MCKENZY ALII ALFRED v. MERRICK B. GARLAND, United States Attorney General
No. 19-72903
United States Court of Appeals for the Ninth Circuit
September 22, 2021
Agency No. A215-565-401; Argued and Submitted March 3, 2021, Seattle, Washington
Petition for Review from an Order of the Board of Immigration Appeals
Before: Johnnie B. Rawlinson and Jay S. Bybee, Circuit Judges, and Morrison C. England, Jr.,* District Judge.
Opinion by Judge England; Special Concurrence by Judge England; Concurrence by Judge Rawlinson
SUMMARY**
Immigration
Granting McKenzy Alii Alfred‘s petition for review of a decision of the Board of Immigration Appeals, and remanding, the panel held that Petitioner‘s convictions for robbery in the second degree and attempted robbery in the second degree, in violation of
The panel concluded it was bound by United States v. Valdivia-Flores, 876 F.3d 1201 (9th Cir. 2017), in which a divided panel determined that when considering the immigration effect of a Washington controlled substance conviction, accomplice liability is an implicit and indivisible component of the conviction that must be considered under the categorical approach. The Valdivia-Flores majority further concluded that the accomplice liability mens rea under Washington law (knowledge) is broader than that required under federal law (specific intent), and therefore, there could be no categorical match between the state statute of conviction and the generic federal definition of a drug trafficking crime.
Because, according to the Valdivia-Flores majority, it is well-established that aiding and abetting liability is implicit in every criminal charge, the panel explained that
Specially concurring, District Judge England, joined by Judge Bybee, wrote that the panel relied on a theory of liability that assumes a crime was committed by someone else when it was undisputed that Petitioner himself—alone—committed the offense. Judge England also explained that it is quite possible that, at least in similar cases, no Washington conviction can be an aggravated felony at all. In such cases, future panels will never need to turn to the actual statute of conviction, but the exact same conduct may be an aggravated felony in a neighboring state. Judge England observed that Congress could not have intended such disparities.
Judge England wrote that the approach also puts attorneys in an untenable spot where they must argue against positions they would not normally advocate; the drive to show that state crimes of conviction are overbroad in comparison to their federal counterparts results in governments and prosecutors advocating for narrow readings of state criminal codes while defense counsel instead argue for expansion. Judge England wrote that all the confusion left in the wake of the categorical approach
Concurring in the result, Judge Rawlinson wrote that she concurred in the result because, and only because, the result was compelled by the majority opinion in Valdivia-Flores. However, for the reasons explained in her dissent in Valdivia-Flores, Judge Rawlinson wrote that the conclusion that convictions for second degree robbery do not constitute aggravated felonies makes no sense legally or factually.
COUNSEL
Aaron Korthuis (argued), Northwest Immigrant Rights Project, Seattle, Washington; Alison Hollinz, Northwest Immigrant Rights Project, Tacoma, Washington; for Petitioner.
Jaclyn E. Shea (argued), Trial Attorney; Zoe J. Heller, Senior Litigation Counsel; Office of Immigration Litigation, Civil Division, United States Department of Justice, Washington, D.C.; for Respondent.
OPINION
ENGLAND, District Judge:
Petitioner McKenzy Alii Alfred (“Petitioner“), a native and citizen of the Republic of Palau (“Palau“), petitions for review of an order of the Board of Immigration Appeals (“BIA” or “Board“) that found him removable as an alien convicted of an aggravated felony offense. Because we are bound by the decision in United States v. Valdivia-Flores, 876 F.3d 1201 (9th Cir. 2017), we conclude that Petitioner‘s convictions for robbery in the second degree and attempted robbery in the second degree under Washington law do not qualify as aggravated felonies under
I
A.
In December 2011, Petitioner entered the United States from Palau pursuant to the so-called Compact of Free Association between the United States and several Pacific Island territories, including Palau.1 Approximately seven
B.
