A Kern County jury convicted defendant Eduardo Mil, Jr., of first degree murder and made true findings as to the burglary-murder and robbery-murder special circumstances. The jury was fully instructed as to the elements of the felony-murder special circumstances for a defendant who was the actual killer. However, the jury was not fully instructed as to the elements of the special circumstances for a defendant who was not the actual killer, including the requirement that a nonkiller, in the absence of a showing of intent to kill, must have acted with reckless indifference to human life and as a major participant in the commission of the underlying felony. (See Pen. Code, § 190.2, subd. (d);
People v. Estrada
(1995)
Background
Around 5:00 a.m. on October 24, 2006, Rolland Coe, 60, was found lying in the doorway of his room at the El Don Motel in Bakersfield. He had multiple stab wounds, which were inflicted by a knife with a blade between three and one-half and four and one-half inches long, as well as bruising on his face, which could have been caused by blows from a fist. The knife wounds eventually proved fatal.
Coe had checked into room 11 of the motel the day before. He shared his motel room with Crystal Eyraud, a drug addict who was much yоunger. Defendant, 35, was Eyraud’s boyfriend and a fellow addict. On October 22, defendant had an argument with Eyraud, started a commotion, and was asked to leave the motel. On October 23, he and Eyraud were talking calmly between 10:00 and 11:00 p.m., but the motel manager, Michael McLane, nonetheless told him to leave the premises. Before defendant left, he vowed to Eyraud that he was “going to rob” Coe.
On October 24, Carl Cowen, a convicted felon who was McLane’s best friend and Eyraud’s stepfather, saw defendant at the motel between midnight and 2:00 a.m. Defendant said he was looking for Eyraud and had heard she was with “a guy in Room 11.” If that was true, he said to Cowen, he was “going to beat the hell out of the guy and rob him.” Cowen, who was working at the motel doing odd jobs, told defendant to leave the premises. An
Around 5:00 a.m., while he was checking the grounds of the motel, Cowen came upon Coe, who was slumped and bleeding in the doorway of room 11. Because Cowen had absconded from parole supervision, Cowen asked McLane to call 911 to report what Cowen had seen. Police found blood on the bed and carpet as well as on an ice chest in the middle of the room, and a trail of blood leading into the bathroom. A knife with what appeared to be blood on it was recovered from a trash can about a block from the motel. The forensic pathologist who performed the autopsy on Coe testified that the knife could have caused Coe’s injuries.
Neither defendant nor Eyraud testified. However, their statements to police, including a lengthy taped interview with defendant, were admitted into evidence.
During the taped interview on the evening of October 24, defendant denied any knowledge of Coe’s death or even of any knife attack. He knew Eyraud was staying at the motel with “an older guy.” Late on October 23 or early on October 24, Eyraud had asked him to steal a car “so she could take everything the guy had and go and sell it.” She said she was going to give Coe some pills to put him to sleep and then take his “loot,” and offered to give defendant some “dope” in exchange. Defendant did not want “to go thrоugh all that just to get a dime bag of fuckin’ dope that’s what she’s going to end up giving me anyway,” so he refused. They argued, and he left on his bicycle. Defendant denied going back to the motel. However, after being told that Eyraud had taken responsibility for the stabbing, defendant changed his story and gave the following account:
Defendant admitted he did return to the motel on October 24, and said that Eyraud let him into room 11. Coe was seated in a chair and started acting in a belligerent manner. Coe asked Eyraud, “[I]s this the guy? Is this the mother-fucker?” Coe started to stand up, and defendant punched him twice. Coe then jumped on defendant and pushed him down. Defendant got back up and hit Coe again, at which point Coe was screaming and yelling and “started going crazy” as the men continued to fight. Defendant told Eyraud they ought to leave; Coе yelled out to Eyraud, “What’s wrong with you, Crystal? What the fuck?” The fight remained even, but defendant eventually escaped and left the motel on his bike. As he ran out, he told Eyraud to run. He said he saw her head towards Cowen’s room.
