PEOPLE v JEMISON
No. 157812
Michigan Supreme Court
June 22, 2020
Arguеd March 5, 2020 (Calendar No. 3). Filed June 22, 2020. Chief Justice: Bridget M. McCormack. Chief Justice Pro Tem: David F. Viviano. Justices: Stephen J. Markman, Brian K. Zahra, Richard H. Bernstein, Elizabeth T. Clement, Megan K. Cavanagh. Reporter of Decisions: Kathryn L. Loomis.
Syllabus
This syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader.
PEOPLE v JEMISON
Docket No. 157812. Argued March 5, 2020 (Calendar No. 3). Decided June 22, 2020.
Arthur Jemison was convicted following a jury trial in the Wayne Circuit Court of first-degree criminal sexual conduct,
In a unanimous opinion by Chief Justice MCCORMACK, the Supreme Court held:
The Sixth Amendment of the United States Constitution and Article I, § 20 of the Michigan Constitution guarantee criminal defendants the right to confront the witnesses against them. In Ohio v Roberts, 448 US 56 (1980), the United States Supreme Court held that the right of confrontation was satisfied even if a hearsay declarant was not present at trial for cross-examination as long as the statement bore adequate “indicia of reliability.” The Court later held in Maryland v Craig, 497 US 836 (1990), that a defendant’s right to confront a child witness may be satisfied absent a face-to-face confrontation when necessary to advance an important public-policy consideration and when the evidence is sufficiently reliable. However, in Crawford v Washington, 541 US 36 (2004), the Court overruled Roberts and rejected its open-ended balancing approach. The Court held that the right of confrontation requires face-to-face confrontation and is absolute for all testimonial evidence unless a witness is unavailable and the defendant had a prior opportunity for cross-examination. The United States Supreme Court did not overrule Craig with its decision in Crawford, but it cast its vitality into doubt by turning away from the reliability-balancing approach. The Court of Appeals relied on Craig when it concluded that the forensic analyst’s expert testimony should not raise the same confrontation-right concerns as the tеstimony of a fact witness. The United States Supreme Court disagrees, and has held that expert witnesses called by the prosecution are witnesses against the defendant and should be treated as such for purposes of protecting a defendant’s right of confrontation. The Court of Appeals also determined that cost-savings was a sufficient reason to extend Craig, but expense is not a sufficient justification to avoid face-to-face confrontation. Such a rule would potentially allow the prosecution to deprivе a defendant of confrontation rights by, for instance, using out-of-state analysts to save money and then relying on cost-savings as a justification for not providing face-to-face testimony. Craig should be applied only to the specific facts it decided: a child victim may testify against the accused by means of one-way video testimony (or similar method) when the trial court has determined, consistently with statutory authorization, that such measures are necessary because the child requires special protection. Craig was not controlling here because the witness was neither a victim nor a child. Instead, Crawford was controlling, and the trial court denied Jemison’s right of confrontation when it allowed the video testimony over his objection because the forensic analyst was available to testify and Jemison had not had a prior opportunity to cross-examine him.
Judgment of the Court of Appeals reversed; case remanded to the Court of Appeals for further proceedings.
Justice VIVIANO did not participate due to a familial relationship with a circuit court judge involved in this case.
©2020 State of Michigan
PEOPLE OF THE STATE OF MICHIGAN, Plaintiff-Appellee, v ARTHUR LAROME JEMISON, Defendant-Appellant.
No. 157812
STATE OF MICHIGAN SUPREME COURT
FILED June 22, 2020
OPINION
BEFORE THE ENTIRE BENCH (except VIVIANO, J.)
The Sixth Amendment of the United States Constitution and Article I, § 20 of the Michigan Constitution guarantee criminal defendants the right to confront the witnesses against them. In this case, we consider whether a forensic analyst’s two-way, interactive video testimony violated the defendant’s Confrontation Clause rights.
The Court of Appeals held that the video testimony satisfied the constitutional requirements of face-to-face confrontation. But the Court relied only on precedent that рredated the United States Supreme Court’s decision in Crawford v Washington, 541 US 36; 124 S Ct 1354; 158 L Ed 2d 177 (2004), which transformed the Court’s approach to confrontation rights. See People v Pesquera, 244 Mich App 305, 309; 625 NW2d 407 (2001), citing Maryland v Craig, 497 US 836, 845-846, 851; 110 S Ct 3157; 111 L Ed 2d 666 (1990) (holding that the Confrontation Clause did not categorically prohibit child witnesses from testifying outside the defendant’s physical presence by one-way closed circuit television where reliability was otherwise supported).
