NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF MULTIJURISDICTION PRACTICE, (NAAMJP); Robert Vereb; Benjamin Josef Doscher, Appellants v. Jerome B. SIMANDLE, Chief Judge, United States District Court for the District of New Jersey; Mary L. Cooper; Joel A. Pisano; Peter G. Sheridan; Michael Shipp; Anne E. Thompson; Freda L. Wolfson; Renee Marie Bumb; Noel L. Hillman; Joseph E. Irenas; Robert B. Kugler; Joseph H. Rodriguez; Karen M. Williams; Dennis M. Cavanaugh; Claire C. Cecchi; Stanley R. Chesler; Dickinson R. Debevoise; Michael A. Hammer; Katharine S. Hayden; Faith S. Hochberg; Jose L. Linares; William J. Martini; Kevin McNulty; Esther Salas; William H. Walls; Susan D. Wigenton; Attorney General United States of America
No. 15-3356
United States Court of Appeals, Third Circuit.
July 14, 2016
Submitted Under Third Circuit L.A.R. 34.1(a) July 11, 2016
David Y. Bober, Esq., Trenton, NJ, Caroline A. Sadlowski, Esq., Kristin L. Vassallo, Esq., Newark, NJ, Office of United States Attorney, for Defendant-Appellee.
OPINION *
*JORDAN, Circuit Judge.
By its own description, the National Association for the Advancement of Multijurisdiction Practice (“NAAMJP“) advocates “throughout the United States for the purpose of improving the legal profession, by petitioning for admission on motion in the dwindling minority of jurisdictions that have not yet adopted ... reciprocal admission for all lawyers.” (JA164.) In other words, the NAAMJP endeavors to reduce the barriers to entry to legal practice in the various state and federal courts across the country. Its view, which should tug at the heartstrings of any attorney, is that “one bar exam is more than enough.” (Opening Br. at 19.) With that end in mind, the NAAMJP has crisscrossed the United States, challenging local bar admission rules. See, e.g., NAAMJP v. Lynch, 826 F.3d 191 (4th Cir. 2016); NAAMJP v. Berch, 773 F.3d 1037 (9th Cir. 2014), cert. denied, — U.S. —, 135 S.Ct. 2374, 192 L.Ed.2d 146 (2015); see also Blye v. California Supreme Court, CV 11-5046, 2014 WL 229830, at *2 n.3 (N.D. Cal. Jan. 21, 2014) (collecting similar challenges involving plaintiffs’ counsel dating back to 1987).1
It does not appear that the NAAMJP or its counsel has ever succeeded in any of its efforts. Its challenges have twice reached this Court and twice been rejected. See NAAMJP v. Castille, 799 F.3d 216 (3d Cir.), cert. denied, — U.S. —, 136 S.Ct. 558, 193 L.Ed.2d 430 (2015); NAAMJP v. Gonzales, 211 Fed.Appx. 91 (3d Cir. 2006).2 This time is the same.
In the present case, the NAAMJP and two of its members challenge the conditions placed on admission to the bar of the United States District Court for the District of New Jersey (the “District Court“). They allege that the District Court‘s local rules, which generally incorporate New Jersey state admission rules by limiting federal admission to those licensed to practice by the Supreme Court of New Jersey, violate federal statutory and constitutional standards. The defendants — judges of the District Court and former Attorney General Eric Holder — moved to dismiss the NAAMJP‘s complaint.3 In a thorough and thoughtful opinion, the District Court granted the motion to dismiss. We agree with the reasoning of the District Court in all respects, and will affirm.
I. Background
The District Court‘s Local Civil Rule 101.1 governs admission to the bar of that Court. The rule provides that “[a]ny attorney licensed to practice by the Supreme Court of New Jersey may be admitted” to the bar of the District Court. L.Civ.R. 101.1(b). It further provides that a New Jersey attorney who is deemed ineligible to practice in state court under certain circumstances will also not be permitted to practice before the District Court during the period of that ineligibility, and that an attorney who resigns from the New Jersey State bar will be considered to have resigned from the bar of the District Court. Id. In lieu of general admission to the bar of the District Court, attorneys not licensed in New Jersey who are members in good standing of another state or federal bar may apply for pro hac vice admission for each case in which they participate in the District Court and pay a $150 fee upon each admission. L.Civ.R. 101.1(c).
