Sandra Espinal-Andrades v. Eric Holder, Jr.
777 F.3d 163
4th Cir.
2015
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Sandra Yamileth ESPINAL-ANDRADES, Petitioner, v. Eric H. HOLDER, Jr., Attorney General, Respondent.

No. 13-2418.

United States Court of Appeals, Fourth Circuit.

Decided: Jan. 22, 2015.

Argued: Oct. 30, 2014.

These multiple filings were, as the Prosser Counsel admitted, prompted entirely by Stelzer‘s deposition testimony that a third party was paying his legal fees and by Katz‘s innocent mistake concerning Stelzer‘s contact with Carroll, which was quickly clarified on the record. As the Bankruptcy Court observed, the Prosser Counsel could have simply inquired into Stelzer‘s fee arrangement and resolved any confusion regarding his dinner with Carroll without initiating an adversary proceeding, filing motions and objections, or alleging a vast bribery scheme. The Prosser Counsel‘s failure to engage in such a reasonable inquiry to ensure their accusations had a basis in fact indicates that they engaged in objectively unreasonable conduct. Furthermore, as the Bankruptcy Court stated in its opinion declining to refer the matter for criminal or disciplinary action, the Prosser Counsel‘s process in advancing their bribery allegations was “suspect,” in that they initially filed the motion for an evidentiary hearing in the District Court despite the fact that the Bankruptcy Court had witnessed Stelzer‘s deposition and had ordered the parties to address the issue, and despite the fact that the Prosser Counsel filed the Adversary Complaint after having reported the issue to the United States Attorney—part of the very relief they requested in their complaint. Moreover, they issued press releases “in an apparent effort to discredit [opposing] counsel.” App. 2654. Third, the Prosser Counsel‘s repeated filings based on a single fact that did not substantiate the bribery accusation plainly delayed and increased the cost of the bankruptcy proceeding, as the parties and the Bankruptcy Court expended significant time and resources addressing them rather than the merits of the bankruptcy case. Fourth and finally, although the Bankruptcy Court‘s reasons for its finding of bad faith could have been more explicit, its finding was supported by both “the entire record” and its use of “the very words of the statute.”

.

The Prosser Counsel‘s bribery accusations and the tactics they employed, from the press release to the request for a referral to law enforcement to the motions, objections, and Adversary Complaint, all show a desire to read nefarious motives into a relatively unremarkable event with no proof that the allegedly bribed witness had been influenced at all. In light of this record, the Bankruptcy Court‘s factual finding of bad faith was not clearly erroneous, and the Court did not abuse its discretion by imposing sanctions under § 1927.

IV

For the foregoing reasons, we will reverse the District Court‘s order vacating the Bankruptcy Court‘s imposition of sanctions and remand with instructions that the District Court reinstate the order imposing them.

ARGUED: Jorge Enrique Artieda, Jorge E. Artieda Law Office PC, Falls Church, Virginia, for Petitioner. Colin James Tucker, United States Department of Justice, Washington, D.C., for Respondent. ON BRIEF: Stuart F. Delery, Assistant Attorney General, Civil Division, Anthony W. Norwood, Senior Litigation Counsel, Office of Immigration Litigation, United States Department of Justice, Washington, D.C., for Respondent.

Before SHEDD, AGEE, and WYNN, Circuit Judges.

Petition denied by published opinion. Judge WYNN wrote the opinion, in which Judge SHEDD and Judge AGEE concurred.

WYNN, Circuit Judge:

Petitioner Sandra Yamileth Espinal-Andrades, a lawful permanent resident, pled guilty to arson under Maryland‘s arson-in-the-first-degree statute. At the heart of this appeal is whether that conviction qualifies as an aggravated felony under the Immigration and Nationality Act (“INA“). We agree with the immigration judge and Board of Immigration Appeals (“BIA“) that it does and, for the reasons explained below, deny Espinal‘s petition.

I.

Espinal immigrated to the United States from El Salvador in 1999 and became a lawful permanent resident that same year. On August 27, 2009, a Maryland grand jury indicted her on four counts: (1) first degree arson, (2) second degree arson, (3) first degree malicious burning of property greater than $1,000, and (4) reckless endangerment. On January 27, 2010, Espinal entered a plea pursuant to

, on the first degree arson count, and the state dropped the remaining three charges. She was sentenced to 360 days in prison.

