People v. LewisPeople v. Lewis
Defendant Ronald Deshunn Lewis was charged with two counts of assault, alleged to have violated his probation, and found mentally incompetent to stand trial. The trial court, relying on a report from a psychologist, later committed defendant to the California Department of State Hospitals (Department) and authorized it to involuntarily administer antipsychotic medication pursuant to
BACKGROUND2
Original Charges and Competency Proceedings
On July 19, 2023, the Contra Costa County District Attorney filed in case number 01-23-01997 an information alleging defendant committed assault by means likely to produce great bodily injury (
On August 18, the trial court declared a doubt as to defendant‘s mental competence and suspended the criminal proceedings. (
Restoration of Defendant‘s Competency, Plea, and Placement on Probation
One month later, the Department certified that defendant had regained mental competence. On March 13, 2024, the court approved the certificate and reinstated criminal proceedings.
On April 3, defendant pled no contest to the count of assault by means of force likely to produce great bodily injury in return for the dismissal of the great bodily injury enhancement. The court placed defendant on probation for a one-year term.
Petition to Revoke Probation and New Charges
On May 13, the probation department filed a petition to revoke probation alleging defendant violated the terms of his probation by “committing assault with force likely to produce great bodily injury and child abuse with possible great bodily injury/death.” It was alleged that defendant followed a father and his juvenile son in a parking lot and attacked them at random. Defendant approached the father from behind and struck him in the side of the head with a rock. He then approached the juvenile victim and also struck him with the rock. When the juvenile victim was on the ground, defendant stood over him and then struck him in the head with the rock multiple times. The juvenile victim sustained a severe laceration to his head.
On May 14, the district attorney filed a complaint in another case (no. 01-24-01976) charging defendant with assault with a deadly weapon (
Second Competency Proceedings
On May 28, based upon defense counsel‘s representations, the court declared a doubt as to defendant‘s competence in both cases and suspended proceedings. (
Competency Evaluator‘s Report
[REDACTED]
Competency Hearing
At a hearing on July 23, the parties submitted on the evaluator‘s report with respect to her competency determination. The court found defendant incompetent to stand trial and directed the Contra Costa Conditional Release Program (CONREP) to provide a recommendation regarding an appropriate
CONREP Placement Report
[REDACTED]
Hearing on Placement and Involuntary Medication
At a hearing on August 13, the parties submitted on the CONREP report as to placement.
With regard to medication, defense counsel stated that defendant was “consenting to medications” and thus objected to any order authorizing administration of antipsychotic medication on an involuntary basis. Defense counsel “object[ed] to an involuntary medication order short of a full hearing where I‘m entitled to cross-examine witnesses and confront them about statements that are in incident reports as well as in medical records and to ascertain both capacity and dangerousness and fl[e]sh that issue out for the Court so that there is a substantial finding.” Counsel further “object[ed] that there‘s no opportunity for a hearing and that that would violate [defendant‘s] due process and equal protection rights.”
The court noted it was familiar with defense counsel‘s arguments because it had addressed and ruled on similar arguments raised in another case, which involved a defendant found incompetent to stand trial who moved for a full evidentiary hearing on the issue of involuntary medication. The court then stated it was “incorporating” by reference its written order denying the request for an evidentiary hearing in that case.3 In that order, the court noted that the motion “argue[d] that a full evidentiary hearing, requiring witnesses to testify and be cross-examined, is required whenever a court is to ‘hear and determine’ the question of capacity to consent to medication under
Order Authorizing Involuntary Administration of Antipsychotic Medication
On August 13, the court issued an order committing defendant to the Department for a maximum term of two years. It then noted that defendant “currently consents to the administration of antipsychotic medication,” but that it would nonetheless “make the following findings pursuant to . . .
Defendant appealed from the August 13 order.
DISCUSSION
Defendant contends the trial court violated his rights to due process and equal protection under the law when it issued an involuntary medication order under
General Legal Background
“[A]n individual has a ‘significant’ constitutionally protected ‘liberty interest’ in ‘avoiding the unwanted administration of antipsychotic drugs.’ ” (Sell v. United States (2003) 539 U.S. 166, 178 (Sell), quoting Washington v. Harper (1990) 494 U.S. 210, 221 (Harper).) The right is protected by the
This right, however, is a qualified one. State prison inmates may exercise this right unless “the inmate is dangerous to himself or others and the
In 2004, the California Legislature amended
(III) is true. (Italics added.)
