THE PEOPLE, Plaintiff and Appellant, v. ALFREDO PEREZ, JR., Defendant and Respondent.
S238354
IN THE SUPREME COURT OF CALIFORNIA
May 7, 2018
Ct.App. 5 F069020; Fresno County Super. Ct. No. CF94509578
SEE CONCURRING OPINION
The trial court determined that defendant Alfredo Perez, Jr., was eligible for resentencing. The Court of Appeal reversed, finding that Perez was armed with a deadly weapon during the commission of his current offense. Here we consider the nature of the inquiry that trial courts and Courts of Appeal should apply when determining whether a defendant is ineligible to be resentenced on the ground that he or she was armed with a deadly weapon during the commission of his or her current offense.
We hold, consistent with our decision in People v. Frierson (2017) 4 Cal.5th 225 (Frierson), that Proposition 36 permits a trial court to find a defendant was armed with a deadly weapon and is therefore ineligible for resentencing only if the prosecutor proves this basis for ineligibility beyond a reasonable doubt. In addition, we hold that the trial court‘s eligibility determination may rely on facts not found by a jury; such reliance does not violate the right to a jury trial under the Sixth Amendment to the United States Constitution. A reviewing court, in turn, must defer to the trial court‘s determination if it is supported by substantial evidence.
In this case, the Court of Appeal was correct to conclude that the trial court‘s determination of Perez‘s eligibility for resentencing was not supported by substantial evidence. The evidence in support of Perez‘s conviction does not reasonably support any inference but that Perez was armed with a deadly weapon during the commission of his current offense.
I.
On March 17, 1994, Perez and an unidentified person wearing a Pendleton wool-type jacket entered an automotive store in Fresno. Fred Sanchez, a sales
Perez then drove the truck in reverse while the other person grabbed Sanchez‘s left arm and pushed it down, preventing Sanchez from pulling his arm out of the truck. Sanchez yelled, “Stop the vehicle,” three times as he was dragged, and he tried to run to maintain balance as the truck moved in reverse. Perez then drove the truck forward, at which point Sanchez pulled his arm free; Sanchez thought he was going to be rolled under the tires and killed. Sanchez suffered a few scrapes but no injury warranting serious medical attention. Perez and the other person left the scene. A witness, Sanchez‘s co-worker, told the police that he saw Sanchez being dragged and “running for his life.” Sanchez originally testified at a preliminary hearing that the truck started at 10 miles per hour and accelerated to around 15 miles per hour when he pulled his arm free, but he later estimated at trial that the speed was 20 miles per hour. Perez estimated the speed was one mile per hour in reverse and two or three miles per hour forward. Perez testified that he had not been at the store on the first day and that on the second day, he had been asked by a friend to give the unidentified person a ride to the store. Perez said that in moving the truck while Sanchez‘s arm was inside, he was only trying to escape because he thought Sanchez, whom he did not know was a store employee, was trying to rob the person. The parties do not dispute that Perez‘s movement of the truck backward and forward had the potential to seriously injure Sanchez.
Perez was charged with assault by means of force likely to produce great bodily injury under
On August 16, 2013, after passage of Proposition 36, Perez petitioned the trial court for a recall of sentence and a new sentencing hearing pursuant to
The Court of Appeal reversed. (People v. Perez (2016) 3 Cal.App.5th 812, 816 (Perez).) The court observed that a deadly weapon under
We granted review.
II.
