Maxwell Goodluck v. Joseph Biden, Jr.Maxwell Goodluck v. Joseph Biden, Jr.
(No. 1:21-cv-01530)
(No. 1:21-cv-01874)
(No. 1:21-cv-00943)
(No. 1:21-cv-02228)
(No. 1:21-cv-02033)
(No. 1:21-cv-02071)
(No. 1:21-cv-00999)
Cara E. Alsterberg, Trial Attorney, U.S. Department of Justice, argued the causes for appellants/cross-appellees. With her on the briefs were Brian M. Boynton, Principal Deputy Assistant Attorney General, and William C. Bateman, III, Anna L. Dichter, Michelle M. Ramus, Eric C. Steinhart, James J. Wen, and William H. Weiland, Trial Attorneys.
Jesse M. Bless and Rafael Urena argued the causes for appellees. With them on the joint brief were Laboni A. Hoq, Stephen W. Manning, Andrew J. Pincus, Carmen N. Longoria-Green, Karen C. Tumlin, Esther H. Sung, Charles H. Kuck, Nicolette Glazer, and Curtis Lee Morrison. Jennifer R. Coberly entered an appearance.
Charles H. Kuck argued the cause and filed the brief for appellees/cross-appellants.
Before: SRINIVASAN, Chief Judge, HENDERSON and KATSAS, Circuit Judges.
Opinion for the Court filed by Circuit Judge KATSAS.
KATSAS, Circuit Judge: In these four consolidated appeals, district courts held that the Department of State had unlawfully suspended, deprioritized, and delayed the processing of applications for diversity visas for fiscal years 2020 and 2021, at the height of the COVID-19 pandemic. As a remedy, the courts ordered the Department to continue processing applications and issuing visas after the statutory deadlines for doing so had passed. We hold that the courts lacked authority to order this relief.
I
A
The Immigration and Nationality Act creates an annual allotment of immigrant visas for aliens from countries with low rates of immigration to the United States.
The State Department administers the diversity-visa program annually. Before the start of each fiscal year, it holds a lottery for applicants from qualifying countries.
Selectees do not automatically receive visas. Rather, they must submit a full, written application for an immigrant visa and must personally appear for an interview before a consular officer. See
Selectees who timely complete the application process may receive immigrant visas, provided that the annual cap of 55,000 visas is not exceeded. See
B
The COVID pandemic significantly hampered the State Department‘s administration of the diversity-visa program.
Around the same time, the Department also issued its own guidance instructing consular officers how to respond to COVID. In March 2020, the Department suspended all “routine visa services“—including the processing of applications for diversity visas—but permitted certain “mission-critical visa services” to continue. J.A. 411. The Department re-established more visa services over the summer, but the pandemic hampered its efforts to reduce backlogs in pending applications. In November 2020, the Department instructed consular posts to follow a four-tiered prioritization scheme for addressing the backlog, with diversity visas in the lowest-priority tier. J.A. 2281–84. The Department rescinded this guidance one year later.
C
The plaintiffs in these cases are selectees in the FY 2020 and 2021 diversity-visa lotteries. They contend that the State Department policies noted above unlawfully prevented them from receiving visas before the fiscal-year-end deadlines. The district courts largely agreed. As a remedy, the courts ordered the Department to prioritize processing and issuing diversity visas past the end of the fiscal years.
On September 30, 2020—the last day of the fiscal year—the court granted “supplemental equitable relief” ordering the Department to “reserve” FY 2020 diversity visas for processing and issuance after the end of the fiscal year. Gomez v. Trump, 490 F. Supp. 3d 276, 283 (D.D.C. 2020) (Gomez II). The court ordered the Department to hold open 9,095 visas past the fiscal year-end—a number it viewed as a “reasonable estimate” of how many additional visas the Department would have issued but for the policies that it found likely to be unlawful. See id. at 288–90. Later, the court granted summary judgment to the selectees and ordered the Department to process their visa applications in a random order until it granted all the reserved visas and to finish the processing by September 30, 2022. See Gomez v. Biden, No. 20-cv-01419, 2021 WL 3663535, at *24 (D.D.C. Aug. 17, 2021) (Gomez III); J.A. 2342. The Department appealed, and the district court stayed its order pending resolution of the appeal.
