MICHELLE K., an Incompetent Person, etc., Petitioner, v. THE SUPERIOR COURT OF ORANGE COUNTY, Respondent; HARBOR DEVELOPMENTAL DISABILITIES FOUNDATION et al., Real Parties in Interest.
No. G048018
Fourth Dist., Div. Three.
Nov. 8, 2013.
221 Cal. App. 4th 409
COUNSEL
Locke Lord, Jon L. Rewinski and Matthew B. Nazareth for Petitioner.
No appearance for Respondent.
Frank Ospino, Public Defender, Mark S. Brown, Assistant Public Defender, and Kira Rubin, Deputy Public Defender, for Real Party in Interest Orange County Public Defender‘s Office.
Enright & Ocheltree, Judith A. Enright and Julie A. Ocheltree for Real Party in Interest Harbor Developmental Disabilities Foundation, doing business as Harbor Regional Center.
OPINION
ARONSON, J.—Petitioner Michelle K., an incompetent person, by George K.,1 her conservator, seeks writ relief to prevent the trial court from conducting an evidentiary hearing on (1) a habeas corpus petition the Orange
We agree the Public Defender lacks authority to pursue the habeas corpus petition on Michelle‘s behalf. Supreme Court precedent establishes the Public Defender may not pursue a
Although we agree with George the Public Defender may not pursue its habeas corpus petition, we do not agree with his contention the Lanterman Act‘s administrative fair hearing procedures deprive the trial court of jurisdiction to periodically review Michelle‘s placement. The fair hearing procedures provide the exclusive means for challenging a specific decision to change Michelle‘s placement or the other services she receives, but those procedures do not prevent the trial court from periodically reviewing whether her developmental center placement is still warranted. In Hop, the Supreme Court held that a developmentally disabled person could not be placed in a developmental center under the Lanterman Act without a judicial hearing on
We also conclude the trial court properly refused to allow George to replace the Public Defender as Michelle‘s appointed counsel with a private attorney he retained to represent her. Michelle has a right to independent appointed counsel on the periodic Hop reviews because she has a significant liberty interest in her placement. Allowing George to seek Michelle‘s continued placement at Fairview and select Michelle‘s counsel for the judicial review regarding that placement would render Michelle‘s right to independent counsel illusory. George may ask the trial court to appoint new counsel for Michelle if he believes the Public Defender is not providing effective representation and the trial court must give George a full opportunity to state the reasons for that request.
Accordingly, we issue a writ of mandate directing the trial court to (1) enter an order dismissing the habeas corpus petition the Public Defender filed on Michelle‘s behalf; (2) proceed with the Hop review hearing on Michelle‘s Fairview placement; and (3) hear and decide any request by George to appoint new counsel for Michelle.
I
LEGAL BACKGROUND
To explain the roles performed by the various persons and entities involved in Michelle‘s Fairview placement, and to put the parties’ contentions in the proper context, we begin by providing an overview of the principal statutory scheme at issue, the Lanterman Act, and two related statutory schemes, the Lanterman-Petris-Short (LPS) Act (
A. The Lanterman Act
“Enacted in 1977, the Lanterman Act establishes a comprehensive scheme for providing services to people with developmental disabilities.” (Capitol People First v. State Dept. of Developmental Services (2007) 155 Cal.App.4th 676, 682 (Capitol People).) The Lanterman Act‘s stated purpose is to establish “[a]n array of services and supports . . . which is sufficiently complete to meet the needs and choices of each person with developmental disabilities, regardless of age or degree of disability, and at each stage of life and to support their integration into the mainstream life of the community.” (
A ” ‘[d]evelopmental disability’ ” is “a disability that originates before an individual attains age 18 years, continues, or can be expected to continue, indefinitely, and constitutes a substantial disability for that individual.” (
The state contracts with private nonprofit corporations to establish and operate a network of 21 regional centers that are responsible for determining eligibility, assessing needs, and coordinating and delivering direct services to developmentally disabled persons and their families. (Capitol People, supra, 155 Cal.App.4th at pp. 682–683.) The regional centers’ purpose is to “assist persons with developmental disabilities and their families in securing those services and supports which maximize opportunities and choices for living, working, learning, and recreating in the community.” (
“The specific rights of persons with developmental disabilities and the corresponding obligations of the state are determined through an individual program plan (IPP) procedure that meets common statutory requirements. (§§ 4646–4648.) The IPP is developed by a planning team that includes the [developmentally disabled person], his or her legally authorized representative, and one or more regional center representatives. (§ 4512, subd. (j).) The goals and objectives developed through the IPP process should maximize opportunities for the individual to be part of community life; enjoy increased control over his or her life; acquire positive roles in community life; and develop the skills to accomplish the same. (§ 4646.5, subd. (a)(2).)” (Capitol People, supra, 155 Cal.App.4th at p. 683.)
