Lead Opinion
Opinion
Penal Code section 245, subdivision (a)(1)
Facts
During the evening of July 19, 1993, defendant, his codefendant Richard Perez and two companions, Bobby Nieblas and Edward Prado, had been drinking beer and were driving around Gilroy. Earlier that evening, while the group was at a Taco Bell restaurant, Nieblas was involved in a verbal altercation with a person on rollerblades. Later, as the four were driving around, Nieblas spotted the victim, Donald Tenny, Jr., who was rollerblading. Nieblas asked Perez, who was driving, to stop the car so he could see if Tenny was the same person who had “hassled” him at the Taco Bell.
Despite Tenny’s efforts to communicate thаt he was not the person for whom the group was looking, a fight ensued. Tenny was repeatedly kicked “like [a] football” and suffered, as well, a few blows from the hands of his assailants. Exactly who did what during the assault was disputed at trial. Perez demanded Tenny’s watch and billfold; when Tenny said he had no billfold, Perez stated, “You will die for that." Tenny estimated the fight lasted from one to fourteen minutes, at which point the assailants got into their car and left. Tenny then noticed his watch was missing.
Having received a report of a fight, police stopped Perez’s car a short distance away; after receiving a further report the incident might also have involved robbery of Tenny’s watch, an officer visually inspecting the interior of Perez’s car found the watch on the floorboard in front of defendant. Brought to the scene, Tenny identified the suspect vehicle and its occupants.
Tenny suffered multiple bruises, a concussion, a broken left thumb, a wound to the back of his head requiring stitches and an injury to his ankle requiring a cast.
The jury found both defendant and Perez guilty of assault with a deadly weapon or by means of force likely to produce great bodily injury. (§ 245, subd. (a)(1).) The jury also found Perez guilty, but defendant not guilty, of robbery (§ 211) and found true as to Perez, but not true as to defendant, great bodily injury enhancement allegations. (§§ 12022.7, 1203, subd. (e)(3).)
Discussion
Section 245, subdivision (a)(1), punishes assaults committed by the following means: “with a deadly weapon or instrument other than a firearm,” or by “any means of force likely to produce great bodily injury.” One may commit an assault without making actual physical contact with the person of the victim; because the statute focuses on use of a deadly weapon or instrument or, alternatively, on force likely to produce great bodily injury, whether the victim in fact suffers any harm is immaterial. (See People v. Wingo (1975)
As used in section 245, subdivision (a)(1), a “deadly weapon” is “any object, instrument, or weapon which is used in such a manner as to be
In the present case, the prosecutor asserted in the course of his сlosing argument that hands and feet may be deadly weapons. (We will more fully address the context of the statement below.) We are asked to determine whether the prosecutor’s comment was an accurate statement of the law within the meaning of section 245, subdivision (a)(1).
As the Court of Appeal recognized, to answer this question we must look to the language of the statute and accord its words their usual, ordinary and commonsense meaning based on the language used and the evident
The Court of Appeal concluded the ordinаry understanding of the phrase “deadly weapon or instrument” does not encompass hands or feet per se, but rather includes only objects extrinsic to the body. The Court of Appeal also reasoned that to define “deadly weapon or instrument” to include feet and hands would make redundant the clause “force likely to produce great bodily injury.” This is so because deadly weapons or instruments not inherently deadly are defined by their use in a manner capable of producing great bodily injury. (People v. White (1963)
The Court of Appeal’s inference appears sound, particularly in light of the history of section 245. When first enacted in 1872, section 245 read as follows: “Every person who, with intent to do bodily harm, and without just cause or excuse, or when nо considerable provocation appears, or when the circumstances show an abandoned and malignant heart, commits an assault upon the person of another with a deadly weapon, instrument, or other thing, is punishable by imprisonment in the State Prison not exceeding two years, or by fine not exceeding five thousand dollars, or by both.” (1872 Pen. Code, § 245.) Section 245 was amended two years later, in 1874; as relevant here, the amendments eliminated the intent and lack-of-provocation elements and added the “force likely” clause as an alternative to the “deadly weapon” clause. (Code Amends. 1873-1874 (Pen. Code) ch. 614, § 22, p. 428.)
