THE PEOPLE, Plaintiff and Respondent, v. ANDRES SERRANO, Defendant and Appellant.
C100856
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento)
October 29, 2024
Bunmi O. Awoniyi, Judge.
CERTIFIED FOR PUBLICATION; (Super. Ct. No. 97F03702)
Francine R. Tone, under appointment by the Court of Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, and Erin Doering, Deputy Attorney General, for Plaintiff and Respondent.
FACTUAL AND PROCEDURAL BACKGROUND
In 1998, a jury found defendant guilty of assault with a deadly weapon and found he had two prior serious felony convictions. Defendant admitted having served a prior prison term within the meaning of
In January 2024, defendant filed a “Motion for Discovery Pursuant to the Racial Justice Act” in the trial court, seeking information and statistics to support a claim that the Sacramento County District Attorney‘s Office “‘engages in racially disparate charging‘” in violation of
While this appeal was pending, the Fourth Appellate District, Division One, issued its decision in Montgomery, holding that an order denying a motion for discovery under the Act is not appealable. (Montgomery, supra, 104 Cal.App.5th at p. 1066.)
DISCUSSION
Effective January 1, 2021, the Act was “codified in a scheme of interrelated statutes in the Penal Code (
To our knowledge, Montgomery is the first published opinion to address whether an order denying a request for postconviction discovery under the Act is appealable. (Montgomery, supra, 104 Cal.App.5th at p. 1066.) That case arose in a slightly different procedural context than this case because the defendant in that case sought postconviction discovery in connection with “habeas [corpus] claims.” (Ibid.) The trial court denied defendant‘s “freestanding” discovery motion for lack of jurisdiction after concluding the defendant had failed to state a prima facie case for relief on his habeas corpus claims. (Id. at p. 1067.) The majority concluded the Act “only authorizes discovery in a pending proceeding in which the defendant has [sufficiently] alleged a violation of section 745, subdivision (a),” in other words, after a trial court issues an order to show cause in habeas
I
The Act Authorizes Individuals To File Stand-alone Postconviction Discovery Motions
Defendant contends the Act authorizes a defendant to file a stand-alone postjudgment motion for disclosure of Act discovery to gather evidence of potential racial or ethnic bias. In response, the People argue the Act “does not authorize freestanding discovery requests” and maintain that a defendant may file a habeas corpus petition or motion to vacate a conviction, and file a discovery motion “[a]s part of these proceedings.” We agree with defendant.
Whether the Legislature intended to allow a defendant to file a stand-alone or freestanding postjudgment discovery motion depends on whether the “Legislature has expressly authorized such a motion,” which is a matter of statutory construction. (See, e.g., People v. Picklesimer (2010) 48 Cal.4th 330, 337-338 & fn. 2 [“exceptions to the rule precluding postjudgment motions . . . generally arise in instances where the Legislature has expressly authorized such a motion“].)
“We review de novo questions of statutory construction.” (People v. Blackburn (2015) 61 Cal.4th 1113, 1123.) “‘It is well settled that the proper goal of statutory construction “is to ascertain and effectuate legislative intent, giving the words of the statute their usual and ordinary meaning. When the statutory language is clear, we need
“Uncodified legislative findings may also be consulted. While legislative findings ’ ” ” “do not confer power, determine rights, or enlarge the scope” ’ ” ’ of the Act itself as codified, they ’ ” ” “properly may be utilized as an aid in construing” ’ ” ’ [a statute].’ [Citation.] [] Because uncodified findings of legislative intent are voted upon by the entire legislative body, enrolled and signed by the Governor, they may be entitled to somewhat greater weight than traditional legislative history materials (e.g., draft language of bills, committee reports, bill analyses).” (Young, supra, 79 Cal.App.5th at pp. 156-157.)
The Legislature enacted the Act to “eliminate racial bias from California‘s criminal justice system.” (Stats. 2020, ch. 317, § 2(i).) The Legislature explained that “[i]t is the further intent of the Legislature to provide remedies that will eliminate racially discriminatory practices in the criminal justice system, in addition to intentional discrimination. It is the further intent of the Legislature to ensure that individuals have access to all relevant evidence, including statistical evidence, regarding potential discrimination in seeking or obtaining convictions or imposing sentences.” (Stats. 2020, ch. 317, § 2(j), italics added.)
In defendant‘s view, “section 745, subdivision (d) creates a freestanding disclosure/discovery mechanism for all [Act] claimants” that “is not merely collateral to another proceeding.” The People disagree and argue the trial court lacks jurisdiction to consider a freestanding discovery request.
