THE PEOPLE, Plaintiff and Respondent, v. DEANNA TWILLA BARTON, Defendant and Appellant.
F076599 (Super. Ct. No. CRF46403)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIFTH APPELLATE DISTRICT
Filed 8/4/20
CERTIFIED FOR PUBLICATION; Opinion following transfer from Supreme Court
APPEAL from a judgment of the Superior Court of Tuolumne County. Donald I. Segerstrom, Jr., Judge.
Linnéa M. Johnson, under appointment by the Court of Appeal, for Defendant and Appellant.
Xavier Becerra, Attorney General, Gerald A. Engler and Lance E. Winters, Chief Assistant Attorneys General,
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OPINION
Deanna Twilla Barton (defendant) pleaded guilty to furnishing methamphetamine (
Defendant entered her plea on September 25, 2017. She was sentenced on October 23, 2017. In the interim, on October 11, 2017, Governor Brown approved Senate Bill No. 180 (2017–2018 Reg. Sess.) (Senate Bill 180), which went into effect on January 1, 2018. The legislation amended
In an earlier opinion, we determined the waiver of appeal rights precluded defendant from challenging the legality of the stipulated sentence. Defendant petitioned the California Supreme Court for review, the petition was granted, and the matter was transferred back to this court. We have been instructed to reconsider the cause in light of Assembly Bill No. 1618 (2019–2020 Reg. Sess.) (Assembly Bill 1618), which added
Relying on the “Estrada rule” (see In re Estrada (1965) 63 Cal.2d 740, 748 (Estrada)), defendant contends Senate Bill 180 is retroactive and thus invalidates the portion of her sentence imposed under
We agree with the parties on the issues of retroactivity. However, as to remedy, we will follow the analytical approach this court used in People v. Ellis (2019) 43 Cal.App.5th 925, which recently received approval by the California Supreme Court in People v. Stamps (2020) 9 Cal.5th 685, 706–707 (Stamps). In Stamps, the court observed a trial court cannot alter the terms of a plea bargain by changing the length of a stipulated sentence without the parties’ mutual consent. The Stamps opinion addressed the issue in a slightly different context, but we conclude its holding applies here. The trial court “‘may not proceed as to the plea other than as specified in the plea’ without the consent of the parties.” (Id. at p. 704, quoting
The parties’ proposed remedies contemplate unilateral changes to a material term of the plea agreement and impliedly disavow the trial court‘s ability to withdraw its approval of the same in light of changed circumstances. As explained herein, the proposals must be rejected unless the Legislature intended for Senate Bill 180 to override the strictures of
By retroactive application of Senate Bill 180, certain terms of the plea agreement are no longer authorized by law. The parties can modify the agreement to eliminate the provisions involving
FACTUAL AND PROCEDURAL BACKGROUND
This case arises from events occurring while defendant‘s son was incarcerated at the Sierra Conservation Center in Tuolumne County. Defendant was reportedly “involved in preparing cards laced with methamphetamine and then placing those cards into the US mail to be sent to the [prison].” On February 7, 2015, she was found in possession of methamphetamine and a “meth pipe” while attempting to visit her son. On the same date, law enforcement officers executed a search warrant at her residence and seized “over 240 grams of methamphetamine ... plus a scale.”
In exchange for defendant‘s guilty plea as to counts III and IV, plus admission of the prior conviction allegations and a waiver of her appeal rights, the People agreed to dismiss all remaining charges and stipulate to a fixed prison sentence of eight years eight months. The trial court accepted the agreement and found defendant had knowingly and voluntarily entered her pleas and waived her rights. Defendant was sentenced to the specified prison term, which was calculated using the lower term of two years for count III, plus eight months for count IV, and two consecutive three-year enhancements under
Three weeks after she was sentenced, defendant filed a notice of appeal. By subsequent order of this court, a certificate of probable cause was deemed to have been timely filed. In People v. Barton (2019) 32 Cal.App.5th 1088 (Barton I), we dismissed the appeal based on defendant‘s waiver of her appellate rights.
