In re STEPHEN JOSEPH GANDOLFO on Habeas Corpus.
S.F. No. 24515
Supreme Court of California
Sept. 17, 1984.
889
Adrian Kuyper, County Counsel, and Daniel J. Didier, Deputy County Counsel, for Appellant.
OPINION
THE COURT.*---We granted a hearing in this proceeding, after decision by the Court of Appeal, Third Appellate District, for the purpose of giving further study to the problems presented. After such review, we have concluded that the portion of Justice Blease‘s opinion for the Court of Appeal, concurred in by Acting Presiding Justice Evans and Justice Reynoso, set forth below, properly resolves the matter and we adopt it as and for the opinion of this court; additional issues discussed by the Court of Appeal have been eliminated as unnecessary. The opinion (with appropriate deletions and additions as indicated) is as follows:†
This is an appeal from a final order of the Superior Court of San Joaquin County granting habeas corpus relief (
FACTS
On March 16, 1979, Heim was appointed as Gandolfo‘s conservator pursuant to
After Gandolfo sought release from the hospital under former
On April 23, 1980, after Gandolfo again requested his release, the San Joaquin County Superior Court granted the habeas corpus relief on the ground that he was “not gravely disabled to the extent that he need bе maintained in a locked institution.” It ordered that he be released from Stockton State Hospital within 30 days for possible placement in Palm Springs or Santa Barbara, where his parents separately resided. Gandolfo was then returned to Orange County to await a hearing on the reappointment of Heim as his conservator for another year.
DISCUSSION
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We agree with Heim that Browne v. Superior Court, supra, 16 Cal.2d 593, is dispositive of the case. In Browne, the Superior Court of Santa Barbara County adjudged an elderly woman incompetent and appointed one of her sons as the guardian of her person and estate. Some time later, following medical advice, she went to live in a convalescent home in San Francisco. Another son encouraged her to return to Santa Barbara but her physician opposed the move as dangerous and her guardian asked the superior court for instructions. It directed the guardian to keep his mother in San Francisco. When the brother‘s application for habeas corpus in the San Francisco Superior Court was granted and the case set for hearing, the guardian sought and obtained a writ of prohibition preventing the trial court from proceeding. (Id., at pp. 595-597.) The [Browne] court referred to the “familiar proposition that where several courts have concurrent jurisdiction over a certain type of proceeding, the first one to assume and exercise such jurisdiction in a particular case acquires an exclusive jurisdiction.” (Id., at p. 597.) In a guardianship proceeding, the court observed, the trial court retains jurisdiction to supervise the guardian until he is discharged. (Accord Guardianship of Tulley (1978) 83 Cal.App.3d 698, 705 [146 Cal.Rptr. 266].) “In carrying out his duties of administration he acts under the authority and supervision of the court which appointed him, must
In response to an argument that requiring her to live in San Francisco and placing limits upon her right to receive mail and visitors amounted to an “‘unreasonable restraint upon her personal liberties‘” cognizable in a habeas corpus proceeding (ibid.), the court “assume[d] that if the guardian of the incompetent herein, without instruction or authorization from the court, took the ward away from her home to an unsatisfactory place of residence, or unjustifiably confined or imprisoned her so as to deny her the pleasures of visiting her family or friends, or deprived her of the opportunity to receive medical care by preventing her from seeing a physician, these restraints might, in the absence of another adequate remedy, be the subject of inquiry on habeas corpus. The guardian has the custody and care of the ward, but the ward is not his prisoner. He may limit her activities in a reasonable manner, for her own benefit, but cannot, without good reason, deny her such freedom as is essential to her welfare.” (Last italics added.) (Id., at pp. 600-601.) This was in stark contrast to the facts of the case before it and the court concluded: “The guardian is not arbitrarily confining or limiting the freedom of the ward upon his own initiative. He is acting under the instructions of the court having jurisdiction of the guardianship, and the court gave those instructions after the fullest possible hearing, and upon ample and practically conclusive testimony that the particular course
We think this case is analytically indistinguishable from Browne. Here, the Orange County Superior Court appointed Heim as Gandolfo‘s conservator and authorized Gandolfo‘s placement in a state hospital. Subsequently, on his reappointment as guardian, it gave Heim a specific direction regarding Gandolfo‘s placement, just as the Santa Barbara court did in Browne.2 The San Joaquin County court‘s subsequent granting of habeas corpus flew directly in the face of the Orange County court‘s determination as to a proper placement of Gandolfo, a matter we have concluded was “exclusively within the jurisdiction of the [Orange County] court, and outside the scope of the writ of habeas corpus.” (Browne v. Superior Court, supra, 16 Cal.2d at p. 599.)
In Browne, [] [we were] concerned with preserving intact the appointing court‘s “continuing control” over the guardian. (Id., at p. 598.) It was not for another court to correct its errors; the proper course for the ward to pursue her grievance was by direct appeal or by further applications to present evidence to the court of her conditions and desires in the еxercise of its “continuing jurisdiction.”