Before July 1, 2012, a nondangerous developmentally disabled person could be admitted to a state developmental center in two ways. First, the
Effective July 1, 2012, the Legislature amended the Welfare and Institutions Code to prohibit nondangerous developmentally disabled persons from being admitted to state developmental centers. (
These recent Welfare and Institutions Code amendments do not require moving nondangerous developmentally disabled persons living in a state developmental center on July 1, 2012, to a different facility. Instead, the amendments require the regional center responsible for the committee to conduct a comprehensive assessment and “identify the types of community-based services and supports available to the [person].” (
“[T]he Lanterman Act guarantees an applicant for or recipient of services or his or her representative ‘who is dissatisfied with any decision or action of [a regional center or developmental center]’ the right to an administrative fair hearing. [Citation.]” (Conservatorship of Whitley (2007) 155 Cal.App.4th 1447, 1459 (Whitley); see
B. The LPS Act
The LPS Act “governs the involuntary treatment of the mentally ill in California.” (Susan T., supra, 8 Cal.4th at p. 1008.) It “is intended to provide prompt, short-term, community-based intensive treatment, without stigma or loss of liberty, to individuals with mental disorders who are either dangerous or gravely disabled.” (Ford v. Norton (2001) 89 Cal.App.4th 974, 977.) A person is ” ‘gravely disabled’ ” under the LPS Act if the “person, as a result of a mental disorder, is unable to provide for his or her basic personal needs for food, clothing, or shelter.” (
When probable cause exists to believe a mental disorder makes a person “a danger to others, or to himself or herself, or gravely disabled,” the LPS Act authorizes a peace officer or certain mental health professionals to detain the person for a 72-hour treatment and evaluation period. (
The 14-day and 30-day confinements require a certification hearing before a court-appointed commissioner or hearing officer to determine whether
The LPS Act also authorizes the trial court to appoint a conservator for a gravely disabled person (
C. Judicial Commitments Under Section 6500 et seq.
Before July 1, 2012, if the trial court found the person to be developmentally disabled and a danger to himself, herself, or others, the court could order the person committed to the State Department of Developmental Services for suitable treatment and habilitation services. (Former
Effective July 1, 2012, the trial court may not commit a dangerous developmentally disabled person to the State Department of Developmental Services unless it also finds the person is dangerous due to an acute crisis as defined in
D. The Hop Decision
In Hop, the California Supreme Court examined the constitutionality of
The Hop court first examined whether a
The state hospital opposed a judicial hearing because persons placed in a developmental center under
The Hop court also considered whether equal protection rights required a judicial hearing before placing a developmentally disabled person in a developmental center under
After comparing a proposed developmental center admittee under
Hop did not create a new nonstatutory means of involuntary judicial commitment or provide authority for confinement in a state developmental center not otherwise authorized by statute. (Violet C., supra, 213 Cal.App.3d at p. 94.) Rather, Hop applied constitutional safeguards to an otherwise constitutionally infirm statutory scheme and held a person placed in a state developmental center under
II
FACTS AND PROCEDURAL HISTORY
Michelle is a 51-year-old developmentally disabled adult with an estimated IQ of less than 23. She has been diagnosed with autistic disorder and
Michelle is the oldest of five children. In October 1972, her parents admitted her to Fairview at the age of 10. Michelle‘s father passed away in 1985. Her mother is still alive, but struggles with her own mental health issues and lives with Michelle‘s brother, George, and his wife and four sons. George regularly visits Michelle at Fairview and also brings her to his home for visits. George interacts with Michelle‘s medical and professional teams at Fairview to coordinate her care and treatment.
In August 1987, shortly after Michelle‘s father died, the trial court appointed George and Michelle‘s aunt, Coula, as Michelle‘s limited conservators under the
Since 1993 the trial court has annually reviewed the suitability of Michelle‘s Fairview placement under Hop and
The Harbor Regional Center filed its most recent ”Hop petition” in January 2011, explaining “there is no known suitable, legally available placement [for Michelle] that is less restrictive than the proposed state developmental center placement.” In response, the court again appointed the Public Defender to serve as Michelle‘s attorney and temporarily approved her continued placement at Fairview pending a hearing on the Hop petition.