The local rules also permit narrow categories of exceptions from the requirement of membership in the New Jersey State bar. For example, the rules allow those admitted to practice before the United States Patent and Trademark Office to be admitted to the District Court bar so long as they have been members of the bar of any state or federal court for five years and have been engaged in the practice of patent law in New Jersey, with an office located in the state, for at least two years. L.Civ.R. 101.1(e). In addition, attorneys representing the United States need not be admitted to practice in New Jersey in order to appear in the District Court. See L.Civ.R. 101.1(f).4
On June 9, 2014, the NAAMJP and two of its members, Robert Vereb and Benjamin Josef Doscher,5 sued the district and magistrate judges of the District Court, as well as former Attorney General Eric Holder, claiming that the local rules wrongly prevent certain of NAAMJP‘s members from joining the bar of the Court. Both Vereb and Doscher are admitted to practice in the state and federal courts of New York and “will apply for admission to the U.S. District Court for the District of New Jersey bar if its admission rule is changed.” (JA165-166.) The complaint includes four causes of action, based on alleged violations of the following: (1) the Rules Enabling Act,
The defendants moved to dismiss on two grounds. First, pursuant to
The District Court granted the motion to dismiss under
II. Discussion 7
A. Standard of Review
We exercise plenary review over the District Court‘s standing determination and its dismissal of the complaint on the merits. See United States ex rel. Atkinson v. Pa. Shipbuilding Co., 473 F.3d 506, 514 (3d Cir. 2007) (review of jurisdictional determination under
B. Standing Analysis
On appeal, the defendants continue to challenge the plaintiffs’ standing to pursue their claims against the District Court‘s admission rules. They argue that the allegations of the complaint are insufficient to establish the standing of the individual plaintiffs or the standing of the NAAMJP to sue on behalf of its members.
The defendants’ argument hinges on the first element; they contend that the plaintiffs cannot establish standing because there is no adequate allegation that the District Court‘s local rule caused the plaintiffs any injury. The individual plaintiffs have alleged that they “will apply for admission to the U.S. District Court for the District of New Jersey bar if its admission rule is changed.” (JA165-166.) But the defendants say that more is required to establish cognizable injury. In their view, the plaintiffs must have alleged that they actually did apply to join the bar of the District Court and were denied, or that they have clients that they would represent in the District Court, were they admitted to its bar.9 In making that argument, the defendants chiefly rely upon our non-precedential opinion in NAAMJP v. Gonzales, in which we dismissed an NAAMJP challenge to similar local rules for lack of injury because the plaintiffs “ha[d] made no showing that they were denied the ability to practice in any of those states or that they would seek to practice there but-for the local court rules.” 211 Fed.Appx. at 95.
Gonzales is indeed non-precedential, and, by our own Internal Operating Procedures, we cannot rely on it as authority. 3d Cir. I.O.P. 5.7 (2015). Without regard to Gonzales, though, both Vereb and Doscher have alleged that they would seek admission to the District Court bar if the local rules were changed. They need not actually have sought admission, as their applications would certainly have been denied. See Sammon v. N.J. Bd. of Med. Exam‘rs, 66 F.3d 639, 643 (3d Cir. 1995) (“futile gestures” are not required to establish standing). Vereb and Doscher are already engaged in the legal profession, admitted to the bar of a neighboring state, and would apply to the District Court bar if the rules were changed to permit their admission. Since denial of their application was assured, the rules inflict the alleged injury regardless of whether Vereb and Doscher actually undertook the futile ap
C. Merits Analysis
The plaintiffs have raised four claims against the District Court‘s local rules for admission to its bar, relying on the Rules Enabling Act, the Supremacy Clause, the First Amendment, and principles of equal protection. We address each below.
1. The Rules Enabling Act
The Rules Enabling Act,
Local Civil Rule 101.1 does not conflict with any Acts of Congress or any rules adopted by the Supreme Court.11 As a result, those local rules do not violate the Rules Enabling Act. The matter is no more complicated than that. The District Court‘s opinion ably addresses and rejects the plaintiffs’ argument, and the United States Court of Appeals for the Fourth Circuit recently rejected the same argument advanced by the very same plaintiff and counsel. See Lynch, 826 F.3d at 196.
