NICOLE B., INDIVIDUALLY AND ON BEHALF OF N.B. v. SCHOOL DISTRICT OF PHILADELPHIA, JASON JOHNSON AND JALA PEARSON
No. 16 EAP 2019
Supreme Court of Pennsylvania, Eastern District
September 16, 2020
SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
NICOLE B., INDIVIDUALLY AND ON BEHALF OF N.B., Appellant v. SCHOOL DISTRICT OF PHILADELPHIA, JASON JOHNSON AND JALA PEARSON, Appellees
Appeal from the Order of Commonwealth Court dated December 17, 2018 at 868 C.D. 2018 affirming of the Judgment of the Court of Common Pleas of Philadelphia County, Civil Division, entered on October 4, 2017 at 3745 April Term 2014.
ARGUED: March 10, 2020
OPINION
JUSTICE TODD
DECIDED: September 16, 2020
In this appeal by allowance, we consider whether principles of equitable tolling found in the Pennsylvania Human Relations Act (“PHRA“),
The facts underlying this appeal are not in dispute. On October 25, 2011, Appellant Nicole B.‘s then-eight-year-old son N.B. was sexually assaulted by three of his male
Over two years later, on January 7, 2014, Appellant filed an administrative complaint with the Human Relations Commission against the Philadelphia School District (“District“) in her individual capacity and on N.B.‘s behalf, asserting claims of discrimination on the basis of gender and race under the PHRA. The Human Relations Commission rejected Appellant‘s complaint as untimely, because it was filed beyond the 180-day time limit. See
At the conclusion of a six-day bench trial, the District moved for the entry of a compulsory nonsuit, again arguing, inter alia, that the trial court lacked jurisdiction over
Appellant appealed to the Commonwealth Court, asserting that N.B.‘s status as a minor should have tolled the 180-day period for filing his administrative complaint with the Human Relations Commission pursuant to the PHRA‘s equitable tolling provision and the Minority Tolling Statute, allowing N.B. to file his administrative complaint with the Human Relations Commission after attaining the age of 18.
By way of brief background, the PHRA requires that any administrative complaint alleging unlawful discrimination be filed within 180 days after the alleged act of discrimination.
The time limits for filing under any complaint or other pleading under this act shall be subject to waiver, estoppel and equitable tolling.
Similarly, the Minority Tolling Statute provides, in relevant part, that minority status shall not count as part of the limitations period:
(a) General rule.--Except as otherwise provided by statute, insanity or imprisonment does not extend the time limited by this subchapter for the commencement of a matter.
(b) Infancy.--
(1)(i) If an individual entitled to bring a civil action is an unemancipated minor at the time the cause of action accrues, the period of minority shall not be deemed a portion of the time period within which the action must be commenced. Such person shall have the same time for commencing an action after attaining majority as is allowed to others by the provisions of this subchapter.
(ii) As used in this paragraph, the term “minor” shall mean any individual who has not yet attained 18 years of age.
In the instant matter, a three-judge panel of the Commonwealth Court affirmed in an unpublished memorandum opinion. Nicole B. v. Sch. Dist. of Phila., 868 C.D. 2018 (Pa. Cmwlth. filed Dec. 17, 2018). Preliminarily, the court explained that, under
Additionally, the court rejected Appellant‘s contention that Section 962(e) of the PHRA effectively tolls the time requirement for complaints filed by minors, explaining that administrative complaints filed beyond the 180-day window have been permitted in the past based on the doctrine of equitable tolling only “where the defendant actively misleads the plaintiff regarding the cause of action[;] where extraordinary circumstances prevent the plaintiff from asserting his rights[;] and where a plaintiff has asserted his rights in a timely fashion, but in the wrong forum.” Nicole B., 868 C.D. 2018, at 10 (citation omitted). The court noted that Appellant did not advance any of those justifications, and found that her supposition that N.B.‘s status as a minor should trigger equitable tolling was without authority and conflated the concepts of equitable tolling and minority tolling, the latter of which the court found “does not toll the statute of limitations unless the legislature has expressly provided for minority tolling.” Id. at 12 (emphasis original). The court explained that the doctrine of equitable tolling typically applies where a plaintiff was unaware of or unable to timely discover his tortious injury, or the cause therefor, through no fault of his own. The court observed that, here, Appellant learned of the harassment and of her son‘s injury as early as November 4, 2011, and was, thus, required to file her administrative complaint by May 2, 2012. The court concluded that Appellant‘s untimely administrative complaint could not be revived via equitable tolling.