In November 2012, while the most recent Hop petition remained pending, the Public Defender filed a habeas corpus petition on Michelle‘s behalf under
In early December 2012, George wrote the Public Defender to object to its habeas corpus petition filed on Michelle‘s behalf without his consent. He explained the trial court appointed him as Michelle‘s coconservator with the power to fix her residence and select counsel to represent her in any legal proceeding. George further explained he believed Fairview was the most suitable living environment for Michelle until the Harbor Regional Center or someone else identified a specific alternative placement that meets all of Michelle‘s needs. Accordingly, George stated he hired Attorney Jon L. Rewinski to represent Michelle on the pending Hop and habeas corpus petitions and he demanded the Public Defender (1) withdraw the habeas corpus petition, and (2) execute a substitution of attorney designating Rewinski as Michelle‘s attorney in place of the Public Defender. The Public Defender did not respond to George‘s demands.
A few days later, the trial court conducted a hearing on the Hop and habeas corpus petitions. Rewinski attempted to appear on Michelle‘s behalf, but the Public Defender objected because the trial court previously appointed it to represent Michelle. The court agreed and explained it would not allow Rewinski to appear on Michelle‘s behalf unless the Public Defender voluntarily withdrew as Michelle‘s appointed counsel. Rewinski informed the court George retained him to represent Michelle instead of the Public Defender and he requested the opportunity to submit a brief demonstrating George had the authority to replace appointed counsel with counsel of his choice. The trial court refused to entertain the issue, explaining it already had decided the matter in another case and did not want any additional briefing. The court then continued the hearing on the Hop and habeas corpus petitions.
In response, George filed the current petition for writ of mandate or prohibition on Michelle‘s behalf and sought an immediate stay of all trial court proceedings regarding Michelle‘s placement. George contends (1) the Public Defender lacks authority to pursue a
III
DISCUSSION
A. The Public Defender May Not Pursue the Habeas Corpus Petition on Michelle‘s Behalf
The Public Defender filed the habeas corpus petition on Michelle‘s behalf under
In Hop, the Supreme Court addressed
The Hop court found exceptional circumstances supported the public defender‘s
The Supreme Court also has long recognized “habeas corpus is an extraordinary remedy that ‘was not created for the purpose of defeating or embarrassing justice, but to promote it’ [citation] ... .” (In re Robbins (1998) 18 Cal.4th 770, 777-778.) Indeed, habeas corpus is not a proper remedy where other adequate remedies exist, such as an appeal or other available procedures for challenging the confinement. (Gandolfo, supra, 36 Cal.3d at pp. 898-899.) In Gandolfo, the Supreme Court held a habeas corpus petition was not an appropriate means to challenge an LPS conservatee‘s confinement in a developmental center because the LPS Act provided ample means for the conservatee to challenge both the conservatorship and his developmental center placement, and the habeas corpus petition did not allege any extraordinary circumstances rendering those procedures inadequate. (Gandolfo, at pp. 897-900.)
Here, the record shows there are no exceptional circumstances that justify the Public Defender filing the habeas corpus petition on Michelle‘s behalf or show the remedies otherwise available to address Michelle‘s Fairview placement are inadequate. Unlike the situation in Hop, we are not concerned with Michelle‘s initial placement at Fairview for an indefinite period of time without a judicial hearing. Michelle has lived at Fairview for more than 40 years. Since 1993 Michelle has been at Fairview under a series of one-year placements subject to annual judicial reviews. The most recent of these Hop
To the contrary, the Public Defender suggested a
Moreover, unlike Hop, Michelle has court-appointed conservators who are authorized to act on her behalf in selecting her residence. (See Michael K., supra, 185 Cal.App.4th at p. 1128, fn. 14 [exceptional circumstances did not exist to allow public defender to pursue
Neither the Public Defender nor Harbor Regional Center cite any evidence in the record showing Michelle‘s conservators prevented the regional center from fully assessing Michelle and her needs or otherwise identifying any less restrictive placements. The Harbor Regional Center argues it cannot identify other possible placements for Michelle without her conservators’ cooperation
We do not suggest that a
The Public Defender argues
The Public Defender contends In re Borgogna (1981) 121 Cal.App.3d 937 supports its interpretation of
We note the trial court appointed the Public Defender to serve as Michelle‘s counsel for the pending Hop review. Assuming that appointment would otherwise authorize the Public Defender to file a habeas corpus petition on Michelle‘s behalf, it does not authorize the Public Defender to pursue the current petition. As explained above, the record does not show the pending Hop review is an inadequate remedy for testing the validity of Michelle‘s placement at Fairview. Accordingly, the Public Defender may not pursue the current habeas corpus petition on Michelle‘s behalf.
B. The Trial Court Has Jurisdiction to Review Michelle‘s Section 4825 Placement at Fairview
1. Hop Requires an Initial Review of the Placement
George contends the trial court lacked authority to review Michelle‘s Fairview placement because Hop does not apply to Michelle‘s placement. According to George, Hop and its judicial hearing requirement only apply “when a developmentally disabled adult is placed in a state developmental center ‘at the request of one not so legally authorized.’ ” In George‘s view, the Hop hearing requirement does not apply here because Michelle‘s parents were legally authorized to place her in Fairview as a minor in 1972, and George and Coula were legally authorized to maintain that placement when the trial court first reviewed it in 1993. George misconstrues Hop and its rationale for requiring a judicial hearing.