The Three Strikes law was enacted in 1994 “to ensure longer prison sentences and greater punishment for those who commit a felony and have been previously convicted of serious and/or violent felony offenses.” (
Proposition 36 also authorizes an inmate currently serving an indeterminate term under the original Three Strikes law to petition the trial court for resentencing. (
Proposition 36 does not specify how the trial court is to determine whether a given criterion for resentencing ineligibility, such as whether the inmate was armed with a deadly weapon during his or her current offense, has been satisfied. We recently clarified that once an inmate has made an initial showing of eligibility for resentencing, the burden is on the prosecution to prove beyond a reasonable doubt that one of the grounds for ineligibility applies. (Frierson, supra, 4 Cal.5th at p. 230.) In this case, it was the prosecution‘s burden to prove beyond a reasonable doubt that Perez was “armed with a . . . deadly weapon” within the meaning of
Perez contends that the Sixth Amendment to the United States Constitution prohibits a trial court from determining that an inmate is ineligible for resentencing based on a fact not found by a jury beyond a reasonable doubt. In People v. Estrada (2017) 3 Cal.5th 661, 672, we held that Proposition 36 permits a trial court to examine facts beyond the judgment of conviction in determining whether a resentencing ineligibility criterion applies. In reaching that statutory holding, we did not address any Sixth Amendment concern. (See Estrada, at p. 668.) We now hold that the Sixth Amendment does not bar a trial court from considering facts not found by a jury beyond a reasonable doubt when determining the applicability of a resentencing ineligibility criterion under Proposition 36.
Under the Sixth Amendment, any fact other than the fact of a prior conviction that increases the penalty for a crime beyond the statutory maximum must be submitted to a jury and proved beyond a reasonable doubt. (Apprendi v. New Jersey (2000) 530 U.S. 466 [120 S.Ct. 2348]; see Alleyne v. United States (2013) 570 U.S. 99 [133 S.Ct. 2151] [same rule for any fact that increases the mandatory minimum penalty for a crime].) In Dillon v. United States (2010) 560 U.S. 817 (Dillon), the high court held that this rule, as interpreted in United States v. Booker (2005) 543 U.S. 200, does not apply to a federal sentence modification scheme that authorizes district courts to reduce otherwise final sentences when the United States Sentencing Commission has revised sentencing guidelines downward and has made those revisions retroactive. (
Proposition 36‘s resentencing scheme, though different in various ways from the sentence modification scheme at issue in Dillon, is also an enactment intended to give inmates serving otherwise final sentences the benefit of ameliorative changes to applicable sentencing laws. Perez contends that the Proposition 36 scheme is materially different because it requires trial courts to resentence a petitioner when the statutory criteria are met. In his view, any factual finding that makes an inmate ineligible for resentencing is a factual finding that deprives him of a statutory entitlement to a reduced sentence and thus effectively increases his minimum sentence. But this contention fails at the outset because it misreads Proposition 36.
Proposition 36 provides that if a petitioner satisfies the resentencing eligibility criteria, then “the petitioner shall be resentenced . . . unless the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety.” (
III.
In
The parties do not dispute that the term “armed” means having a “weapon available for use, either offensively or defensively.” (People v. Bland (1995) 10 Cal.4th 991, 997, italics omitted.) In addition, our precedent makes clear that a “deadly weapon” under
In Aguilar, we held that only objects “extrinsic to the body” can qualify as deadly weapons; a defendant‘s hands, feet, or other body parts cannot be deadly weapons within the meaning of section 245. (Aguilar, supra, 16 Cal.4th at p. 1027; id. at p. 1026.) Several cases have recognized a vehicle as a deadly weapon based on the manner it was used. (See, e.g., People v. Oehmigen (2014) 232 Cal.App.4th 1, 6 [defendant drove a car at two police officers]; People v. Aznavoleh (2012) 210 Cal.App.4th 1181, 1183 [defendant raced through a red light at a busy intersection and collided with another vehicle]; People v. Russell (2005) 129 Cal.App.4th 776, 787 [defendant pushed the victim into the path of an approaching car].)