Under
Under
The third subclause of
As noted, the trial court found the first and second conditions to be true. Where, as here, the court finds any of the three above conditions to be true, the court “shall issue” an order authorizing involuntary medication for a period of no more than one year. (
Section 1370(a)(2)(B) Does Not Require an Evidentiary Hearing
As an initial matter, we note defendant‘s two main headings in the argument section of his opening brief assert constitutional claims, but within his discussion of the due process issue, he appears to question whether the trial court correctly construed
” ’ “As in any case involving statutory interpretation, our fundamental task here is to determine the Legislature‘s intent so as to effectuate the law‘s purpose. [Citation.] We begin by examining the statute‘s words, giving them a plain and commonsense meaning.” ’ ” (People v. Scott (2014) 58 Cal.4th 1415, 1421.) Here, the trial court read the statute‘s directive that it “hear and determine” whether to authorize the involuntary administration of antipsychotic medications (
Our review of the parties’ briefs confirms that defendant does not contest the trial court‘s and People‘s conclusion that
Perhaps recognizing that the plain language of
If the Legislature intended for procedures in the supervision revocation or SVPA context to apply to
To the
We thus conclude the trial court correctly interpreted
We thus turn to whether due process principles require such a hearing.
Defendant Cannot Demonstrate a Due Process Violation
Due Process Principles
We review defendant‘s due process claim de novo. (People v. Marrero (2021) 60 Cal.App.5th 896, 911.)
“The due process clauses of both the federal and state Constitutions forbid the state from depriving individuals of their liberty without due process of law. (
” ’ [D]ue process is the opportunity to be heard at a meaningful time and in a meaningful manner.’ ” ( Los Angeles Police Protective League v. City of Los Angeles (2002) 102 Cal.App.4th 85, 91.) However, “[t]here is no presumption in favor of” holding an evidentiary hearing; the ” ‘judicial model of an evidentiary hearing is neither a required, nor even the most effective, method of decisionmaking in all circumstances.’ ” (Today‘s Fresh Start, supra, 57 Cal.4th at p. 228, citing Mathews v. Eldridge (1976) 424 U.S. 319, 348 (Mathews); Oberholzer v. Commission on Judicial Performance (1999) 20 Cal.4th 371, 392 [” ’ [P]rocedural due process does not require a trial-type hearing in every instance.’ “].
“[T]he procedural protections required by the Due Process Clause must be determined with reference to the rights and interests at stake in the particular case.” (Harper, 494 U.S. at 229.) “[D]ue process is flexible and calls for such procedural protections as the particular situation demands. . . . [N]ot all situations calling for procedural safeguards call for the same kind of procedure.” (Morrissey v. Brewer (1972) 408 U.S. 471, 481 (Morrissey).) “[T]he extent to which due process relief will be available depends on a careful and clearly articulated balancing of the interests at stake in each context.” (People v. Ramirez (1979) 25 Cal.3d 260, 268.) More specifically, to determine what process is due, courts apply the balancing test in Mathews, which weighs three factors: (1) the private interest that will be affected by the government action; (2) “the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards“; and (3) “the [g]overnment‘s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.” (Mathews, supra, 424 U.S. at pp. 334–335; accord, People v. Ramirez, supra, 25 Cal.3d at p. 269.)
Analysis
Defendant contends “the trial court violated [his] procedural due process rights under the
In Harper, the State of Washington confined Harper, a convicted felon, to a facility housing prisoners with serious mental illnesses and treated him with antipsychotic drugs against his will. (Harper, 494 U.S. at p. 214.) The high court held that Washington‘s procedures for authorizing the involuntary
In Morrissey, the high court held that due process required the following procedures at a final parole revocation proceeding: “(a) written notice of the claimed violations of parole; (b) disclosure to the parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation); (e) a ‘neutral and detached’ hearing body such as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking parole.” (Morrissey, supra, 408 U.S. at p. 489.) At the same time, Morrissey emphasized that “the process should be flexible enough to consider evidence including letters, affidavits, and other material that would not be admissible in an adversary criminal trial.” (Ibid.)