For almost 25 years before Crawford, reliability was the touchstone of the Court’s Confrontation Clause doctrine. In Ohio v Roberts, 448 US 56, 66; 100 S Ct 2531; 65 L Ed 2d 597 (1980), the Court held that the Confrontation Clause is satisfied even if a hearsay declarant is not present for cross-examination at trial as long as the statement bears adequate “indicia of reliability.” Citing Roberts, the Court held in Craig that a defendant’s right to confront a child witness may be satisfied absent a face-to-face encounter when necessary to advance an important public policy and when the testimony is reliable enough. Craig, 497 US at 850, citing Roberts, 448 US at 64. But in Crawford, the Court overruled Roberts and shifted from a reliability focus to a bright-line rule requiring a
Crawford did not specifically overrule Craig, but it took out its legs. To reconcile Craig and Crawford, we read Craig’s holding according to its narrow facts.1
Crawford requires face-to-face cross-examination for testimonial evidence unless a witness is unavailable and the defendant had a prior opportunity for cross-examination.
Crawford, 541 US at 68. Here, admitting the prosecution witness’s video testimony over the defendant’s objection violated the defendant’s state and federal constitutional rights to confrontation. We reverse the judgment of the Court of Appeals and remand the case to that Court for further proceedings consistent with this opinion.
I. FACTS AND PROCEDURAL HISTORY
In September 1996, the victim was raped and robbed while waiting in a parked car for an acquaintance. Later that day, she filed a police report and went to a hospital for a forensic examination and the collection of evidence known as a “rape kit.” She did not know her assailant’s identity.
The rape kit was not analyzed until 2015.2 The samples were sent to Sorensen Laboratory in Utah for serological processing and further DNA testing. Sorensen analyst Derek Cutler concluded that the vaginal swab from the rape kit contained a mixture of DNA profiles from at least two contributors, at least one of which was male and suitable for comparison. Sorensen forwarded the report to thе Michigan State Police (MSP) Forensic Science Division, which analyzed and compared the sample to DNA data stored in the Combined DNA Index System (CODIS) database. The MSP identified an association between the defendant’s DNA and the male donor identified by the Sorensen report. The defendant was charged with two counts of first-degree criminal sexual conduct,
Over the defendant’s objection, the circuit court granted the prosecution’s pretrial motion to allow Cutler to testify by video. Before a different judge who presided over the
trial, the defendant renewed his objection to Cutler’s video testimony. But the trial court allowed it.
Cutler testified that it is “normal within the scientific community to have multiple people do work on these [rape] kits” and acknowledged that he “did not actually see the rape kit.” Instead, he “[went] off the notes that [we]re done by other serologists and technicians who are competent in their testing.”3 He analyzed those other serologists’ notes and concluded that there were at least two contributors to the DNA on the vaginal swab—an unknown male donor and a second donor whose DNA was
The jury convicted the defendant of one count of first-degree criminal sexual conduct and acquitted him of the other count. He was sentenced to serve 22 to 40 years in рrison. He appealed, in part arguing that he was denied his right of confrontation when the trial court allowed Cutler’s video testimony, rather than requiring his presence in the courtroom. The Court of Appeals affirmed. People v Jemison, unpublished per curiam opinion of the Court of Appeals, issued April 12, 2018 (Docket No. 334024). The panel relied on Pesquera, an opinion predating Crawford, in which the Court of Appeals held
that a defendant’s confrontation rights were adequately protected when a trial court allowed videotaped deposition testimony from child witnesses accusing the defendant of criminal sexual сonduct. Pesquera, 244 Mich App at 309. Pesquera relied on Craig for this holding. Citing Pesquera, the panel stated that the Confrontation Clause requires the following:
(1) a face-to-face-meeting of the defendant and the witnesses against him at trial; (2) the witnesses should be competent to testify and their testimony is to be given under oath or affirmation, thereby impressing upon them the seriousness of the matter; (3) the witnesses are subject to cross-examination; and (4) the trier of fact is afforded the opportunity to observe the witnesses’ demeanor. [Jemison, unpub op at 5, citing Pesquera, 244 Mich App at 309, which in turn cited Craig, 497 US at 846, 851.]
