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Barfield v. State
63 S.W.3d 446
Tex. Crim. App.
2001
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*1 premises, it does follow to in admission of charge, the same etration error extent that premise the first accurate. testimony is the experts’ was harmless. The That if expert manipu- an testified that judgment Appeals of the Court of is re- usually lated children exhibit certain char- versed, and the trial court’s acteristics, jury then a predict could affirmed. probably testify that a expert would particular child who did not exhibit those JOHNSON, JJ., concurred PRICE So, not manipulated. characteristics was in the result. of whether the conclusion is regardless HOLCOMB, J., dissented. “ineluctable,” there is at least reduced expert’s improper likelihood that an testi-

mony about his conclusion would influence jury beyond proper of his power the ex-

testimony premises. To experts’

tent conclusions followed premises,

from their was less

likely improperly to be influenced an explicit already statement of what was im- Ray BARFIELD, Appellant, Lonnie testimony. in the plicit addition, testimony there from was mother that the victim was a victim’s of Texas. The STATE testimony person, truthful and there was No. 1303-99. from defense witnesses truthful, person peaceful, law-abiding Texas, Appeals of Criminal Court unnatural tenden- who exhibited no sexual En Banc. Finally, the State cies toward children. Dec. testimony concerning presented expert injuries suffered the victim physical purposeful pen-

that were consistent with defense,

etration while in cross-exami-

nation, an timing raised issue about the injuries. testimony

those was recited exhaustive detail Justice Taft’s dis- in the court below and we

senting opinion say, it to repeat here.24 Suffice

need not testimony was a expert

the inadmissible large of a amount of portion

small have consid- that the could

presented credibility. assessing the victim’s

ered analysis focused Appeals’

The Court against appellant the fact that the case credibility complain-

rested on the of the significant,

ant. That fact but it is not In light entirety

conclusive.

testimony, acquittal pen- and of the on the Schutz, 998 S.W.2d at 908-914.

24. See *2 Wice, Varela,

Joseph W. Brian W. Hous- ton, appellant. Delmore, III, DA,

William J. Assist. Houston, Horn, Jeffrey L. Van First. St. Att., Austin, for state.
WOMACK, J., opinion delivered the P.J., Court, KELLER, KEASLER, HERVEY, HOLCOMB, and COCHRAN, JJ., joined.

The resolution of turns on an appeal this given issue of the value of evidence “punishment stage” alleged of a trial without a to invoke the jury- felony proved court and which must be obtain conviction of DWI.3 The An charged indictment appellant’s plea of not denial committing felony being with DWI and an allegations. of those *3 felony felony habitual is a offender. DWI suspect previous- when the has been twice parties presented The their evidence on (or offenses).1 of DWI ly convicted similar DWI, of the but they the issue instant did felony an person A habitual offender present prior the evidence of convic- proved it is the trial of certain when on they for tions DWI. Then rested. offenses, DWI, felony including that the that person person and the had The court asked the “At been of previously finally convicted two you do the point prove up what Enhance offenses, felony of which the second The paragraphs prose ment on the DWI?” an offense the for committed after first answered, verdict, if cutor “After a there’s final.2 became To convict conviction the was incorrect in a verdict.” This a appellant felony for it was therefore respects. prior two Proof DWI the necessary prove for State to in the convictions is authorized State’s alleged, appellant committed DWI and And, guilt.4 of case-in-chief on the issue had been previously that he twice convict- no “verdict” in strictly speaking, there is as alleged. ed of DWI To enhance his court makes jury; trial without find offender, punishment to that anof habitual judgment. and enters ings prove had to that he had State been of attorneys argued guilt, the issue The previously twice convicted of other felonies appellant guilty. and the found law sequence prescribed by in the as al- leged. recess, attorney prosecuting After a felony of con- allegations previous read the appellant by jury. The waived trial that they pleaded The appellant victions. began The trial with the prosecuting presented docu- were not true. The State reading attorney’s portion convictions mentary proof previous DWI, felony alleged indictment previous convictions for DWI appellant that the had committed DWI felony The evidence was two offenses. had previously and that he been twice arguments, found closed. The court heard pleaded appellant convicted of DWI. The DWI con- allegations previous that the him, guilty. Then court asked felony convictions previous and victions First Paragraphs, “And to the and true, and were sentenced a felony, which enhances this to Second prison. years plead? they true or you how do Are “Not appellant pleaded, true?” The true.” only point ap appellant’s was, course, prove separate is that peal felony was insufficient be unnecessary. previous The two convic offense DWI the juris jurisdictional are elements of cause there was no evidence tions of DWI of DWI at the DWI, prior must felony the offense of which be dictional convictions 49.09(b). § 3. See 1. See Tamez Tex. Penal Code (Tex.Cr.App.2000). id., 12.42(d).