The court likewise rejected Appellant‘s reliance upon the Minority Tolling Statute, surmising that it was bound by this Court‘s holdings in Vincent, supra, and East v. WCAB, 828 A.2d 1016 (Pa. 2003) (holding that
We granted allowance of appeal to consider whether the PHRA‘s equitable tolling provision or the Minority Tolling Statute applies to an untimely complaint filed by a minor‘s parent with the Human Relations Commission. While we granted allocatur on two issues, our resolution of the first issue regarding the PHRA‘s equitable tolling provision is dispositive, and, thus, our focus is on that issue.
With respect to the question of equitable tolling, Appellant initially stresses that the PHRA instructs that its provisions are to be liberally construed.
Appellant asserts that the Commonwealth Court conflated equitable tolling with equitable estoppel by finding that only fraud or concealment could trigger tolling. She avers that “equitable tolling extends to circumstances outside both parties’ control,” whereas equitable estoppel prohibits “a defendant from enforcing a statute of limitation when its own deception prevented a reasonably diligent plaintiff from bringing a timely claim.” Id. at 26 (quotation marks and citation omitted). Appellant suggests that the language of the PHRA acknowledges this distinction, as Section 962(e) states that complaints filed pursuant to the act are “subject to waiver, estoppel and equitable tolling.”
Additionally, the District posits that the cases from other jurisdictions cited by Appellant do not negate what it asserts is the rule that minority tolling is not a basis for equitable tolling, but applies only when expressly provided by the legislature. For example, the District maintains that Waldburger is inapposite because Congress expressly provided for minority tolling under the federal environmental scheme at issue in that case, and the matter was not analyzed under equitable tolling principles. Similarly,
Furthermore, the District contends that Appellant failed to offer any cases that expressly stand for the notion that equitable tolling includes minority tolling, except a federal district court decision, Albright v. Keystone Rural Health Center, 320 F. Supp.2d 286, 290-91 (M.D. Pa. 2004), that was subsequently rejected in Santos v. United States, 559 F.3d 189, 197 (3d Cir. 2009). Moreover, the District avers that in Zipes v. Trans World Airlines, 455 U.S. 385 (1982), the United States Supreme Court held that the time requirements for filing a complaint with the Equal Opportunity Commission (“EEOC“) under Title VII of the Civil Rights Act of 1964,
The District concludes that there is no basis for Appellant‘s position that equitable tolling includes a delay in the limitations period due to a claimant‘s status as a minor, and that “policy decisions regarding enactment and application of statute-of-limitations exceptions due to minority status are for the legislature to make, not the courts.” District‘s Brief at 47.
Our analysis of whether the PHRA‘s equitable tolling provision applies to an otherwise untimely complaint filed by a minor‘s parent with the Human Relations Commission rests upon certain foundational concepts: the legal disability of minors; principles regarding statutory limitation periods; the jurisprudential doctrine of equitable
Initially, this appeal involves the right of a minor to bring a legal action. Generally speaking, children have a distinct legal disability, as they are prohibited from personally bringing a cause of action before reaching the age of majority. The underlying rationale of minority tolling is not to deprive minors of their rights, but to safeguard those rights during a period in which minors are viewed as being immature, inexperienced, and unable to independently protect them. In Pennsylvania, as noted above, to safeguard certain minors’ rights during their period of legal disability, the General Assembly has enacted the Minority Tolling Statute for minors bringing a “civil action,” exempting children from the operation of statutes of limitations during their period of legal disability, and enabling them to bring a civil action on their own behalf upon reaching the age of majority.