Following Hop, a judicial hearing is required before a nonconsenting developmentally disabled person may be placed in a state developmental
As the appellate court in Sherry S. explained, “The rationale of Hop is that a developmentally disabled adult who is putatively unable to consent to the deprivation of liberty entailed in state hospitalization cannot be so deprived without a hearing. For purposes of this rationale, we see no reason to distinguish between hospitalizations initiated by parents and those initiated by conservators.” (Sherry S., supra, 207 Cal.App.3d at p. 461; see Violet C., supra, 213 Cal.App.3d at p. 96.) Indeed, the authority of the person requesting the
George‘s reliance on a single sentence in Hop is unavailing. He constructs his entire argument that a Hop hearing is not required here based on the italicized language in the following sentence: “From all of the foregoing considerations we conclude that a developmentally disabled adult placed in a state hospital at the request of one not so legally authorized (see, e.g.,
Michelle‘s initial placement at Fairview when she was a minor and several years before the Supreme Court announced the Hop decision in no way affects the trial court‘s jurisdiction to review Michelle‘s Fairview placement. Michelle was an adult when the Supreme Court announced the Hop decision in 1981 and when the trial court first reviewed her Fairview placement in 1993. The hearing rights Hop established to make a
Accordingly, we conclude the trial court had jurisdiction to review Michelle‘s Fairview placement when it first did so in 1993 because Hop required the court to conduct at least an initial review to ensure the placement was warranted.
2. Hop Requires Periodic Reviews of the Placement
Assuming the trial court had authority to conduct an initial Hop review, George contends the trial court nonetheless lacks authority to conduct periodic Hop reviews regarding Michelle‘s ongoing placement at Fairview because the Hop decision did not create ongoing jurisdiction to hear challenges to placement decisions or otherwise review existing placements. According to George, the Lanterman Act‘s fair hearing procedures offer the exclusive means for hearing challenges to Michelle‘s ongoing Fairview placement. This argument fails because it would require us to ignore the terms of the court orders approving Michelle‘s Fairview placement and the limited purpose of periodic Hop reviews.
The initial judicial determination regarding Michelle‘s Fairview placement occurred in 1993 when the trial court approved the placement subject to “further judicial review within one (1) year.” Since then, Michelle has remained at Fairview under a series of court orders approving her placement subject to annual judicial reviews. Every court order approving the placement reserved jurisdiction for the court to do so. Indeed, each time Michelle‘s
We nonetheless consider whether Hop itself provides the trial court with authority to periodically review Michelle‘s placement to determine whether her disabilities continue to justify placement in a developmental center. Although Hop addressed only a developmentally disabled person‘s initial placement, we find its rationale for requiring judicial review equally applicable to the committee‘s ongoing placement. As explained above, Hop found a developmentally disabled person‘s initial placement without a judicial hearing violated the person‘s due process and equal protection rights because it significantly impairs the person‘s fundamental right to personal liberty, and no other class of similarly situated adults may be placed in a developmental center without a judicial determination that the placement is appropriate. (Hop, supra, 29 Cal.3d at pp. 89-92.)
The impairment of the committee‘s personal liberty is not diminished by residing in the developmental center for an extended period of time, especially when there are continuing advancements in both the treatment of numerous disabilities and the availability of less restrictive services in community-based and other facilities. No other class of similarly situated adults may lawfully remain in a state developmental center indefinitely without further judicial review of their ongoing placement. For example, the LPS Act and
The Lanterman Act does not limit the length of a
George contends Michelle and other developmentally disabled persons placed in a developmental center are not similarly situated to other developmental center residents because
We acknowledge Michael K. and Whitley concluded Hop did not provide “ongoing jurisdiction in the superior court to hear challenges to placement decisions or simply review an existing placement,” explaining that ” ‘[t]he due process concerns for retention in a development[al] center are not the same due process concerns that are present when a developmentally disabled individual is first involuntarily committed.’ ” (Michael K., supra, 185 Cal.App.4th at pp. 1127-1129; see Whitley, supra, 155 Cal.App.4th at pp. 1465-1466.) As authority for that proposition, Michael K. and Whitley cite Cramer v. Gillermina R. (1981) 125 Cal.App.3d 380, 393 (Cramer), without any analysis of that decision. Upon examination, Cramer does not support their conclusion.