Eyraud told police, in an interview a few hours after Coe’s body was discovered, that she had stabbed Coe and then tossed the knife in a trash can as she ran from the scene. She told her mother thе same thing. According to Eyraud, she had tried to separate defendant and Coe during the fight but was kicked by Coe in the stomach. Worried that Coe might have thereby caused risk to her pregnancy, Eyraud reached for a knife (which she had earlier stolen from Coe) and stabbed him with it. Eyraud thought she had stabbed Coe only once. She said that the robbery was defendant’s idea and that she had been instructed to leave the cigarette on the bumper of the van as a signal for defendant to return.
In an interview with police a couple of days later, Eyraud said she had “flipped out” before stabbing Coe. When asked why she had grabbed the knife in the first place, she said she did so “to stop whatever was happening from happening.” She said that defendant ran out of the room first. She did not know how many times she stabbed Coe, nor did she know where she had stabbed him. Eyraud told police, “I’m looking at a lot of time for what I did and I really don’t care.”
Yet another account of the murder was offered through the testimony of Cowen, who was transported by bus from the jail to court with defendant, Eyraud, and Raquel Rodriquez on January 17, 2007. Cowen said he was two seats behind defendant and overheard defendant talking to Eyraud through the wire mesh separating the men and women. According to Cowen, defendant told Eyraud to “take the rap” for the stabbing because she was “retarded” and “could get away with this,” in that she would be sent to an institution for less
Rodriquez told police, in an interview on June 19, 2008, that she too had overheard the conversation on the bus. According to Rodriquez, defendant said that he had “gone crazy” because he thought Eyraud was being unfaithful and that he had “stuck [Coe] and kept sticking him and couldn’t stop.” Rodriquez, who had expressed concern to police about testifying in court and then claimed at trial to have no recollection of the content of the conversation on the bus, also told police that defendant had threatened to kill Cowen if he did not keep quiet.
Defendant was convicted of first degree murder with robbery-murder and burglary-murder special circumstances. (Pen. Code, §§ 187, subd. (a), 190.2, subd. (a)(17)(A), (G).) The court found two prior prison term allegations true (Pen. Code, § 667.5, subd. (b)) and sentenced defendant to life in prison without the possibility of parole, enhanced by two years. In a separate proceeding prior to defendant’s trial, Eyraud pleaded no contest to voluntary manslaughter.
The Court of Appeal affirmed. The Court of Appeal determined that the jury, in accordance with the prosecution’s argument, must have convicted defendant as an aider and abettоr and not as the actual killer. The appellate court acknowledged that the trial court erred in failing to instruct the jury to determine whether defendant, as a nonkiller, was a major participant in the burglary and robbery and acted with reckless indifference to human life, but found the error to be harmless in light of the overwhelming evidence on those elements.
Discussion
In
People v. Anderson
(1987)
The jury here was instructed that the felony-murder special circumstances applied only if defendant was guilty of first degree murder, that the People had the burden of proving the truth of the special circumstances beyond a reasonable doubt, and that the jury must agree unanimously. The jury was also told the special circumstances required proof that “the murder was committed while the defendant was engaged in the commission or attempted commission of a robbery or a burglary.” However, the jury was not instructed that a nonkiller, under the felony-murder special-circumstance allegations, must (1) have personally had the intent to kill or (2) have been a major participant in the commission of the burglary or robbery and have acted with reckless indifference to human life.
The Court of Appeal found it “clear” the trial court erred in omitting those elements from the jury instructions, and we agree. A trial court has a sua sponte duty to instruct the jury on the essential elements of a special circumstance allegation
(People
v.
Prieto
(2003)
A
“We have consistently held that when a trial court fails to instruct the jury on an element of a special circumstance allegation, the prejudicial effect of the error must be measured under the test set forth in
Chapman v. California
(1967)
The high court has “repeatedly recognized that the commission of a constitutional error at trial alone does not entitle a defendant to automatic reversal.”
(Washington v. Recuenco
(2006)
If, on the other hand, “ ‘the defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other [constitutional] errors that may have occurred are subject to harmless-error analysis.’ ”
(Neder, supra,
In this cаse, defendant complains that the jury should have been (but was not) instructed to determine the existence or nonexistence of two elements of the felony-murder special-circumstance allegations: (1) whether he was a major participant in the underlying felony and (2) whether he acted with reckless indifference to human life at the time of his participation. If omission of either of these elements could be harmless when considered in isolation, does the error necessarily become structural, and thus reversible per se, when both elements are omitted?