Working within this analytic framework, the panel noted that although the defendant “was not able to confront the witness in the traditional sense” when the expert testified using two-way, interactive video, the defendant was able to “observe the expert’s responses and reactions in real time and [the defendant] took advantage of the opportunity to do so through cross-examination.” Jemison, unpub op at 6. The court further noted that “[t]he jury was able to observe the expert as he responded.” Id. The panel concluded that “[b]ecause the testimony met three of the Confrontation Clause criteria, and thе trial court appropriately dispensed with the face-to-face requirement, defendant’s right to confrontation was not violated.” Id.
The panel also held that the trial court abused its discretion by allowing the witness’s two-way, interactive video testimony over the defendant’s objection because
The defendant filed an application for leave to appeal in this Court. We granted it and asked the parties to address “whether permitting an expert witness to testify by two-way interactive video, over the defendant’s objection, denied the defendant his constitutional right to confront witnesses and, if so, whether this error was harmless.” People v Jemison, 503 Mich 936, 936-937 (2019).4
II. STANDARD OF REVIEW
Whether a defendant was denied his right to confront a witness is a constitutional question that we review de novo. People v Bruner, 501 Mich 220, 226; 912 NW2d 514 (2018). When we review a question de novo, we review the legal issue independently without deference to the lower court. Id.
III. ANALYSIS
The Sixth Amendment of the United States Constitution provides, in part, that “[i]n all criminal prosecutions, the accused shall enjoy thе right . . . to be confronted with the witnesses against him . . . .” See also
reliability.” Roberts, 448 US at 66. Crawford overruled Roberts and transformed the Court’s approach to the Confrontation Clause from a case-by-case reliability-balancing test to a categorical rule for protected evidence.
Craig was decided before Crawford and therefore under the Roberts reliability framework. In Craig, the Court held that a defendаnt’s right to confront a child witness may be satisfied by one-way video testimony instead of a physical, face-to-face confrontation, if the testimony is reliable. Craig, 497 US at 850, citing Roberts, 448 US at 64. The Court identified four considerations that courts should weigh to determine reliability—physical presence, whether the testimony was taken under oath, the defendant’s ability to cross-examine, and whether the jury could observe the witness’s demeanor. See Craig, 497 US at 846. And having weighed those factors and determined that the testimony was reliable, the Court held that because the evidence was reliable, “protect[ing] a child witness from trauma that would be caused by testifying in the physical presence of the defendant, at least where such trauma would impair the child’s ability to communicate,” justified permitting the witness’s one-way video testimony. Id. at 857.
Justice Scalia dissented. He rejected the majority’s reliability-balancing test “because the Confrontation Clause does not guarantee reliable evidence; it guarantees specific trial procedures that were thought to assure reliable evidence, undeniably among which was ‘fаce-to-face’ confrontation.” Id. at 862 (Scalia, J., dissenting). And he criticized the Court’s balancing test as inconsistent with the constitutional text. Id. at 870 (“The Court today has applied ‘interest-balancing’ analysis where the text of the Constitution simply does not permit it.”).
Fourteen years passed between Craig and Crawford, and things changed. In Crawford, Justice Scalia wrote for the majority and his dissent from Craig became the Court’s view, transforming its approach to the Confrontation Clause. Concluding that Roberts had “replac[ed] categorical constitutional guarantees with open-ended balancing tests,” Crawford, 541 US at 67-68, the Court shifted gears; balancing no longer
The Court emphasized the importance of face-to-face testimony to the confrontation right, citing historical examples that illustrated how face-to-face testimony was critical to its enforcement. Id. at 43-45 (describing, for example, how a trial court refused to call Sir Walter Raleigh’s accuser to testify, over Raleigh’s pleading, “Call my accusеr before my face,” which led to both Raleigh’s death sentence and then to English law developing the confrontation right as an important limit on government abuses against criminal defendants) (citation omitted). The Court explained that a reliability-balancing test would not have “provid[ed] any meaningful protection” in these cases. Id. at 68. And so the Court restored face-to-face testimony as a fundamental element of the confrontation right. Id. at 57, quoting Mattox v United States, 156 US 237, 244; 15 S Ct 337; 39 L Ed 409 (1895); see also California v Green, 399 US 149, 157; 90 S Ct 1930; 26 L Ed 2d 489 (1970) (explaining that “it is this literal right to ‘confront’ the witness at the time оf trial that forms the core of the values furthered by the Confrontation Clause”).5
The reliability-balancing approach established by the Court in Roberts was the basis for its rule in Craig allowing public-policy considerations to override the need for face-to-face testimony if the evidence is reliable enough. Craig, 497 US at 850. When Crawford overruled Roberts and did away with reliability balancing, it put Craig’s reliability-focused rule into doubt. We are not the first court to notice. See United States v Carter, 907 F3d 1199, 1206 n 3 (CA 9, 2018) (recognizing that “[t]he vitality of Craig itself is questionable in light of the Supreme Court’s later decision in Crawford”); see also State v Thomas, 2016-NMSC-024; 376 P3d 184, 193 (2016) (noting that “Crawford may call into question the prior holding in Craig to the extent that Craig relied on the reliability of the video testimony”). But the Supreme Court did not specifically overrule Craig, and, of course, we leave to that Court “the prerogative of overruling its own decisions.” Rodriguez de Quijas v Shearson/American Express, Inc, 490 US 477, 484; 109 S Ct 1917; 104 L Ed 2d 526 (1989).
