Rivard v. Town of BrattleboroRivard v. Town of Brattleboro
OPINION AND ORDER DENYING MOTION TO VACATE OR MODIFY FILING INJUNCTION (Doc. 7)
I. Procedural History.
On August 8, 2024, self-represented Plaintiff Jeffrey Rivard filed a motion for leave to proceed in forma pauperis (“IFP“) in each of the above-captioned cases and proposed Complaints.1 On December 13, 2024, the court granted his applications to
On November 14, 2025, the court issued a filing injunction based on Plaintiff‘s filing of “repetitive, meritless, frivolous, malicious, intended to harass, or otherwise barred[]” lawsuits in the District of Vermont. Rivard v. Town of Brattleboro, Case No. 2:24-cv-875, at Doc. 5 at 5.2 The court recounted Plaintiff‘s history of filing unsuccessful cases in both federal and state court, recognized the importance of the finality of judgments, and quoted the warning issued by the Vermont Superior Court to Plaintiff on June 24, 2025, which cautioned against “future attempts to relitigate claims based on the same incidents previously asserted in prior lawsuits” and the “potential for sanctions for filing frivolous claims.” Id. at 3-4. It appears that Plaintiff‘s filings in state court contain many of the same facts alleged in his federal cases.
On January 28, 2026, Plaintiff filed a motion to vacate or modify the filing injunction pursuant to
II. Legal Conclusions and Analysis.
Under
(1) mistake, inadvertence, surprise, or excusable neglect;
(2) newly discovered evidence that, with reasonable diligence, could not have been discovered in time to move for a new trial under
Rule 59(b) ;(3) fraud (whether previously called intrinsic or extrinsic), misrepresentation, or misconduct by an opposing party;
. . .
(5) the judgment has been satisfied, released or discharged; it is based on an earlier judgment that has been reversed or vacated; or applying it prospectively is no longer equitable; or
(6) any other reason that justifies relief.
The Second Circuit has instructed district courts to consider the following factors when deciding whether to enjoin the filing of future lawsuits:
(1) the litigant‘s history of litigation and in particular whether it entailed vexatious, harassing[,] or duplicative lawsuits; (2) the litigant‘s motive in pursuing the litigation, e.g., does the litigant have an objective good faith expectation of prevailing?; (3) whether the litigant is represented by counsel; (4) whether the litigant has caused needless expense to other parties or has posed an unnecessary burden on the courts and their personnel; and (5) whether other sanctions would be adequate to protect the courts and other parties.
Safir v. U.S. Lines, Inc., 792 F.2d 19, 24 (2d Cir. 1986). “Ultimately, the question the court must answer is whether a litigant who has a history of vexatious litigation is likely to continue to abuse the judicial process and harass other parties.” Id.
Plaintiff makes several arguments in his motion to vacate or modify the filing injunction (Doc. 7) in addition to arguments raised in the supporting memorandum of law (Doc. 7-1). In essence, he argues that a filing injunction is not warranted and his claims are meritorious and not repetitive or vexatious.
A. Whether the Court Failed to Apply the Safir Factors.
Plaintiff first challenges the filing injunction on the basis that it “recites the Safir factors but does not apply them to the four August 2024 [proposed C]omplaints.” (Doc. 7 at 2) (italics supplied). He argues the filing injunction relied on “older federal cases from 2021-2023, Vermont Superior Court warnings, [and] a 2025 Vermont Supreme Court decision involving unrelated facts[]” but failed to “make specific findings that the filings at issue were frivolous or abusive.” Id.
A court may issue a filing injunction without explicitly addressing the Safir factors provided the court “appropriately considered the relevant factors[.]” In re Buczek, 2023 WL 6618901, at *4 (2d Cir. Oct. 11, 2023). The Second Circuit explained that this was acceptable because:
[t]he . . . court considered the nature of [plaintiff‘s] filings, including that res judicata barred his claims and that the claims had been repeated in both [federal] and state court. Because the [federal] court had already determined that the arbitration award was invalid, [plaintiff] did not have a good faith basis to pursue his claims regarding arbitration. Finally, because the underlying [federal] case had already been dismissed, further filings would be duplicative.