Defendant contends that he was entitled to the same “hearing rights articulated in Harper and Morrissey” before going on to analyze the Mathews factors. Initially, we note defendant does not appear to argue that the trial court‘s denial of his request for an evidentiary hearing was per se unconstitutional under Harper or Morrissey. Instead, we understand his argument to be that based on his weighing of the Mathews factors, he was entitled to a Harper- or Morrissey-type of hearing that included the right to cross-examine the competency evaluator. In response, the People contend, as the trial court found, that the Mathews calculus comes out differently, weighing against an evidentiary hearing requirement. We agree with the trial court and the People.
Under the second factor, we consider the risk of an erroneous deprivation of this interest through the procedures used by the trial court, and the probable value, if any, of additional or substitute procedural safeguards. (Mathews, supra, 424 U.S. at p. 334.) The trial court described the applicable procedures as follows: “As required by
Mathews itself is instructive on this point. There, the United States Supreme Court held due process did not require an evidentiary hearing prior to an administrative decision whether to terminate Social Security disability benefits and held that the administrative procedure in place was constitutionally sufficient. (Mathews, supra, 424 U.S. at pp. 340–347.)6
Mathews explained that “[t]he decision whether to discontinue disability benefits will turn, in most cases, upon ‘routine, standard, and unbiased medical reports by physician specialists.’ ” (Id. at p. 344) Mathews noted that the high court has “recognized the ‘reliability and probative worth of written medical reports’ emphasizing that while there may be ‘professional disagreement with the
These principles also apply to the decision whether to issue involuntary medication under
Further, similar to the physician reports in Mathews, the conclusions and recommendations of the mental health experts on the appropriateness of antipsychotic medication are likely more amenable to written than oral presentation. (Id. at p. 345)
This is not to suggest that the competency evaluators’ opinions are infallible and impervious to attacks on grounds of credibility or veracity. But as Mathews noted, while “credibility and veracity may be a factor in the ultimate . . . assessment in some cases[,] . . . procedural due process rules are shaped by the risk of error inherent in the truthfinding process as applied to the generality of cases, not the rare exceptions.” (Mathews, supra, 424 U.S. at p. 344)
Additionally, here, as in Mathews, “further safeguard[s] against mistake” include the trial court‘s procedure of granting the defendant and/or his or her attorney “full access to all information relied upon the state agency.” (Mathews, supra, 424 U.S. at p. 346) Specifically, as the trial court stated, “under [its] procedure,” the defendant‘s attorney “is free to contact the evaluating physicians.” Moreover, as in Mathews, “[o]pportunity is then afforded the [defendant] to submit additional evidence or arguments, enabling him to challenge directly the accuracy of information in his file as well as the correctness of the [psychologist‘s or psychiatrist‘s] conclusions.” (Ibid.)
Further, while the court retains the discretion to conduct an evidentiary hearing for the parties to adduce live testimony or cross-examine witnesses
Considering all of the above, we agree with the trial court and the People that the risk of an arbitrary or erroneous deprivation of defendant‘s protected interest through the trial court‘s procedures is slight.