Second, the Court of Appeals believed that cost-savings was a sufficient reason to extend Craig’s rule. Jemison, unpub op at 5. We disagree; expense is not a justification for a constitutional shortcut. This is especially true where the prosecution elects to use an out-of-state laboratory for its analysis. Such a rule would have perverse consequences: the prosecution could deprive a criminal defendant of confrontation rights by using out-of-state analysts to save money and then cite cost-savings as a justification for not providing face-to-face testimony.6
We will apply Craig only to the specific facts it decidеd: a child victim may testify against the accused by means of one-way video (or a similar Craig-type process) when the trial court finds, consistently with statutory authorization and through a case-specific showing of necessity, that the child needs special protection. Craig, 497 US at 860. The witness here was neither the victim nor a child; Crawford thus provides the applicable rule.
The Court of Appeals answered the wrong question when it held that “the trial court appropriately dispensed with the
Even if we were to apply Craig’s rule, our result would be the same: mere convenience, efficiency, and cost-savings interests are not important enough public-policy cоnsiderations to dispense with a defendant’s constitutional right to face-to-face confrontation.
Crawford makes clear, for testimonial evidence, that requirement may be dispensed with only when the witness is unavailable and the defendant had a prior chance to cross-examine the witness.
The parties do not dispute that Cutler’s evidence was testimonial.8 And we agree—Cutler’s evidence was, after all, testimony. See Crawford, 541 US at 51-52. The defendant had a right to face-to-face cross-examination; Cutler was available, and the defendаnt did not have a prior chance to cross-examine him. See id. The defendant’s state and federal constitutional rights to confrontation were violated by the admission of Cutler’s two-way, interactive video testimony.9
But had there been no waiver, Crawford would have controlled. Craig’s language that “the face-to-face confrontation requirement is not absolute” and that the preference for face-to-face confrontations “must occasionally give way to considerations of public policy and the necessities of the case,” Craig, 497 US at 849-850, citing Mattox, 156 US at 243; see also Jemison, unpub op at 5 (quotation marks and сitations omitted), envisions the possibility of open-ended exceptions to the confrontation requirement that has since been rejected in Crawford. See Crawford, 541 US at 54 (“The text of the Sixth Amendment does not suggest any open-ended exceptions from the confrontation requirement to be developed by the courts.”).
IV. CONCLUSION
In allowing this witness’s two-way, interactive video testimony over the defendant’s objection, the trial court violated the defendant’s Confrontation Clause rights. We reverse the judgment of the Court of Appeals and remand to that Court for further proceedings consistent with this
Bridget M. McCormack
Stephen J. Markman
Brian K. Zahra
Richard H. Bernstein
Elizabeth T. Clement
Megan K. Cavanagh
VIVIANO, J., did not participate due to a familial relationship with a circuit court judge involved in this case.
error as interchangeable with a Confrontation Clause violation and reviewed it for whether it was harmless beyond a reasonable doubt. We vacate its analysis on that point. On remand, the Court of Appeals should also consider (1) whether the violation of MCR 6.006(C) is susceptible to harmless-error reviеw; (2) if so, what standard applies in determining whether the error was harmless; and (3) whether the error was harmless in this case.
