EX PARTE Andrew PETE, Appellant
NO. PD-0771-16, PD-0772-16 & PD-0773-16
Court of Criminal Appeals of Texas.
April 26, 2017
In her dissent in Ex parte Palmberg, Judge Alcala opined that Palmberg implicitly overruled Ex parte Mable. Ex parte Palmberg, 491 S.W.3d 804, 819 (Tex. Crim. App. 2016) (Alcala, J., dissenting). If that was not true in Palmberg, it is certainly true now; with this case, she has been proven right. Palmberg has now swallowed both Mable and Watson. I disagree with this Court‘s holding in this regard, and that is why I dissented. Nevertheless, reconsideration at this point is unwarranted given that the Court has already considered and rejected Applicant‘s theory for relief.
With these thoughts I concur.
Brian Higginbotham, Assistant Criminal District Attorney, Dallas, TX, Stacey Soule, Austin, TX, for the State.
OPINION
Yeary, J., delivered the opinion of the Court in which Keller, P.J., and Hervey, Alcala, Richardson, Newell and Keel, JJ., joined.
This case involves an appeal from a district court judge‘s denial of relief in a pretrial application for writ of habeas corpus. Appellant was under indictment for three charges of aggravated sexual assault of a child, and, in a consolidated trial, a jury had found him guilty of those offenses. Having elected to go to the jury for punishment, Appellant chose to testify at that stage of trial. When he stood to approach the witness stand, it became apparent to the jury that he was shackled. Appellant asked for a mistrial, and the trial court took that request under advisement, meanwhile allowing the punishment proceedings to continue. After Appellant had testified on direct-examination, and following brief cross-examination by the State, the trial court interrupted the proceedings to announce that it had decided to grant a mistrial—but only as to the punishment phase of trial. Before the trial court was able to empanel a new jury to assess punishment, however, Appellant filed a combined application for writ of habeas corpus and motion to reinstate his pre-trial bond. He argued that, by granting a mistrial, the trial court had necessarily restored the cases to their pre-trial status, and that he should therefore be released on bond
On appeal from denial of the writ application, the court of appeals sustained Appellant‘s claim. In an unpublished opinion, it reversed the order denying habeas corpus relief and remanded the cases to the trial court for further proceedings—presumably to retry them from scratch, including a new guilt phase of trial. The court of appeals reasoned that, “[w]hen a mistrial is declared, the proceedings before the granting of the mistrial become legally ineffective, and the case stands as it did before the mistrial was declared.” Ex parte Pete, Nos. 05-15-01521-CR, 05-15-01522-CR, & 05-15-01523-CR, 2016 WL 3344224, at *2 (Tex. App.-Dallas 2016) (memo. op., not designated for publication). For this proposition, the court of appeals ultimately relied upon this Court‘s opinion in Bullard v. State, 168 Tex. Crim. 627, 331 S.W.2d 222, 223 (1960), a case that was decided at a time before criminal prosecutions in Texas were bifurcated.1 Id. We granted the State‘s petition for discretionary review to address the question whether, under our present bifurcated system, when irremediable error or misconduct occurs during a jury trial, but not until the punishment phase, trial courts should have the authority to grant a mistrial as to the punishment phase of trial only.
BACKGROUND
Trial was consolidated on three indictments, charging Appellant with aggravated sexual assault on three different dates against the same victim. A jury found Appellant guilty on all three charges. Apparently, Appellant attempted to elect to have the jury assess his punishment.2 At the
THE COURT: Okay, Mr. Pete, come on up here to the witness stand.
THE DEFENDANT: (Complies.)
[PROSECUTOR]: Judge?
[DEFENSE COUNSEL]: Judge, I forgot that—
THE COURT: Okay. Just—you can testify from right here.
[DEFENSE COUNSEL]: Can we instruct the jury to disregard that, I guess?
[PROSECUTOR]: Can we ask that the jury please step out for a few minutes?
THE COURT: Yes.
THE BAILIFF: All rise.
(Jury exits courtroom; 2:37 p.m.)
All parties then retired to chambers for an off-the-record discussion. At 3:35 p.m.—almost an hour later—the parties returned to the courtroom and, outside the jury‘s presence, Appellant‘s counsel announced that, “at this time, we have no choice but to move for a mistrial[.]” After further discussion on the record, during which it was revealed that the jury had witnessed Appellant in shackles, the trial court announced that it would take the motion for mistrial under advisement in order to “think about it.”3
The jury returned, and Appellant testified on direct examination. Shortly after defense counsel passed Appellant to the State for cross-examination, the trial court interrupted the testimony, declaring that “we need to take a short break.” After another recess that lasted forty-nine minutes, the parties reconvened in the courtroom, in the jury‘s absence, and the trial court announced for the record:
THE COURT: ... The Defense has made a motion for mistrial with regard to the punishment phase of this trial. I‘m going to grant that motion for mistrial with regard to the punishment phase.