On March 12, 2013, the Department of Homeland Security (“DHS“) issued Espinal a Notice to Appear (“Notice“). The Notice made several factual allegations concerning Espinal‘s citizenship status, and she denied each one. Espinal also denied the charge that she was subject to removal under 8 U.S.C. § 1227(a)(2)(A)(iii), contesting DHS‘s assertion that her first degree arson conviction qualified as an aggravated felony.

On May 9, 2013, an immigration judge ruled that all of DHS‘s factual allegations in the Notice were true, and Espinal raised no objections to this ruling. Espinal did, however, object to the classification of her state arson charge as an aggravated felony under 8 U.S.C. § 1101(a)(43)(E), which defines “aggravated felony” as, inter alia, “an offense described in” 18 U.S.C. § 844(i), a federal arson statute.

The parties briefed the issue, and on June 4, 2013, the immigration judge ruled against Espinal. In doing so, the immigration judge acknowledged that the Maryland statute lacked the federal jurisdictional element contained in § 844(i), which requires that the destroyed property be “used in interstate or foreign commerce.” However, the immigration judge favorably cited two precedential BIA cases holding that convictions under state statutes qualified as removable aggravated felonies under the INA “even though the state offense[s] lack[ed] the jurisdictional elements of the federal crime[s].” A.R. 44 (citing

, vacated sub nom.
, and
). Accordingly, the immigration judge ruled that Espinal‘s arson conviction qualified as an aggravated felony and ordered her removed.

Espinal appealed the decision to the BIA. In a single-member panel decision, the BIA dismissed Espinal‘s appeal. It recognized agency precedent establishing that “Congress meant to cover State arson offenses when it referenced § 844(i) in the definition of an aggravated felony and did not intend to exclude them simply because a State crime lacked a Federal jurisdictional element.” A.R. 3 (citing

, and
). Espinal then petitioned this Court for review of the BIA‘s decision.

II.

Generally, this Court lacks jurisdiction to review the final order of removal of an alien convicted of certain enumerated crimes, including an aggravated felony.

. But under 8 U.S.C. § 1252(a)(2)(D), we retain jurisdiction to consider questions of law, such as whether a conviction qualifies as an aggravated felony.
.

We review the BIA‘s legal conclusions de novo.

. The BIA‘s statutory interpretations of the INA are afforded the appropriate deference, “recognizing that Congress conferred on the BIA decisionmaking power to decide such questions of law.”
(citing
, and
). To determine what deference is owed, “we begin our analysis with a determina-tion of whether the statute at issue is unambiguous with respect to the question presented. If so, then the plain meaning controls the disposition of [Espinal‘s] appeal.”
. This is Chevron step one. But if the statute is silent or ambiguous, “the question for this court becomes whether the BIA‘s interpretation ‘is based on a permissible construction of the statute.‘”
(quoting
). This is Chevron step two.

However, we do not afford the BIA‘s single-member decisions Chevron deference because they lack precedential value. See, e.g.,

. But the single-member BIA decision on appeal here relies on precedential en banc and three-member panel decisions. See A.R. 3-4 (citing
(holding that possession of a firearm in violation of California law qualified as an aggravated felony under 8 U.S.C. § 1101(a)(43) despite the absence of the federal jurisdictional element), and
(holding that a conviction under a New York arson statute qualified as an aggravated felony under 8 U.S.C. § 1101(a)(43) despite the absence of the federal jurisdictional element), vacated sub nom.
).1 That controlling precedent is given Chevron deference.

III.

With her main argument on appeal, Espinal contends that she is not deportable because her Maryland arson conviction does not qualify as an “aggravated felony” under 8 U.S.C. § 1101(a)(43)(E). Both the immigration judge and the BIA reached the opposite conclusion, relying on the BIA‘s precedential decisions in Matter of Bautista and In re Vasquez-Muniz. Upon careful review, we, too, reject Espinal‘s argument.

A.

To provide context for our Chevron analysis, we find it helpful to first set out the pertinent statutes. Under the INA, “[a]ny alien who is convicted of an aggravated felony at any time after admission is deportable.” 8 U.S.C. § 1227(a)(2)(A)(iii). And an “aggravated felony” is “an offense described in ... 18 U.S.C. § 844(i).” 8 U.S.C. § 1101(a)(43)(E).