Id.; see generally United States v. Folkes, 461 F. App‘x 15, 17 (2d Cir. 2012) (“We do not require district courts robotically to reference each ... factor.“); Bertolini-Mier v. Upper Valley Neurology Neurosurgery, P.C., 2019 WL 5691884, at *5 (D. Vt. Nov. 4, 2019) (“The court is not required to make formal and explicit findings regarding each factor.“).
The court considered each of the Safir factors in its analysis of Plaintiff‘s proposed Complaints. On December 13, 2024, as part of Plaintiff‘s application to proceed IFP, the court conducted a review pursuant to
The court concluded that Plaintiff‘s proposed Complaints against the Town of Brattleboro or its employees, including its Town Manager and police officers, were barred by the doctrine of res judicata and therefore subject to dismissal. With respect to Plaintiff‘s proposed Complaint alleging claims against the United States Department of Justice, the court determined that dismissal was necessary because Plaintiff failed to allege a waiver of sovereign immunity. The court observed that “Plaintiff has attempted to sue the United States in this court previously, [and as such] he has been informed of the requirements for that type of suit.” Id. at 11. As a result, the court did not grant leave to amend the proposed Complaints sua sponte because it found that “Plaintiff‘s claims [were] futile.” Id.; see also id. at 12 (noting the “vexatious” nature of Plaintiff‘s filings and his “attempt[s] to assert claims in this court that have been dismissed in a previous suit[]“). It, however, did not preclude Plaintiff from petitioning to amend his proposed Complaints just as the filing injunction does not prohibit Plaintiff from filing lawsuits in this court. It only imposes a screening mechanism to ensure new complaints are not duplicative or vexatious.
In the Order to Show Cause, the court granted Plaintiff the opportunity to explain why the filing injunction should not be entered against him. The court noted Plaintiff‘s history of filings, including repeated claims that were dismissed because they were barred by the applicable statute of limitations or by claim preclusion, and included these facts to demonstrate that Plaintiff did not have an objective good faith expectation of prevailing because his cases alleging the same or substantially similar facts and causes of action that previously had been dismissed. See Jean-Baptiste v. U.S. Dep‘t of Just., 2024 WL 1484200, at *4 (S.D.N.Y. Apr. 5, 2024) (“Plaintiff was or should have been aware when he filed this action that the complaint asserts claims that are frivolous[]“) (citing Sledge v. Kooi, 564 F.3d 105, 109 (2d Cir. 2009) (recommending courts “consider not only that
Although he is not represented by an attorney, Plaintiff‘s litigation history in both state and federal court demonstrates that he has ample experience with the legal system. See Estate of Puppolo v. Welch, 2017 WL 4042342, at *11 (D. Vt. Sept. 12, 2017) (“Because she has initiated and pursued at least three lawsuits, each alleging some form of professional malpractice, she is not a neophyte in the requirements of litigation.“); see also United States v. Downs, 2014 WL 3736056, at *4 n.1 (D. Vt. July 29, 2014) (“[The defendant‘s] prior criminal experience remains relevant because it reveals that [he] was not a neophyte confronted with a novel set of circumstances, but an individual who had some understanding of the criminal justice system and the consequences of waiving or invoking his rights.“).
Plaintiff‘s litigation history also establishes his filings have needlessly consumed scarce judicial resources. See Zappin, 2022 WL 6241248, at *24 (“Plaintiff‘s lawsuits are ... a drain on the courts, requiring processing by the clerk‘s staff, evaluation by defendants’ counsel, and consideration by the presiding judge[]“). By repeating the warnings from federal and state courts, the court demonstrated that lesser sanctions have been ineffective in preventing Plaintiff from filing frivolous lawsuits. See id. (“[I]t is apparent that no sanction other than a pre-filing injunction would be sufficient to deter [p]laintiff from engaging in further vexatious, harassing, and duplicative litigation.“) Because the court “appropriately considered the relevant factors,” In re Buczek, 2023 WL 6618901, at *4, any lack of explicit findings for each of the Safir factors does not mandate relief.
