ALI J. NAINI v. KING COUNTY PUBLIC HOSPITAL DISTRICT NO. 2 d/b/a EVERGREEN HOSPITAL MEDICAL CENTER et al.
CASE NO. C19-0886-JCC
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE
January 21, 2020
THE HONORABLE JOHN C. COUGHENOUR
ORDER
This matter comes before the Court on Defendants’ motion for partial summary judgment (Dkt. No. 80). Having considered the parties’ briefing and the relevant record, the Court hereby GRANTS the motion in part and DENIES the motion in part for the reasons explained herein.
I. BACKGROUND
In 2012, Plaintiff Dr. Ali Naini and Defendant Dr. Melissa Lee spoke with one another in an office on the Intensive Care Unit of Defendant King County Public Hospital District No. 2 (“Evergreen“). (Dkt. Nos. 82-7 at 2, 82-8 at 2.) Plaintiff and Dr. Lee disagree about what was said, who started the conversation, and what transpired. (Compare Dkt. Nos. 82-7 at 2-3, with 82-8 at 2-3.) Plaintiff accuses Dr. Lee of forcefully grabbing and threatening to “crucify” him because he advised a patient‘s family that patients receive a lower level of care in the ICU if they are designated “Do Not Resuscitate.” (See Dkt. No. 82-7 at 2-3.) Dr. Lee denies forcefully
Following Plaintiff and Dr. Lee‘s contested meeting in 2012, the two doctors engaged in a series of discussions with other Evergreen physicians and staff members about communication issues in the ICU. (See Dkt. Nos. 97-7 at 2, 97-14 at 2-3, 97-15 at 2-4, 97-16 at 2-5). During those discussions, Plaintiff complained that ICU staff were overriding and changing his neurosurgical orders without talking to him first. (See Dkt. Nos. 97-12 at 3, 97-16 at 2.) Dr. Lee, on the other hand, felt that Plaintiff was ignoring the expertise of ICU team members and was making improper unilateral decisions about ICU patients. (See Dkt. No. 82-8 at 2.) She therefore drafted “Neurosurgical Management Guidelines” designed to require Plaintiff to include ICU team members in certain conversations with patients and in specific decisions about patient care. (See Dkt. No. 97-15 at 2-3.) Those guidelines were eventually implemented in 2016. (Dkt. No. 97-17 at 2-4.)
On June 16, 2016, Dr. Lee contacted Defendant Dr. Robert Geise, then-president of Evergreen‘s medical staff, about “two patient interactions with [Plaintiff]” and about Plaintiff “blatantly breaking” the new guidelines. (Dkt. No. 97-18 at 2.) Five days later, Dr. Geise contacted Plaintiff to arrange a meeting about what happened with the patients and any concerns Plaintiff had with patient care. (See Dkt. No. 82-11 at 2-3.) Plaintiff subsequently sent Dr. Geise an email summarizing their conversation. (Dkt. No. 82-12 at 2.) Plaintiff‘s email emphasized two points of discussion: (1) Plaintiff‘s concern that ICU team members were having DNR discussions without the attending physician present and (2) how to resolve differences of opinion between the attending physician and ICU team members. (See id. at 2-3.)
Dr. Geise also summarized the meeting in an email to medical staff officers. (See Dkt. No. 82-14 at 2-3.) In that email, Dr. Geise expressed his concern that “[Plaintiff] is clearly
On June 28, 2016, Dr. Geise met with ICU physicians and staff members to discuss issues about Plaintiff “from [a] Hospitalist/Intensivist viewpoint.” (See Dkt. No. 82-16 at 2-3.) During the meeting, ICU staff members alleged that Plaintiff “will paint a rosy picture to the family and try to convince them that DNR status is not the way to go.” (Id. at 3.) Dr. Lee was even more forceful, stating that the hospitalists and intensivists felt disrespected and frustrated, that Plaintiff was a “dangerous provider,” and that “she want[ed] to hear from medical staff leadership . . . that there will be a plan.” (Id. at 2-3.) In response to Dr. Lee‘s comments, Dr. Geise “affirmed that he ha[d] a plan for formal review.” (Id. at 2.)
Dr. Geise articulated his plan in an email to physicians and the medical staff office. (See Dkt. No. 82-17 at 2.) Dr. Geise‘s email called for the “assembl[y] [of] a multidisciplinary group of providers [to] review a series of [Plaintiff‘s] cases that have been brought up as being highly concerning.” (Id.) According to Dr. Geise, a review of Plaintiff‘s cases was warranted because Plaintiff had demonstrated a “recurring pattern of clinical judgment and behavior that is potentially compromising patient safety and care.” (Id.)