In our view, the omission of two elements from the jury charge “differs markedly” from the constitutional violations that have been found to
Defendant is correct that the omission of two or more elements from an instruction would prevent the jury “from rendering a ‘complete verdict’ on
every
element of the offense”
(Neder, supra,
The closest analogue for defendant’s claim that instructional error affecting more than one element requires automatic reversal is
Sullivan v. Louisiana
(1993)
Defendant points out, correctly, that the historical right to trial by jury in serious criminal cases “ ‘was designed “to guard against a spirit оf oppression
Defendant argues next that an inquiry into thе existence of prejudice would pose “unmanageable” difficulties when more than one element has been omitted because of “a multiplication of variables,” such as determining whether the evidence was solid and uncontested “on each omitted element,” whether the defense might have been prevented from introducing evidence on each of the omitted elements, or whether there was a relationship between the omitted elements. We do not perceive these inquiries to be any more onerous than when a reviewing court assesses the effect of evidence admitted in violation of the Fifth Amendment privilege against self-incrimination or the effect of evidence excluded in violation of the Sixth Amendment right to confront witnesses. Neither effect is “readily calculable,” yet both are amenable to harmless error analysis.
(Neder, supra,
Perhaps the most persuasive response to defendant’s contention that the harmless-error inquiry must be limited to the omission of a single element is the utter artificiality of the line he purports to draw. True it is, as defendant claims, that “ ‘[o]ne’ is discemable as a discrete integer,” and that a rule limited to one omitted element would relieve courts of the task of determining how many omitted elements is too many. Unfortunately, defining an “element” of an offense is more of an art than a science, inasmuch as an
To be sure, the federal Constitution bars a court from directing a verdict for the prosecution in a criminal trial by jury.
(Rose v. Clark, supra,
Defendant warns that such a rule will encourage other incursions on the right to a jury trial and erode the incentive to instruct with due care, but it is hard to see why that would be so. An instructional error involving multiple elements, like an error involving a single element, will be deemed harmless only in unusual circumstances, such as where each element was undisputed, the defense was not prevented from contesting any of the omitted elements, and overwhelming evidence supports the omitted element. The possibility that this set of circumstances might occasionally exist is unlikely to affect the practices of attorneys or courts in the general run of criminal trials, which, after all, are conducted to resolve
contested
issues of fact underlying the elements of a crime. On the other hand, holding the error harmless under these circumstances “does not ‘reflect a denigration of the constitutional rights involved’ ”; rather, “it ‘serve[s] a very useful purpose insofar as [it] block[s] setting aside convictions for small errors or defects that have little, if any, likelihood of having changed the result of the trial.’ ”
(Neder, supra,
Our approach is consistent with that of the other
post-Neder
courts to have analyzed instructional error affecting more than one element of a charged offense. In
State v. Peteja
(Ct.App. 2003)
Finally, we conclude that the state Constitution affords no greater protection than the federal Constitution in these circumstances. As we stated in
Cummings, supra, 4
Cal.4th at page 1312, footnote 54, “Error in omitting an element of an offense in jury instructions is subject to harmless error analysis when considering the defendant’s state constitutional due process right to have the jury determine every material issue presented by the evidence.” This rule applies even when multiple elements have been omitted. In
People v. Odle
(1988)
B
As explained above, the omission of one or more elements of a charged offense or special circumstance allegation is amenable to review for harmless error under the state and federal Constitutions, at least as long as the omission “neither wholly withdrew from jury consideration substantially all of the elements . . . , nor so vitiated all of the jury’s findings as to effectively deny defendant[] a jury trial altogether.”