Cramer involved petitions to recommit several individuals to a state developmental center because the original orders committing them under
Cramer is inapplicable here for the same reason—it addresses a different type of confinement based on different authority. At the time,
Moreover, in Cramer, the individuals received judicial hearings before the court made the temporary hold orders and the individuals were entitled to appear at those hearings and oppose the orders. Those hearings were not full adversarial hearings with the right of cross-examination and other formal hearing rights, but they were judicial hearings addressing the suitability of the temporary hold orders. (Cramer, supra, 125 Cal.App.3d at pp. 392-393.) The Cramer court also emphasized that the challenged orders were merely temporary pending a full judicial hearing where the committee would receive all formal hearing rights: “Undoubtedly, our holding would be different if there were no available subsequent judicial hearing to test the recommitment.” (Id. at p. 392.) Accordingly, Cramer held due process requires a judicial hearing before a recommitment and therefore does not support the conclusion the trial court has no ongoing jurisdiction to review a
We note two additional reasons why Michael K. and Whitley do not deprive the trial court of jurisdiction to conduct periodic Hop reviews. First, neither decision addressed Hop‘s equal protection rationale for requiring ongoing jurisdiction to review a developmental center placement. Second, neither decision involved a periodic Hop review regarding an ongoing developmental center placement. Instead, both Michael K. and Whitley involved attempts to circumvent the Lanterman Act‘s administrative fair hearing procedures by arguing Hop created ongoing jurisdiction for courts to hear
Our reading of Hop is not inconsistent with Michael K.‘s and Whitley‘s conclusion that Hop does not provide the trial court with ongoing jurisdiction to hear challenges to specific placement decisions and review all aspects of existing placements. We read Hop simply to confer jurisdiction on the trial court to (1) conduct a hearing regarding the basis for initially placing a developmentally disabled person in a developmental center, and (2) periodically review whether the person‘s disabilities continue to support the significant restrictions the placement imposes on the committee‘s liberty interests. The jurisdiction to periodically review the basis for a developmental center placement does not confer or create jurisdiction to monitor the ongoing placement or make decisions regarding the details of the services the developmentally disabled person receives.9
Indeed, we emphasize Hop did not create a new procedure for placing a developmentally disabled person in a developmental center, nor did it create a nonstatutory procedure for challenging decisions regarding a developmentally disabled person‘s placement or other specific services. (Violet C., supra, 213 Cal.App.3d at p. 94.) Hop merely imposed limits on an existing statutory procedure for placing a developmentally disabled person in a developmental center to ensure the restraint imposed on the disabled person‘s liberty interests did not violate the person‘s due process and equal protection rights. (Sherry S., supra, 207 Cal.App.3d at p. 460, fn. 11; Violet C., supra, 213 Cal.App.3d at pp. 94-95.) Accordingly, a Hop review only examines the level of confinement by asking whether the developmentally disabled person‘s disabilities warrant placement in the most restrictive facility available under the Lanterman Act. Hop does not apply to
The Lanterman Act‘s administrative fair hearing procedures allow a developmentally disabled person to challenge any specific decision a regional center or developmental center makes to reduce, terminate, change, or deny that person services. (
In Whitley, the Court of Appeal held the fair hearing procedures provide the exclusive remedy for a developmentally disabled person‘s legal representative to object to a community placement decision.11 (Whitley, supra, 155 Cal.App.4th at pp. 1462-1463, 1465.) The Whitley court reached that conclusion based on the exhaustion of the administrative remedies doctrine. (Id. at pp. 1463-1464.) That doctrine provides that when the Legislature creates an administrative tribunal to adjudicate an issue before presenting it to the trial court, the party must first pursue its remedies with that tribunal because the issue falls within the administrative tribunal‘s special jurisdiction. Consequently, the courts may only ” ’ “review” ’ ” the tribunal‘s final determination. (Id. at p. 1464, original italics.)
Moreover, the administrative procedures do not provide the same due process and equal protection safeguards as periodic Hop reviews. To protect a developmentally disabled person‘s personal liberty interests, Hop requires periodic independent reviews to ensure the person‘s disabilities continue to warrant developmental center placement even if there has been no change in the person‘s placement or other services since the last review. Hop requires these reviews to prevent the developmentally disabled person‘s representative, the regional center, and the developmental center from maintaining the placement indefinitely without any independent review. The administrative hearing procedures, however, provide for an independent administrative review only if a developmentally disabled person or her representative requests a hearing within 30 days after receiving notice of the regional center‘s or developmental center‘s decision to change the person‘s placement or other services. Even after the fair hearing procedures have been invoked, the developmentally disabled person‘s representative, the regional center, and developmental center may avoid a hearing by invoking the informal meeting and voluntary mediation provisions of the administrative hearing procedures to reach an agreement to maintain the developmental center placement. That is precisely the situation Hop sought to avoid by imposing its judicial hearing requirement.