On July 13, 2016, an ad hoc committee met to review four of Plaintiff‘s cases. (Dkt. No. 82-18 at 2-7.) The committee then sent three of the cases to an external reviewer. (See generally Dkt. No. 82-20.) Before the external reviewer issued a report, however, Plaintiff met with Dr. Geise and others to discuss “1.) Documentation in the medical record. 2.) Communication within the patient care team. 3.) Clinical judgment.” (Dkt. No. 97-32 at 2.) At the meeting, Plaintiff was
The external reviewer eventually issued a report in August 2016. (See generally Dkt. No. 82-20.) That report was subsequently sent to the MEC, which voted to pursue an FPPE-C for Plaintiff. (Dkt. Nos. 82-22 at 2-4, 82-23 at 2.) The FPPE-C was designed to monitor Plaintiff‘s “[c]ommunication and interaction style,” “[d]ocumentation of daily evaluation, care and decision making process,” “[c]ompliance with Neurosurgery Management Guidelines in [the] ICU,” and “[m]aintenance of knowledge of current practices.” (Dkt. No. 82-23 at 2.)
Over the next year, Plaintiff‘s medical staff privileges started to come under threat. On April 3, 2017, for example, Dr. Geise sent a letter to Plaintiff informing him that the medical staff officers were recommending to the MEC that he undergo a competency assessment at the University of California, San Diego at his own expense. (See Dkt. No. 97-33 at 2.) “Failure to complete the competency assessment within 6 months,” the letter warned, “will result in automatic termination of your membership and privileges as a member of the EvergreenHealth Medical Staff.” (Id.) Then in June 2017, Dr. Geise sent a letter to Plaintiff alleging that Plaintiff had violated the neurosurgical ICU co-management agreement when he (1) “had discussions about prognosis with [a] patient‘s family without consulting the intensivist or neurologist” and (2) “arranged to have a family conference at [his] office with the family in order, apparently, to avoid involvement of the intensivist or neurologist.” (Dkt. No. 97-34 at 2.) The letter told Plaintiff that his privileges could be summarily suspended if he did not “immediately comply with the ICU co-management in every respect.” (Id. at 3.)
Litigation in this case commenced on October 25, 2017, when Plaintiff filed a complaint in King County Superior Court. (Dkt. No. 11-1.) In that complaint, Plaintiff sought to prevent Defendants from revoking his hospital privileges if he did not complete the competency assessment at the University of California, San Diego. (Id. at 3.) In response to Plaintiff‘s complaint, Evergreen agreed to withdraw, “without prejudice,” the FPPE-C requiring Plaintiff to complete the competency assessment. (See Dkt. No. 12-8 at 8.)
Although Evergreen withdrew the competency assessment requirement, the MEC soon voted to institute a Corrective Action Plan (“CAP“) for Plaintiff to “address the area of communication and assess clinical competency.” (Dkt. No. 97-38 at 2.) Under the CAP, Plaintiff‘s 2018 cases were to be evaluated if they met certain criteria. (See id. at 4-5.)
While the CAP was ongoing, Plaintiff submitted his reapplication for two years of medical staff privileges at Evergreen. (Dkt. No. 18-12 at 18-52.) The Credentials Committee (“CC“) and MEC considered Plaintiff‘s reapplication, and on October 16, 2018, Dr. O‘Callaghan sent Plaintiff a letter notifying Plaintiff that the CC and MEC were not prepared to extend his privileges for two years “[d]ue to an ongoing investigation regarding concerns of professional competence and professional conduct.” (See Dkt. No. 82-36 at 2.) Instead, the CC and MEC “approved [Plaintiff‘s] reappointment for three months.” (Id.) According to the letter, that reappointment was “effective from 10/16/2018 12:00:00 AM through 01/15/2019.” (Id.)
