Arrington v. DanielsArrington v. Daniels
- Reporters:
- , ,
- Before:
- Reinhardt
This case is the most recent in a series of challenges to the Bureau of Prisons’ (“Bureau” or “BOP”) implementing regulation governing early release of prisoners who successfully complete a residential substance abuse program. The relevant
I. Factual and Procedural Background
Title
In May 1995, the Bureau promulgated its first rule and corresponding regulation detailing procedures to determine eligibility for early release under
In response to the lack of consistency arising from the varying definitions of a nonviolent offense, the Bureau changed course. The agency removed its reference to
Litigation once again ensued. This time challenges focused on whether the categorical exclusion rule was a permissible exercise of the agency’s discretion. Two circuit courts, including our own, concluded that the 1997 interim rule was a permissible exercise of the Bureau’s discretion to narrow the class of prisoners eligible for early release under
In December 2000, the Bureau promulgated a final rule. The final rule, identical to the 1997 interim rule, relied on the Bureau’s discretion to narrow the class of prisoners eligible for early release by excluding those convicted of offenses involving the carrying, possession, or use of a firearm or other dangerous weapon or explosives. 65 Fed.Reg. 80745, 80747-748 (Dec. 22, 2000) (stating that “Congress did not mandate that all eligible inmates must receive the early release incentive. The reduction in sentence is an incentive to be exercised at the discretion of the Bureau of Prisons”). The Bureau offered the following explanation for its rule:
The first interim rule attempted to define the term “crime of violence” pursuant to18 U.S.C. § 924(c)(3) . Due to varying interpretations of the regulation and caselaw, the Bureau could not apply the regulation in- a uniform and consistent manner.
The third interim rule sought to resolve this complication. In the third interim rule, we used the discretion allotted to the Director for granting a sentence reduction to exclude inmates whose current offense is a felony ... that involved the carrying, possession, or use of a firearm or other dangerous weapon or explosives (including any explosive material or explosive device)....
Id. at 80747.
In 2005 and 2006, eighteen prisoners filed petitions for habeas corpus pursuant to
II. Jurisdiction and Standard of Review
The district court had jurisdiction pursuant to
We review de novo a district court’s denial of a writ of habeas corpus pursuant to
III. Discussion
A.
In conducting our review, we may look only to the administrative record to determine whether the agency has articulated a rational basis for its decision.
See State Farm Mut. Auto. Ins. Co.,
463 U.S. at 50, 103 S.Ct. 2856 (“It is well established that an agency’s action must be upheld, if at all, on the basis articulated by
The district court found two rational bases for the Bureau’s decision to categorically exclude from eligibility for early release those prisoners convicted of offenses involving the possession, carrying, or use of firearms: (1) the increased risk that offenders with convictions involving firearms might pose to the public and (2) the need for uniformity in the application of the eligibility regulation. Arrington, 465 F.Supp.2d at 1108. Neither of these bases withstands even our narrow and deferential standard of review under the APA.
The first rationale, that those convicted of offenses involving firearms pose a greater threat to public safety, is entirely absent from the administrative record. Rather, the Bureau articulated this rationale in its brief to the Supreme Court in Lopez, 531 U.S. at 236, 121 S.Ct. 714 (“The preconviction conduct of both armed offenders and certain recidivists, in the Bureau’s view, ‘suggests] that they pose a particular risk to the public.’ ” (quoting Brief for Respondents 30)). This argument is precisely the type of “post hoc rationalization ]” of appellate counsel that we are forbidden to consider in conducting review under the APA. Burlington Truck, Lines, Inc., 371 U.S. at 168, 83 S.Ct. 239. We are limited to the explanations offered by the agency in the administrative record. See State Farm Mut. Auto. Ins. Co., 463 U.S. at 50, 103 S.Ct. 2856. Because no public safety rationale is present in the administrative record, the district court erred in relying on this explanation as a basis for its conclusion that the final rule withstands arbitrary and capricious review. 5
The second rationale identified by the district court, the need for uniformity in the application of the eligibility regulation, fares little better. Unlike the public safety rationale, this explanation is articulated
Although agencies enjoy wide discretion in fashioning regulations governing the statutes that they are charged with administering,
B.