Here, the fair hearing procedures did not provide Michelle the due process and equal protection safeguards Hop requires because neither the regional center nor the developmental center changed Michelle‘s placement or any of her other services, and therefore neither Michelle nor George had the right to request a hearing under the administrative fair hearing procedures.12
C. The Right to Independent Appointed Counsel Prevents a Conservator from Selecting the Conservatee‘s Counsel for the Hop Review
George contends the trial court erred in refusing to substitute the attorney he hired to represent Michelle on the pending Hop petition for the court-appointed Public Defender. We conclude the court did not err because Michelle‘s right to counsel on the Hop petition is a right to independent counsel appointed to protect her fundamental right to personal liberty. Because the Public Defender was appointed as independent counsel for Michelle, George may not replace the Public Defender with counsel of his choice even though he is Michelle‘s legal representative for most purposes.13
Hop found a developmental center placement constitutes a substantial deprivation of personal liberty and therefore a
Although the Hop court presumed parents and conservators ” ‘are well motivated and act in what they reasonably perceive to be the best interest of their children [or conservatees],’ ” the court concluded ” ‘[t]hat fact cannot ... detract in any way from the child[ or conservatee‘s] right to procedures that will protect him from arbitrary curtailment of his liberty interest in such a drastic manner [as developmental center placement] no matter how well motivated.’ [Citations.]” (Hop, supra, 29 Cal.3d at p. 93.) Indeed, “[n]o matter how well intentioned parents and conservators may be, they cannot exert their influence to curtail or deny the due process rights of persons with developmental disabilities.” (Capitol People, supra, 155 Cal.App.4th at p. 699.)
“[U]nder the Lanterman Act it is the individual with a developmental disability—not his or her family, friends, or conservator—who is afforded all the legal rights and responsibilities guaranteed by the United States and California Constitutions.” (Capitol People, supra, 155 Cal.App.4th at p. 699.) We may not substitute the good intentions of a developmentally disabled person‘s parent or conservator for the person‘s right to a hearing, appointed counsel, or any other constitutional safeguard Hop requires. (Hop, supra, 29 Cal.3d at p. 93.) We therefore conclude the right to appointed counsel under Hop is a right to independent counsel.
We find support for our conclusion in other cases that hold a person is entitled to independent counsel when his or her conservator or representative seeks to take an action that would significantly impact the person‘s fundamental rights. For example, in Wendland v. Superior Court (1996) 49 Cal.App.4th 44 (Wendland), the Court of Appeal found the trial court erred in refusing to appoint independent counsel for a conservatee. The conservatee‘s wife, acting as temporary conservator, petitioned the trial court to remove the conservatee‘s feeding tube because he suffered from severe brain injuries, was mostly paralyzed, and could not communicate, although the conservatee was not in a persistent vegetative state. The conservatee‘s mother and sister opposed the petition and asked the trial court to appoint independent counsel for the conservatee. (Id. at pp. 46-47.) The trial court denied the request because it found the conservatee‘s mother and sister adequately represented his interests. (Id. at p. 48.)
In reversing that decision, the appellate court found the mother‘s and sister‘s opposition to the petition to remove the feeding tube did not
Conservatorship of Drabick (1988) 200 Cal.App.3d 185 (Drabick) also involved a conservator‘s petition to remove his conservatee‘s feeding tube, but the conservatee in Drabick was in a persistent vegetative state. (Id. at p. 189.) The trial court appointed independent counsel for the conservatee and the question on appeal was not whether independent counsel should have been appointed, but whether appointed counsel was required to oppose the petition. After conducting an independent investigation, the appointed counsel concluded removing the feeding tube was in the conservatee‘s best interest and therefore did not oppose the conservator‘s petition. The Drabick court held appointed counsel‘s role was to independently determine and represent the conservatee‘s best interests regardless of whether those interests were consistent or inconsistent with the actions the conservator sought on the conservatee‘s behalf: “When an incompetent conservatee is still able to communicate with his attorney it is unclear whether the attorney must advocate the client‘s stated preferences however unreasonable or independently determine and advocate the client‘s best interests. [Citation.] When the client is permanently unconscious, however, the attorney must be guided by his own understanding of the client‘s best interests. There is simply nothing else the attorney can do.” (Id. at pp. 212-213.)