On January 9, 2019, the CC met and voted unanimously to recommend that the Board not
What happened next is vigorously disputed by the parties. Plaintiff claims that the Board voted to not renew his privileges on January 15, 2019. (Dkt. No. 95 at 13.) Defendants claim that no vote occurred and that Plaintiff‘s privileges naturally expired. (Dkt. No. 80 at 10-11.) What is undisputed, however, is that on January 17, 2019, Dr. O‘Callaghan called Plaintiff and told Plaintiff that he was “no longer on staff” because the Board had approved the MEC‘s recommendation to not renew his privileges. (Dkt. Nos. 97-48 at 53-55, 97-54 at 2.) Five days later, Plaintiff filed a motion for a preliminary injunction, asking the Superior Court to “prohibit[] any interference with his exercise of privileges at EvergreenHealth.” (Dkt. No. 14-26 at 26.) The Superior Court found that there was “no question on this record that the hospital ha[d] taken adverse action against [Plaintiff] by completely suspending his privileges without any advance hearing.” (See Dkt. No. 32-1 at 60.) That summary “suspension,” the Superior Court concluded, had likely denied Plaintiff due process and violated Evergreen‘s bylaws. (Id. at 60-61; see also Dkt. No. 16-13 at 4.) The Superior Court therefore vacated Plaintiff‘s “suspension” and issued a preliminary injunction preventing Defendants from “[t]aking any action that prevents, prohibits, or interferes with plaintiff‘s exercise of privileges and prerogatives as an active staff member of the EvergreenHealth Medical Center.” (Dkt. No. 16-13 at 4.)
Plaintiff subsequently amended his complaint to add claims for damages against Dr.
II. DISCUSSION
A. Legal Standard
“The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Once a motion for summary judgment is properly made and supported, the opposing party “must come forward with ‘specific facts showing that there is a genuine issue for trial.‘” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting
B. Plaintiff‘s § 1983 Procedural Due Process Claim Against Evergreen
1. Causation
Section 1983 does not render a municipal entity vicariously liable for the acts of its employees; the entity must “cause” the plaintiff‘s injury. Monell v. Dep‘t. of Soc. Servs., 436 U.S. 658, 694 (1978); Tanner v. Heise, 879 F.2d 572, 582 (9th Cir. 1989). A municipal entity can cause a plaintiff‘s injury in “one of three ways.” Gillette v. Delmore, 979 F.2d 1342, 1346 (9th Cir. 1992). First, the entity‘s employee might commit a constitutional violation while acting pursuant to the entity‘s policy, practice, or custom. Id. Second, an employee (or decision-making body) endowed with “final policy-making” authority might violate the plaintiff‘s rights in such a way that the employee‘s action constitutes an act of official governmental policy. Id. Third, “an official with final policy-making authority [might] ratif[y] a subordinate‘s unconstitutional decision or action and the basis for it.” Id. at 1346-47.
In this case, Plaintiff offers several pieces of evidence to show that the Board took final
Defendants contend that these meeting minutes and other communications are the product of misunderstandings, imprecise phrasings, or both. (See Dkt. No. 80 at 10-11, 16.) According to Frederick Allison DeYoung, chairman of the Board, the Board was informed of but did not vote on the MEC‘s recommendation to not renew Plaintiff‘s privileges. (Dkt. No. 81 at 2-3.) Dr. O‘Callaghan supports Mr. DeYoung‘s version of events, stating in a deposition that he “misstated“—to multiple people—“what had happened at the board meeting.” (Dkt. No. 97-48 at 53.) In this telling of what happened, the Board did not take any action regarding Plaintiff‘s privileges; his privileges naturally “expired” on January 15, 2019, when his three-month reappointment ended without the Board having come to a final decision. (See Dkt. No. 80 at 11) (citing Dkt. No. 82-36 at 2).
Defendants provide a plausible alternative account of what happened—an alternative
2. Procedural Protections
Defendants argue that even if Evergreen took final policy action, it did not violate Plaintiff‘s due process rights because it provided him with adequate procedural protections. (See Dkt No. 80 at 19-20.) Unfortunately, the Court cannot determine the procedural protections to which Plaintiff was entitled because the parties have failed to discuss the nature of Plaintiff‘s property interest in the renewal of his medical staff privileges.
The principles governing a procedural due process claim are simple to state. To succeed on such a claim, a plaintiff must show (1) they possessed a constitutionally protected liberty or property interest and (2) the defendant deprived them of that interest without affording adequate procedural protections. Brewster v. Bd. of Educ., 149 F.3d 971, 982 (9th Cir. 1998). When the claim involves a property interest, the first element is met if the plaintiff had a “legitimate claim of entitlement” to the property interest. Bd. of Regents v. Roth, 408 U.S. 564, 577 (1972). The second element is met if the defendant afforded procedural protections that were inadequate
First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government‘s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Mathews v. Eldridge, 424 U.S. 319, 335 (1976).
