Fagan City
v.
22
of
resolving
jury's role
was often the
what
(3d Cir.1994) (en banc) (af-
1307
F.3d
dispute
plaintiff
heart of the
between
firming
summaiy judgment
grant of
in police
City Monterey v. Del Monte
defendant.”
case,
only
pursuit
noting that the
evi-
Ltd.,
Monterey,
U.S.
718-
Dunes
by
plaintiffs
dence introduced
to show
(1999).
S.Ct.
to do contacted this. JFK crisis Worker document, however, helps As Atkins to and indicated that Dr. T’s evaluation and Cyrus made little or no effort to discover recommendation would be to faxed whether the Morra any householdfit of the them—this was done. Worker advised requisite Cyrus characteristics. to failed (Helen) parent upon request of abuse address the most basic issues when he unit that she stay would have to with Morras interviewed the after Nicini went child case he needed to be upon admitted. to their home escaping from the hos- Any pital. Cyrus- information about the App. 245. Cyrus Morra interview comes from himself explains Atkins also how escaped Nicini because the routine written documentation through psychiatric the window of the JFK curiously of such an interview is absent unit, deciding by himself that he “didn’t from the DYFS records.7 could not staying feel like in the hospital.” App. recall if he asked they the Morras whether 164, 224-225.5 In addition to the medical arrested, convicted, had ever been or oth- evidence, expressed Nicini’s relatives con enforcement, erwise had contact with law about cerns Nicini’s severe health to nor did he they ask the Morras how long family DYFS and at the hearing, court had lived in Jersey gain New perspec- noting likely that Nicini to volun helpfulness check, tive on the PERP of the tarily desper succumb to the treatment he apparently “just because he didn’t think to ately App. needed. 246-247.6 App. Instead, ask them that.” 251. Cyrus acceded in Nicini staying asking remembered the Morras whether Morras in the face of awareness of anything there was prevent that would mistreatment, “history physical them becoming parents, foster abuse, depression, self-destructive behav- which he negative received a response. suicidality, ior and as well protract- as his Cyrus did not what ask the Morras did for ed absence from ... long- [and] school living. He did not they ask whether standing history rejection, neglect, and owned or rented their rеsidence. abuse.” App. explains 248. Atkins that it could not even certainty recall with that he should Cy- have been—and was—clear to had talked to the Morras about Nicini’s rus that a caregiver for Nicini history. essence, needed to mental health there secure, provide a emotionally-stable, hardly meaningful was a investigation, let App. Judge Segal him.” 166-167. also noted 6. .One of Nicini's aunts also stated at the that “all the doctor has is assessment of hearing that she believed Nicini had attacked Tony and he doesn't have a full basis on daughter: just something her "This isn't which make an evaluation. But sudden, happened that’s all of a it's been sufficient information from his assessment to going year on for at least and half ... and long indicate that it will be a time before this this, App. he doesn't mean he doesn’t.” 161. boy goes App. back home.” 167. absence, Cyrus 7. When asked about this said psychologist 5.A at JFK held a bed for Nicini "writing that he something, remembered away, after police picked up he ran and the App. don't know if its in here or not.” residence, 252. yet Cyrus gave Nicini at the Morra permission go hospi- not to back to the but, rather, stay tal at the Morras’ home. *20 n Andnow he’s people these with the Morras’ inquiry, of heightened a alone Morras, my now, they have harbored it caregivers. Does Nicini’s to be fitness in- he when Cyrus failed to make son on several occasions oldest not matter that child, any off, point even placing and at one fundamental had taken quiries and suicidal physically-abused a alone and let their house have had surrounded need of stable desperate in a teenager maybe him. he got in went and Now merely fall Did this conduct environment? that he wаs runa- people tell these didn’t standard, the ma- acceptable an below I don’t know