Here, we are concerned with Michelle‘s fundamental right to personal liberty, which the Hop court found ” ‘second only to life itself.’ ” (Hop, supra, 29 Cal.3d at p. 89.) Moreover, although Michelle is not permanently unconscious, the parties agree she is incompetent, cannot communicate her preferences to counsel, and cannot otherwise assist counsel in determining her best interests. Accordingly, we find Michelle‘s right to independent counsel analogous to the conservatees’ rights in Wendland and Drabick. We acknowledge the rights to appointed counsel in Wendland and Drabick were statutorily created while the right to appointed counsel under Hop was
Because we conclude Michelle‘s right to appointed counsel under Hop is the right to independent counsel, we also conclude George may not replace the court-appointed Public Defender with private counsel. Allowing George to select Michelle‘s counsel for the Hop hearing would render her right to independent counsel meaningless because George simply could replace the Public Defender with counsel who would follow George‘s instructions without independently evaluating whether those instructions are in Michelle‘s best interest. George assumes his decisions about Michelle‘s placement are necessarily in her best interest. His position leaves no room for good faith disagreement. As explained above, the purpose of independent counsel under Hop is to prevent the arbitrary curtailment of a developmentally disabled person‘s fundamental right to personal liberty by a parent or conservator pursuing placement on the developmentally disabled person‘s behalf. We do not suggest George is doing anything other than what he in good faith believes to be in Michelle‘s best interests, but his good faith and benevolent intentions cannot serve as a substitute for the constitutional safeguard independent appointed counsel provides.14 (Hop, supra, 29 Cal.3d at p. 93.) Accordingly, we conclude the trial court did not err in refusing to substitute the attorney George hired for the Public Defender.
But we emphasize the limited scope and purpose of the Hop hearing and the appointment of counsel for that hearing. As Michelle‘s appointed counsel, the Public Defender does not become her counsel or representative for all purposes. Rather, the Public Defender represents Michelle solely to test whether her disabilities warrant placement in the most restrictive environment available under the Lanterman Act. The Public Defender must independently investigate Michelle‘s disabilities and her needs to determine whether they continue to require developmental center placement. The Public Defender is not required to oppose developmental center placement, but rather to identify and advocate for Michelle‘s best interests regardless of whether those interests require developmental center placement or placement in a less
George contends an attorney appointed to represent a developmentally disabled person under Hop is independent with the power to decide whether to advocate for or against developmental center placement only when (1) the developmentally disabled person has no other legal representative, or (2) a “legal conflict” exists between the developmentally disabled person and his or her legal representative. According to George, Michelle does not require independent counsel, and the Public Defender must follow his instructions, because the court order appointing him as Michelle‘s limited conservator makes him her legal representative and he has no legal conflict with Michelle. This argument fails for two reasons.
First, Michelle‘s right to and the authority of her independent counsel under Hop do not depend on the absence of any other legal representative for Michelle. The conservatees in Wendland and Drabick both had an appointed conservator acting as a legal representative, but the conservatees nonetheless had a right to independent appointed counsel who was not required to follow the appointed conservator‘s directives. (Wendland, supra, 49 Cal.App.4th at pp. 47-48, 52; Drabick, supra, 200 Cal.App.3d at pp. 189, 212-214.) Moreover, placement in a developmental center under
Second, George provides no explanation or authority to support his conclusion he has no legal conflict with Michelle. Hop bases the right to appointed counsel and the other constitutional safeguards it requires on the inherent conflict that arises when a parent or conservator seeks developmental center placement for a developmentally disabled person. Because the placement has
George also argues he may exercise Michelle‘s absolute right to replace her counsel at any time because he is Michelle‘s legal representative with the power to fix her residence, give or withhold medical consent, and contract on Michelle‘s behalf. As a general rule, a client has the right to replace his or her attorney at virtually any time with or without cause. (People v. Ortiz (1990) 51 Cal.3d 975, 983; People v. Courts (1985) 37 Cal.3d 784, 789-790 [criminal defendant may replace his or her appointed counsel with new, retained counsel at any time]; Fracasse v. Brent (1972) 6 Cal.3d 784, 790.) These rules, however, do not support George‘s position. Although George is Michelle‘s legal representative and the holder of her attorney-client privilege (
Finally, George contends Drabick requires the Public Defender to follow his instructions. It does not. In Drabick, the Court of Appeal held a conservator must have the power to exercise a comatose conservatee‘s right to refuse medical treatment and not have his or her life artificially extended because the right would be rendered meaningless if someone could not exercise it on the comatose conservatee‘s behalf. (Drabick, supra, 200 Cal.App.3d at pp. 208-210Drabick court, however, did not conclude the conservatee‘s appointed counsel must follow the conservator‘s instructions. To the contrary, the court held appointed counsel must independently determine and advocate for the conservatee‘s best interests regardless of whether those interests coincide with the conservator‘s course of action on the conservatee‘s behalf. (Id. at pp. 212-214.) As explained above, independent appointed counsel provides an important check and balance against a conservator‘s efforts to take action on an incompetent conservatee‘s behalf that would significantly affect the conservatee‘s fundamental rights. Appointed counsel does not exercise the right for the conservatee or veto the conservator‘s exercise of the right for the conservatee; rather, appointed
D. A Conservator May Seek New Appointed Counsel for the Hop Petition if He Believes the Public Defender Is Not Providing Effective Representation
Our conclusion George may not replace Michelle‘s appointed counsel with counsel of his choice does not mean George is powerless to challenge the adequacy of the Public Defender‘s representation. Michelle‘s right to appointed counsel is a right to effective counsel, and the trial court must provide George, as Michelle‘s legal representative, a full opportunity to request new appointed counsel for her if he believes the Public Defender is not providing Michelle effective assistance. (See David L., supra, 164 Cal.App.4th at pp. 705-706.)