During Petitioner‘s incarceration, the Department of Homeland Security (“DHS“) issued a Notice to Appear (“NTA“) alleging that Petitioner was removable under
Petitioner admitted the factual allegations in the NTA, but nonetheless contested removability. At a hearing before an Immigration Judge (“IJ“), the IJ agreed with the
According to the IJ, this circuit‘s decision in United States v. Alvarado-Pineda, 774 F.3d 1198 (9th Cir. 2014), controlled. In that case, another panel of this court held that the same state statute under which Petitioner was convicted was a categorical match to the INA‘s generic offense. Since Petitioner, like Alvarado-Pineda, had unquestionably been sentenced to a term of imprisonment of more than a year for each of his convictions, the IJ determined that he had been convicted of aggravated felonies.4
The IJ was unpersuaded by Petitioner‘s claim to the contrary based on the split decision of a later panel in Valdivia-Flores. There, the panel determined that when considering the immigration effect of a Washington conviction for possession of a controlled substance with intent to distribute, accomplice liability is an implicit and indivisible component of the conviction that must be considered under the categorical approach. Valdivia-Flores, 876 F.3d at 1207. The majority concluded that the accomplice liability mens rea under Washington law is broader than that required to establish accomplice liability
The BIA affirmed, agreeing that the Washington statutes categorically qualified as aggravated felony theft offenses for immigration purposes, consequently rendering Petitioner removable. Petitioner then timely petitioned this court for review.
II
This court has jurisdiction under
An agency‘s legal determinations are generally reviewed “de novo, subject to established principles of deference.” Alanniz v. Barr, 924 F.3d 1061, 1065 (9th Cir. 2019). Factual findings, on the other hand, are reviewed for substantial evidence. Singh v. Holder, 656 F.3d 1047, 1051 (9th Cir. 2011). Under the substantial evidence standard, “administrative findings of fact are conclusive unless any reasonable adjudicator would be compelled to conclude to the contrary.”
III
A.
An alien convicted of an “aggravated felony” at any time after entering the United States is subject to removal under the INA. See
In evaluating whether a state statute qualifies as an aggravated felony for removal purposes, this court must “employ a ‘categorical approach’ to determine whether the state offense is comparable to an offense listed in the INA.” Moncrieffe v. Holder, 569 U.S. 184, 190 (2013). The categorical approach requires comparison of “the elements of the statute forming the basis of the defendant‘s conviction with the elements of the ‘generic’ crime” to determine whether the offense is an aggravated felony. See Descamps v. United States, 570 U.S. 254, 257 (2013).6 Those statutory elements, and not the underlying facts of the particular crime involved, govern the inquiry into determining whether a categorical match is present. See generally, Esquivel-Quintana v. Sessions, 137 S. Ct. 1562, 1567–68 (2017).
The relevant generic offense here, as indicated above, is “a theft . . . or burglary offense for which the term of imprisonment [is] at least one year.”
Accordingly, if the required comparison between this generic federal offense and the Washington statute reveals a categorical match, then immigration consequences are triggered and, thus, Petitioner is removable. See Roman-Suaste v. Holder, 766 F.3d 1035, 1038 (9th Cir. 2014). If we conclude, on the other hand, that the state statute reaches conduct falling outside of the generic federal definition, then the Washington statute and generic federal offense are not a categorical match. In other words, if the elements of the state conviction are broader than the generic federal definition, then the state conviction is not an aggravated felony, and Petitioner is not removable on those grounds. Mellouli v. Lynch, 135 S. Ct. 1980, 1986–88 (2015); Descamps, 570 U.S. at 257; Ramirez v. Lynch, 810 F.3d 1127, 1130–31 (9th Cir. 2016). Thus, in this case, our analysis begins and ends with Valdivia-Flores.7
B.
The Washington statute underlying Petitioner‘s conviction provides:
A person commits robbery when he or she unlawfully takes personal property from the person of another in his or her presence against his or her will by the use or threatened use of immediate force, violence, or fear of injury to that person or his or her property or the person or property of anyone.
Washington‘s aiding and abetting statute state[s]: “A person is an accomplice . . . in the commission of a crime if . . . [w]ith knowledge that it will promote or facilitate the commission of the crime, he . . . solicits, commands, encourages, or requests such other person to commit it; or aids or agrees to aid such other person in planning or committing it.”
