ROBERTO ISAAC HERNANDEZ-SERRANO, Petitioner, v. WILLIAM P. BARR, Attorney General, Respondent.
No. 20-3175
United States Court of Appeals, Sixth Circuit
Argued: October 21, 2020; Decided and Filed: November 24, 2020
20a0367p.06
GUY, CLAY, and KETHLEDGE, Circuit Judges.
RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b); On Petition for Review from the Board of Immigration Appeals; No. A 208 449 630.
COUNSEL
ARGUED: Benjamin R. Winograd, IMMIGRANT & REFUGEE APPELLATE CENTER, LLC, Alexandria, Virginia, for Petitioner. Edward Wiggers, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Respondent. ON BRIEF: Benjamin R. Winograd, IMMIGRANT & REFUGEE APPELLATE CENTER, LLC, Alexandria, Virginia, Rachel Bonano, LAW OFFICE OF RACHEL BONANO, PLLC, Knoxville, Tennessee, for Petitioner. Remi da Rocha-Afodu, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Respondent.
KETHLEDGE, J., delivered the opinion of the court in which GUY, J., joined. CLAY, J. (pp. 12–23), delivered a separate dissenting opinion.
OPINION
KETHLEDGE, Circuit Judge. A regulation delegating to immigration judges authority to take certain actions “[i]n deciding the individual cases before them” does not delegate to them general authority not to decide those cases at all. Yet in more than 400,000 cases in which an alien was charged with being subject to deportation or (after April 1, 1997) removal, immigration judges or the Board of Immigration Appeals have invoked such a regulation to close cases administratively—meaning the case was removed from the IJ‘s docket without further proceedings absent some persuasive reason to reopen it. As of October 2018, more than 350,000 of those cases had not been reopened. An adjudicatory default on that scale strikes directly at the rule of law.
In May 2018 the Attorney General formally interpreted the regulations relevant here not to provide “general authority” for administrative closure in immigration cases. Petitioner Roberto Hernandez-Serrano now challenges that interpretation, arguing that the immigration judge in his case should have had general authority to close it administratively. We reject that argument and deny the petition.
I.
Hernandez-Serrano entered the United States without inspection in September 2015, when he was 16 years old. He was promptly placed in removal proceedings before an immigration judge (IJ). A year later, a juvenile court in Tennessee made findings that rendered Hernandez-Serrano potentially eligible for “Special Immigrant Juvenile” status. See
Hernandez-Serrano filed an appeal with the Board of Immigration Appeals. Three weeks later, CIS granted his application for Special Immigrant Juvenile status. On that ground, Hernandez-Serrano moved to remand his case to the IJ. In his merits brief to the Board, Hernandez-Serrano challenged only the IJ‘s denial of his motion for administrative closure, arguing that he was “very close to being able to adjust status.” The Board dismissed Hernandez-Serrano‘s appeal and denied his motion to remand, holding that the IJ lacked authority to close Hernandez-Serrano‘s case administratively under the relevant regulations as interpreted in the Attorney General‘s decision in Matter of Castro-Tum, 27 I. & N. Dec. 271 (A.G. 2018). This petition followed.
II.
The Board applied Castro-Tum as binding precedent in dismissing Hernandez-Serrano‘s appeal. The question presented here is thus one of law, namely whether the Attorney General correctly interpreted
A.
Immigration judges “exercise the powers and duties delegated to them by the [Immigration and Nationality] Act and by the Attorney General through regulation.”
The relevant delegation of authority to IJs is set forth in
1.
Administrative closure is a device “created for the convenience of the Immigration Courts and the Board.” Matter of Avetisyan, 25 I. & N. Dec. 688, 690 (BIA 2012); see also Romero v. Barr, 937 F.3d 282, 286-87 (4th Cir. 2019) (“administrative closure is a procedural mechanism primarily employed for the convenience” of IJs and the Board). The effect of administrative closure is to “remove a case from an Immigration Judge‘s active calendar or from the Board‘s docket.” Avetisyan, 25 I. & N. Dec. at 692. Under the Board‘s precedent when the Attorney General decided Castro-Tum, the principal factor in determining whether to grant administrative closure was “whether the party opposing administrative closure has provided a
Unsurprisingly, then, “[a]lthough described as a temporary suspension” of removal proceedings, “administrative closure is effectively permanent in most instances.” Castro-Tum, 27 I. & N. Dec. at 272. According to the Executive Office of Immigration Review, from fiscal year 1980 to fiscal year 2011, “283,366 cases were administratively closed.” Id. at 273. The practice‘s usage accelerated during fiscal years 2012-2017, when another 215,285 cases were administratively closed. Id. By the end of fiscal year 2017, “some 355,835 administratively closed cases had yet to be recalendared.” Id. at 293; see also Romero, 937 F.3d at 289 (“as of October 2018, over 330,000 cases remained administratively closed“).