B. Whether the Injunction Fails to Satisfy Fed. R. Civ. P. 65(d) .
Plaintiff cites
Contrary to Plaintiff‘s assertion, the filing injunction in this case satisfies
C. Whether the Court Improperly Relied on Unrelated State Court Litigation.
Plaintiff next argues that the court‘s reliance on Vermont Superior Court cases involving “different defendants, different incidents, [and] different legal theories ... cannot support a federal injunction.” (Doc. 7 at 3.) Plaintiff has not presented the legal basis for restricting his litigation history to federal court only, and the court has found none. See Iwachiw v. N.Y. State Dep‘t of Motor Vehicles, 396 F.3d 525, 528-29 (2d Cir. 2005) (affirming district court‘s filing injunction and “emphasiz[ing] the [d]istrict [c]ourt‘s finding that plaintiff had filed more than fifteen actions in the federal and New York state courts[]“) (emphasis supplied); Lau v. Meddaugh, 229 F.3d 121, 122 (2d Cir. 2000) (“This case is the latest in a series of frivolous state and federal actions filed by [plaintiff]. Between 1996 and 1999, [plaintiff] filed at least two state and three federal actions involving the same underlying facts[.]“) (emphasis supplied); Orrego v. Knipfing, 2026 WL 1265642, at *11 (E.D.N.Y. May 8, 2026) (issuing filing injunction and observing that the case was “one of nine lawsuits [plaintiff] has filed stemming from her employment with the [defendant], and the fifth in federal court, numbers that do not begin to capture the numerous related administrative complaints she has filed with various state agencies“). Because courts routinely rely on both state and federal litigation histories when issuing filing injunctions, the court did not err in doing so here.
D. Whether Newly Discovered Evidence Justifies Relief.
Plaintiff contends new evidence warrants
[a]fter the injunction was entered, Plaintiff obtained evidence showing:
1. Scrivener‘s Error Was Knowing, Not Accidental
In Vermont Superior Court Case No. 23-CV-209, Lt. Petlock acknowledged Academy School is public property. Yet he marked “private property” on the March 15, 2024 trespass affidavit. This contradicts the federal court‘s assumption that the filings were baseless.
2. Fabricated March 15/18 Narrative
The narrative used to justify the no-trespass order contains demonstrable inaccuracies and omissions, including events that did not occur.
3. Ultra Vires No-Trespass Order
The officer lacked authority to issue a no-trespass order for a public school absent imminent threat. The order violated:
- WSESD policy,
- VSBIT guidance,
- Vermont law,
- and
24 V.S.A. § 901a(e) .4. Misrepresentation of Charge Level
Plaintiff was detained for 24 hours after being told he was held on a felony, though only a misdemeanor was filed.
(Doc. 7 at 3.) Plaintiff argues that “[t]hese facts show Plaintiff‘s filings were good-faith attempts to correct procedural violations, not harassment.” Id. The point, however, is not whether others made errors but how many times those errors have been litigated. The fact that Plaintiff feels strongly about these events is understandable, but he cannot repeatedly litigate them in the federal court.
In his supporting memorandum, Plaintiff asserts that the following items of new evidence require that the court vacate the filing injunction: “• [Lieutenant] Petlock‘s prior acknowledgment of the school‘s public status, • the fabricated narrative, • the Brattleboro Police Officer Cody Ryan Evans[‘s] personal knowledge (child enrolled), • and the statutory appeal violation • was not available at the time of the injunction.” (Doc. 7-1 at 4.) He declares that “[t]his evidence fundamentally alters the [c]ourt‘s understanding of Plaintiff‘s motives and the legitimacy of his filings.” Id.