Presumably in amending the statute the Legislature and the Code Commissioners, who drafted the amendment, were aware of this court’s intervening opinion in People v. Murat (1873)
As noted, within one year of this court’s decision in People v. Murat, supra,
The Court of Appeal also found support for its conclusion in several decisions interpreting the term “deadly weapon” in related contexts. People v. Davis (1996)
In People v. Dozie (1964)
The Attorney General contends the Court of Appeal erred in considering the term “deadly weapon or instrument” as a whole; he submits, rather, that the phrase “deadly weapon” must be read disjunctively from the phrase “instrument other than a firearm.” As the Attorney General reads section 245, subdivision (a)(1), the word “deadly” modifies both “weapon” and “instrument other than a firearm.” Thus, he reasons, section 245, subdivision (a)(1), prohibits three different acts: (1) assault with a deadly weapon; (2) assault with a deadly instrument other than a firearm; and (3) assault with force likely to produce great bodily injury. According to the Attorney General, the phrase “deadly instrument other than a firearm,” but not the phrase “deadly weaрon,” connotes an object extrinsic to the body. In support of this interpretation, the Attorney General cites the Model Penal Code,
The Attorney General’s argument is unpersuasive. If the term “weapon” can mean a part of the human body, no reason appears why the same could not be said of the term “instrument,” which is simply “a means by which something is done.” (American Heritage Dict. (2d college ed. 1982) p. 666.) Moreover, as defendant notes, if “deadly weapon” is separated from “other than a firearm,” then the weapon clause of section 245, subdivision (a)(1), would include assault with a firearm and thus render subdivision (a)(2) of section 245 a redundancy, a result we strive to avoid under recognized canons of construction.
The Attorney General also criticizes the Court of Appeal’s conclusion that the clause “force likely to produce great bodily injury” would be redundant if hands or feet were held to constitute deadly weapons. The “force” clause would be redundant to the “deadly weapon” or “deadly . . . instrument other than a firearm” language, the Attorney General contends, only if the “force” clause spoke in terms of “force likely to produce death.” But, as the Attorney General notes, the clause instead punishes assault by means of “force likely to produce great bodily injury.” Therefore, according to the Attorney General, the aрparent rationale for the inclusion of the “force” clause is that it “serves to additionally punish individuals who use less than deadly force, but nonetheless use force which is likely to produce great bodily injury.” This argument, however, overlooks that a “deadly” weapon is one that is used in such a manner as to be capable of producing death or great bodily injury. (In re Jose R., supra, 137 Cal.App.3d at pp. 275-276; see People v. Brookins (1989)
Despite this error in the prosecutor’s argument, the Attorney General contends reversal of defendant’s conviction was unnecessary. First, he maintains reversal was unwarranted because the evidence overwhelmingly showed that defendant used force likely to produce great bodily injury or that he aided and abetted Perez in so doing. As the Attorney General observes, when the prosecution presents the jury with alternative factual sсenarios on the basis of which it may convict a defendant, but the evidence is insufficient to support one of those scenarios, the error is not reversible (absent an indication in the record that the verdict actually did rest on the inadequate ground). (See People v. Guiton, supra, 4 Cal.4th at p. 1129.) If, however, an erroneous instruction would permit the jury to convict based on the factually insufficient scenario, a reviewing court will reverse the conviction unless, from the jury’s findings, it can determine beyond a reasonable doubt the jury did not in fact rely on the erroneous instruction and factually deficient scenario. (People v. Harris (1994)
Second, the Attorney General argues that the jury could properly consider the deadly weapon theory of assault because shoes are extrinsic to the human body and are instrumеnts capable of inflicting death or great bodily injury, and the record shows defendant and his coparticipants were wearing shoes at the time of the offense. The brunt of the assault, according to the victim, consisted of kicks; the assailants administered only a “very few” blows with fists. Therefore, according to the Attorney General, whether defendant’s shoes constituted a deadly weapon was for the jury to decide. Viewing the evidence in light of the instructions given by the trial court, the Attorney General argues, the jury thus was not asked to find guilt under an erroneous theory, and its verdict should stand.