2.
The result of administrative closure, as described above, is that immigration cases leave an IJ‘s active calendar and, more often than not, never come back. Thus the reality is that, in hundreds of thousands of cases, administrative closure has amounted to a decision not to apply the Nation‘s immigration laws at all. Section 1003.10 hardly provides general authority for such a practice. Administrative closure typically is not an action taken “[i]n deciding” a case before an IJ; instead, as shown above, it is typically a decision not to decide the case. Nor is administrative closure typically an action “necessary for the disposition” of an immigration case. Administrative closure is not itself a “disposition” of a case, as Hernandez-Serrano concedes in this appeal. See also Avetisyan, 25 I. & N. Dec. at 695 (acknowledging “the undisputed fact that administrative closure does not result in a final order“). To the contrary, as the Attorney General has correctly observed, “[a]dministrative closure in fact is the antithesis of a final disposition“—because the practice by design prevents the IJ from making any disposition in the case. Castro-
The same analysis holds for the relevant regulation delegating authority to the Board,
The practice‘s origins provide no reason to conclude otherwise. As early as 1958, regulations granted the predecessors to IJs (called special inquiry officers) and the Board authority to take actions “appropriate and necessary for the disposition of” their cases. 23 Fed. Reg. 2670, 2671 (Apr. 23, 1958); 23 Fed. Reg. 9115, 9117 (Nov. 26, 1958). Yet there is little if any record of immigration cases being administratively closed for nearly a quarter-century afterward. The practice first surfaced semi-officially in 1984, when the Chief Immigration Judge circulated a memorandum in which he stated that, in cases where an alien failed to appear for his deportation hearing, “the Immigration Judge may“—as an alternative to ordering the alien removed in absentia—“order that the case be administratively closed with no further action to be taken[.]” Memorandum to All Immigration Judges from William R. Robie, Chief Immigration Judge, EOIR, Operating Policy and Procedure 84-2: Cases in Which Respondents/Applicants Fail to Appear for Hearing 1 (Mar. 7, 1984). But the memorandum identified no basis for that authority. Thus, by all appearances, administrative closure was simply a device “created” by the IJs themselves, Avetisyan, 28 I. & N. Dec. at 691, rather than an exercise of authority delegated by the Attorney General.
3.
We respectfully disagree, therefore, with the Fourth Circuit‘s conclusion in Romero that these same regulations delegate broad authority to close cases administratively. True, the phrase “any action” is “expansive” when standing alone; and the phrase “appropriate and necessary” can likewise have a broad meaning, depending on context. 937 F.3d at 292-93. But the court‘s conclusion—that “‘any action . . . for the disposition of’ the case is read most naturally to encompass actions of whatever kind appropriate for the resolution of a case[,]” id. at 292 (ellipsis in original; emphasis added)—reads out of the regulations the requirement of necessity. And it is simply not true that “the only limitation in the text of
Nor is the standard met when an IJ sees a reason “to temporarily pause removal proceedings[.]” W-Y-U-, 27 I. & N. Dec. at 18. That is what continuances are for; and the Attorney General has expressly delegated to IJs authority to “grant a motion for continuance for good cause shown.”
Nor should be it enough—as in Avetisyan, the example of putative necessity cited over and over in the briefing and caselaw—that DHS might need to shuttle an alien‘s “file” between its own internal divisions (namely, Citizenship and Immigration Services, which processes applications for adjustment of status, and Immigration and Customs Enforcement, “which prosecutes removal proceedings“) while a removal proceeding for the alien remains pending before an IJ. See Romero, 937 F.3d at 293. That is more a tale of bureaucratic mishap than an example of legal necessity for administrative closure.