Our holding today is in no way foreclosed by the Supreme Court’s decision in
Lopez v. Davis,
531 U.S. at 230, 121 S.Ct.
In
Bowen,
we considered the validity of the Bureau’s interpretation of
Similarly, in
Lopez,
the Supreme Court considered “whether the Bureau has
discretion
to delineate, as an additional category of ineligible inmates, those whose current offense is a felony involving a firearm.” 531 U.S. at 238, 121 S.Ct. 714 (emphasis added). As in
Bowen,
the inquiry in
Lopez
was limited to whether the Bureau had discretion to narrow the class of prisoners eligible for early release under
The question presented in
Bowen
and
Lopez
— whether the Bureau had the authority to pass a rule narrowing the class of prisoners eligible for early release under
IV. Conclusion
For twelve years, the Bureau has sought to exclude those convicted of offenses involving the carrying, possession, or use of a firearm or other dangerous weapon or explosives from eligibility for early release under
REVERSED and REMANDED.
Notes
. Tide
. Title
. Fifteen prisoners filed habeas petitions in August and September of 2005. On October 17, 2005, the district court consolidated these petitions under the lead cases of Arrington v. Daniels and Williams v. Daniels. Two additional prisoners, Antwane Burrise and Ismael Rodriguez, filed habeas petitions on December 9, 2005 and March 8, 2006, which were stayed pending decision in the lead cases. On July 26, 2006, the district court issued an opinion and judgment denying relief in the lead cases of Arrington v. Daniels and Williams v. Daniels. It entered similar orders and judgments in the Burrise and Rodriguez cases. The remaining prisoner, Albert Huh, filed his habeas petition on October 27, 2006; it was denied by the district court on August 3, 2007. The petitioners filed notices of appeal and this court consolidated the cases for purposes of appellate review.
. Thirteen petitioners were convicted of unlawfully possessing firearms in violation of
Of the seventeen remaining petitioners, ten had scheduled release dates prior to the issuance of this opinion. For these individuals, relief may still be available in the form of modification, amendment, or termination of their supervised release.
See Mujahid v. Daniels,
413 F.3d 991, 994-95 (9th Cir.2005) (internal citation omitted) (holding habeas petition of prisoner placed on supervised release was not moot because of the ” ‘possibility’ that [petitioner] could receive a reduction in his term of supervised release under
. The Bureau argues that its categorical exclusion rule is a “common-sense decision” to exclude those prisoners who may pose a greater safety risk from eligibility for. early release and that it should therefore not be required to further support its decision with detailed analysis or empirical support. Brief for Respondents 10-11 (citing Bowen, 202 F.3d at 1219). The Bureau’s “commonsense” argument lacks legal significance in the APA review context where, as here, the agency failed to articulate the grounds for its purportedly common-sense decision anywhere in the administrative record. Although our review is deferential, the Bureau is not immune from its responsibility to “articulate! ] a rational connection between the facts found and the choices made.” Ranchers Cattlemen, 415 F.3d at 1093 (internal quotation marks and citation omitted). Given the Bureau‘s failure to articulate any rationale, its argument that the agency should not be required to provide additional detailed analysis and empirical support for its purportedly “common-sense” decision is inapposite. Brief for Respondents 10-11.
. Petitioners argue that the promulgation of agency rules that restrict human freedom should be reviewed with “special vigor.” Brief for Petitioners 24-25 (explaining that “human freedom implicates interests that require scrupulous adherence to statutory and administrative rule-making”). They argue that three circumstances of the present case merit this heightened level of review: (1) the fact that Congress in the Sentencing Reform Act has declared that prison sentences be no longer than necessary to satisfy the purposes of federal sentencing, see
. The Bureau argues that Petitioner Arrington is ineligible for a sentence reduction under