”
[T]he movant must demonstrate that (1) the newly discovered evidence was of facts that existed at the time of trial or other dispositive proceeding,
(2) the movant must have been justifiably ignorant of them despite due diligence, (3) the evidence must be admissible and of such importance that it probably would have changed the outcome, and (4) the evidence must not be merely cumulative or impeaching.
Id. (quoting Int‘l Bhd. of Teamsters, 247 F.3d at 392). “In order to succeed on a motion pursuant to
The evidence which Plaintiff claims is newly discovered consists of (1) a March 2024 no trespass order which allegedly erroneously states the Academy School is private property (Doc. 7-3); (2) a report by Lieutenant Petlock originally filed in the 2023 Vermont Superior Court Case No. 23-cv-209 “showing Lt. Petlock‘s prior acknowledgement that [the] Academy School is public property” (Doc. 7-2 at 1; Doc. 7-4); (3) a copy of a page from the National Center for Education Statistics which purportedly demonstrates the Academy School is public property (Doc. 7-5); (4) Plaintiff‘s December 5, 2024 email to the Brattleboro Town Manager appealing his no trespass warning (Doc. 7-6); and (5) a copy of the January 15, 2026 dismissal of the criminal trespass charge filed against him (Doc. 7-7). Except for the January 15, 2026 dismissal, each of Plaintiff‘s exhibits existed prior to the entry of the filing injunction but Plaintiff “has not provided a justifiable excuse, as required, for why he failed to offer these documents before[.]” Stokes v. Wayne Cnty., 794 F. Supp. 3d 168, 173 (W.D.N.Y. 2025); see also Apex Emp. Wellness Servs., Inc. v. APS Healthcare Bethesda, Inc., 2017 WL 456466, at *8 (S.D.N.Y. Feb. 1, 2017) (denying reconsideration motion in part where the movant “failed to meet [
Although the January 15, 2026 dismissal of the criminal trespass charge did not “exist[] at the time of the trial or the other dispositive proceeding[,]” Mirlis, 952 F.3d at 50, and thus arguably constitutes “new evidence,” it does not materially alter the facts before the court because Plaintiff‘s proposed Complaints fail to plausibly allege a malicious prosecution in a criminal proceeding against him.
Moreover, even if Plaintiff had satisfied his burden of establishing he was “justifiably ignorant of [the new evidence] despite due diligence,” he nonetheless has failed to demonstrate that it “probably would have changed the outcome[.]” Id. The court dismissed the proposed Complaints based on the doctrine of res judicata and a lack of subject matter jurisdiction. See Miller v. Apple, Inc., 2026 WL 1194593, at *2 (S.D.N.Y. May 1, 2026) (denying
E. Whether the Court Failed to Address Plaintiff‘s Response to the Show Cause Order.
According to Plaintiff, reconsideration is warranted because the court “quotes [his] explanation [to the Show Cause Order] but does not analyze it.” (Doc. 7 at 3.) The court stated in the Show Cause Order:
Plaintiff is hereby ORDERED to show cause ... why a filing injunction should not be entered and why he should not be barred from filing any future civil actions in this court without first obtaining permission from the court to do so. In other words, Plaintiff must explain why an order restricting further filings in this court should not be entered.
(Doc. 2 at 12.) In response, Plaintiff set forth his disagreements with the court‘s conclusions in each section of the Show Cause Order. With respect to the issue of the filing injunction, Plaintiff stated:
[A] filing injunction should not be entered. This matter was brought with merits prepared, this was not to annoy or harass, further such implication blatantly ignores I have better things to do than argue about whether water is wet with the legal system and [its] beneficiaries[.] I don‘t want to be
victimized by the government or subject to ignored offenses against myself, once warned not to file vexatious filings from one filing prior to inexperience and as here these filings are brought to [demonstrate an] ongoing pattern of misconduct attempted for consideration removed from the State court that has erred hardly presents with a pattern of “vexatious” filings.