To resolve this case we need not, however, rely on the proposition the jury properly could have convicted defendant of aggravated assault on the theory he used his shoes as deadly weapons. The judgment of guilt is supportable for another reason the Attorney General cites: Ultimately (except in those cases involving an inherently dangerous weapon), the jury’s decisionmaking process in an aggravated assault case under section 245, subdivision (a)(1), is functionally identical regardlеss of whether, in the particular case, the defendant employed a weapon alleged to be deadly as used or employed force likely to produce great bodily injury; in either instance, the decision turns on the nature of the force used. As the Court of Appeal reasoned in Davis, supra,
Given the availability, under current sentencing law, of enhancements affording severe punishment for assaults that result in serious injury or are committed on especially vulnerable victims, even when no firearm or other weapon is employed (see, e.g., §§ 12022.7, subds. (a) [personаl infliction of bodily injury], (b) [attack producing coma or paralysis], (c) [victim age 70 or older], (d) [injury involving domestic violence], 12022.8 [injury occurring during commission of sexual offenses], 12022.9 [intentional injury producing termination of pregnancy], 12022.95 [causing or permitting unjustifiable pain or injury that results in death of a child]; see also §§ 1192.7, subd. (c)(8) [personal infliction of great bodily injury renders felony “serious” for purposes of recidivist sentencing scheme], 667.5, subd. (c)(8) [personal infliction of great bodily injury renders felony “violent” for purposes of recidivist sentencing scheme]), the independent significance of the use of hands or feet as the means of injury has diminished as a practical matter. Nevertheless, we are confident that in tаiloring their arguments to the jury,
That the jury here was not, in the end, invited to reach a guilty verdict by a faulty analytical path is clear from a consideration of the context of the prosecutor’s summation: “So we know we have the assault; we know we have Mr. Tenny beaten with a deadly weapon or weapons or instruments, or with force likely to produce great bodily injury. [¶ And we definitely have that, I’ll explain that in just a moment. Hands and feet can be deadly weapons, and you don’t have to be a black belt in karate, like sоmetimes you see on television. It’s the manner in which the hand or feet are used. If they are used in such a manner that it could cause, could cause great bodily injury, then those become dangerous weapons.” (Italics added.) Thus the prosecutor argued only if the jury found defendant inflicted kicks and blows in a manner that created a likelihood of great bodily injury could it conclude he had used a deadly or dangerous weapon. Similarly, only if it likewise so found could the jury conclude defendant had used force likely to create great bodily injury. Regardless, therefore, of which path the jury took, the same finding was necessary to a verdict of guilt.
The standard instructions on aggravated assault reflect this fundamental identity of the concеpts of assault with a deadly weapon and assault by means of force likely to produce great bodily injury. (See In re Mosley (1970)
The foregoing anаlysis also disposes of defendant’s argument concerning the prosecutor’s statement hands can be deadly weapons. As we have said, in arguing “hands,” per se, may be deadly weapons depending on the manner of their use, the prosecutor misspoke. Nor does anything in the record indicate defendant used weighted gloves, brass knuckles or any other weapon or instrument extrinsic to his hands that properly could be found to be a deadly weapon within the meaning of section 245, subdivision (a)(1). Nevertheless, given the victim’s testimony his assailants administered only a “very few” blows with their fists as compared with the number of kicks they delivered, that defendant’s conviction was predicated on his use of his fists seems unlikely. Even, however, if the jury used the fact of the blows with hands to find defendant committed assault with a deadly weapon, it necessarily would have found, as we have seen, that defendant used his hands in a manner likely to produce great bodily injury. Moreover, the jury was instructed that “An assault by means of force likely to produce great bodily injury may be committed with the hand or fists. Proof of such an assault need not show that the defendant actually injured the other person. However, there must be proof that as a result of physical force used or attempted to be used, and the manner of such use or of such such [s/c] attempt, there was a likelihood of
Conclusion
The judgment of the Court of Appeal is reversed and the cause is remanded to the Court of Appeal for consideration of defendant’s remaining appellate claims.
George, C. J., Baxter, J., Chin, J., and Brown, J., concurred.
Notes
Further statutory references are to the Penal Code unless otherwise specified.
The Court of Appeal, however, affirmed Perez’s conviction on the assault charge, reasoning the jury’s true finding as to Perez on the related enhancement allegation signified it would have found he used force likely to produce great bodily injury, rather than a deadly weapon. We denied Perez’s petition for review.