In turn, 18 U.S.C. § 844(i) prescribes various punishments for an individual who “maliciously damages or destroys, or attempts to damage or destroy, by means of fire or an explosive, any building, vehicle, or other real or personal property used in interstate or foreign commerce or in any activity affecting interstate or foreign commerce.” The elements of 18 U.S.C. § 844(i) and the Maryland statute under which Espinal was convicted are identical in all but one respect: the Maryland statute lacks the federal jurisdictional element requiring that the destroyed property be “used in interstate or foreign commerce.” Compare 18 U.S.C. § 844(i), with Md.Code Ann., Crim. Law § 6-102 (West). See also Gov‘t‘s Br. 11 (noting that this is not in dispute).

Finally, the penultimate sentence of 8 U.S.C. § 1101(a)(43) states that “[t]he term [‘aggravated felony‘] applies to an offense described in this paragraph whether in violation of Federal or State law and applies to such an offense in violation of the law of a foreign country for which the term of imprisonment was completed within the previous 15 years.” 8 U.S.C. § 1101(a)(43) (emphases added).

B.

In analyzing these statutes under Chevron, we “must first consider whether ‘Congress has directly spoken to the precise question’ at issue.”

(quoting
). To determine whether Congress has spoken directly through the relevant statutes, we must “begin by examining [the statute‘s] plain language” and “give the relevant terms their common and ordinary meaning.”
.

Section § 1101(a)(43)(E) defines “aggravated felony,” in relevant part, as “an offense described in ... 18 U.S.C. § 844(i).” (emphasis added). By contrast, three other subparagraphs in 8 U.S.C. § 1101(a)(43) use the term ”defined in” instead of ”described in” to identify aggravated felonies. E.g., 8 U.S.C. § 1101(a)(43)(B), (C), and (F).

Comparing dictionary definitions, “described in” is the broader of the two terms. The American Heritage Dictionary defines “define” as “[t]o state the precise meaning,” “make clear the outline or form of,” or “[t]o specify distinctly.” The American Heritage Dictionary of the English Language 476 (5th ed. 2011). By contrast, the same dictionary defines “describe” as “[t]o convey an idea or impression of,” or “[t]o trace the form or outline of.” Id. at 490. Other circuits have also interpreted the terms this way. See, e.g.,

(noting that “described in” has a “broader standard“);
(noting that “described in” is a looser standard).2 Bearing the plain meaning of “define” and “describe” in mind, it appears as if Congress intended for the aggravated felonies “described in” the pertinent federal statute to include crimes that are not “defined in“—that is, precisely identical to—that federal statute.

Further, the penultimate sentence of 8 U.S.C. § 1101(a)(43) states that convictions under the described offenses qualify as aggravated felonies ”whether in violation of Federal or State law and applies to such an offense in violation of the law of a foreign country for which the term of imprisonment was completed within the previous 15 years.” (emphases added). It is “a cardinal principle of statutory construction that a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall be superfluous, void, or insignificant.”

(citations omitted). Accordingly, we must try to give every word in the statute meaning to avoid rendering its terms superfluous.
.

Doing so here yields an obvious result: Because state laws will seldom—if ever—contain a federal jurisdictional element, and foreign crimes are even less likely to contain a United States—jurisdictional element, we conclude that Congress clearly expressed its intent for aggravated crimes “described in” federal statutes to include substantively identical state and foreign crimes that lack only the federal jurisdictional element. Any contrary reading would render the penultimate sentence superfluous.

The plain meaning of the terms and the application of statutory construction principles leave us with no doubt regarding Congress‘s intent. Nevertheless, a sister circuit has come down the other way on this issue.

. Recognizing that such a disagreement may be, to some, an indication that the statute is ambiguous (again, we do not think it is), we take a belt-and-suspenders approach and turn to the second step of Chevron.

C.

At Chevron step two, we determine whether the BIA‘s interpretation of 8 U.S.C. § 1101(a)(43)(E) is reasonable. If it is, we cannot substitute our own preferred statutory interpretation.

. And the BIA‘s interpretation is reasonable as long as it is not “arbitrary, capricious, or manifestly contrary to the statute.”

As noted above, the single-member BIA panel that issued Espinal‘s decision relied on the precedential decisions of In re Vasquez-Muniz and Matter of Bautista. In In re Vasquez-Muniz, the BIA looked at the statute‘s “overall design,” “the language of the aggravated felony provision itself,” “very specific [statutory] references” that a contrary interpretation would render superfluous, and persuasive authority from an analogous Ninth Circuit case.3

. In Matter of Bautista, the BIA reaffirmed In re Vasquez-Muniz‘s analysis and, after analyzing
(discussing scope of a federal arson statute vis-a-vis a federal jurisdictional element), specifically concluded that “Congress meant to cover State arson offenses when it referenced § 844(i) in the definition of an aggravated felony.”
. The BIA tethered its interpretation to traditional tools of statutory interpretation, and nothing leads this Court to conclude that its construction is unreasonable.

