People v. MoorePeople v. Moore
Susan Kathleen Amato, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Michael P. Farrell, Assistant Attorneys General, Clara M. Levers, Julie A. Hokans, Deputy Attorneys General, for Plaintiff and Respondent.
On our own motion, we transferred this matter for review. We conclude the levy imposed under
We affirm the trial court‘s judgment and reverse the appellate division‘s decision.
FACTUAL AND PROCEDURAL HISTORY
The facts of the underlying offense are not germane to the issue presented on appeal. Thus, it suffices to recount that defendant was convicted of being under the
Defendant appealed his conviction to the appellate division. The appellate division sua sponte ordered the parties to brief whether the trial court erred in imposing penalty assessments on the criminal laboratory analysis fee. (Moore, supra, 236 Cal.App.4th at p. Supp. 13.) Defendant argued penalty assessments do not apply to the criminal laboratory analysis fee, and the appellate division agreed. (Ibid.) The appellate division‘s analysis determined there to be a split of authority between People v. Vega (2005) 130 Cal.App.4th 183 (Vega) and People v. Sierra (1995) 37 Cal.App.4th 1690 (Sierra). (Moore, supra, 236 Cal.App.4th at p. Supp. 15.) The appellate division dismissed the textual analysis of the applicable statutes advanced by Vega and Sierra as a “mission [that] amounted to a fool‘s errand.” (Moore, at p. Supp. 16.)
The appellate division embarked on its own analysis that it tethered to
On our own motion, we ordered this case transferred and limited the issue for briefing and argument to the question of “whether or not penalty assessments may be properly imposed for fines or fees assessed pursuant to . . . sections 11372.5 and 11372.7.” (Cal. Rules of Court, rule 8.1012(e).) We received a brief from the Attorney General but no brief from defendant‘s appointed appellate counsel.
DISCUSSION
I
Review
” ‘General standards of appellate review apply to appeals transferred from the superior court appellate division for decision in the Court of Appeal.’ ” (Huntington Continental Townhouse Assn., Inc. v. Miner (2014) 230 Cal.App.4th 590, 598, quoting People v. Disandro (2010) 186 Cal.App.4th 593, 599.) Among these standards of review is the familiar axiom that “[w]e review issues of statutory interpretation de novo. (Kavanaugh v. West Sonoma County Union High School Dist. (2003) 29 Cal.4th 911, 916.) [¶] The fundamental task of statutory interpretation is to ascertain the Legislature‘s intent to effectuate the statute‘s purpose. (Smith v. Superior Court (2006) 39 Cal.4th 77, 83.) In ascertaining the Legislature‘s intent, we first consider the language of the statute itself, giving the words used their ordinary meaning. (Ibid.) The statutory language must be construed in the context of the statute as a whole and the overall statutory scheme, giving significance to every word, phrase, sentence, and part of the statute. (Ibid.) [¶] If the statutory language is unambiguous, the plain meaning controls and consideration of extrinsic sources to determine the Legislature‘s intent is
II
Penalty Assessments under Penal Code Section 1464 and Government Code Section 76000
The Attorney General argues the criminal laboratory analysis fee under
A.
Criminal Laboratory Analysis Fee
Here, the trial court imposed a criminal laboratory analysis fee under
Similarly,
Thus, if the criminal laboratory analysis fee constitutes a fine, penalty, or forfeiture, then it is subject to the additional penalty assessments of
Nevertheless, based on the language of the statute as a whole, the aim to avoid rendering any part of the section mere surplusage, the weight of the case authority including consistent California Supreme Court authority, and the fact the Legislature has not amended the statute to diverge from the holdings in those cases, we conclude the levy constitutes a fine or penalty.