(Doc. 4 at 19-20.)
In Moates v. Barkley, 147 F.3d 207 (2d Cir. 1998), the Second Circuit noted that “the unequivocal rule in this circuit is that the district court may not impose a filing injunction on a litigant sua sponte without providing the litigant with notice and an opportunity to be heard.” Id. at 208. In the Show Cause Order, the court satisfied Moates by providing Plaintiff with notice of a potential filing injunction and an opportunity to explain in writing why one should not be entered. Prior to the Show Cause Order, it expressed its concerns regarding vexatious filings on October 31, 2023. See Rivard v. United States, Case No. 2:23-cv-428 (Doc. 3 at 8) (D. Vt. Oct. 31, 2023) (warning Plaintiff that “future multiplicitous filings in this District may result in a filing injunction, especially if Plaintiff has previously asserted the same claims in a previous suit that has been dismissed[]“). Since that initial warning, Plaintiff has filed seven lawsuits.
F. Whether the Filing Injunction is Overbroad.
Plaintiff argues that the filing injunction is “[o]verbroad and [n]ot [n]arrowly [t]ailored” because it “bars all future filings, regardless of: subject matter, defendants, [or] legal theory.” (Doc. 7 at 4); see also Doc. 7-1 at 5-6 (stating “modification is required because the injunction: • covers all future filings, • covers all defendants, including the U.S. Department of Justice, • is not limited to the subject matter of the dismissed cases, [and] • contains no sunset provision[]“). The filing injunction does not “bar[] all future filings,” it merely imposes a screening mechanism. Id. Courts in the Second Circuit have issued filing injunctions similar to this one. See, e.g., Hong Mai Sa v. Doe, 406 F.3d 155, 158 (2d Cir. 2005) (“If a litigant has a history of filing vexatious, harassing[,] or duplicative lawsuits, courts may impose sanctions, including restrictions on future access to the judicial system.“) (internal quotation marks omitted); Manchanda v. Walsh, 2024 WL 455204, at *9 (S.D.N.Y. Feb. 5, 2024) (“As to the scope of the
G. Whether Changed Circumstances Warrant Modifying the Filing Injunction.
Plaintiff seeks relief from the filing injunction pursuant to
The filing injunction in this case is prospective in nature. See De Weerth v. Baldinger, 38 F.3d 1266, 1275 (2d Cir. 1994) (“[J]udgments involving injunctions have ‘prospective application,’ while money judgments do not.“). Plaintiff does not argue that a change in the law renders the continued enforcement of the filing injunction inequitable. Although the trespass charges against Plaintiff appear to have been dismissed, Plaintiff‘s civil claims were allegedly “jointly settled and dismissed[,]” (Doc. 7-1 at 5), and the no-trespass order was allegedly withdrawn, the court concludes these facts do not render the filing injunction “no longer equitable” under
H. Whether the Injunction Must be Vacated Under Rule 60(b)(1) Because it Rests on Clear Factual Errors.
Plaintiff argues that the injunction must be vacated pursuant to
- Academy School is public property, not private.
- Brattleboro Police Officer Adam Petlock knew this, as shown in 23-CV-209.
- The March 15/18 narrative was fabricated.
• The no-trespass order was ultra vires.
• The Town Manager violated
24 V.S.A. § 901a(d) by ignoring Plaintiff‘s appeal.”
Id.
Although Plaintiff contends that
I. Whether Relief is Required Pursuant to Rule 60(b)(6) .
Plaintiff cites
Here, Plaintiff‘s request for relief under
CONCLUSION
For the reasons stated above, the court DENIES Plaintiff‘s motion to vacate or modify the filing injunction. (Doc. 7.) The court hereby certifies that under
SO ORDERED.
Dated at Burlington, in the District of Vermont, this 17th day of July, 2026.
Christina Reiss, Chief Judge
United States District Court