Although these principles are easy to state, they can be difficult and fact-intensive to apply. To decide if a plaintiff has a property interest in continued employment, for example, a court usually must examine the text of the plaintiff‘s employment contract. See Jago v. Van Curen, 454 U.S. 14, 17-18 (1981) (“Principles of contract law naturally serve as useful guides in determining whether or not a constitutionally protected property interest exists.“). But looking at a contract‘s text is often not enough: in some cases, a property interest is impliedly created even though it is not explicitly contained in an employment contract. See id. (citing Perry v. Sindermann, 408 U.S. 593, 601-02 (1972); Bishop v. Wood, 426 U.S. 341, 344 (1976)). And if a court decides that a plaintiff has a constitutionally protected property interest, it must look to the nature of the property interest to determine if the defendant afforded the plaintiff adequate procedural safeguards prior to depriving the plaintiff of that interest. See Brewster, 149 F.3d at 983. That determination is invariably case-specific because “‘due process,’ unlike some legal rules, is not a technical conception with a fixed content unrelated to time, place, and circumstances.” Mathews, 424 U.S. at 334 (quoting Cafeteria Workers v. McElroy, 367 U.S. 886, 895 (1961)).
In this case, the parties largely ignore whether Plaintiff had a constitutionally protected interest in the renewal of his privileges. Defendants, on the one hand, assume “[f]or purposes of this motion only . . . that Plaintiff‘s medical staff privileges are a constitutionally protected interest.” (Dkt. No. 80 at 17.) Plaintiff, on the other hand, briefly argues that he has a “constitutionally protected interest in his medical staff privileges,” but he does not discuss
Because the parties fail to address whether Plaintiff had a constitutionally protected interest in the renewal of his privileges, it is difficult for the Court to determine if Evergreen afforded Plaintiff adequate procedural protections. Take the risk-of-erroneous-deprivation factor as an example. In cases where courts have held that pre-deprivation process was needed to avoid an erroneous deprivation of a physician‘s privileges, those courts focused on how pre-deprivation process would improve the hospitals’ decision-making. See Osuagwu v. Gila Reg‘l Med. Ctr., 938 F. Supp. 2d 1142, 1159-61 (D.N.M. 2012); Dr. Marin v. Citizens Mem‘l Hosp., 1985 WL 6001, slip op. at 1 (S.D. Tex. 1985) (“[P]rocedural due process must be afforded an applicant so that he may explain or show to be untrue those matters which might lead the board to reject his application.“). Yet here, the parties have failed to discuss the nature of the decision that the Board had to make before it declined to renew Plaintiff‘s privileges. Was the Board required to find “good cause” for not renewing Plaintiff‘s privileges? If so, then pre-deprivation process would likely be valuable. See Osuagwu, 938 F. Supp. 2d at 1148, 1159-61. If not, then pre-deprivation process would have less value.
C. Plaintiff‘s § 1983 Procedural Due Process Claims Against the Individual Defendants
Defendants move for summary judgment dismissal of Plaintiff‘s
1. Causation
Section 1983‘s causation requirement is met if an individual “does an affirmative act, participates in another‘s affirmative acts, or omits to perform an act which he is legally required to do that causes the deprivation of which complaint is made.” Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978). “[P]ersonal participation is not the only predicate for § 1983 liability,” id., however, because Section 1983‘s causation requirement is “read against the background of tort liability that makes a man responsible for the natural consequences of his actions.” Malley v. Briggs, 475 U.S. 335, 344 n.7 (1986) (quoting Monroe v. Pape, 365 U.S. 167, 187 (1961)). Those background principles also render a person liable under
Although it is possible for a person to cause a board to deprive someone of their constitutional rights, Plaintiff‘s procedural due process claims against the individual Defendants present unique causation issues. To succeed on those claims, Plaintiff must do more than show
As far as the Court can tell, the parties do not discuss whether it was foreseeable that the Board would deny Plaintiff due process. Instead, the parties focus their briefing on the distinct issue of whether the individual Defendants caused the Board to not renew Plaintiff‘s privileges. (See Dkt. Nos. 80 at 15-17, 95 at 24-25.) The Court will therefore limit its analysis to that issue, and it will analyze each individual Defendant‘s role in the Board‘s decision separately while keeping in mind that “causation is preeminently a question of fact, to be decided after trial.” Tahoe Sierra Pres. Council, Inc. v. Tahoe Reg‘l Planning Agency, 34 F.3d 753, 756 (9th Cir. 1994).