Wash. Rev. Code § 9A.08.020(3)(a)(i)-(ii) (1997) (emphasis added). In contrast, under federal law, “to prove liability as an aider and abettor the government must establish beyond a reasonable doubt that the accused had the specific intent to facilitate the commission of a crime by someone else.” United States v. Garcia, 400 F.3d 816, 819 (9th Cir. 2005) (emphasis added). Therefore, federal law requires a mens rea of specific intent for
conviction for aiding and abetting, whereas Washington requires merely knowledge.
Id.8 The difference between these mentes reae—specific intent and knowledge—matters, said the majority, because Washington‘s knowledge mens rea9 captures more conduct than the federal specific intent mens rea, rendering accomplice liability in Washington overbroad compared to its federal counterpart. Valdivia-Flores, 876 F.3d at 1207–08. In that case, the overbreadth meant that “Washington‘s drug trafficking statute [was] overbroad compared to its federal analogue, and Valdivia-Flores‘s conviction [could] not support an aggravated felony determination.” Id. at 1209.
The Valdivia-Flores analysis binds us and requires that we consider and compare the mentes reae for accomplice liability here, albeit in reference to a different principal
IV.
We grant the petition and remand for further consideration by the agency.
PETITION FOR REVIEW GRANTED, REMANDED.
Our holding may be compelled by precedent, but it is not compelled by reason. To the contrary, this case, as have countless others, “demonstrates the absurdity of applying the categorical approach.” Quarles v. United States, 139 S. Ct. 1872, 1880 (2019) (Thomas, J., concurring).1 Not only did
More distressing, of course, is the fact that our analysis, and the analysis set forth in Valdivia-Flores, infects countless Washington criminal statutes. Indeed, as the Government argued in that case, it is quite possible that, at least for aggravated felonies that require comparison of all elements of the state crime and an enumerated generic federal offense, “no Washington state conviction can serve as an aggravated felony at all because of [the] accomplice liability statute.” Valdivia-Flores, 876 F.3d at 1209. Future panels, like this one, will never even need to turn to the
Congress “could not have intended vast . . . disparities for defendants convicted of identical criminal conduct in different jurisdictions.” Mathis, 136 S. Ct. at 2258 (Kennedy, J., concurring). The most basic logic tells us this cannot be right but, as we have seen countless times, the categorical approach is untethered from common sense. Absurd results are far from an anomaly.3
Here, one lawyer zealously argues that Washington law criminalizes a “conspiracy of one,” while the other lawyer strenuously contends for a narrower reading. Surely, the prosecutor is the one swinging for the fences, and the defense attorney the one pushing for lenity. In state court, you would be right. But we are in federal court, so a defense attorney ethically must play the role of the aggressive prosecutor, pushing for the most expansive reading of state law possible. She succeeded: she has established that the state law is broader than the federal law, so there is no categorical match, which favors her client.
But this role reversal confirms that this is a really, really bad way of doing things. Defense attorneys should not be forced to argue for expanding criminal liability to benefit their clients, but in the Taylor Upside Down, that is what necessarily happened here.
Brown, 879 F.3d at 1051 (Owens, J., concurring). Only in the “Upside Down” would this make any sense.
All of the confusion left in the wake of the categorical approach undermines the legitimacy of our third branch of government. We know that bad facts make bad law. But in the case of the categorical approach, bad law makes even worse law time and again. “Instead of wasting more resources and interjecting more uncertainty into our . . . decisions, either the Supreme Court or Congress should junk this entire system.” Id.
RAWLINSON, Circuit Judge, concurring in the result:
I concur in the result reached by the majority because, and only because, the decision reached by the majority is compelled by the majority opinion in United States v. Valdivia-Flores, 876 F.3d 1201 (9th Cir. 2017). However, for the reasons explained in my dissent to the majority opinion in Valdivia-Flores, the conclusion that convictions for second degree robbery do not constitute aggravated felonies makes no sense legally or factually. I guess when it comes to application of the Supreme Court‘s contrived categorical approach, in the words of my dearly departed Mama Louise: common sense ain‘t all that common.