Furthermore, in this appeal we are considering equitable modifications to the limitations period for filing a complaint. Generally speaking, statutes of limitations are rules of law that set time limits for bringing legal claims. They serve several purposes: imposing finality on the litigation system; providing defendants with an end to their potential liability; and avoiding litigation of disputes involving stale evidence. The obvious consequence of these statutes is the occasional harsh result of barring otherwise legitimate claims. Of particular relevance herein, statutes of limitations are generally binding upon minors. Walker v. Mummert, 146 A.2d 289, 290 (Pa. 1958) (“The settled rule is that infants, as well as all others, are bound by the provisions of [statutes of limitations].“).
While a legislature‘s power to establish or alter a statute of limitations is well recognized, where statutory time limitations are not jurisdictional, principles of equitable tolling have been employed to ameliorate the harshness of limitation periods. Equitable tolling permits administrative agencies and courts to postpone application of statutory limitations for a period of time in certain appropriate circumstances. Indeed, it is hornbook law that limitations periods are “customarily subject to ‘equitable tolling,‘” Irwin v. Department of Veteran Affairs, 498 U.S. 89, 95 (1990), unless doing so would be “inconsistent with the text of the relevant statute,” United States v. Beggerly, 524 U.S. 38, 48 (1998).
Finally, and perhaps most importantly, although not formally or in any detail argued by either party, our interpretation of the specific statutory language contained in the PHRA is guided by the precepts of the Statutory Construction Act,
However, in situations where the words of a statute “are not explicit,” the legislature‘s intent may be determined by considering any of the factors enumerated in Section 1921(c). DEP v. Cumberland Coal, 102 A.3d 962, 975 (Pa. 2014). These factors are:
- The occasion and necessity for the statute.
- The circumstances under which it was enacted.
- The mischief to be remedied.
- The object to be attained.
- The former law, if any, including other statutes upon the same or similar subjects.
- The consequences of a particular interpretation.
- The contemporaneous legislative history.
- Legislative and administrative interpretations of such statute.
With these background principles in hand, we turn to our analysis of the PHRA‘s equitable tolling provision. The PHRA employs the phrase “equitable tolling” in two sections. First, in Section 959, the General Assembly speaks of equitable tolling in broad terms:
(a) Any person claiming to be aggrieved by an alleged unlawful discriminatory practice may make, sign and file with the Commission a verified complaint, in writing, which shall
state the name and address of the person, employer, labor organization or employment agency alleged to have committed the unlawful discriminatory practice complained of, and which shall set forth the particulars thereof and contain such other information as may be required by the Commission. Commission representatives shall not modify the substance of the complaint. Whenever a person invokes the procedures set forth in this act, the Commission shall refuse to accept for filing a complaint it determines to be untimely with no grounds for equitable tolling, outside its jurisdiction or frivolous on its face. * * * *
(j) At any time after the filing of a complaint, the Commission shall dismiss with prejudice a complaint which, in its opinion, is untimely with no grounds for equitable tolling, outside its jurisdiction or frivolous on its face.
The time limits for filing under any complaint or other pleading under this act shall be subject to waiver, estoppel and equitable tolling.
Moreover, the timing of these enactments is instructive. In 1991, the legislature amended Section 962 of the PHRA to add the specific principles of “waiver, estoppel and equitable tolling” with respect to an untimely complaint, and, yet, six years later, in 1997, employed only the broader catch-all phrase “equitable tolling” in Section 959.