Defendant, however, argues that “[v]esting the trial court with total discretion whether to allow cross-examination of the evaluator who authored the competency report, and the hearsay declarants on whom the author relied, increases the risk of an erroneous deprivation of [defendant‘s] protected interests.” He then asserts that “cross-examination is an essential ingredient of due process,” going on to explain that “in the Morrissey supervision revocation context, where the
Other than citing general principles underlying the right of confrontation, defendant presents no cogent argument to support his conclusory claim that conferring the trial court with discretion over whether to allow live testimony and cross-examination “increases the risk of an erroneous deprivation of [his] protected interests.” Additionally, although defendant relies heavily on procedures applicable in the supervision revocation context—where a limited right of confrontation has been recognized (see People v. Johnson (2004) 121 Cal.App.4th 1409, 1411)—he makes no attempt to articulate why the same procedures should extend to the particular context here. This is especially problematic when considering that Morrissey itself instructs that “due process is flexible and calls for such procedural protections as the particular situation demands.” (Morrissey, supra, 408 U.S. at p. 481, italics added.) We decline to develop defendant‘s arguments for him. (See Cahill v. San Diego Gas & Electric Co. (2011) 194 Cal.App.4th 939, 956 [” ‘We are not bound to develop appellant[‘s] arguments for [it]. [Citation.] The absence of cogent legal argument . . . allows this court to treat the contention as waived.’ “]; accord, People v. Roberto V. (2001) 93 Cal.App.4th 1350, 1364, fn. 6.)7
Turning to the third Mathews factor, we consider the public interest, including the fiscal and administrative burdens and societal costs that would be associated with requiring an evidentiary hearing upon demand in all case prior to the authorization of involuntary medication. (Mathews, supra, 424 U.S. at p. 347.) We agree with the trial court and the People that “mandating additional procedures like live witness testimony subject to cross-examination in every case” would impose significant burdens. The most visible burden would be the delays associated with requiring an evidentiary invariably in all cases. The logistics of holding an evidentiary hearing—including among other things subpoenaing documents and witnesses and
addressing legal or evidentiary issues in advance of and during the hearing itself—would require a considerable amount of time to accomplish.
And, as the trial court found, the delays associated with requiring an evidentiary hearing in all cases would in turn have potentially significant, adverse consequences. “The primary purpose of the pretrial confinement of incompetent defendants is neither punishment nor rehabilitation, but the restoration of that specific mental state without which the criminal process cannot proceed.” (People v. G.H. (2014) 230 Cal.App.4th 1548, 1560.) “IST defendants’ treatment must begin within a constitutionally reasonable period of time.” (Stiavetti v. Clendenin (2021) 65 Cal.App.5th 691, 713, citing Jackson v. Indiana (1972) 406 U.S. 715, 738.) Moreover, the government has a “substantial interest in timely prosecution” of IST defendants. (Sell, supra, 539 U.S. at p. 180.) Requiring an evidentiary hearing upon demand in all cases prior to a determination under
Further, the delays associated with an evidentiary hearing requirement “not only risk potential harm to the IST defendant individually, but also risk
Nor can it be ignored that the additional procedures would cause the parties, the courts, and witnesses to expend considerable resources.
Defendant‘s contrary arguments are unavailing. For example, he takes issue with the trial court‘s concern that conducting evidentiary hearings would cause delays, in part because of the time-intensive task of adhering to technical rules of evidence, including hearsay. He asserts that to alleviate this concern, the court could adopt the approach in the Morrissey context in which the rules of evidence do not apply “in full.” But as explained above, defendant, without articulating a persuasive basis to do so, attempts to transmute the exceptional approach taken in Morrissey and supervision revocation cases into a standard applicable to IST defendants facing involuntary medication under
Likewise unconvincing is defendant‘s argument that “[t]here is also historical evidence that granting incompetent defendants the right to a Morrissey-type evidentiary hearing . . . would not present too great of a fiscal or administrative burden.” Citing three cases as examples, defendant argues that “[t]here have been numerous published opinions over the past two decades examining the sufficiency of the evidence in support of an incompetency commitment involuntary medication order, and in many of them the person whom the state sought to forcibly medicate was afforded an adversarial evidentiary hearing at which the competency evaluator testified.” This argument lacks merit. The fact that there have been several cases in which evidentiary hearings had been conducted hardly constitutes “historical evidence” to support the notion that requiring evidentiary hearings in all cases “would not present too great of a fiscal or administrative burden.”
For all of these reasons, we agree with the trial court that the balance of the Mathews factors “favors the public interest in an expeditious IST commitment process,” and supports the conclusion “that due process does not mandate that a full evidentiary hearing under
In sum, defendant has failed to demonstrate the trial court violated due process in denying his request for an evidentiary hearing.
Defendant Cannot Demonstrate an Equal Protection Violation
Defendant next asserts that
Equal Protection Principles
We review defendant‘s equal protection claim de novo. (People v. Laird (2018) 27 Cal.App.5th 458, 469.)