In David L., the public guardian filed a petition to appoint an LPS conservator for a prospective conservatee and the trial court appointed the public defender to represent the prospective conservatee. On the third day of the trial to determine whether the prospective conservatee was gravely disabled and in need of a conservator, the public defender advised the court the prospective conservatee “was ‘suffering from extreme anxiety, stomach issues, and he can‘t come to court.’ ” (David L., supra, 164 Cal.App.4th at p. 712Id. at pp. 706-708.) The Court of Appeal concluded the trial court violated the prospective conservatee‘s due process rights because he “was not given a full opportunity to state his reasons for requesting substitute counsel, and thus, was not afforded due process in the determination of his request for substitute counsel.” (Id. at p. 712.)
The David L. court explained that the statutory or constitutional right to appointed counsel necessarily includes the right to effective counsel under the Constitution‘s due process clause. Moreover, because of the significant liberty interest at stake in an LPS conservatorship proceeding and the confinement in a locked treatment facility that may result from the proceeding, a prospective conservatee is entitled to many of the same due process protections as a
In Marsden, the Supreme Court held trial courts must provide criminal defendants seeking to change appointed counsel an opportunity to state the reasons for their request because ” ’ “[t]he right of a defendant in a criminal case to have the assistance of counsel for his defense ... may include the right to have counsel appointed by the court ... discharged or other counsel substituted, if it is shown ... that failure to do so would substantially impair or deny the right ... .” ’ [Citations.]” (Marsden, supra, 2 Cal.3d at pp. 123-124; see David L., supra, 164 Cal.App.4th at p. 709.) The Marsden court explained, “A trial judge is unable to intelligently deal with a defendant‘s request for substitution of attorneys unless he is cognizant of the grounds which prompted the request. The defendant may have knowledge of conduct and events relevant to the diligence and competence of his attorney which are not apparent to the trial judge from observations within the four corners of the courtroom. ... A judicial decision made without giving a party an opportunity to present argument or evidence in support of his contention ‘is lacking in all the attributes of a judicial determination.’ [Citation.]” (Marsden, at pp. 123-124; see David L., at p. 711.)
The David L. court found “no meaningful distinction between criminal and LPS proceedings insofar as the procedures required to guard against the erroneous deprivation of the right to effective assistance of counsel,” and therefore “conclude[d] that the trial court must afford a prospective conservatee a full opportunity to state the reasons for requesting substitute counsel in accordance with Marsden.” (David L., supra, 164 Cal.App.4th at p. 711.) The trial court erred by failing to do so.
In Hop, the Supreme Court found a
Here, the parties agree Michelle is incompetent and unable to personally exercise her right to request new appointed counsel. That inability, however,
Accordingly, we conclude George, as Michelle‘s legal representative with the power to fix her residence, provide or withhold medical consent, and contract on her behalf, may exercise Michelle‘s right to request new appointed counsel if he believes the Public Defender is not providing effective representation. Michelle‘s right to effective counsel and to request new appointed counsel would be meaningless unless someone is permitted to exercise the right for her. (See Drabick, supra, 200 Cal.App.3d at p. 209Hop review of Michelle‘s Fairview placement, the trial court must allow George to request new appointed counsel if he believes the Public Defender is providing Michelle ineffective representation and must provide George a full opportunity to state the reasons for the request under Marsden.15 We express no opinion on whether the Public Defender has adequately represented Michelle.
IV
DISPOSITION
The petition is granted in part and denied in part. Let a writ of mandate issue directing the trial court to (1) enter an order dismissing the habeas corpus petition; (2) conduct a hearing on the Hop petition; and (3) hear and decide any request to appoint new counsel for Michelle. Our order staying all
Bedsworth, Acting P. J., and Fybel, J., concurred.
Petitioner‘s petition for review by the Supreme Court was denied February 19, 2014, S215336.