If the legislature has defined a statutory term, we must, of course, employ that definition. Indeed, it is axiomatic that, “if the General Assembly defines words that are used in a statute, those definitions are binding.” PUC v. Andrew Seder/The Times Leader, 139 A.3d 165, 173 (Pa. 2016). Here, however, the legislature has not defined the phrase
Generally speaking, applying equitable tolling pauses the running of, or “tolls,” a statute of limitations. Dubose v. Quinlan, 173 A.3d 634, 644 (Pa. 2017). Broadly stated, “[t]he doctrine of equitable tolling [extends] a statute of limitations when a party, through no fault of its own, is unable to assert its right in a timely manner.” DaimlerChrysler Corp. v. Commonwealth, 885 A.2d 117, 119 n.5 (Pa. Cmwlth. 2005). Yet, equitable tolling is also a malleable, policy-driven concept taking into account principles of justice and fairness for both the party who seeks delay of the running of the limitations period and the party who is protected by the statute of limitations.
Equitable tolling has evolved as an “umbrella” concept, encompassing a variety of rationales for tolling a statute of limitations. David v. Hall, 318 F.3d 343, 345-46 (1st Cir. 2003) (“‘Equitable tolling’ is an umbrella term for the notion that a statute of limitations—unless its time limit is ‘jurisdictional‘—may be extended for equitable reasons not acknowledged in the statute creating the limitations period.“). A broad array of situations have been deemed to fall within the concept of equitable tolling. These include fraud and concealment, Deek Investment LP v. Murray, 157 A.3d 491, 497 (Pa. Super. 2017); tolling permitted under the discovery rule, O‘Kelly v. Dawson, 62 A.3d 414, 420 (Pa. Super. 2013) (“Equitable tolling is permitted under the discovery rule only when, despite the exercise of due diligence, the injured party is unable to know of the injury or its cause.“); extraordinary circumstances where a plaintiff is prevented from asserting his rights, Quest Diagnostics Venture, LLC v. Commonwealth of Pennsylvania, 119 A.3d 406, 413 n.6 (Pa. Cmwlth. 2018); and where a plaintiff asserts his rights in the wrong forum, Uber v. Slippery Rock University of Pennsylvania, 887 A.2d 362, 366 (Pa. Cmwlth. 2005) (determining that “under the principals of ‘equitable tolling,’ a claim filed beyond the 180-day time limit may be permitted where the defendant actively misleads the plaintiff regarding the cause of action; where extraordinary circumstances prevent the plaintiff from asserting his rights; and where a plaintiff has asserted his rights in a timely fashion, but in the wrong forum,” citing Oshiver v. Levin, Fishbein, Sedran & Berman, 38 F.3d 1380, 1387 (3rd Cir. 1994) abrogated on other grounds by Rotkiske v. Klemm, 890 F.3d 422, 428 (3d Cir. 2018) (en banc), aff‘d U.S. ——; 140 S. Ct. 355 (2019)).
Indeed, the citation by the Commonwealth Court in Uber to Oshiver is instructive, as that decision makes clear that the doctrine of equitable tolling encompasses three, non-exclusive, situations:
We preface our analysis of the equitable tolling doctrine with the observation that the time limitations set forth in Title VII are not jurisdictional. See Hart v. J.T. Baker Chemical Co., 598 F.2d 829, 831 (3d Cir. 1979). These time limitations are analogous to a statute of limitations and are, therefore, subject to equitable modifications, such as tolling. Id. Such treatment of Title VII‘s time limitation provisions is in keeping with our goal of interpreting humanitarian legislation in a humane and commonsensical manner so as to prevent unnecessarily harsh results in particular cases. Id.
* * *
Equitable tolling functions to stop the statute of limitations from running where the claim‘s accrual date has already passed. Cada, 920 F.2d at 450. We have instructed that there are three principal, though not exclusive, situations in which equitable tolling may be appropriate: (1) where the defendant has actively misled the plaintiff respecting the plaintiff‘s cause of action; (2) where the plaintiff in some extraordinary way has been prevented from asserting his or her rights; or (3) where the plaintiff has timely asserted his or her rights mistakenly in the wrong forum. School District of City of Allentown v. Marshall, 657 F.2d 16, 19-20 (3d Cir. 1981) (quoting Smith v.