2. The Supremacy Clause
The Supremacy Clause provides:
This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.
Fortunately, there is no conflict between state and federal law in this case. The plaintiffs suggest — in a “borderline frivolous” argument, Lynch, 826 F.3d at 198 — that the District Court‘s local rule somehow allows New Jersey state law to control federal courts because it incorporates the state‘s attorney admission rules. But that is far from so. Local Civil Rule 101.1 adopts the state standard for attorney admission; it does not allow New Jersey to somehow impose its will on the federal court sitting in that state. See United States v. Klubock, 832 F.2d 649, 651 (1st Cir. 1987) (recognizing that when a federal rule incorporates state law, the rule in question “can no longer be considered to be a state law, because by its incorporation into the [federal] local rules, [it] has become federal law” (original emphasis)), vacated on other grounds, 832 F.2d 664 (1st Cir. 1987) (en banc), aff‘g by equally divided court, 639 F.Supp. 117 (D. Mass. 1986); see also United States ex rel. O‘Keefe v. McDonnell Douglas Corp., 132 F.3d 1252, 1257 n.4 (8th Cir. 1998) (noting that “Supremacy Clause considerations do not come into play” in challenges to local rules of a United States District Court (internal quotation marks omitted)). As the District Court here rightly pointed out, it “is free to change [its] rules at any time, subject to the procedural and substantive limitations of the Rules Enabling Act.” (JA014.) The Court properly rejected the plaintiffs’ Supremacy Clause argument.
3. First Amendment
The First Amendment prevents the government from “abridging the freedom of speech ... or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.”
We do note, however, that we recently rejected a similar First Amendment challenge to Pennsylvania‘s bar admission rules (also brought by the NAAMJP) in Castille. There, we held that Pennsylvania‘s state admission rule — which admits to the Commonwealth‘s bar experienced attorneys admitted in reciprocal jurisdictions — was not a limitation on speech at all, but was instead “an exercise of Pennsylvania‘s ‘broad power to establish standards for licensing practitioners and regulating the practice of professions.‘” Castille, 799 F.3d at 221 (quoting King v. Governor of the State of N.J., 767 F.3d 216, 229 (3d Cir. 2014)); see also Ohralik v. Ohio State Bar Ass‘n, 436 U.S. 447, 459 (1978) (“A lawyer‘s procurement of remunerative employment is a subject only marginally affected with First Amendment concerns. It falls within the State‘s proper sphere of economic and professional regulation.“). The Pennsylvania rule “does not reward, punish, or even acknowledge the content or viewpoint of any attorney‘s speech.” Castille, 799 F.3d at 223. We also noted that the challengers were free to practice law in Pennsylvania if they passed the bar exam or applied for pro hac vice admission, thus limiting any impact on their expressive activities or freedom of association. Id. at 224.
In this case, the NAAMJP raises basically the same contentions that it unsuccessfully argued in Castille. Local Civil Rule 101.1, like its Pennsylvania counterpart, is nothing more than a standard regulation of the legal profession. It places minimal limitations on expressive activities. Unlicensed attorneys are free to represent themselves pro se, pass the New Jersey bar exam, or apply for admission pro hac vice on a case-by-case basis. The District Court‘s local rules do not target any speech based upon its content or the viewpoint of the speaker.12 “[T]he broadly formulated First Amendment argument here would, if successful, greatly undermine the power of states to regulate bar membership, when this power has been repeatedly recognized and upheld by the courts.” Russell v. Hug, 275 F.3d 812, 822 (9th Cir. 2002). If our own precedent were not enough, both the Fourth Circuit and the United States District Court for the District of Columbia recently rejected the NAAMJP‘s First Amendment arguments. Lynch, 826 F.3d at 195; NAAMJP v. Roberts, No. 13-01963, 180 F.Supp.3d 46, 59-64, 2015 WL 10459071, at *8-12 (D.D.C. Dec. 31, 2015), appeal docketed, No. 16-5020 (D.C. Cir. Jan. 31, 2016). We do so again.