In sum, we conclude that (1) Espinal‘s state arson conviction unambiguously qualifies as an aggravated felony under 8 U.S.C. § 1101(a)(43)(E), and (2) even if any ambiguity existed, the BIA‘s interpretation was reasonable.

IV.

Espinal advances two arguments in the alternative: (1) the BIA should have ap-plied the rule of lenity to her case, and (2) the BIA‘s application of Matter of Bautista was impermissibly retroactive. Neither argument has merit.

Espinal first argues that the BIA should have applied the rule of lenity to her case. In the immigration context, “the rule of lenity stands for the proposition that ambiguities in deportation statutes should be construed in favor of the noncitizen.”

(citing
).

Assuming, without deciding, that Chevron still leaves some place for the rule of lenity,4 “[t]o invoke the rule, we must conclude that there is a grievous ambiguity or uncertainty in the statute.”

(citations omitted). That is simply not the case here; the pertinent statute is not grievously ambiguous. The rule of lenity therefore has no place here.

Espinal next argues that applying Matter of Bautista to her case violates her due process rights because the BIA adopted “a novel construction of the INA and federal criminal law,” leaving her without the requisite notice. Pet‘s Br. 19. Espinal‘s 2010 conviction postdates the 1996 enactment of 8 U.S.C. § 1101(a)(43). In relying on the 2011 Matter of Bautista decision, the BIA therefore “did not retroactively apply a new law but instead [its] determination of what the law ‘had always meant.‘”

(per curiam) (quoting
). Once Matter of Bautista issued, “that decision became the controlling interpretation of the law and was entitled to full retroactive effect in all cases still open on direct review, regardless of whether the events predated the ... decision.”
. And although the Third Circuit vacated Matter of Bautista, this does not affect the decision‘s precedential effect in the Fourth Circuit. See supra note 1. Accordingly, Matter of Bautista was not applied impermissibly, and it governs Espinal‘s case.

V.

For the foregoing reasons, we deny Espinal‘s petition for review.

PETITION DENIED.

UNITED STATES of America, Plaintiff-Appellee, v. Cynthia LEMON, Defendant-Appellant.

No. 13-4696.

United States Court of Appeals, Fourth Circuit.

Decided: Jan. 23, 2015.

Argued: Dec. 11, 2014.

Notes

1
Although the Third Circuit vacated the BIA decision in Matter of Bautista, 25 I. & N. Dec. 616 (BIA 2011), this does not affect the decision‘s precedential effect outside the Third Circuit. See
(“We are not required to accept an adverse determination by one circuit court of appeals as binding throughout the United States.” (citing several circuit court cases)).
2
We recognize that the Third Circuit, in a divided opinion, ruled differently on this precise issue.
. Frankly, we disagree with the majority opinion‘s analysis and conclusion, not least for many of the reasons expressed in Judge Ambro‘s thoughtful dissent.
.
3
In In re Vasquez-Muniz, the BIA briefly discussed
.
. Castillo-Rivera held that a state firearm possession offense was an aggravated felony under the INA, concluding that that the interstate commerce element included in 18 U.S.C. § 922(g) is “merely a jurisdictional basis.”
. Two circuits have since adopted the same interpretation. See
(holding that the “interstate commerce element is simply an element that ensures federal jurisdiction” and that requiring it to be present in a state offense “would undermine Congress‘s evident intent that jurisdiction be disregarded in applying” the definition of an aggravated felony);
(holding that, “[a]lthough not ‘mere surplusage,’ a jurisdictional element does little more than ensure that the conduct regulated in a federal criminal statute is within the federal government‘s limited power to proscribe” and, therefore, finding the state offense to be an aggravated felony).
4
In light of Chevron, some have questioned the rule of lenity‘s role in the immigration context. See, e.g., David S. Rubenstein, Putting the Immigration Rule of Lenity in Its Proper Place: A Tool of Last Resort After Chevron, 59 Admin. L. Rev. 479 (2007) (arguing that the rule of lenity should be used to resolve lingering statutory ambiguities only after Chevron‘s second step); Matthew F. Soares, Note, Agencies and Aliens: A Modified Approach to Chevron Deference in Immigration Cases, 99 Cornell L. Rev. 925 (2014) (arguing that the immigration rule of lenity should be used as an underlying principle to inform the Chevron analysis).
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