Although the People do not explain why the Act does not authorize freestanding discovery, presumably it is because trial courts generally ” ‘[lack authority] to entertain a postjudgment discovery motion [that] is unrelated to any proceeding then pending before that court.’ ” (People v. Gonzalez (1990) 51 Cal.3d 1179, 1257.) This rule exists because ” ‘a discovery motion is not an independent right or remedy. It is ancillary to an ongoing action or proceeding. After the judgment has become final, there is nothing pending in the trial court to which a discovery motion may attach.’ ” (Ibid.) “A trial court does not regain jurisdiction over a criminal judgment through habeas corpus until the court issues an order finding that a habeas corpus petition has set forth a prima facie case for relief.” (People v. Esquivias (2024) 103 Cal.App.5th 969, 976, review granted Oct. 2, 2024, S286371, citing In re Serrano (1995) 10 Cal.App.4th 447, 455.) Thus, discovery ancillary to habeas corpus proceedings is available only after a court issues an order to show cause. (See In re Scott (2003) 29 Cal.4th 783, 813-814; Gonzalez, at pp. 1257, 1261; Board of Prison Terms v. Superior Court (2005) 130 Cal.App.4th 1212, 1241-1242.)
Moreover, while
The language in
Inclusion of the complementary phrases “in the possession or control of the state” in
While
We give considerable weight to the Legislature‘s stated intent “to ensure that individuals have access to all relevant evidence, including statistical evidence, regarding potential discrimination in seeking or obtaining convictions or imposing sentences.” (Stats. 2020, ch. 317, § 2(j).) To only allow for discovery after a trial court issues an order to show cause, as the majority in Montgomery concluded, would place defendants in the Catch-22 circumstance of having to establish a violation before being allowed to seek discovery of a ”potential violation.” (
In our view, to read
Moreover, the Act itself codifies different standards for what constitutes a prima facie case and an adequate showing for discovery. The Act specifically defines “[p]rima facie showing” to mean “the defendant produces facts that, if true, establish that there is a substantial likelihood that a violation of [section 745,] subdivision (a) occurred. For purposes of this section, a ‘substantial likelihood’ requires more than a mere possibility, but less than a standard of more likely than not.” (
Our conclusion is consistent with our Supreme Court‘s decision in Steele, which addressed
Likewise, the “only way” Penal Code
Given the stated goal of “eliminat[ing] racial bias from California‘s criminal justice system” (Stats. 2020, ch. 317, § 2(i)), we see no reason that defendants whose
We are not persuaded by the majority‘s opinion in Montgomery, that “[t]he Legislature did not create an exception to the general rule for discovery motions filed under the [Act].” (Montgomery, supra, 104 Cal.App.5th at p. 1069.) The majority reasoned that the Act “manifests no intent to depart from the general rule that ‘a discovery motion is not an independent right or remedy but rather is ancillary to an ongoing action or proceeding.’ ” (Montgomery, at pp. 1070-1071.) The majority noted the “absence from the [Act] of language similar to that of
As noted above, the majority opinion in Montgomery did not discuss Steele. While the majority included a footnote referencing
According, we conclude eligible defendants may seek postjudgment discovery under
II
An Order Denying A Postjudgment Act Discovery Motion Is Not An Appealable Order
Defendant argues the order denying discovery under the Act is appealable pursuant to
” ’ “[T]he right of appeal is statutory and . . . a judgment or order is not appealable unless expressly made so by statute.” ’ ” (Teal v. Superior Court (2014) 60 Cal.4th 595, 598.)
By analogy, in Steele, our Supreme Court held either party may challenge a ruling on a postjudgment discovery motion pursuant to
Like a motion for postconviction discovery under
III
Implications Of Our Decision
We are mindful that our opinion today may have an impact on the workload of trial courts, Courts of Appeal, and the offices of the Attorney General and county
Nevertheless, at least some trial courts are currently addressing the merits of stand-alone postjudgment discovery motions, like the one filed in this case. And, because defendants must still show “good cause” to obtain discovery, we believe the statute‘s language will serve a gatekeeping function. (See Young, supra, 79 Cal.App.5th at p. 166 [“whether the allegations underscoring [the defendant‘s] racial profiling theory are enough to support a plausible justification that a violation of
DISPOSITION
The appeal is dismissed.
/s/
ROBIE, Acting P. J.
We concur:
/s/
KRAUSE, J.
/s/
BOULWARE EURIE, J.