Both the federal and California Constitutions guarantee that no person shall be “den[ied] . . . the equal protection of the laws.” (
The first step in evaluating any equal protection claim is determining whether there are two groups of individuals who are ” ’ “similarly situated
Analysis
Whether similarly situated or treated differently
Other Civil Committees
Looking to the first step of the equal protection analysis, defendant asserts that he is similarly situated to “individuals committed pursuant to the Lanterman-Petris-Short Act (LPS), the Sexually Violent Predator Act (SVPA), Offenders with Mental Health Disorders (OMHD‘s), [and] 1026 commitments (NGI),” since all groups “share the right to refuse medication absent a judicial determination to the contrary.” However, defendant claims that he is being treated differently from these groups because, unlike him, they are provided an evidentiary hearing.
Defendant fails to establish the premise of his argument that other civil committees are afforded an evidentiary hearing prior to a decision authorizing the involuntary administration of antipsychotic medication. Defendant does not point us to any specific statutes that he claims afforded other civil committees the evidentiary hearing that he was denied. Rather, his argument rests mainly on these two sentences from State Department of State Hospitals v. J.W. (2018) 31 Cal.App.5th 334, 347 (State Department): ” ‘To ensure the right to refuse medication is protected, a judicial determination of incapacity based on clear and convincing evidence following an evidentiary hearing is required before involuntary medication is permitted. (Riese [v. St. Mary‘s Hospital & Medical Center (1987) 209 Cal.App.3d [1303,] 1322 [(Riese)].) This fundamental concept, equally recognized with respect to prisoners, [offenders with mental health disorders],8 and SVPs in In re Calhoun [(2004) 121 Cal.App.4th 1315] and those that are mentally ill but not confined in Riese. . . [arises]. . . from the long-standing common law and statutory schemes discussed.’ ” Defendant‘s reliance on State Department is unavailing.
State Department addressed whether the trial court has authority to order involuntary medication for pretrial detainees who have been held upon probable cause but have not yet been committed as an SVP under the SVPA. (State Department, supra, 31 Cal.App.5th at pp. 337-338, 340-341.) The Court of Appeal answered yes, holding “the trial court has the discretionary authority under [Welfare and Institutions Code]
As we read it, State Department addressed the authority of courts to order involuntary medication to pretrial detainees who have not yet been committed as a SVP; it did not purport to also decide the procedures that govern the exercise of that authority. ” ’ “It is axiomatic that cases are not authority for propositions not considered.” ’ ” (People v. Gray (2023) 15 Cal.5th 152, 170, fn. 5.) Thus, defendant‘s reliance on State Department‘s passing reference to the “evidentiary hearing” requirement is mistaken.
Further, to the extent State Department relied on Riese for the proposition that an evidentiary hearing is required before involuntary administration of antipsychotic medication is permitted, the trial court found that the Legislature made amendments to the Welfare and Institutions Code that call into question the viability of that proposition. Specifically, the trial court explained: ”Riese noted that the convulsive therapy provisions in
Defendant does not dispute the trial court‘s interpretation of the Legislative amendments, but argues that because State Department, which was decided after the amendments, cited Riese and mentioned the evidentiary hearing requirement, such a requirement survives the amendments. However, for the reasons explained above, defendant‘s reliance on State Department is unavailing.
Defendant thus has not established that individuals subject to
Inmates and Other IST Defendants
We turn now to the two other classes that defendant seeks to be compared to: (1) inmates in county jail and prison subject to involuntary medication under
With respect to the first class, the trial court found, and the parties agree, that those “imprisoned in the state prison and county jail are statutorily granted the right to refuse psychiatric medication” and “may [only] be involuntarily treated, but only after a hearing before a judge or court appointed official,” which includes ‘the right to present evidence, and the right to cross-examine witnesses.“’ (
“. . . If the administrative law judge determines that the defendant either meets the criteria specified in subclause (I) of clause (i) of subparagraph (B), or meets the criteria specified in subclause (II) of clause (i) of subparagraph (B), antipsychotic medication may continue to be administered to the defendant for the 21-day certification period.” (
Whether There is Sufficient Justification
Standard of Scrutiny
We first decide what standard applies to determining whether a constitutionally sufficient reason exists for the different treatment. Defendant contends the “strict scrutiny” standard applies, because a fundamental liberty is at stake. In contrast, the People advocate for the more deferential “rational basis” standard. We agree with the People that the rational basis standard applies here.