Perez argues that an object cannot be a deadly weapon unless the defendant intended to use the instrument as a weapon and not for some other
The Court of Appeal correctly observed that the trial court‘s eligibility determination, to the extent it was “based on the evidence found in the record of conviction,” is a factual determination reviewed on appeal for substantial evidence. (Perez, supra, 3 Cal.App.5th at pp. 821-822.) That is, the reviewing court must determine if there was sufficient evidence for the trial court to conclude that the prosecutor did not prove that the petitioner is ineligible for resentencing beyond a reasonable doubt. Under this standard, the burden remains on the prosecutor to demonstrate the petitioner‘s ineligibility (Frierson, supra, 4 Cal.5th at p. 230); the burden never shifts to the petitioner, either in the trial court or on appeal, to provide any evidence once he or she has made an initial showing of eligibility. Further, the reviewing court does not reweigh the evidence; appellate review is limited to considering whether the trial court‘s finding of a reasonable doubt is supportable in light of the evidence. The district attorney argues that de novo review is more appropriate because trial courts do not have an advantage over appellate courts in determining eligibility based on the record of conviction. But even if the trial court is bound by and relies solely on the record of conviction to determine eligibility, the question whether a defendant was armed with a deadly weapon during his or her current offense remains a question of fact, and we see no reason to withhold the deference generally afforded to such factual findings.
Applying this deferential standard, the Court of Appeal also correctly concluded that the trial court‘s determination of Perez‘s eligibility for resentencing is not supported by substantial evidence. As the Court of Appeal explained: “When the jury convicted [Perez] of assault by means of force likely to produce great bodily injury, they necessarily found the force used by [Perez] in assaulting Sanchez, the victim, was likely to produce great bodily injury. [Citation.] The sole means by which [Perez] applied this force was the vehicle he was driving. Thus, the record of conviction establishes [Perez] used the vehicle in a manner capable of producing, and likely to produce, at a minimum great bodily injury—i.e., as a deadly weapon. [Citations.]” (Perez, supra, 3 Cal.App.5th at p. 825.)
The trial court noted that Perez was charged with aggravated assault based on his use of force likely to produce great bodily injury and not on his use of a deadly weapon, and it was in this context that the trial court said Perez‘s use of the vehicle during the offense was “incidental.” To be sure, there is room to question Sanchez‘s testimony as to the speed of the truck, and one could reasonably view the evidence as showing that Perez moved the truck “not to inflict injury but to provide a means of escape.” (Perez, supra, 3 Cal.App.5th at p. 829 (conc. opn. of Poochigian, Acting P. J.); id. at p. 829, fn. 1; see id. at pp. 835-836 & fn. 5 (dis. opn. of Franson, J.).) But Perez‘s specific intent when he moved the car is immaterial, and there is no dispute that Perez willfully continued to move the car even as Sanchez three times yelled, “Stop the vehicle,” as his arm was stuck inside the car. Most importantly, the record contains no evidence of any force employed by Perez other than the force of the moving vehicle that could account for the jury‘s verdict that Perez committed an assault by “means of force likely to produce great bodily injury.” (
The trial court also expressed doubt as to whether the voters who enacted Proposition 36 intended the term “deadly weapon” in
We caution that our reasoning in light of the facts here does not establish a categorical rule that a defendant is armed with a deadly weapon within the meaning of
CONCLUSION
We affirm the judgment of the Court of Appeal.
LIU, J.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CUÉLLAR, J.
KRUGER, J.
STREETER, J.*
* Associate Justice of the Court of Appeal, First Appellate District, Division Four, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
CONCURRING OPINION BY CORRIGAN, J.
I concur in the majority‘s holding that “the Sixth Amendment does not bar a trial court from considering facts not found by a jury beyond a reasonable doubt when determining the applicability of a resentencing ineligibility criterion under Proposition 36.” (Maj. opn., ante, at p. 7.) I also concur in the majority‘s holding that defendant was ineligible for resentencing because he was “armed with a . . . deadly weapon” during “the commission of the current offense.” (
The relevant facts here are undisputed. (See maj. opn., ante, at pp. 2-4.) The trial court found that defendant had not used his vehicle in a dangerous manner as to constitute a deadly weapon, and therefore could not be said to have been armed with such a weapon, because his vehicle use was only “‘incidental‘” to the offense. (Maj. opn., ante, at p. 4.)
factual one and applied the substantial evidence test. (Perez, supra, 3 Cal.App.5th at p. 825.) Defendant treats review in the same way. But closer examination indicates the question, on this record, is one of law, not fact.