them way anything. or concludes, Cyrus indifferent jority I heard. only only had personally, what — several weeks when period of over a goes to daughter My oldest knows— when problem a have detected should are Mends with kids that school -with have acted? and should he could son, Morra, which I is them believe Eric any weak- forgive us would have told that he’s into 16 or and I’ve been one knew not, “no in his because inquiry nesses if it’s true or I. don’t know drugs. Morra suspected that the remotely or even heard. I don’t just what I’ve but it’s environment,” Brief dangerous a home was strange know, something just seems undisputed but Appellee for they would—-if people, why about these assertion, for at least facts belie Tony, -why they would they know don’t Putting summary judgment. purposes Tony him in. I’m sure that take even had rea- would have aside whether my son Dan- through oldest them knows ' was 'a the Morra home suspect son to ny. them had he asked environment dangerous Nicini’s In Mrs. light of App. 158-159. both questions, more basic even one or two concerns, counsel commented express con- relayed parents of Nicini’s something be looked “maybe should Morras, and about cerns to light family, this Morra with [sic.] Ac- with the Morras. placing about Nicini maybe I think Nicini had said Mrs. Mrs. what testimony, deposition cording to her or not on family investigation whether closer Cyrus prior had told Nicini Antho- appropriate placement answering machine that’s an hearing court about to Nicini’s message 168. tape ny.” App. cassette “party- saying that he is aunt from Nicini acknowledged hearing, Cyrus At the there good time over having ing objections, Mrs. Nicini’s óf existence App. Morra residence. drinking” dismissive, empha- instead was somewhat Cy- says she also made 250. Mrs. Nicini an interest sizing that the Morras family court of the rus aware advance him having not mind Nicini and would hearing about: at the there, Nicini stable drinking the’ [M]y other concerns about any App. 155-156.8 home. Morra over on use that felt went drug and the by Mrs. event, provided information hung there, juveniles that about family court prior to the Nicini to there, hours kids young all around over lasting make a not hearing apparently did Danny used and how night of the ' artic- could not Cyrus, as he impression I ex- place. from that come home at his Morras concerns about the ulate her about to him a lot of concerns pressed deposition: Tony’s placement. the Morra home something like like it is more [I]t seems some explained Nicini App. 250. Mrs. heard him or about had heard hearing: family court she her concerns at App. 155 See also Indeed, lines 13-14. Cyrus may have appears that it way explaining (Cyrus that Nicini "found of the Morras as friend characterized the Morras, guess was a friend who I entirely although clear to his.”). family, transcription. See possible error due to *21 that, family something about the or Q: like You Danny indicated that might I any specifics. but don’t know have staying been at the Morra house- you hold that your suspicions App. 250. might there be sexual abuse or expressed Mr. Nicini had concerns to home; some of child type abuse at the is DYFS about the Morras as well. Accord- that correct? ing deposition testimony of Nicini’s A: Yes. father, Atkins, as recounted Mr. Nicini Q: Did you notify or anyone tell told DYFS that the Morra home was a DYFS tho suspicions about se that you juveniles.” for runaway App. “haven 250. had? indicate thаt records Mr. Nicini said good the Morra home was not a place- A: I had mentioned it to a social work- ment, although agree he would to weekend er....
placement.9 According Nicini, to Mr. was not first time he had ever relayed Q: Do you recall what concerns or con- Morras, concerns about the an earlier time exactly cern you expressed per- to that being connection with Nicini’s brother son? Danny: A: placement About of children Q: If it was around give take into foster My care. concern my year Danny stayed or visited the son as far as what doing. he was home, Morra was it around that time in App. 230-231.10 you suspected which that Mr. Morra was pedophile?