Courts in other jurisdictions have divided on this question. (Cf„ e.g., Wilson v. State (1924)
Out-of-state decisions are of limited utility, as the language of the relevant statutes is not always similar to section 245, subdivision (a)(1). For example, the Texas statute at issue in Morales v. State (Tex.Crim.App. 1990)
As relevant here, former section 211a provided: “All robbery which is perpetrated by torture or by a person being armed with a dangerous or deadly weapon ... is robbery in the first degree.” (Enacted by Stats. 1923, ch. 127, § 1, p. 270 and repealed by Stats. 1986, ch. 1428, § 1, p. 5123.)
Section 210.0 of the Model Penal Code, as referenced in Black’s Law Dictionary, defines “deadly weapon” as “[a]ny firearm, or other weapon, device, instrument, material or substance, whether animate or inanimate, which in the manner it is used or is intended to be used is known to be capable of producing death or serious bodily injury.” (Black’s Law Dict. (6th ed. 1990) p. 398, col. 1.)
Webster’s New World Dictionary of American English (3d collegе ed. 1988) page 1512, defines “weapon” as “an instrument or device of any kind used to injure or kill, as in fighting or hunting . . . any organ or part of an organism used for attacking or defending . . . any means of attack or defense . . . .”
The Attorney General observes: “In King Lear, Shakespeare referred to a woman’s tears as weapons. In Satires, Epistles, and Odes of Horace, Alexander Pope calls ‘satire’ his weapon. And, in Some Love to Roam, Charles MacKay refers to ‘thought’ as a weapon stronger than cannon balls. (Bartlett, Familiar Quotations (11th ed. 1941) pp. 98, 213, 504.)”
Section 245, subdivision (a)(2), provides as follows: “Any person who commits an assault upon the person of another with a firearm shall be punished by imprisonment in the state prison for two, three, or four years, or in a county jail for not less than six months and not exceeding one year, or by both a fine not exceeding ten thousand dollars ($10,000) and imprisonment.”
Defendant argues the prosecutor’s error in stating hands and feet may be deadly weapons cannot be deemed harmless because the jury found not true the allegation that defendant personally inflicted great bodily injury. (§ 12022.7.) He contends the not true finding foreclosed the conclusion the jury could have convicted defendant of assault by means of force likely to produce great bodily injury. We disagree; the finding has no such effect. One may commit an assault without making actual physical contact with the person of the victim; because the statute focuses on use of a deadly weapon or instrument or, alternatively, on force likely to produce great bodily injury, whether the victim in fact suffers any harm is immaterial. (See People v. Wingo, supra,
We observe that, despite the identity of the jury’s reasoning processes under either the “deadly weapon” clause or the “force likely” clause in this case, our holding does not reduce the former clause to surplusage. There remain assaults involving weapons that are deadly per se, such as dirks and blackjacks, in which the prosecutor may argue for, and the jury convict of, aggravated assault based on the mere character of the weapon. (See People v. Graham, supra,
Concurrence Opinion
I write separately to clarify my understanding of the majority opinion.
Defendant was charged with and convicted of a violation of Penal Code section 245, subdivision (a)(1) (hereafter section 245(a)(1)), which punishes an assault committed either (1) with a “deadly weapon or instrument” other than a firearm or (2) by means of any “force likely to produce great bodily injury.”
In turn, a “deadly weapon or instrument” is either (1) a weapon that is deadly per sе (e.g., a dagger) or (2) any “object, instrument, or weapon” that is used in a way likely to produce death or great bodily injury (e.g., a hammer). (People v. Graham (1969)
Reading this definition back into the statute, we find that section 245(a)(1) thus actually punishes an assault committed in any one of three ways: i.e., (1) with a weapon deadly per se, or (2) with an object used in a way likely to produce great bodily injury, or (3) by means of a force also likely to produce great bodily injury.
We deal here with an assault committed with hands or feet. The cases hold that an assault committed with hands or feet can constitute the third of the foregoing three ways of violating section 245(a)(1), i.e., by means of a force likely to produce great bodily injury. (See People v. Wingo (1975)
The majority’s reasoning is premised on an unstated assumption, i.e., that (1) an object used in a way likely to produce great bodily injury and (2) a force likely to produce the same result are sufficiently equivalent to justify inferring that if the jury found one it would also have found the other. While this may not be true in every case, it is not an unreasonable assumption in the case at bar: Even though hands and feet are not objects extrinsic to the human body, their violent use in this case undoubtedly generated a force likely to produce great bodily injuiy.
With these understandings, I concur.
Kennard, J., concurred.