In October 2019, while the case was pending before the California Supreme Court, the governor approved Assembly Bill 1618. (Stats. 2019, ch. 586.) Soon thereafter, the People moved to have the case transferred back to this court. On January 2, 2020, the California Supreme Court granted the motion and ordered the transfer, directing us to vacate Barton I and reconsider the cause in light of Assembly Bill 1618. At our request, the parties filed supplemental briefing on (1) the impact of Assembly Bill 1618 and (2) the appropriate remedy in the event of a remand based on retroactive application of Senate Bill 180.
DISCUSSION
Senate Bill 180
Senate Bill 180 eliminated the enhancement provisions upon which the bulk of defendant‘s sentence was based. (
Absent evidence to the contrary, it is presumed the Legislature intends for statutory amendments that reduce the punishment for a crime to apply retroactively in cases where the judgment is not final on the statute‘s operative date. (People v. Brown (2012) 54 Cal.4th 314, 323; Estrada, supra, 63 Cal.2d at p. 745.) “The rule in Estrada has been applied to statutes governing penalty enhancements, as well as to statutes governing substantive offenses.” (People v. Nasalga (1996) 12 Cal.4th 784, 792.) Accordingly, and based on recent case law, we accept the People‘s concession that Senate Bill 180 applies retroactively in this case. (People v. McKenzie (2020) 9 Cal.5th 40, 45-48, 51; People v. Millan (2018) 20 Cal.App.5th 450, 455–456.)
Assembly Bill 1618
Assembly Bill 1618 added
We must now determine the enforceability of the waiver provision in defendant‘s plea agreement. According to the legislative history, the impetus for Assembly Bill 1618 was media coverage of the San Diego County District Attorney‘s use of the following provision in select plea bargains: “‘This agreement waives all future potential benefits of any legislative actions or judicial decisions or other changes in the law that may occur after the date of this plea, whether or not such future changes are specifically designed to provide pre- or post-conviction relief to any convicted defendants, and whether or not they are intended to be retroactive.‘” (Sen. Com. on Public Safety, Analysis of Assem. Bill No. 1618 (2019–2020 Reg. Sess.) July 1, 2019, p. 6 (hereafter, Sen. Com. on Public Safety).)
Assembly Bill 1618 was enacted primarily in response to People v. Wright (2019) 31 Cal.App.5th 749 (Wright), which involved facts similar to those in this case. The Wright appellant had argued his claim for retroactive application of Senate Bill 180 was cognizable despite the waiver of his appeal rights as part of a plea bargain, and the appellate court agreed. Despite the outcome, the Legislature was troubled by Wright‘s indication “that a waiver like the one San Diego prosecutors [were] using, would be workable.” (Sen. Com. on Public Safety, p. 6.) This was in reference to a statement in the opinion: “If parties to a plea agreement want to insulate the agreement from future changes in the law they should specify that the consequences of the plea will remain fixed despite amendments to the relevant law.” (Wright, supra, at p. 756.)
The legislative history materials also contain a lengthy discussion of Barton I and its conclusion defendant‘s waiver was valid and enforceable. (Sen. Com. on Public Safety, p. 5.) The relevant language in defendant‘s plea agreement is quoted: “‘I understand that I will be waiving my right to appeal and I will not be able to appeal from this Court‘s sentence based on the plea that I enter into in this matter.‘” (Ibid.)
Remedies
“[T]he process of plea negotiation ‘contemplates an agreement negotiated by the People and the defendant and approved by the court.‘” (People v. Segura (2008) 44 Cal.4th 921, 929–930.) The agreement is a contract that is binding upon the parties and the trial court. (Id. at p. 930; People v. Shelton (2006) 37 Cal.4th 759, 767.) “However, there is an out for the trial court. The court may withdraw its initial approval of the plea at the time of sentencing ....” (People v. Silva (2016) 247 Cal.App.4th 578, 587.)
Some plea agreements, like the one in this case, “specify the punishment to be imposed as a condition of the plea.” (People v. Brown (1986) 177 Cal.App.3d 537, 548.) Such conditions are authorized by