i. Dr. Lee
There are several reasons why a reasonable jury could conclude that Dr. Lee caused the Board to not renew Plaintiff‘s privileges. First, the evidence shows that Dr. Lee played an essential role in creating co-management guidelines that targeted Plaintiff and contributed to his loss of privileges: she pushed for the guidelines to be adopted as early as 2013, (see Dkt. No. 97-15 at 2); she continued to work on the guidelines until they were adopted, (see Dkt. Nos. 97-14 at 2-3, 16 at 2-3); she linked those guidelines to Plaintiff‘s fitness as a doctor, (see Dkt. No. 97-22 at 3) (“Dr. Lee stated that the fact that a co-management agreement is needed for this physician is very concerning. Should he be allowed to admit patients to the ICU?“); and Dr. Geise cited Plaintiff‘s failure to abide by the guidelines as a basis for the CC‘s recommendation to not renew Plaintiff‘s privileges, (Dkt. No. 97-59 at 2). Second, Dr. Lee had a hand in launching the formal review process that led to the Board‘s decision; indeed, Dr. Lee describes herself as having had
ii. Dr. Geise
A reasonable jury could also conclude that Dr. Geise caused the Board to not renew Plaintiff‘s privileges. When read in the light most favorable to Plaintiff, the evidence shows that Dr. Geise set into motion the review process that ultimately led to Plaintiff losing his privileges. (See Dkt. Nos. 97-22 at 3, 97-24 at 2.) In addition, the evidence shows that Dr. Geise may have wanted Plaintiff to lose his privileges, given that Dr. Geise identified the FPPE-C plan, (see Dkt. No. 97-26 at 7), threatened to terminate Plaintiff‘s privileges when he was “out of compliance” with the competency-assessment portion of the plan, (see Dkt. No. 97-37 at 2), and replaced the plan with the CAP after Evergreen withdrew the competency assessment in the face of Plaintiff‘s lawsuit, (see Dkt. No. 97-38 at 2).
iii. Dr. O‘Callaghan
A reasonable jury could further conclude that Dr. O‘Callaghan caused the Board to not renew Plaintiff‘s privileges. This is true for several reasons. First, Dr. O‘Callaghan sat on the CC and voted to recommend that the Board not renew Plaintiff‘s privileges. (See Dkt. No. 97-50 at 2.) Second, Dr. O‘Callaghan wrote a report summarizing the CC‘s recommendation. (Dkt. Nos. 97-48 at 17-18, 97-59 at 2.) Apparently, the CC neither created nor approved Dr. O‘Callaghan‘s report. (See Dkt. No. 97-47 at 7-8.) That report could therefore be viewed as a product of Dr. O‘Callaghan‘s own making, and a reasonable jury could hold Dr. O‘Callaghan responsible for
2. Qualified Immunity
Defendants also move for summary judgment dismissal of Plaintiff‘s
D. Plaintiff‘s § 1983 First Amendment Retaliation Claims
Defendants also move for summary judgment dismissal of Plaintiff‘s
(1) whether the plaintiff spoke on a matter of public concern; (2) whether the plaintiff spoke as a private citizen or public employee; (3) whether the plaintiff‘s protected speech was a substantial or motivating factor in the adverse employment action; (4) whether the state had an adequate justification for treating the employee differently from other members of the general public; and (5) whether the state would have taken the adverse employment action even absent the protected speech.
Eng v. Cooley, 552 F.3d 1062, 1070 (9th Cir. 2009). Ordinarily, these five questions are answered communication-by-communication, with the plaintiff identifying a specific communication—a questionnaire distributed to coworkers, for example—and the court determining if the defendant violated the First Amendment by retaliating against the plaintiff because of that communication. See Connick v. Meyers, 461 U.S. 138, 140-41, 148-54 (1983). Taking a communication-by-communication approach is difficult in this case, however, because Plaintiff claims that Defendants retaliated against him for speech that occurred over a six-year
1. Plaintiff‘s Communications with Evergreen Employees
The Court will first analyze Plaintiff‘s communications with Evergreen employees. Defendants argue that those communications did not address an issue of public concern, and the Court agrees. (See Dkt. No. 80 at 21-22.)
“[P]ublic employees do not lose their rights as citizens to participate in public affairs by virtue of their government employment.” Ulrich v. City and County of San Francisco, 308 F.3d 968, 977 (9th Cir. 2002). At the same time, government officials “should enjoy wide latitude in managing their offices, without intrusive oversight by the judiciary in the name of the First Amendment.” Connick, 461 U.S. at 146. The competing interests between government officials and public employees are balanced, in part, by the requirement in retaliation cases that an employee‘s speech involve a matter of public concern. See Ezekwo v. N.Y. City Health & Hosps. Corp., 940 F.2d 775, 781 (2d Cir. 1991). That requirement “reflects both the historical evolvement of the rights of public employees, and the common sense realization that government offices could not function if every employment decision became a constitutional matter.” Connick, 461 U.S. at 143.