We clarified in People v. Frierson (2017) 4 Cal.5th 225 that, once a defendant meets his initial burden to show he is facially eligible for resentencing under
This case is complicated by the fact that neither the trial court nor the Court of Appeal had the benefit of our Frierson decision. The Court of Appeal reversed the trial court‘s finding of eligibility, concluding no substantial evidence supported this finding: “Even under the deferential substantial evidence standard of review, the record of conviction does not support the trial court‘s contrary findings that defendant‘s use of the vehicle during the offense was merely ‘incidental,’ or that Sanchez was ‘dragged slightly, though the dragging wasn‘t anything more than keeping pace with the car.’ The vehicle was the instrumentality by which defendant committed the offense, and whatever speed defendant was driving, Sanchez was dragged and had to run to keep his balance to such an extent that a witness characterized Sanchez as ‘“running for his life“’ and expressed surprise Sanchez was able to run that fast.” (Perez, supra, 3 Cal.App.5th at p. 825.) The majority endorses the Court of Appeal‘s reasoning (see maj. opn., ante, at pp. 11-
12) and concludes that “the record shows beyond a reasonable doubt that Perez used the vehicle as a deadly weapon; there is no substantial evidence to the contrary” (id. at p. 14).
The substantial evidence standard of review asks whether an affirmative factual finding is supported by “’ “evidence which is reasonable, credible, and of solid value.” ‘” (People v. Clark (2011) 52 Cal.4th 856, 942.) If the trial court had found the People‘s
By contrast, when the trial court concludes the prosecution has failed to meet its burden to prove ineligibility, the People may argue on appeal that the trial court made an error of law. Here, the People claim that a legal error required reversal of the court‘s eligibility finding because the trial court reconsidered a factual question already resolved by the jury. This appears to be an assertion of issue preclusion, the existence of which constitutes a legal question. (Mills v. U.S. Bank (2008) 166 Cal.App.4th 871, 895, fn. 24; see Lucido v. Superior Court (1990) 51 Cal.3d 335, 341 [requirements for collateral estoppel].)
Although the majority couches its review in terms of “substantial evidence” (maj. opn., ante, at p. 2), its ultimate conclusion appears to be that the undisputed facts show as a matter of law that defendant was armed with a deadly weapon during the commission of the offense (id. at p. 12). The majority embraces the Court of Appeal‘s reasoning that the jury necessarily found the force used by defendant in assaulting the victim was likely to produce great bodily injury, and that force was solely applied by the vehicle defendant was driving. (Id. at p. 12) Thus, ” ‘the record of conviction establishes [Perez] used the vehicle in a manner capable of producing, and likely to produce, at a minimum great bodily injury—
i.e., as a deadly weapon. [Citations.]’ ” (Ibid., quoting Perez, supra, 3 Cal.App.5th at p. 825.)
With this clarification, I join the majority‘s affirmance of the Court of Appeal‘s judgment.
CORRIGAN, J.
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.
Name of Opinion People v. Perez
Unpublished Opinion
Original Appeal
Original Proceeding
Review Granted XXX 3 Cal.App.5th 812
Rehearing Granted
Opinion No. S238354
Date Filed: May 7, 2018
Court: Superior
County: Fresno
Judge: Jonathan B. Conklin
Counsel:
Elizabeth A. Egan and Lisa A. Smittcamp, District Attorneys, Rudy Carillo and Traci Fritzler, Chief Deputy District Attorneys, and Douglas O. Treisman, Deputy District Attorney, for Plaintiff and Appellant.
Elizabeth Campbell, under appointment by the Supreme Court, for Defendant and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Douglas O. Treisman
Deputy District Attorney
3333 East American Avenue, Suite F
Fresno, CA 93725
(559) 600-4923
Elizabeth Campbell
PMB 334
3104 O Street
Sacramento, CA 95816
(530) 786-4108