2. See Ibid. “guilt stage” provisions of the trial. The court of eated-trial of Code of Criminal 2(a) apply Procedure article section point: sustained (2) in a trial whether put

Because the State failed to on evi- sufficiency an review of the appellate convic- appellant’s dence of guilt evidence on must exclude evidence guilt-innocence tions in the phase trial court that was introduced after the it did not the essential ele- in a finding announced its ments of the offense of DWI. jury.6 without a Thus, legally evidence is insuffi- cient to conviction. support appellant’s procedure The bifurcated-trial Accordingly, required we are to reverse the district court used is not authorized the trial court and or- “Prior jury. without a to the 1965 *4 Ray der Code of Criminal Procedure all trials be acquitted Lonnie Barfield jury plea regardless fore the court or the crime for which he was convicted.5 trials”;7 is, unitary were the issues of justices All panel of the court of at punishment and were submitted appeals agreed with holding. this proce the same time. A bifurcated trial justice One dissented to a ordering judg- dure was authorized the 1965 revision of of acquittal, saying ment the judg- The Code of Criminal Procedure.8 ment should be reformed to a conviction provides, bifurcation statute “In all crimi DWI, for misdemeanor DWI with- cases, nal other than misdemeanor cases of prior out convictions for similar offenses. justice municipal which the court or court The petition discretionary State’s for re- jurisdiction, has which are tried a before view raises the same argument. We jury plea guilty, on a the judge granted review. shall, argument begins, before first submit grant We find that our of the State’s jury to the of guilt issue or innocence petition improvident the rec- because of the defendant the offense or offenses present ord does not a case which the charged, authorizing jury without to evidence was prove jur- insufficient to pass punishment to be im upon 9 allegations isdictional prior convictions posed.” appli The bifurcation statute “is parties DWI. We have ordered the to a only pleas cable to of not before (1) brief questions: two jury.”10 application whether the bifur- The statute no “ha[s] State, 23, (Tex. 5. it did not the essential elements of the Barfield Thus, App. [14th offense of DWI. the evidence is Dist.] —Houston legally support appellant's insufficient to con- dissenting opinion says 6. The that "the court S.W.2d at We are review- viction.” 999 ..., appeals did not rule on the issue ing that decision. us, properly issue is not before and we have to decide it” 384, because can 7. Duhart v. 386 n. 3 "only appeals; review decisions of the court of (Tex.Cr.App.1984). any party's we do not reach the merits of contention when it has not been Act, addressed 8. See Criminal Code of R.S., Procedure 59th appellate (quo- the lower court.” at 452 722, 1, 37.07, 2, Post Leg., § ch. art. sec. omitted). Laws, tation marks p. 1965 Tex. Gen. vol. The issue that the raised was the evidence, 37.07, (em- 2(a) legal sufficiency 9. Tex.Code Crim. Proc. added). phasis court of exclud- decided the issue ing "punishment” stage. at the evidence held, (Tex. court "Because the State failed to 10. Morales v. put appellant’s Cr.App.1967). on evidence of con- Accord Duhart v. ("The guilt-innocence phase (Tex.Cr.App.1984) victions in the 386 n. 3 to a trial plea unitary irregular before court on of not converted [to trial] was guilty.”11 but does not and of itself call for rever- sal.” This is the first case in which But the unauthorized “bifurca courts have failed notice that the bifur tion” of a trial a jury does not cation applies only statute of not separate punish that a genuinely mean jury. before a genuinely In a phase ment exists. bifur among [S]ome confusion existed has jury plea cated of not bench and bar since the advent Arti- guilty, that is at evidence introduced cle reaching V.A.C.C.P. Records stage of trial can have this frequently show courts bifur- little, any, if on the effect force cating the plea bench trials where guilt.14 evidence on the issue of such a guilty. the court will Often hear evi- case, therefore, “our consideration of the dence, guilty, declare the defendant or- necessarily that evi limited to investigation der a and pre-sentence dence time it ren before the sometimes months later re-convene in a guilt.” dered its verdict of But “penalty stage” guilty plea, allow- guilty, without a on a of not ing the State defense offer evi- *5 “punish introduced at the evidence is punishment guilt.12 dence as to in stage ment” of trial is considered decid practice became common after the ing sufficiency of the evidence legislature pre-sentence authorized investi- guilt. gation to be in reports assessing pun- used State,16 Although ishment. the case bifurcated with- Jones v. was authorized, out a not is it is not tried without a the court announced fact, necessarily guilt, a harmful error. “The and then it heard evi finding its however, entering that the proceeding punishment judg- was not so dence on ques- generally applies statute opinion rely can on Ricondo to resolve j. jury’ before a about trial in this case be- tions the bench Ricondo convicted in a cause State, 440, Courtney 11. v. 424 S.W.2d anot bench trial. 