The jury was discharged without ever having retired to deliberate punishment. On the same day, the trial court also signed a written order granting the mistrial. The written order makes no mention of the scope of the mistrial.
When the trial court reset the cause for a new punishment phase, Appellant filed his combined application for writ of habeas corpus and motion for reinstatement of pre-trial bond. He argued that the trial court “lacked authority to order a mistrial as to punishment only” and that the trial court was therefore required to reinstate Appellant‘s bond. After hearing arguments, the trial court, with a different judge presiding, denied the combined pleading. Citing State v. Stewart, 282 S.W.3d 729 (Tex. App.-Austin 2009, no pet.), the trial court announced that it had the authority to grant a mistrial as to punishment only by virtue of
The court of appeals rejected this view. Finding no provision comparable to
ANALYSIS
There is little to be found in the Code of Criminal Procedure that directly regulates the usage of mistrials in criminal cases in Texas. Black‘s gives two definitions of “mistrial“: “1. A trial that the judge brings to an end, without a determination on the merits, because of a procedural error or serious misconduct occurring during the proceedings. 2. A trial that ends inconclusively because the jury cannot agree on a verdict.” BLACK‘S LAW DICTIONARY 1154 (10th ed. 2014). In a number of articles, the Code of Criminal Procedure addresses mistrials that fit within the latter definition, caused by a hung jury.8 But in treating mistrials of the former variety, the Code gives little concrete guidance, and appellate courts have found themselves “obliged to resort to analogy.” Rodriguez v. State, 852 S.W.2d 516, 518 (Tex. Crim. App. 1993). In Rodriguez itself, we had no specific code provision to consult when we held that a trial court retained the authority, once having granted a mistrial, to rescind that grant “so long as that remains a viable option under the circumstances.” Id. at 520. Our manifest improvisation in Rodriguez suggests a recognition that mistrial practice in criminal cases in Texas is flexible and, by default, largely a creature of the common law, subject to regulation by judicial decision. See
That being so, there is no compelling reason to wait for regulatory authority in order to say what the appropriate scope of a mistrial ruling should be. So long as it makes sense for us to conclude that a mistrial for “procedural error or serious misconduct” affecting only the punishment
We agree with the State that, in the abstract, it certainly makes sense to limit the scope of such a mistrial—for the same reason it makes sense to limit the scope of a grant of new trial based on punishment error alone, as required by
We do perceive one such impediment: a defendant‘s statutory right to have “the same” jury assess punishment as the one that assessed his guilt. See State v. Doyle, 140 S.W.3d 890, 895 & n.4 (Tex. App.-Corpus Christi 2004, pet. ref‘d) (recognizing that granting mistrial as to punishment only would constitute an “infringement” that would be “unfavorable” to a defendant‘s right to “the same” jury under
Moreover, there is no imaginable reason that the principle of invited error/estoppel should not also apply, where appropriate, to prevent a defendant—even
At the point at which Appellant first requested a mistrial on the record, after an extended recess and an off-the-record discussion in chambers, he did not specify what he thought the appropriate scope of the mistrial should be. He did not expressly ask that the case be put back in a pre-guilt-phase posture. Of course, neither did Appellant affirmatively ask the trial court to grant a mistrial solely as to punishment. The mere failure to designate the scope of his requested mistrial cannot support a conclusion of invited error. See Trejo v. State, 280 S.W.3d 258, 260 (Tex. Crim. App. 2009) (a court may not infer invited error from a record that is simply silent with respect to whether the appellant requested the trial court to take the action he later complained about on appeal).
Later, however, after the trial court took the matter under advisement, and after another extensive break—during which any discussion of the scope of the mistrial
We have said that issues of procedural default are “systemic,” by which we mean that an appellate court is not at liberty to reverse a case on the basis of a claim of trial error without first addressing any issue of preservation of error that may suggest itself from the record. Gipson v. State, 383 S.W.3d 152, 159 (Tex. Crim. App. 2012). We have also said that “[t]he law of invited error provides that a party cannot take advantage of an error that it invited or caused, even if such error is fundamental.” Woodall v. State, 336 S.W.3d 634, 644 (Tex. Crim. App. 2011). When it appears that an intermediate appellate court may have reversed a conviction without addressing an issue of procedural default, we may address the issue for the first time ourselves, on discretionary review. See, e.g., Reynolds v. State, 423 S.W.3d 377, 383 (Tex. Crim. App. 2014); Ford v. State, 305 S.W.3d 530, 532-33 (Tex. Crim. App. 2009); Mays v. State, 285 S.W.3d 884, 889 (Tex. Crim. App. 2009);
CONCLUSION
We reverse the judgment of the court of appeals and remand the cause to the trial court for further proceedings consistent with this opinion.
Keasler, J., concurred in the result.
Walker, J., dissented. J.