[sic.] Mr. objections apparently left even impression less than A: I suspected that exploiting he was Nicini’s, Cyrus Mrs. initially disavowed children. deposition having any recollection of Q: you suspect might Did that there be objections by Mr. Nicini to placing his son drugs in the household at that time? with the having Morras. After the afore- A: I felt that these children going were mentioned DYFS record entry read to over there and in some they had way him, Cyrus recalled that he likely was drugs access to and alcohol. aware of objection Mr. Nicini’s did pursue
bother to it further: A: Around that Danny time was al- Q. you Were ever aware of that partic- ready DYFS; involved wit h cor- objection? ular rect? Yeah, was, A. I think I now I read Q: Yes. this over. A: Was his case worker Frank Q. Okay. you Did ever contact Mr. Ni- at that time? cini to discus s with him the basis of his objections? A: I believe so. A. No.
Q: you Did notify anyone at DYFS re- garding your you concerns that Q. have Was any there reason for that? shared with me regarding the Morra No, think, A. No. I you know, like household that might therе have been saying, w e feeling, you know, were some child sex there? good the placement about ev- because A: During period? what erything positive, everything was entry 9. The DYFS record also reflected 10. Mr. Nicini made clear deposition in this Mr. pleased, Nicini was Anthony "not not in that he and his wife had never authorized hospital. going He’s to call JFK Crisis to find Danny stay Nicini's brother with Mor- psychiatrist out who is that released child.” App. ras. App. 227. custody para-foster if they apply for would doing well there toward him pointing willing to let them.” progress- parents are becoming stabilized again real concerns in his de- Cyrus explained we had no ing, and so 156-157. that. updates that time about that he had received position App. 226-227. the Morras themselves. App. 228. *22 specific concerns up follow on Failing to infor- “background that the Concluding about him and to DYFS to communicated Cyrus Frank which available to mation for placement acceptable as an the Morras substantial,” ignored was completely was beforehand, who, was only weeks Nicini conclusion Atkins as follows the opines and in of need actively to suicidal said be Cyrus’s report.on handling his detailed of Nici- that Cyrus advocated hospitalization, Nicini’s case: of Morras, he whom about stay with the ni in- disregard pertinent of ongoing Judge Segal telling nothing, little or knew inves- .stages various of the formation house, at the Morra was stable that Nicini simple negli- not a tigation demonstrates there, very well “doing he was that no of gent pattern breach but deliberate a And, on largely 155.11 problems.” App. right Anthony of Ni- indifference to the Cyrus’s position represen- the basis of cini a safe environment to be secure re- tations, Nicini to Judge ordered Segal opportunity to offered the same be long as “for so with the Morras main services from protection/supportive for place- appropriate thinks that’s an [DYFS] any as other child. Judge Segal had asked App. 167. ment.” ‘ qualify would if the Morras’ home Cyrus App. 253.12 home, Cyrus to which para-foster aas report illustrates Although expert this they App. 156. “[y]es would.” responded produce could an inference how the facts by his answer Cyrus qualified Although indifference, the majority of deliberate only thing he had done saying that the of relevance Atkins’ swiftly dismisses the check, Segal Cyrus Judge assured PERP a on apparently based entirety, in its report “[tjhere’s we’ve seen nothing that no— explain fact did not how that Atkins .... any problem with law of terms a performed have national Cyrus could foster they are not an official right now permission of the search without the they police would— I’m sure family, although just had climbed out youngster who might Cyrus what suicidal jury on basis A wonder 11. ward, Segal everything psychiatric rather report Judge that to the window of could Cyrus's explanation seems to positive. to be content professed whether he than assumption, embraced premised on an be light weak and ineffectu- Cyrus's of there?