Hernandez-Serrano does present several additional arguments in favor of recognizing a general authority to close cases administratively under these same regulations. The first concerns a handful of regulations—all of them promulgated after 1998—that do mention administrative closure expressly. Three of those regulations provide that, when an alien appears eligible for certain kinds of adjustment of status, the IJ or Board “shall administratively close” the proceeding. See
The Attorney General, for his part, asserted in Castro-Tum that these same regulations would be “largely superfluous” if the IJs or Board already had general authority to close cases administratively under
Hernandez-Serrano next infers the existence of a general authority to close cases administratively from the Attorney General‘s allowance of administrative closure in cases where “a previous judicially approved settlement expressly authorizes such an action.” Castro-Tum, 27 I. & N. Dec. at 272. Otherwise, Hernandez-Serrano contends, the Attorney General “could not have entered judicially approved settlements requiring IJs and the Board to administratively close certain cases[.]” Pet‘r Br. at 34; see also Romero, 937 F.3d at 294 n.13 (same). But the authority for administrative closure in those cases was the exercise of the Article III judicial power (in the form of an order incorporating the settlement‘s terms), not a delegation from the Attorney General. And though an executive agency is bound by its own regulations, see Gor v. Holder, 607 F.3d 180, 191 (6th Cir. 2010), an Article III court—when ordering a remedy for rights violated by an agency—is limited instead by “the equitable principles governing judicial action.” Ford Motor Co. v. N.L.R.B., 305 U.S. 364, 373 (1939).
Those principles do not permit a court to intrude upon “an essentially administrative function[,]” such as the exercise of “judgment” peculiarly within the agency‘s technical expertise. Federal Power Commission v. Idaho Power Co., 344 U.S. 17, 21 (1952). But regulations concerning adjudicatory procedure typically are not based solely (if at all) on the agency‘s technical expertise. Thus, in appropriate circumstances, a court may craft an equitable remedy requiring an agency to act contrary to those regulations—even though the agency itself is
In summary, therefore, we agree with the Attorney General that
4.
Hernandez-Serrano does attempt to make a more limited argument here. He contends that “it strains credulity to suggest that it is never appropriate and necessary to administratively close proceedings.” Pet‘r Br. at 24. And he suggests that the standard can be met in instances of genuine legal necessity. Specifically, during oral argument and in letters submitted afterward to the court under Appellate Rule 28(j), Hernandez-Serrano argues that, in some instances, the mere fact that removal proceedings remain pending before an IJ or the Board would legally bar an alien from obtaining a favorable adjustment of status to which he would be potentially entitled in proceedings before another agency. As a potential example, Hernandez-Serrano cites
* * *
The petition is denied.
DISSENT
CLAY, Circuit Judge, dissenting. The regulations governing immigration cases—
BACKGROUND
I.
Administrative closure is a “docket management tool that is used to temporarily pause removal proceedings” by “temporarily remov[ing] a case from an Immigration Judge‘s active calendar or from the Board‘s docket.” Matter of W-Y-U-, 27 I. & N. Dec. 17, 17–18 (BIA 2017) (quoting Matter of Avetisyan, 25 I. & N. Dec. 688, 692 (BIA 2012)). “Administrative closure gives respondents the opportunity to pursue more promising forms of relief, eliminates unnecessary costs associated with remaining in active removal proceedings, and allows judges to prioritize other cases while the respondent awaits the resolution of other pending matters that would make removal proceedings obsolete.” Elizabeth Montano, The Rise and Fall of Administrative Closure in Immigration Courts, 129 Yale L.J. FORUM 567, 568 (2020) (citation omitted). “After a case has been administratively closed, either party may move to recalendar it before the Immigration Court . . . or to reinstate the appeal before the Board.” W-Y-U-, 27 I. & N. Dec. at 18 (citing Avetisyan, 25 I. & N. Dec. at 695 & n.5).
However, in Castro-Tum, then-Attorney General Jefferson B. Sessions authored a precedential decision holding that “immigration judges and the Board lack the general authority to administratively close cases” because “[n]either section 1003.10(b) nor section 1003.1(d)(1)(ii) confers the authority to grant administrative closure.” 27 I. & N. Dec. at 285, 293.
II.
Petitioner Roberto Hernandez-Serrano is a 22-year-old native and citizen of El Salvador. When he was two months old, Hernandez-Serrano‘s mother abandoned him and he was raised by his grandparents. In 2015, when Hernandez-Serrano was sixteen, he fled El Salvador and entered the United States after gang members in El Salvador attempted to recruit him. Because he was not admitted or paroled after inspection by an Immigration Officer, the Department of Homeland Security (“DHS“) charged him with being an inadmissible alien under
Congress provided for SIJ status “to assist a limited group of abused children to remain safely in the country with a means to apply for [lawful permanent resident] status.” Garcia v. Holder, 659 F.3d 1261, 1271 (9th Cir. 2011). A SIJ designee is “deemed . . . paroled into the United States” for purposes of applying for an adjustment of status to that of permanent resident, despite not having been inspected and admitted or otherwise paroled into the United States.