“The public concern inquiry is purely a question of law.” Eng, 552 F.3d at 1070. “The plaintiff bears the burden of showing that [their] speech addressed an issue of public concern,” id., based on “the content, form, and context of a given statement.” Connick, 461 U.S. at 147-48. The Court will address each of those factors in turn.
i. Content
The first factor the Court must consider is the content of Plaintiff‘s communications.
Here, Plaintiff‘s communications with Evergreen employees primarily addressed “individual personnel disputes” and “internal power struggles within the work place.” In 2012, Plaintiff had a conversation with the ICU‘s medical director about “poor communication over case management in the ICU.” (See Dkt. No. 97-7 at 2.) In 2013, Plaintiff sent an email to Dr. Lee raising similar issues, including that ICU staff had “over-ridden and changed without discussion” his neurosurgical orders on a patient. (See Dkt. No. 97-16 at 2.) “Addressing these circumstances,” Plaintiff complained, had caused him to “grow weary” from “stress and distraction.” (Id.) One year later, Plaintiff requested a small-group discussion over “issues he sees with neurosurgery comanagement.” (Dkt. No. 97-9 at 2.) The matter required “no rush at all,” Plaintiff emphasized. (Id.) Later that year, Plaintiff reported to Dr. Burks and Dr. Geise that he had “encountered the same disturbing barriers as in the past.” (Dkt. No. 97-11 at 2.) Then in
In addition to focusing on individual personnel disputes, Plaintiff‘s communications emphasized how those disputes impacted him personally. In his 2013 email to Dr. Lee, for example, Plaintiff stated,
To be honest, I‘ve grown weary of the stress and distraction involved in addressing these circumstances. I‘ve accordingly lowered my call burden by two-thirds (hence, fewer ICU admissions) and resigned myself to the fact that any patients I admit to our ICU for more than 1 or 2 days will no longer be mine, aside from maybe the care of the incision, etc.
(Dkt. No. 97-16 at 2.) And if there was any concern that Plaintiff was trying to make waves, he dispelled that notion when he said, “I really don‘t mean to oppose what appears to be a prevailing trend in ICU care at our hospital, but at the same time do not want to be insincere and tell you that it makes me happy.” (Id.) Plaintiff‘s emphasis on how personnel disputes impacted him suggests that he was speaking about matters of personal—not public—interest. See Desrochers, 572 F.3d at 712-14; Ezekwo, 940 F.2d at 781.
Plaintiff disagrees that he raised concerns over ICU care out of personal interest and argues that he raised those issues “out of concern for patient safety.” (Dkt. No. 95 at 21) (citing Ulrich, 308 F.3d at 979). However, references to patient safety are almost entirely absent from Plaintiff‘s communications. In fact, of the seven communications Plaintiff highlights, (see Dkt. No. 95 at 21) (citing Dkt. Nos. 97-7, 97-9, 97-11, 97-16, 97-19, 97-20, 97-21), only two arguably contain such references, (see Dkt. Nos. 97-7 at 2, 97-12 at 3). One of those communications appears to be another doctor‘s summary of a meeting Plaintiff had about the care of two patients. (See Dkt. No. 97-7 at 2.) In that summary, the doctor stated, “The overriding concern by all, as
Plaintiff also relies on Ulrich v. City and County of San Francisco, 308 F.3d 968 (9th Cir. 2002), to argue that “highlighting ‘inappropriate standards affecting patient care at a public hospital . . . goes to the core of what constitutes speech on matters of public concern.‘” (Dkt. No. 95 at 21) (quoting Ulrich, 308 F.3d at 979). Yet Plaintiff‘s communications are far different from those at issue in Ulrich. In that case, a physician objected to a hospital laying off other physicians. Ulrich, 308 F.3d at 973. The physician said that those layoffs were “an injustice to the patients,” and he felt compelled to speak out even though the layoffs did not impact him. See id. at 972. Here, by contrast, Plaintiff complained of his personal disputes with ICU staff and emphasized how those disputes impacted him. (See, e.g., Dkt. No. 97-16 at 2.) While those
ii. Form
The second factor the Court must consider is the form of Plaintiff‘s communications with Evergreen employees. Although form is not as important of a factor as context, form still “help[s] [a court] identify [whether] speech . . . is of public concern.” Weeks v. Bayer, 246 F.3d 1231, 1235 (9th Cir. 2001); see also Desrochers, 572 F.3d at 715 n.17 (rejecting dissent‘s attempt to “minimize” form as a relevant factor). This is “particularly [true] in close cases,” Weeks, 246 F.3d at 1235, because form, like context, helps shed light on “the point of the speech.” Ulrich, 308 F.3d at 979 (quoting Chateaubriand v. Gaspard, 97 F.3d 1218, 1233 (9th Cir. 1996)). Where the speech‘s form is directed at a private audience, the speech is less likely to be protected. See Desrochers, 572 F.3d at 714-15. “Public speech,” the Ninth Circuit has explained, “is more likely to serve the public values of the First Amendment. Private speech motivated by an office grievance is less likely to convey the information that is a prerequisite for an informed electorate.” Weeks, 246 F.3d at 1235 (citations omitted).