- extent, that no further majority to some responses perhaps al—and even indifferent — discharge duties necessary his action was sign- respect to the numerous provided with parties professed long as as certain to Nicini danger Morra potential with the posts of staying claimed he liked to be content. Nicini imagine difficult to placement, it would not be and, Morras, Cyrus in his noted at the concluding rose to jury inaction go elsewhere.” deposition, "Nicini refused if, during a indifference the level of deliberate trial, willing were to have App. 145. The Morras responses similar provide were to reported there remain there and him attitude. similar and to demonstrate a course, Of when problems.” were "no report Cyrus, Mr. Morra gave that Morras "multiple Cyrus's opined that Atkins also 12. giving drugs and already had been pattern indifference breaches constituted him, abusing telling Nicini would sexually duty professional such statutory and/or go disclosed these place to if he have no degree of a reasonable that I conclude with jury Could not 238. activities. pattern probability psychological rath- to be an indictment Cyrus's attitude find negligence but mere conduct arose satisfactory explanation Cyrus's er than a obligation to his from deliberate indifference all, Cyrus's theory, a case After inaction? investigation directly proper to conduct problem until would never unearth worker by Anthony Nici- injuries caused claimed have not the concern is too late. Should App. 242 ni.” stability for this environment been the of the Interestingly, Cyrus placement).14 Supreme would Morras.13 As Court not- Lewis, requisite permission, have obtained the oppor- “[w]hen ed such extended per- been confronted with the refusal of pro- tunities to do better are teamed with mission, proper conducted a care, tracted failure even to indifference is interview at the outset basic and asked Lewis, truly shocking.” 523 U.S. at questions reasonably should have By rejecting S.Ct. the valid explored entrusting been before Nicini to competing clearly inference raised Morras, posed those to a para- such as concluding juncture facts and at this Yet, applicant. foster neither asked Cyrus’s merely negli- conduct was at most pertinent questions, sought per- nor law, gent as a matter believe the search, mission to do the until it was too majority process has short-circuited the late. addressing Anthony Nicini’s substantive *23 concludes, process rights. due majority properly my
The view, special DYFS had a
relationship with Nicini and thus were
charged with affirmative duties. Nicini
inwas the care and custody of the state.
However, in light recognition of its of this
duty, light and in what the facts and
expert testimony suggest Cy- witness
rus knew or should have known about Morras, facilely and the can so one
conclude as well that jury no reasonable
could infer plain- “deliberate unconcern for
tiffs from a pattern welfare of omissions
revealing specific deliberate inattention to imposed duties for the purpose of safe- BANCORP, INC., PNC Successor to Doe, guarding plaintiffs from abuse”? See Pennsylvania First National 144; Ledbetter, Taylor
649 F.2d at
v.
Corporation
(11th Cir.1987) (en
banc)
F.2d
(adopting Doe articulation of deliberate in-
v.
finding
difference and
that a foster child
may bring a section 1983 action alleging
COMMISSIONER
INTERNAL
OF
(Tax
government
deliberately
officials were
REVENUE
Court No.
95-16002)
regarding
indifferent
her
foster home
majority
13. regardless
further characterizes
re-
specifical-
of whether the state has
”
port
"focus[ingj ‘particularly’
this is-
ly regulated regarding all of those needs.
pointing
specific
sue "without
facts from
Surely we do not allow states to defeat sub-
which
should have inferred that such a
process allegations
stantive
by setting
due
necessary.”
only
check was
I can
wonder
minimal standards for child welfare case
majority
reading
whether the
the same de-
workers. Would it not violate substantive due
tailed, comprehensive report that I have de-
worker,
process
state welfare case
scribed.
requisite
culpability,
level of
to allow a
eyes,
child to starve before his
notwithstand-
Although
specifically
Nicini does not
chal
ing
specific
regulation
absence of a
state
lenge
Cyrus complied
whether
with сertain
requiring
feeding
of children in the custo-
requirements ie.g.,
DYFS
check),
conducting a PERP
dy
light
of the state? In
of other evidence
distinguishable
and thus Doe is
in that
giving
strong
rise to a
inference of deliberate
respect,
process
the substantive due
violation
indifference,
the fact that
took certain
alleged
would be based on the state’s
failure
steps required by
regulations
minimal
provide
for basic human needs of those in
County
not,
itself,
custody,
DeShaney
will
defeat that
Winnebago
its
see
inference or
v.
Servs.,
ept.
remove
Social
489 U.S.
conduct from the realm of
199-
D
200,
(1989),
109 S.Ct.