Because immigrant visas are immediately available for almost all children who have been granted SIJ status, for most of these non-citizens who are in removal proceedings, the approval of the Form I-360 allows them to apply for a Green Card by filing a Form I-485, Application to Register Permanent Residence or Adjust Status. See
On October 6, 2016, a magistrate judge in the juvenile court for Knox County, Tennessee, issued an order finding that it was in Hernandez-Serrano‘s “best interest to remain in the United States . . . as result of his mother‘s abandonment and inability to provide appropriate care and supervision for [him]; lack of any other suitable caretakers for [him] in El Salvador, and because of the risk of harm to [him] by El Salvadoran gangs.” (Final Order, A.R. #359.) Five days later, on October 11, 2016, Hernandez-Serrano‘s Form I-360 was filed with the United States Citizenship and Immigration Services (“USCIS“). On June 6, 2017, as his Form I-360 was still pending, Hernandez-Serrano filed a motion with the IJ to administratively close the removal proceedings against him until USCIS rendered a decision on his Form I-360. DHS opposed the motion. The IJ denied the motion stating that it was “pending” and “premature.” (Hr‘g Tr., A.R. #183.)
Hernandez-Serrano then filed an application for asylum, withholding of removal, and protection under the Convention Against Torture. In his application, Hernandez-Serrano explained that he was afraid of returning to El Salvador because “[t]hey (the gangs) would kill me or kidnap me if I return.” (I-589, Application for Asylum and for Withholding Removal, A.R. #253.) Hernandez-Serrano testified in support of his application at a hearing on April 17, 2018 but, at the conclusion of the hearing, the IJ issued an oral decision denying him relief and ordering his removal to El Salvador.
On May 14, 2018, Hernandez-Serrano appealed the IJ‘s decision to the BIA. On May 30, 2018, 596 days after it was received, USCIS finally approved Hernandez-Serrano‘s Form I-360. Based on having obtained SIJ status, on August 2, 2018, Hernandez-Serrano filed a motion to remand the case back to the IJ. DHS opposed the motion because, at the time, Hernandez-Serrano was still unable to file a Form I-485 based on his priority date and DHS argued that “it would be inappropriate to remand at this time because the respondent has no relief currently
More than a year after Hernandez-Serrano filed his motion to remand, on August 15, 2019, the BIA issued a briefing schedule. In his brief, Hernandez-Serrano argued that the IJ erred in denying his motion to administratively close the case because, due to USCIS‘s untimely adjudication, he was still waiting for approval of his Form I-360 at the time of his hearing. Hernandez-Serrano acknowledged that in Castro-Tum, which was decided after he filed his appeal, the Attorney General held that IJs and the BIA lacked a general authority to administratively close cases, but he argued that the Fourth Circuit had vacated that decision. On January 17, 2020, the BIA dismissed Hernandez-Serrano‘s appeal and denied his motion to remand. The BIA explained that “[t]he Attorney General . . . held that ‘immigration judges and the Board may only administratively close a case where a previous regulation or a previous judicially approved settlement expressly authorizes such an action‘” and that the Fourth Circuit‘s “decision only has precedential authority in cases arising in the jurisdiction of the United States Court of Appeals for the Fourth Circuit.”2 (Decision of the Board of Immigration Appeals, A.R. ##4 & n.1 (citing Castro-Tum, 27 I. & N. Dec. 271).) This timely appeal followed.
DISCUSSION
Both the Fourth and Seventh Circuits have held that Castro-Tum was wrongly decided and, accordingly, the decision no longer governs immigration proceedings in either of those circuits. See Romero v. Barr, 937 F.3d 282 (4th Cir. 2019); Meza Morales v. Barr, 973 F.3d 656 (7th Cir. 2020). The question before this Court is whether to similarly hold that Castro-Tum wrongly concluded that
“Read naturally, the word ‘any’ has an expansive meaning, that is, ‘one or some indiscriminately of whatever kind.“’ United States v. Gonzales, 520 U.S. 1, 5 (1997) (quoting Webster‘s Third New International Dictionary 97 (1976)). Moreover, Castro-Tum acknowledges that an administrative closure is an “action.” 27 I. & N. Dec. at 271–72; see also Morales, 973 F.3d at 665; Romero, 937 F.3d at 293. Finally, “[o]ne does not need to open up a dictionary in order to realize the capaciousness of [the] phrase . . . ‘appropriate and necessary.“’ Michigan v. E.P.A., 576 U.S. 743, 752 (2015). Therefore, as long as it fits into the broad limitation of being appropriate and necessary for the disposition of the case, the plain language of these two regulations provides IJs and the BIA with the authority to administratively close cases.3 Accordingly, the BIA‘s reliance on Castro-Tum‘s blanket ban on administrative closure to deny Hernandez-Serrano‘s appeal was erroneous.