1968). (Tex.Cr.App. State, Leday 14. v. 983 S.W.2d Cf. 12. Ricondo v. 634 S.W.2d 1998) guilt given (Tex.Cr.App. ("[T]estimony of 1981) opinion). (Tex.Cr.App. (plurality See punishment phase cannot at the of the trial be (Tex.Cr. Bean v. 563 S.W.2d to have harmless the introduc said rendered (Onion, P.J., (“Rec App.1978) concurring) testimony guilt stage at the tion of similar Court, coming particularly ords before this least we have trial —at in sense County, from Harris have demonstrated thought admission of of harmless error growing tendency proceed these to bifurcate guilt phase. Any evidence at similar ings”). the introduction of inadmis harmful effects of jury's testimony decision of sible were on Ricondo, 13. 634 S.W.2d at 842. The dissent- They be ameliorated guilt. cannot ing opinion says that "doles] Ricondo testimony which defendant’s follows de "conclusions,” support” our which cision”). holding seems mean the make Ricondo, support below. But we cite not to (Tex. v. Munoz support opinion, the conclusion of our but to Cr.App.1993) (disapproving to the con dicta the incidental statements that confusion exists trary). bifurcating about trials and bifur- bench cation not call for rever- of a bench trial does opinion dissenting (Tex.Cr.App. sal. our nor the Neither all the evidence and ar- ment. This evidence included Jones’s tes- after timony that had committed guments he the offense. have been heard.20 argued appeal that the Jones to limit its The court of erred was insufficient to corroborate the testimo- that which consideration of the evidence to ny accomplice witnesses as Code of “guilt” stage at the of this was introduced requires. Criminal Procedure article 38.14 non-jury trial. We held that confession Jones’s “would It not contended that the evidence of clearly requirements meet the Article appellant’s prior convictions DWI 38.14.”17 any than its way was insufficient other true that judge permitted the trial having presented been after the “verdict” the bench trial to be bifurcated guilt, points and there are other objection appellant and that the did not appeal. error Thus we have the testify until “penalty” stage necessary to dispose information trial. While Article Vernon’s point without a remand. C.C.P., Ann. require does not a bench petition Therefore we dismiss the State’s bifurcated, to be Morales cf. improvidently granted, grant discretion- State, 416 S.W.2d 403 (Tex.Cr.App.1967), initiative,21 ary review on our own reverse we cannot conclude a different result judgment appeals, of the court of should be reached in light of the authori- affirm the of the district court. ties cited because the testified after the court had found him JOHNSON, J., dissenting opinion filed a “guilt” stage of the trial.18 PRICE, J., joined. for such a holding is not that pun- defendant’s admission of in a *6 MEYERS, J., dissents. stage prevents ishment him challeng- from JOHNSON, J., dissenting filed a ing sufficiency the of the evidence of PRICE, J., opinion, joined. guilt.19 It a jury’s is because decision on in I guilt respectfully a bifurcated dissent. At a bench trial trial is made when it returns its verdict guilt, plea guilty,” appellant of but the of “not decision of the court in a unitary felony driving trial is not fixed convicted of while intoxi until it judgment renders on guilt thirty-five years and cated and sentenced to punishment”); 17. Id. at 597. 797 ment of Jones v. (Tex.Cr.App.1990) (explaining S.W.2d complete that a verdict in a bench trial re- 18. Id. at 1. 597 n. quires guilt finding and an of assessment court). punishment by Compare the Tex.Code Leday, 19. See 983 S.W.2d at 720-21. The 3(c) ("In § Crim. Proc. art 37.07 cases where dissenting opinion says sup- Jones does not punishment the matter of is referred to the port our conclusion. Post at 453-54. Jones complete the verdict shall not be until supports holding our that evidence in the jury the the has rendered verdict both on "punishment” stage improperly of an divided guilt or innocence defendant deciding bench trial will be considered in the punishment, jury amount of where the finds sufficiency support of the evidence to the id., 3(d) guilty....”) the defendant with guilt. In the next sentence our ("When judge punishment, the the assesses opinion, point out there is a reason ... he shall forthwith announce his decision given other than the one in Jones to so hold. punishment open in court as to the to be assessed.”). Rawlinson, 20. See Ex Parte (Tex.Cr.App.1997) (defining a conviction adjudication guilt P. 66.1 & 67.1. as "an and an assess- See