In this case, Plaintiff bases his First Amendment claim on private emails and one event report that were sent to a limited number of doctors at Evergreen. (See Dkt. No. 95 at 21) (citing Dkt. Nos. 97-7, 97-9, 97-11, 97-16, 97-19, 97-20, 97-21). That “limited audience weigh[s] against [Plaintiff‘s] claim of protected speech.” Roe v. City and County of San Francisco, 109 F.3d 578, 585 (9th Cir. 1997). It also stands in stark contrast to the speech in Ulrich, which was made at staff meetings, in a letter to the Department of Health, and in a publicly posted resignation letter. 308 F.3d at 979.
iii. Context
The third factor the Court must consider is the context of Plaintiff‘s communications. Context plays a similar role to form, helping a court determine if the speech was meant to “bring to light actual or potential wrongdoing or breach of the public trust,” one the one hand, or if the speech was “animated instead by ‘dissatisfaction’ with one‘s employment situation,” on the other hand. See Desrochers, 572 F.3d at 715 (quoting Connick, 461 U.S. at 148).
The parties do not discuss in detail the context of Plaintiff‘s communications, and it is difficult to define the context of disjointed emails sent years apart from one another. (See Dkt. Nos. 80 at 20-21, 95 at 21, 100 at 8-9.) However, the limited context the Court can discern indicates that Plaintiff was in a years-long dispute over the allocation of authority within the ICU. (See Dkt. No. 97-16 at 2) (“A number of my . . . orders on a patient in the ICU were over-ridden and changed without discussion. And the issue of my patients being made DNR without my input still comes up from time to time.“); (Dkt. No. 97-20 at 2) (“[Plaintiff] also expressed concern[] that code status was addressed with one of his patients without his knowledge.“). That dispute was, at its core, an issue about Plaintiff‘s “bureaucratic niche.” Tucker, 97 F.3d at 1210 (quoting Nat‘l Treasury Emps. Union v. United States, 990 F.2d 1271, 1273 (D.C. Cir. 1993)). The public‘s interest in bureaucratic niches is minimal—even when the bureaucratic niche relates to a hospital. Id. Accordingly, the context of Plaintiff‘s communications weighs against a finding that he spoke on matters of public concern.
iv. Conclusion
Plaintiff claims that he raised “broad concerns about . . . systemic abuse” at Evergreen. (Dkt. No. 95 at 22) (quoting Dahlia v. Rodriguez, 735 F.3d 1060, 1075 (9th Cir. 2013)). But the Court must “look to what [Plaintiff] actually said, not what [he] say[s] [he] said after the fact.” Desrochers, 572 F.3d at 714. And what Plaintiff actually said to Evergreen employees was that ICU staff members were undermining his authority in a way that impacted him personally. That sentiment is not afforded First Amendment protection, particularly given that it was
2. Plaintiff‘s Communications with His Patients
The Court will next analyze Plaintiff‘s communications with his patients. Defendants argue that those communications are unprotected by the First Amendment because Plaintiff made them pursuant to his official duties at Evergreen. (See Dkt. No. 80 at 22.) Once again, the Court agrees.
As an initial matter, the Court must identify “what [Plaintiff] actually said” to his patients. See Desrochers, 572 F.3d at 711. Although Plaintiff does not clearly identify what he said, he cites statements and summaries of statements that he made to various patients. (See Dkt. No. 95 at 21-24). Those citations indicate that Plaintiff counseled patients—often without consulting ICU staff members—to reject DNR designations or transfers to hospice care. (See Dkt. Nos. 14-25 at 3, 14-27 at 2-3, 14-28 at 2-3, 15-6 at 3, 97-5 at 2, 97-22 at 4, 97-34 at 2.) During his consultations with patients, Plaintiff does not appear to have told those patients of his “broad concerns about . . . systemic abuse” at Evergreen. (See Dkt. No. 95 at 22) (quoting Dahlia, 735 F.3d at 1075). Instead, Plaintiff advised his patients based on their particular circumstances and what he thought was the best course of treatment for them. (See Dkt. Nos. 14-25 at 3, 14-27 at 2-3, 14-28 at 2-3.)