Defendant is correct that “California courts have historically used strict scrutiny in evaluating equal protection challenges based on differences among civil commitment schemes.” (People v. Morrison (2025) 110 Cal.App.5th 702, 715 (Morrison).) “But simply asserting that a classification affects a ‘liberty’ interest proves too much. The California Supreme Court has cautioned against the application of strict scrutiny based solely on the rationale that ’ “personal liberty is a fundamental interest.“’ ” (Morrison, at p. 716, quoting People v. Williams (2024) 17 Cal.5th 99, 123.) Morrison went on to describe more recent case law considering the applicable standard of scrutiny to various equal protections challenges in the civil commitment context. (Morrison, at pp. 717-718)
In 2010, People v. McKee (2010) 47 Cal.4th 1172, 1202 (McKee) considered a challenge by an SVP to his indefinite
More recently, the Supreme Court in Barrett applied rational basis scrutiny to conclude that disparate treatment as to jury trial advisements for persons subject to commitment proceedings under
As explained in Morrison, “In deciding what level of scrutiny to apply to equal protection claims involving nuanced details of civil commitment procedures, recent decisions of the Courts of Appeal have followed Barrett and applied rational basis review.” (Morrison, supra, 110 Cal.App.5th at p. 718; see e.g., People v. Nolasco (2021) 67 Cal.App.5th 209, 226 (Nolasco) [examining timing renewals for individuals declared dangerous because of a ” ‘developmental disability’ ” or ” ‘mental disease, defect, or disorder’ “]; People v. Magana (2022) 76 Cal.App.5th 310, 324 (Magana) [following Barrett and concluding rational basis applied to challenge based on the SVPA‘s failure to require a personal jury trial advisement and waiver, unlike statutes governing trials for other civil commitments]; Morrison, at p.718] [“We agree with [Nolasco‘s and Magana‘s] application of the California Supreme Court precedent” and “decide rational basis review applies to Morrison‘s assertion that his equal protection
The People rely on Magana, one of the recent cases above that “have considered equal protection challenges to civil commitment statutes relating, as here, to secondary or ancillary trial procedures that do not necessary impact the individual‘s fundamental rights” and, therefore, have applied rational basis review. (See Cannon, supra, 85 Cal.App.5th at p. 797, citing Magana, supra, 76 Cal.App.5th at p. 324 [” ‘Although the indefinite commitment of an alleged SVP affects the individual‘s fundamental right to liberty, ensuring an alleged SVP has meaningful access to the statutory right to a jury trial, while essential to the exercise of that right, does not affect a fundamental right’ “].) The People contend that “the same reasoning holds true for [defendant‘s] claim about hearing procedures for involuntary medication orders. It involves a challenge to the process surrounding the right to refuse, not the fundamental right to refuse medication itself.”
The People‘s argument is well taken. For that reason, as well as the fact that ”Barrett is the more recent pronouncement by our Supreme Court as to the pertinent level of scrutiny to apply when comparing divergent civil commitment procedures” (Nolasco, supra, 67 Cal.App.5th at p. 225), we also “choose to follow Barrett—and hence to apply rational basis scrutiny.” (Nolasco, at p. 225.)
The rational basis test “sets a high bar” for litigants challenging legislative enactments. (People v. Chatman (2018) 4 Cal.5th 277, 289.) Under the rational basis test, “the legislation survives constitutional scrutiny as long as there is ’ “any reasonably conceivable state of facts that could provide a rational basis for the classification.“’ ” (People v. Turnage (2012) 55 Cal.4th 62, 74.) “[A] court may engage in ’ “rational speculation“’ as to the justifications for the legislative choice. [Citation.] It is immaterial for rational basis review ‘whether or not’ any such speculation has “a foundation in the record.” (Id. at p. 75.) “Nor does the logic behind a potential justification