American President Lines, Ltd., 571 F.2d 102, 109 (2d Cir. 1978)); see also Miller v. Beneficial Management Corp., 977 F.2d 834, 845 (3d Cir. 1992) (citation omitted).
Not only has the doctrine been characterized as encompassing various circumstances, it has been used in imprecise fashion. See, e.g., Schaffer v. Littion Loan Servicing, LP, 2008 WL 9758641 *7 n. 62 (C.D. Cal. 2008) (explaining the closely related but distinct nature of equitable estoppel sometimes referred to as fraudulent concealment — and equitable tolling, recognizing confusion as to the concepts and terminology, and observing that, due to the justifiable confusion regarding terminology, fraudulent concealment falls under the broad umbrella of “equitable tolling,” citing Thorman v. American Seafoods Co., 421 F.3d 1090, 1096 (9th Cir. 2005)).
Finally, and most directly relevant to our inquiry, the concept has been described both to include and exclude minority status as a basis for tolling a limitations period. Compare D.K. v. Abington School District, 696 F.3d 233, 248 (3d Cir. 2012) (acknowledging that equitable tolling may include concept of minority tolling); Lafage v. Jani, 766 A.2d 1066, 1073 (N.J. 2001) (noting lack of uniformity in decisional law with respect to equitable tolling for minors, and applying minority equitable tolling to New Jersey Wrongful Death Act); Albright, 320 F. Supp.2d at 294 (equitable tolling includes minority tolling and applies to claims under Federal Tort Claims Act); Zavala ex rel. Ruiz
If a statutory term, when read in context with the overall statutory framework in which it appears, has at least two reasonable interpretations, then the term is ambiguous. A.S. v. Pennsylvania State Police, 143 A.3d 896, 906 (Pa. 2016). Here, various interpretations of the scope and meaning of the phrase “equitable tolling” exist, some including and some excluding the concept of minority tolling, and all of which are plausible. Because the phrase “equitable tolling” is not defined in the PHRA, and, as demonstrated above, because it constitutes an umbrella concept embracing various equitable situations, we find that the phrase “equitable tolling,” as used in the PHRA, is “not explicit,” and, therefore, is ambiguous. McGrath v. Bureau of Professional & Occupational Affairs, State Board of Nursing, 173 A.3d 656, 662 n.8 (Pa. 2017) (“[T]he ‘not explicit’ prerequisite [of
Proceeding with these factors, we find “[t]he occasion and necessity for the statute,” the “mischief to be remedied,” and “the object to be attained,”
The denial of equal employment, housing and public accommodation opportunities because of such discrimination, and the consequent failure to utilize the productive capacities of individuals to their fullest extent, deprives large segments of the population of the Commonwealth of earnings necessary to maintain decent standards of living, necessitates their resort to public relief and intensifies group conflicts, thereby resulting in grave injury to the public health and welfare, compels many individuals to live in dwellings which are substandard, unhealthful and overcrowded, resulting in racial segregation in public schools and other community facilities, juvenile delinquency and other evils, thereby threatening the peace, health, safety and general welfare of the Commonwealth and its inhabitants.
The General Assembly‘s use of the broad phrase “equitable tolling” evinces an intent that this principle is to be employed in a manner consistent with the purposes of the statute. Indeed, we note that the PHRA contains an extremely short limitations period — 180 days — further supporting the view that the phrase “equitable tolling” should be broadly interpreted. Finally, we discern no fundamental policy underlying the PHRA which would dictate that we foreclose equitable tolling on the basis of minority status.
Thus, the primary purpose of the PHRA is to address, prevent, eliminate, and remedy unlawful discriminatory conduct. Denying minors the right to be heard by the Human Relations Commission, and to recover for wrongful discriminatory conduct, through an overly restrictive interpretation of the phrase “equitable tolling” would defeat the very purpose and policies upon which the PHRA is based, and, indeed, would severely undercut the protections of this humanitarian statute.