(People v. Wims
(1995)
In
Cummings,
the trial court’s instructions failed to define robbery, which was the subject of several of the charges against the codefendant, Kenneth Earl Gay. Except for a separate instruction informing the jury that “ ‘robbery
We do not find that the omission here was akin to what occurred in
Cummings. (Flood,
supra, 18 Cal.4th at pp. 503-504.) In this case, as in the cases from other jurisdictions cited above (see pp. 414-415,
ante),
the instructions omitted only two elements from the charge. Despite the error, the jury was instructed to find, and did find, that a burglary and a robbery were committed or аttempted, that defendant aided and abetted the robbery and burglary with the requisite intent, that defendant formed the intent at the appropriate time, that there was a causal and temporal relationship between those felonies and the murder of Holland Coe, and that the murder was committed while defendant was engaged in the commission or attempted commission of a robbery and burglary. That defendant was a major participant in the robbery and burglary and that he acted with reckless indifference to human life while participating in those felonies are certainly important factors distinguishing special circumstance felony murder from first degree felony murder, but the failure to instruct on those elements did not necessarily render the trial unfair or prevent the trial frоm reliably serving its function as the means for determining defendant’s guilt or innocence, given that the jury, under concededly correct instructions, made several essential findings concerning the existence of, and defendant’s participation in, the burglary, robbery, and murder—as evidenced by defendant’s conviction for first degree felony murder. The fact that several of those findings were
also
prerequisites to a finding of special circumstance felony murder can only bolster one’s confidence that the instructional omissions here did not remove substantially all of the elements of the special circumstance and thus could not have been inherently fatal. (See
People
v.
Odle, supra,
Moreover, the instructional error did not prevent defendant from offering evidence concerning the extent оf his participation in the burglary and robbery or his state of mind. (Cf.
People
v.
Sandoval
(2007)
C
Having decided that the trial court’s instructional error is amenable to harmless error analysis, we proceed to consider whether it appears beyond a reasonable doubt that the error did not contribute to the jury’s verdict.
Neder
instructs us to “conduct a thorough examination of the record. If, at the end of that examination, the court cannot conclude beyond a reasonable doubt that the jury verdict would have been the same absent the error—for example, where the defendant contested the omitted element and raised evidence sufficient to support a contrary finding—it should not find the error harmless.”
(Neder, supra,
“[T]he culpable mental state of ‘reckless indifference to life’ is one in which the defendant ‘knowingly engag[es] in criminal activities known to carry a grave risk of death’ . . . .”
(People v. Estrada, supra,
The Court of Appeal asserted that “[t]he conclusion that [defendant] acted with reckless indifference to human fife ... is beyond doubt,” but its analysis of the prejudicial effect of the instructional error suggests that it may have relied instead on the less demanding standard of whether that finding was supported by substantial evidence. The Court of Appeal’s discussion focused exclusively on evidence that was favorable to the verdict: that defendant
Viewed under this standard, the Court of Appeal’s analysis immediately begins to unravel. Although defendant may not have secured Coe’s consent to enter the motel room, he was invited to enter by Crystal Eyraud, who was (according to Coe) sharing the room. And although the record may have supported the inference that defendant fled the motel room with Eyraud and therefore must have known about the stabbing, there was also evidence that defendant left the room before Eyraud. In additiоn to Eyraud, who told Sergeant Adam Plugge that defendant was the first one out of the room, defendant told police that he fled the room ahead of Eyraud, who had stopped to pick up something from the floor or bed. Defendant said, “Watch out Crystal, man, move, move, move,” got on his bike, and “took off flying.” He said he did not know what she picked up, but he did turn back and see her. run towards her stepfather’s room.
Moreover, according to defendant’s statements to police, he did not plan a robbery, he did not expect to use any force, he was unaware that Eyraud had a knife with her in the room, and he did not know that Coe had been stabbed. Defendant told police that Eyraud had planned to “roll” Coe with the assistance of another woman at the motel. Eyraud said she would signal defendant in about an hour that she had secured the money by placing a cigarette on the bumper of Coe’s van. Eyraud also said that Coe would be “knocked out” from “a pill” and alcohol by the time defendant arrived.
The cigarette was propped up against the hood ornament, but Coe was not unconscious when defendant returned. Indeed, as soon as Eyraud invited defendant into the room, Coe got up from a chair and demanded to know, in a belligerent tone, “[I]s this the guy? Is this the mother-fucker?” Afraid that
In sum, the record could have supported a finding that defendant used only his fists, that he did not use deadly force
(People v. Munn
(1884)
Disposition
The judgment of the Court of Appeal is reversed to the extent it affirmed the jury’s true findings on the special circumstances of murder in the commission of a robbery and burglary (Pen. Code, § 190.2, subd. (a)(17)(A) & (G)) and the sentence of life imprisonment without the possibility of parole, and is otherwise affirmed. The matter is remanded to the Court of Appeal with directions to remand to the trial court for resentencing or retrial
Cantil-Sakauye, C. J., Kennard, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.