The placement of concededly gravely disabled conservatees in the least restrictive setting possible consistent with their needed treatment is unquestionably an important legislative policy.8
We have no occasion to determine which of the various statutory habeas corpus procedures may be available to a conservatee in Gandolfo‘s position in a case in which habeas corpus is an appropriate remedy. Also, we note our quotations from the Browne decision should not be interpreted as an attempt to downgrade the importance of the habeas corpus procedure or an implied restriction on a court‘s jurisdiction to accept a habeas corpus petition. Browne was a product of the time when superior court habeas corpus jurisdiction did not extend beyond the county in which the petitioner was located. Since the 1966 constitutional amendment making superior court territorial jurisdiction statewide, we have fashioned a procedure which, if used in this case, would cause us to reach the same conclusion. (Griggs v. Superior Court (1976) 16 Cal.3d 341, 347 [128 Cal.Rptr. 223, 546 P.2d 727].) Ordinarily, a “Griggs transfer” is required when the matter in dispute concerns the orders of another superior court.
The order granting habeas corpus is reversed.
BIRD, C. J.-I respectfully dissent for I cannot agree to the restrictions placed by the majority on the great writ of habeas corpus.
The Superior Court of San Joaquin County properly granted habeas corpus relief to Gandolfo. The court acted within the scope of its jurisdiction
Nevertheless, the majority deprive Gandolfo and other gravely disabled conservatees of their right to habeas corpus release from unnecessarily restrictive mental facilities. In doing so, the practical realities are ignored which favor allowing the superior court of the county in which the petitioner is confined to determine proper placement.
Instead, a 44-year-old guardianship case in which a ward was denied habeas corpus relief is cited as authority for this ruling. (Browne v. Superior Court (1940) 16 Cal.2d 593 [107 P.2d 1, 13 A.L.R. 276].) In so doing, the majority promote outmoded principles of jurisdiction and venue. The majority also rely on Browne for the proposition that habeas corpus relief may not be had where adequate alternative remedies are available. Alternative forms of relief were found to be adequate in Browne. However, these alternatives did not suffer from the restrictions on the frequency of use found in our case. (Browne v. Superior Court, supra, 16 Cal.2d at p. 601.)
Most importantly, the majority fail to address Gandolfo‘s claim that Lanterman-Petris-Short (LPS) Act conservatees are denied equal protection of the law. Similarly situated persons are permitted unrestricted resort to simple and effective habeas corpus procedures in the superior court of the county in which they are confined. However, LPS conservatees are required to use burdensome and infrequent proceedings in the conservatorship court to challenge the restrictiveness of their confinement. The great writ of habeas corpus should not be so limited.
I.
As a gravely disabled conservatee, Gandolfo is entitled under the LPS Act to “the least restrictive residential placement available and necessary to achieve the purposes of treatment.” (
The Superior Court of San Joaquin County gave effect to these important rights when it granted habeas corpus relief. The majority mistakenly assume, however, that the court‘s action “flew directly in the face of the Orange County court‘s determination as to a proper placement of Gandolfo . . . .” (Maj. opn., ante, at p. 896.) In fact, there was no inconsistency between the initial placement determination and the release order three months later. As Judge Dozier of the San Joaquin County court explained, the release order was based on Gandolfo‘s condition at the time of the habeas corpus proceeding.
Nor was Gandolfo‘s proper placement a matter ““exclusively within the jurisdiction of the [Orange County] court, and outside the scope of the writ of habeas corpus.” (Maj. opn., ante, at p. 896.) The majority‘s reliance fоr this proposition on Browne v. Superior Court, supra, 16 Cal.2d 593 is misplaced. First, a constitutional amendment adopted after the Browne decision provides the superior courts with statewide jurisdiction. (See maj. opn., ante, at p. 900.) Second, in virtually every area touching the mentally and developmentally disabled, comprehensive new statutory schemes have been enacted since the time of Browne. These statutes govern involuntary commitment to state hospitals and other mental health facilities. (See
Such challenges are proper even if the commitment was authorized by the superior court of another county and even if the committing court retains
The Browne court held that the right to a hearing in the committing court was an adequate alternative to habeas corpus relief. (See 16 Cal.2d at p. 601.) The majority conclude that the present case is indistinguishable from Browne. That conclusion is questionable. There was no restriction on the frequency with which the ward in Browne could exercise the right to a hearing in the committing court. (See former
There is an additionаl factor weighing in favor of jurisdiction and venue in the San Joaquin County court. The Orange County court adjudged Gandolfo to be both developmentally disabled and gravely disabled.8 While most lay people have considerable difficulty in understanding and exercising their rights to petition the courts for relief, even the simplest of procedures may present an insurmountable challenge to a person with Gandolfo‘s mental disabilities. (See Doe v. Gallinot (9th Cir. 1981) 657 F.2d 1017, 1023.)