* * *
Much of the majority opinion is spent disparaging a purported overuse of administrative closure by the immigration courts. But whether immigration courts have granted administrative closure too frequently, and have failed to reopen administratively closed cases too often, is of no significance to the question of whether Castro-Tum wrongly held that IJs and the BIA never
The simple fact is that examples abound of situations where
Hernandez-Serrano‘s case itself presents another prime example. At the time that the IJ denied his request for administrative closure, Hernandez-Serrano had satisfied all the requirements necessary to qualify for SIJ status and to be eligible for an adjustment of status except for obtaining the consent of the Secretary of Homeland Security. See
This is especially so because nothing in the text of
Avetisyan provides another example of a situation where an IJ could properly exercise her discretion and decide that administrative closure is “appropriate and necessary for the disposition.” In Avetisyan, an Armenian citizen was charged with overstaying her visa. See 25 I. & N. Dec. at 689. At her removal hearings, Avetisyan admitted the factual allegations but “advised the Immigration Judge that she had recently married, that she and her husband had a United States citizen child, and that her husband was in the process of becoming a naturalized United States citizen and would be filing a visa petition on her behalf.” Id. The IJ granted a
Even though Avetisyan was “the beneficiary of a prima facie approvable visa petition” which would have allowed her to “successfully apply for adjustment of status once the visa petition [was] approved,” absent administrative closure, the disposition of an adjustment of status could not be reached in her case. Id. at 697. The majority discounts Avetisyan as “more a tale of bureaucratic mishap than an example of legal necessity for administrative closure.” Maj. Op. at 7. However, it is unclear what basis the majority has for holding that the IJ could not exercise her “independent judgment and discretion” and decide that administrative closure was “appropriate and necessary for the disposition” of an adjustment of status in Avetisyan‘s case. Moreover, there is no indication from the briefing whether Avetisyan was a one-off situation, or a recurring event for which IJs frequently use administrative closure to effectively resolve. Relegating immigrants with prima facie approvable visa petitions to the “bureaucratic mishap” suffered by Avetisyan is an outcome to be avoided.
As demonstrated by the provisional unlawful presence waiver process, Hernandez-Serrano‘s proceedings, and Avetisyan, IJs and the BIA operate in a complex statutory, regulatory, and bureaucratic scheme. To that end,
While the Attorney General has the authority to amend
* * *
The majority does not foreclose the possibility that an IJ could decide that administrative closure is appropriate and necessary for the disposition in a situation where a non-citizen‘s “removal proceedings itself legally bar[] him from obtaining an adjustment of status for which he appear[s] eligible under a statute or regulation,” such as when a non-citizen “is eligible for adjustment of status but barred from obtaining it by
Even assuming that Hernandez-Serrano did not argue for administrative closure in the exact manner than the majority demands,6 the majority‘s acknowledgement of the possibility that administrative closure could be appropriate and necessary for the disposition in other cases under
CONCLUSION
The unambiguous language of
Accordingly, I dissent.
Notes
This regulation is couched in various forms of the present tense throughout. Specifically, the verb “has been placed” is used in the present perfect tense, which denotes an action that began at some indefinite time in the past but “is still continuing.” MARGARET SHERTZER, THE ELEMENTS OF GRAMMAR 28-29 (1986). Once the “proceedings” have ended, therefore, the immigration judge‘s “exclusive jurisdiction to adjudicate any application for adjustment of status” likely ends as well. In addition, the Attorney General states that, “[g]iven the equities in this case, DHS may be willing to join” a motion to reopen Hernandez-Serrano‘s case underIn the case of any alien who has been placed in deportation proceedings or in removal proceedings (other than as an arriving alien), the immigration judge hearing the proceeding has exclusive jurisdiction to adjudicate any application for adjustment of status the alien may file.