We begin by noting
First,
Second,
As a fine or penalty, the levy under
The conclusion the criminal laboratory analysis fee under
The same statutory interpretation applies to the criminal laboratory analysis fee that also requires the trial court to “increase the total fine necessary” and to impose the levy in addition to any other penalty. (
The appellate division in this case came to a different conclusion by relying on
The appellate division reasoned that “[t]he inclusion of these drug lab and drug program fees into the base fine, and then the subsequent improper levy of penalty assessments upon a fee that is not part of the ‘base fine’ upon which such penalty assessments must be calculated according to
We are also not persuaded by the appellate division‘s reliance on Vega, supra, 130 Cal.App.4th 183. (Moore, supra, 236 Cal.App.4th at pp. Supp. 15-16.) The Vega court held the criminal laboratory analysis fee does not apply to defendants convicted of conspiracy to transport cocaine because it is not a punishment. (Vega, at p. 185.) The Vega court reached this conclusion by reasoning: “It is clear to us the main purpose of . . . section 11372.5 is not to exact retribution against drug dealers or to deter drug dealing (given the amount of money involved in drug trafficking a $50 fine would hardly be noticed) but rather to offset the administrative cost of testing the purported drugs the defendant transported or possessed for sale in order to secure his [or her] conviction. The legislative description of the charge as a ‘laboratory analysis fee’ strongly supports our conclusion, as does the fact the charge is a flat amount, it does not slide up or down depending on the seriousness of the crime, and the proceeds from the fee must be deposited into a special ’ criminalistics laboratories fund’ maintained in each county by the county treasurer.” (Vega, at p. 195.)
However, the Vega court‘s analysis ignores key parts of
Recently, the First District Court of Appeal held
The Watts court also adopted Vega‘s reasoning that “[t]he crime-lab fee . . . is a fixed charge that is ‘imposed to defray administrative costs,’ not ‘for retribution and deterrence.’ (Vega, supra, 130 Cal.App.4th at p. 195; see also People v. Wallace (2004) 120 Cal.App.4th 867, 876 [‘fee’ is ‘more nonpunitive term’ than ‘fine‘].)” (Watts, supra, 2 Cal.App.5th at p. 235.) Watts further reasons that ”
This reasoning is not persuasive. The original version of
Although Watts advances a thoughtful interpretation of
Watts also too easily dismisses the second paragraph of
We are sympathetic to the Watts court‘s observation that the different categories of monetary charges to be imposed on convicted defendants are “ill-defined” and complex. (Watts, supra, 2 Cal.App.5th at p. 228.) Even though Watts agreed with the result of the appellate department in this case, the Watts court too “disagree[d] with [Moore‘s] reliance on Penal Code section 1463 in interpreting the phrase ‘total fine.’ (Moore, supra, 236 Cal.App.4th [at pp. Supp. 17])” (Watts, supra, 2 Cal.App.5th 223.) In a statement with which we agree, the Watts court noted that “we fail to perceive how the fact that the crime-lab fee increases the ‘total fine’ necessarily means the fee is itself a ‘fine” subject to penalty assessments.’ ” (Id. at p. 234.) But where Watts proceeds to find no impediment to concluding the section 11372.5 levy is not a fine, we arrive at a different conclusion based on the function of the last sentence of each paragraph in
We conclude the criminal laboratory analysis fee constitutes a fine or penalty for purposes of the penalty assessments imposed by
B.
Drug Program Fee
Based on the similarity in statutory language used for the criminal laboratory analysis fee under
Unlike the criminal laboratory analysis fee that is mandatory regardless of a defendant‘s ability to pay, the drug program fee may be imposed only if the trial court finds the defendant has an ability to pay. “The drug program fee is mandatory, provided
Because no express finding on ability to pay is required, the appellate division erred in remanding the matter for the trial court to make an express ability to pay determination. (Moore, supra, 236 Cal.App.4th at p. Supp. 18.) Thus, the lack of a drug program fee does not result in an unauthorized judgment that requires reversal and remand on a silent record. As the Martinez court explained, ” ‘[A] sentence is generally “unauthorized” where it could not lawfully be imposed under any circumstance in the particular case.’ The reasoning is that ‘such error is “clear and correctable” independent of any factual issues presented by the record at sentencing. [Citation.]’ Under . . .
The appellate division erred in remanding this case to the trial court to make an ability to pay determination for the drug program fee. Because defendant is not subject to the drug program fee, we do not reach the issue of whether it is subject to the penalty assessments of
DISPOSITION
The trial court‘s judgment is affirmed, and the appellate division‘s decision in People v. Moore, supra, 236 Cal.App.4th Supp. 10 is reversed.
/s/
HOCH, J.
We concur:
/s/
MAURO, Acting P. J.
/s/
MURRAY, J.