4. Equal Protection
In an equal protection challenge, we generally begin by determining the standard of scrutiny applicable to the challenged statute or rule. Donatelli v. Mitchell, 2 F.3d 508, 513 (3d Cir. 1993). If a law burdens a fundamental right or targets a suspect classification of individuals, it must satisfy some level of heightened scrutiny. Hassan v. City of New York, 804 F.3d 277, 298-99 (3d Cir. 2015). If not, we apply the lowest standard of scrutiny, so-called “rational basis” review. FCC v. Beach Commc‘ns, Inc., 508 U.S. 307, 313, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993). Under that standard, the challenged rule “comes ... bearing a strong presumption of validity, and those attacking the rationality of the [rule] have the burden to negative every conceivable basis which might support it.” Id. at 314-15, 113 S.Ct. 2096 (internal citations omitted). “[I]f there is any reasonably conceivable state of facts that could provide a rational basis for the classification,” it must be upheld. Id. at 313, 113 S.Ct. 2096. In other words, “[w]here there are plausible reasons for [the rule], our inquiry is at an end.” Id. at 313-14, 113 S.Ct. 2096 (internal quotation marks omitted).
Local Civil Rule 101.1 is subject to rational basis review. The rule treats attorneys differently based upon whether they are admitted to the state bar of New Jersey. It neither burdens a fundamental right nor targets a suspect class of people. See Schumacher v. Nix, 965 F.2d 1262, 1268 (3d Cir. 1992) (“The courts that have considered equal protection challenges to state bar rules have uniformly applied rational basis review.“); see also Castille, 799 F.3d at 220 (applying rational basis review to NAAMJP‘s challenge to Pennsylvania reciprocal bar admission rule). We have previously upheld the central provision of Local Civil Rule 101.1 — that all attorneys practicing generally before the District Court must be members of the New Jersey bar — against an equal protection challenge applying rational basis review. See In re Roberts, 682 F.2d 105 (3d Cir. 1982) (per curiam). In that case, we identified the following justifications for the District Court‘s preference for state-barred attorneys:
Because there is no federal procedure in the district court for determining an applicant‘s fitness to practice law before it, the court may properly rely on prior admission to the bar of the supreme court of the state in which the district court sits. Counsel appointed to represent the district court points out also that tying district court admission to state bar membership tends to protect the interests of the public. For example, when a choice of either a federal or a state forum is available in a particular case an attorney admitted only to the federal court may choose that forum solely for that reason, possibly disregarding the interests of his client.
Id. at 108. Other courts have also pointed out, quite rightly, that federal courts often sit in diversity and apply state substantive law, so familiarity with state law is a rational basis on which to admit attorneys to the federal bar of that same state. See Giannini v. Real, 911 F.2d 354, 360 (9th Cir. 1990) (justifying California federal bar admission rules by acknowledging that “questions of California substantive law permeate the range of cases over which the district courts have subject matter jurisdiction“).13
III. Conclusion
“[A] federal court has the power to control admission to its bar....” Chambers v. NASCO, Inc., 501 U.S. 32, 43, 111 S.Ct. 2123, 115 L.Ed.2d 27 (1991). Here, the District Court‘s local rules for attorney admission are neither unique nor particularly restrictive. “[F]ederal courts have traditionally used admission to the bar of a state court as a standard for initial admission to their bars....” Surrick v. Killion, 449 F.3d 520, 529 (3d Cir. 2006). “To be
Notes
We believe that the exemptions extended to certain patent lawyers and lawyers representing the United States and its agencies ... are based on reasonable distinctions related to the court‘s interest in ensuring the competence of counsel appearing before it. Attorneys admitted to practice before the patent office must pass a uniform, national examination. This procedure serves as an adequate substitute for state examination for determining fitness to practice in this limited area of federal law.... In the case of counsel representing the United States, the court‘s interest in ensuring competence of lawyers appearing before it is satisfied by its reliance on the government to exercise care in the selection and supervision of its lawyers. [That exception] reasonably accommodates the government‘s interest in representation without arbitrarily discriminating against attorneys engaged in private practice.682 F.2d at 108.