Similarly, we also find helpful a consideration of the consequences of a particular interpretation of the PHRA.
Not all children have parents. . . . Appellee‘s proposition that the limitation is fair “as to minors and parents” cannot be
extended to assume that orphanages, foster parents, and juvenile homes have the emotional dedication to fight a prompt legal battle and to maintain the often slow progress through the court system. A foster mother may be honestly dedicated to hot meals and clean linen and emotional support yet quail at the thought of embarking on several years of legal battle for a member of her changeable brood. As to parents themselves, some are lazy or frightened or ignorant or religiously opposed to legal redress. Still, they have their remedy available to them if they choose to use it. A child does not. The situation comes to this: a personal property right belonging to a legally faultless citizen may and often has been forfeited because no legally competent party has volunteered to undertake an action in the child‘s behalf. By the time the child reaches maturity the property has vanished.
DeSantis v. Yaw, 434 A.2d 1273, 1276-77 (Pa. Super. 1981) (finding statute of limitations constitutional even though barring a minor‘s claim). Thus, where a parent or guardian fails or refuses to timely file a complaint before the Human Relations Commission on the minor‘s behalf, absent equitable tolling, the injured child would be forever deprived of the ability to seek civil relief. Simply stated, children, already some of our most vulnerable citizens, should not be subject to the whim or mercy of parents or guardians with respect to the assertion of their legal rights.
Furthermore, resort to equitable tolling for minors is particularly critical for certain populations of children, such as the homeless, youth whose parents are themselves minors, and children with disabilities or in foster care, who have special needs and who routinely do not have anyone serving as a “parent” to advocate on their behalf. Thus, an interpretation excluding minors from the doctrine of equitable tolling would be fatal to the rights of many children subjected to discrimination.
We recognize, as noted above, that statutes of limitations, while perhaps arbitrary and harsh, serve salutary purposes, including finality, ending a defendant‘s potential liability, and avoiding litigation using stale evidence. And, we acknowledge that to interpret equitable tolling to include minority tolling would negatively impact these
Critically, and transcending all aspects of our analysis, we note that the General Assembly has instructed that the PHRA “shall be construed liberally for the accomplishment of the purposes thereof, and any law inconsistent with any provisions hereof shall not apply.”
Finally, we are unpersuaded by the District‘s argument that, because the Minority Tolling Statute was enacted prior to the PHRA‘s equitable tolling provision, the legislature would have expressly included minority tolling in the PHRA if it had intended age to toll the limitations period. However, if, as found by the Commonwealth Court and asserted by the District, the Minority Tolling Statute applies only to “civil action[s]” — which do not include administrative proceedings — then it is eminently reasonable that the General Assembly intended to include minority tolling as part of the umbrella concept of equitable tolling. While an express articulation would have been preferred, we are confident that construing equitable tolling to include tolling on the basis of minority status gives effect to the legislature‘s intent to protect all Pennsylvania citizens against unlawful discrimination.6
Although a literal reading of the Wrongful Death Act might suggest a different result, considerations of fairness and equity convince us that the true legislative intent is otherwise. The Legislature does not expect a child under the Wrongful Death Act “to understand or act upon his legal rights; he should not be made to suffer for failure to do so. Nor should he be penalized for the ignorance or neglect of his parents or guardian in failing to assert those rights.” We are persuaded that to allow tolling for a minor‘s wrongful death claim poses no threat to the salutary purpose of the statute of limitations.
Lafage, 766 A.2d at 1073 (citation omitted).
Accordingly, the order of the Commonwealth Court is reversed, and the matter is remanded to that court for proceedings consistent with our decision today.
Jurisdiction relinquished.
Justices Baer, Dougherty and Mundy join the opinion.
Justice Wecht files a dissenting opinion in which Chief Justice Saylor and Justice Donohue join.