Under
By contrast, in order to obtain a rehearing as to a conservatee‘s status or rights---including the right to placement in a less restrictive setting---an LPS conservatee must file a petition in the superior court whiсh established the conservatorship. (See
It is unreasonable to place such a burden upon an individual who has been found to be unable to provide for his or her own basic personal needs. As this court has observed in an analogous context, “[I]t must be kept in mind . . . that we are dealing with persons who have been committed to state hospitals for mental disorders rendering them incompetent to participate in their own defense. It seems clearly inappropriate to place upon such persons the burden of initiating proceedings to secure their freedom.” (In re Davis (1973) 8 Cal.3d 798, 806-807, fn. 6 [106 Cal. Rptr. 178, 505 P.2d 1018].)
Gandolfo claims that he is entitled to hаbeas corpus relief in San Joaquin County under two provisions of the Welfare and Institutions Code. First, he claims a right to relief pursuant to
This court has held that habeas corpus is the appropriate means for a developmentally disabled adult to challenge his or her confinement in a state hospital. (In re Hop, supra, 29 Cal.3d at p. 86 [construing § 4800 and Pen. Code, § 1474].) Appellant Heim does not question this rule, but contends that
That contention is without merit. The Orange County court found that Gandolfo was both developmentally disabled and gravely disabled. The court ordered that Gandolfo be placed in Stockton State Hospital, a facility which the Legislature has designated for the treatment of developmentally disabled persons (
Gandolfo also claims a right to habeas corpus relief under
This argument strains credulity. “Although the LPS conservatee is, by statute, a voluntary patient, other California statutes acknowledge that he is, in reality, an involuntary patient, detained in the mental treatment facility because of a decision by his conservator. . . [I]n 1976 the California Legislature enacted statutes declaring that involuntary civil mental health treatment for incompеtent wards and probate conservatees may be obtained only through [the] LPS [Act]. The statutes enumerated the specific provisions of [the] LPS [Act] that were applicable to involuntary hospitalization and included the LPS conservatorship provisions within the prescribed list.” (Morris, Conservatorship for the “Gravely Disabled“: California‘s Nondeclaration of Nonindependence (1978) 15 San Diego L.Rev. 201, 219, citing
Accordingly, a developmentally and gravely disabled LPS conservatee confined in a state hospital is entitled under
II.
Even if we were to assume for the sake of argument that neither statutory provision applies, Gandolfo‘s right to habeas corpus relief in the county of confinement is compelled by the constitutional guarantee of equal protection of the law.
This court has characterized the right to personal liberty as a “fundamental interest.” (People v. Olivas (1976) 17 Cal.3d 236, 251 [131 Cal.Rptr. 55, 551 P.2d 375].) Habeas corpus has been denominated “the Great Writ.” (Carbo v. United States (1961) 364 U.S. 611, 615 [5 L.Ed.2d 329, 333, 81 S.Ct. 338].) It is undisputed that Gandolfo‘s fundamental liberty interest
“[I]n reviewing statutorily created classification schemes which affect fundamental interests the burden rests upon the state to establish that ‘it has a “compelling interest” which justifies the challenged procedure and that the distinctions drawn by the procedure are necessary to further that interest.‘” (In re Hop, supra, 29 Cal.3d at p. 89.) Adults facing involuntary hospitalization as LPS conservatees (
Accordingly, the state must demonstrate a compelling state interest which justifies denying LPS conservatees that same right. (See In re Hop, supra, 29 Cal.3d at p. 89; Conservatorship of Hofferber (1980) 28 Cal.3d 161, 171, fn. 8 [167 Cal.Rptr. 854, 616 P.2d 836]; In re Moye (1978) 22 Cal.3d 457, 465 [149 Cal. Rptr. 491, 584 P.2d 1097].) It must also show that the distinctions drawn between the remedies afforded LPS conservatees and other persons civilly committed to state hospitals are necessary to further that interest. (See People v. Olivas, supra, 17 Cal.3d at p. 251; In re Moye, supra, 22 Cal.3d at p. 465.)
The state has not met its burden. Both the conservator and the majority assert that the state has an interest in preserving the jurisdiction of the Orange County Superior Court over Gandolfo‘s conservatorship. However, the San Joaquin Superior Court did not interfere with that interest when it found, three months later, that Gandolfo was ready fоr life in a setting less restrictive than a locked state hospital ward.
Nor is there any justification for restricting LPS conservatees to two hearings per year in a court that may be hundreds of miles from the hospital in which they are confined. That limited remedy is obviously not at all comparable to the unrestricted right to pursue habeas corpus which is accorded developmentally disabled probate conservatees (
III.
Both the Legislature and the Constitution require that an LPS conservatee be given unrestricted access to habeas corpus relief in the county of confinement. The majority would limit that right contrary to the Legislature‘s intent and the people‘s will as enunciated in the Constitution. I cannot agree. The trial court‘s order should be affirmed.