Tex.R.App. jurisdiction, or court appeals, municipal At the court of has imprisonment. jury which are before a on a plea claimed evidence was tried shall, judge to legally guilty, insufficient sustain the convic not appeals argument begins, tion. court of reversed the first submit to the jury It the state or conviction. held because the issue of innocence of did on evidence of of the offense offenses put appellant’s not defendant in prior charged, authorizing jury to guilt/innocence convictions trial, to phase pass it did not the essen be im- upon posed. tial elements of offense of DWI. Barfield art. 37.07 By plain language, applies its (Tex.App. [14th Dist.] —Houston trials; says only nothing to about order, to its own a ma Today, pursuant notes, majority bench As the in trials. ap court holds that because jority of this Courtney v. pellant right his to a waived (Tex.Crim.App.1968), we stated that art. not have his should been bifurcated. only 37.07 of not “is applicable Therefore, majority concludes that Ante, at 449 & n. jury.” before a assessing whether evidence was suffi However, majority does note conviction, court cient to that, we were concerned Courtney, limiting erred in its consider Instead, with the of bifurcation. issue the evidence to that which was ation of concerned intro- complaint defendant’s guilt/innocence stage. introduced record duction criminal at trial. of his Ante, at 450-51. We held: court’s is limited to re appellant’s third We no merit find appeals. the courts of view of decisions appellant’s prior ground of error V, 5;§ See Tex. Const. Crim. introduced show his Tex.Code were convictions Tex.R.App. 44.45; arts. 4.04 & P. [art. when ‘prior 37.07] record’ Proc. criminal stated, “This repeatedly 66.1. As we have a trial before the application had no the courts only court reviews ‘decisions’ of guilty. on a not reach we do the merits appeals; convictions were of- that such obvious it has not any party’s contention when impeachment purposes only. fered for *7 by appellate the lower been addressed ap discussion of the complete This is the State, 507, court.” v. 913 S.W.2d Sotelo can hardly be plicability of art. 37.07 Davis v. (Tex.Crim.App.1995); 509 see also a the proposition said stand for 43, State, (Tex.Crim.App.1994); 47 870 S.W.2d plea on a of “not bifurcated bench trial State, v. 864 S.W.2d rell Far Similarly, guilty” statutorily prohibited. State, v. (Tex.Crim.App.1993); 502 Tallant (Tex. State, 405 Morales v. (Tex.Crim.App.1987). S.W.2d by majority also cited Crim.App.1967), of not rule the court did Because (ante 9), specifically states 449 & n. today, by majority the issue decided 2(b) applicable only to “is us, and properly that issue is not before jury. Rojas a v. jurisdiction to decide it. we have no (Tex. State, Crim.App. [404 S.W.2d However, majority 1966) considers since a application where ]. has issue, I will do so as well. the merits of a by jury and enters defendant waives trial 2(a) provides: of art. 37.07 Section in felony plea before the Court case, cases, That as well capital less than case.” than misde- In all criminal other Rojas, the situation which court as concerned justice cases of meanor Therefore, plea trial the trial court entered a right a defendant waives his to a Ricondo, guilty” it “not for him. plea “guilty”; and enters does decided procedure for a bench trial at 839-40. The defendant then address plea plea “guilty.” when the defendant has to enter a entered he wished guilty.” “not The of Duhart point, same is true Id. at 840. At that the trial court (Tex.Crim.App. v. gave the defendant admonishments con 1984), majority. which is also cited but the cerning range punishment, his Ante, at n. 9. 449 & While a bifurcated complete. admonishments were not We plea trial on a of “not to the court guilty” that, though origi the trial was noted even authorized, may explicitly not be neither is proceeding, it should nally bifurcated explicitly prohibited. unitary proceeding have become a when changed plea “guilty.” his the defendant Moreover, plea a bifurcated trial on a contin Id. at 841. Because the co^rt guilty” “not to the trial court makes sense if ued the trial as it were a bifurcated practical as a matter. aWhen defendant trial, proceeding, and because admonishments pleads “guilty” only at a bench punishment range as to the were not re question that must be answered trial, quired in a bifurcated we held that punishment. court is In a bench trial on a must, guilty,” of “not er the court like a failure admonish was reversible question first That though consider the ror. Id. even the trial innocence, then, found, if guilt punish- erroneously proceeded with a bifur case, In pro- ment. this the trial court of a we unitary cated instead appellant guilty nounced if driving ground reviewed the defendant’s as while intoxicated without proof properly of the ele- trial had been Id. at bifurcated. ment, driving convictions for intoxicated,