Having identified what Plaintiff said to his patients, the Court must determine if he spoke to his patients as a citizen or as an employee. “[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline.” Garcetti v. Ceballos, 547 U.S. 410, 421 (2006). “[T]he determination whether the speech in question was spoken as a public employee or a private citizen presents a mixed question of fact and law.” Posey v. Lake Pend Oreille Sch. Dist. No. 84, 546 F.3d 1121, 1129 (9th Cir. 2008). That question is answered in two stages. “First, a factual determination must be
i. Plaintiff‘s Responsibilities
Plaintiff‘s job responsibilities, at least as they relate to his patients, are not reasonably disputable. Plaintiff is a neurosurgeon. As a neurosurgeon, Plaintiff must converse with his patients and their families about a variety of topics, including courses of treatment and end-of-life decision-making. (See Dkt. Nos. 14-25 at 3, 14-27 at 2-3, 14-28 at 2-3.) “Communication between a doctor and a patient” is, after all, “[a]n integral component of the practice of medicine.” Conant v. Walters, 309 F.3d 629, 636 (9th Cir. 2002).
ii. The Constitutional Significance of Plaintiff‘s Responsibilities
Given that Plaintiff‘s job responsibilities included conversing with patients about courses of treatment and end-of-life decision-making, Plaintiff‘s communications with his patients were made “pursuant to [his] official duties” Garcetti, 547 U.S. at 421.
The Ninth Circuit has warned that “easy heuristics are insufficient for determining whether an employee spoke pursuant to his professional duties.” Dahlia, 735 F.3d at 1069. Still, Ninth Circuit cases have established certain “guideposts” for making that determination. See Kennedy, 869 F.3d at 827. One particularly instructive case is Kennedy v. Bremerton School District, 869 F.3d 813 (9th Cir. 2017). In that case, the Ninth Circuit surveyed decisions about teacher speech and identified several factors that are relevant to identifying when a teacher speaks as a teacher or a citizen. See id. at 827-28. First, the Ninth Circuit
When applied to this case, these principles compel the conclusion that Plaintiff spoke to his patients as a neurosurgeon, not a citizen. To begin with, Plaintiff spoke to his patients at his place of work, to those ordinarily considered to be his clients, and in a capacity that one would reasonably view as official. See Kennedy, 869 F.3d at 827-28 (holding football coach spoke as a teacher when he knelt and prayed on the fifty-yard line immediately after games while in view of students and parents); Johnson, 658 F.3d at 968 (concluding math teacher spoke as a teacher when he posted banners in his classroom with religious messages); (Dkt. Nos. 14-25 at 3, 14-27 at 2-3, 14-28 at 2-3). In addition, Plaintiff‘s speech “owed its existence” to his position as a [neurosurgeon] because his position gave him “special access” to his patients that an ordinary citizen would not have. See Kennedy, 869 F.3d at 827 (quoting Johnson, 658 F.3d at 966). Finally, Plaintiff‘s speech is not transformed into citizen speech merely because it violated Evergreen‘s co-management guidelines. See id. at 828. Plaintiff was still doing his job. He was just doing it in a way that violated Evergreen‘s policies.
Plaintiff appears to argue that even if he spoke as a physician, he has a “right as a physician to freely counsel his own patients.” (Dkt No. 95 at 23.) But the case Plaintiff cites for that proposition—Conant v. Walters, 309 F.3d 629 (9th Cir. 2002)—is wholly inapplicable. In
iii. Conclusion
When Plaintiff counseled patients to reject DNR designations or transfers to hospice care, he may well have saved their lives. (See Dkt. No. 14-25 at 3.) However, the question here is not whether Plaintiff gave his patients good advice. The question is whether he gave that advice in his capacity as a doctor or a citizen. The answer to that question is inescapable: Plaintiff spoke to his patients as a doctor. Consequently, Plaintiff‘s speech was unprotected by the First Amendment, and Evergreen had the right to restrict his speech as it saw fit. Garcetti, 547 U.S. at 421-22.
E. Plaintiff‘s § 1985(3) First Amendment Retaliation Claims
In a footnote, Defendant argues that “[b]ecause Plaintiff‘s
III. CONCLUSION
For the foregoing reasons, the Court GRANTS in part and DENIES in part Defendants’ motion for summary judgment (Dkt. No. 80). The Court GRANTS Defendants’ motion as to Plaintiff‘s
DATED this 21st day of January 2020.
John C. Coughenour
UNITED STATES DISTRICT JUDGE