while which must be proved Similarly, majority cites Jones v. before the offense a felony. becomes (Tex.Crim.App. not, Whether in error or proceeding Jones, In the trial court errone bifurcated, and the trial court had ously allowed a bench trial to bifurcat be before it evidence prove only sufficient to ed. Id. at 597 n. 1. This Court observed driving misdemeanor while intoxicated. accomplice-witness testimony Finally, assuming guilt/innocence even that appellant’s stage of trial was corrobo bifurcated, bench trial was erroneously by appellant’s testimony, our rated even majority’s case law does not though testify pun he did not until the conclusion that it should be treated as a stage ishment of the trial. Id. at 597. unitary Jones, Ricondo, trial. majority analyzed cites Ricondo proceed 634 S.W.2d 837 trial as a (Tex.Crim.App. defendant’s bifurcated *8 1981) (op. reh’g), proposition ing, though on for the even it was bifurcated erro Thus, ... proceeding neously. fact at 597 n.1. “[t]he ... unitary support was not converted neither Ricondo and Jones [to trial] Instead, irregular majority’s they but does not in and of itself conclusions. indi Ante, that, erroneously call for reversal.” cate when a trial is bi 449-50. Ricondo, furcated, enter a on it should continue to appeal defendant refused to plea after the indictment was read. be treated as bifurcated trial.1 Jones, part (Tex.Crim.App.1975). is also notable that Jones relied in However, (Tex.Crim. Boothe v. 474 S.W.2d 219 at 597 n. 1. both cases were over Leday App.1971), and Garcia v. ruled v. applies I not believe that 37.07 do to the trial court guilty” of “not proceeding a bifurcated prohibits trial and waives a

when a defendant court, nor guilty” “not to the

pleads any find other statute which

am I able to proceeding. such a Even assum-

prohibits statutorily prohibits

ing that art. 37.07 law indicates our case proceeding,

such proceeding

that we should still treat

bifurcated, in error. even when bifurcated

Because this Court has decided, because

consider the issue majori-

our case law does holding, I

ty’s dissent. DENSON, Appellant,

Tommie J.

T.D.C.J-I.D., al., Appellees. et

No. 12-99-00177-CV. Texas, Appeals

Court

Tyler. 28, 1999.

Oct. Dec.

Rehearing Overruled *9 be relied phase, they cannot ("Insofar early these (Tex.Crim.App.1998) on..”), majority’s on Jones appellate complaints reliance precedents ... held that guilt would be questionable. insufficient evidence about therefore guilt at his appellant admitted futile when the

Case Details

Case Name: Barfield v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Dec 19, 2001
Citation: 63 S.W.3d 446
Docket Number: 1303-99
Court Abbreviation: Tex. Crim. App.
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