The Goodluck, Goh, and Rai cases followed a similar pattern with FY 2021 selectees as plaintiffs. Each group of plaintiffs sued between March and June 2021. In each case, the district court followed the substantive and remedial rulings in Gomez. See J.A. 1531 (reserving 6,914 visas in Goodluck and 481 visas in Goh); J.A. 1424 (reserving 966 visas in Rai).
The Department appealed each case, and we consolidated the four appeals. By cross-appeal, the Goh plaintiffs argued that the district court should have reserved more visas for them.
II
On appeal, the parties debate at length the lawfulness of how the State Department responded to Proclamation 10014 and more generally to the pandemic. The plaintiffs argue, and the district courts held, that (1) a
A
A court granting the equitable remedy of an injunction has discretion to
Two cases highlight these points. INS v. Pangilinan, 486 U.S. 875 (1988), involved a statute that made citizenship available to aliens who had served in the United States military during World War II, but only if they filed naturalization petitions by December 31, 1946. Id. at 877–80. The plaintiffs were Filipino nationals who had met the service requirement but not filed timely petitions. See id. at 880–82. They argued that for nine months before the statutory deadline, the United States had unlawfully refused to appoint anyone in the Philippines with authority to accept and process the required petitions. See id. The Ninth Circuit agreed. See id. at 882. Then, it asserted an “equitable authority to craft a remedy” requiring the government to confer citizenship on the plaintiffs despite the 1946 cutoff. Id. at 883.
The Supreme Court unanimously reversed this remedial ruling. It stressed the longstanding principle that “[c]ourts of equity can no more disregard statutory and constitutional requirements and provisions than can courts of law.” Pangilinan, 486 U.S. at 883 (quoting Hedges, 150 U.S. at 192). Moreover, it reasoned, Congress had not conferred on the federal courts “the power to make someone a citizen of the United States,” unlike other expressly conferred equitable powers “like mandamus or injunction.” Id. at 883–84. Thus, the Ninth Circuit had erred by disregarding “the explicit cutoff date” in the statute and ordering the conferral of citizenship anyway. Id. at 884; see also id. at 885 (“Neither by application of the doctrine of estoppel, nor by invocation of equitable powers, nor by any other means does a court have the power to confer citizenship in violation of these limitations.“).
Grupo Mexicano confirmed that equitable remedies must be historically grounded absent express expansion by Congress. As the Supreme Court explained, the federal courts’ general power to hear equitable claims is “an authority to administer in equity suits the principles of the system of judicial remedies which had been devised and was being administered by the English Court of Chancery at the time of the separation of the two countries.” 527 U.S. at 318 (quoting Atlas Life Ins. Co. v. W.I. Southern, Inc., 306 U.S. 563, 568 (1939)). Thus, the “prerequisites for obtaining an equitable remedy as well as the general availability of injunctive relief depend on traditional principles of equity jurisdiction.” Id. at 318–19 (quoting 11A Wright & Miller, Federal Practice & Procedure § 2941, at 31 (2d ed. 1995)). Of course, Congress may authorize new remedies in “departure from past practice,” so long as the remedies are consistent with Article III. Id. at 322. But absent such clear legislative action, courts considering an equitable remedy “must ask” whether it “was traditionally accorded by courts of equity.” Id. at 319.
B
The remedy ordered here—instructing the Executive Branch to reserve, process, and issue visas on terms devised by the courts—is irreconcilable with these settled principles.
Most obviously, it conflicts with the governing statutes. As noted above, selectees in the diversity-visa lottery become “eligible” to receive visas “for the fiscal year involved.”
Historical and contextual considerations also warrant restraint. The Supreme Court has long held that “any policy toward aliens is vitally and intricately interwoven with” both “the conduct of foreign relations” and “the war power” and so is “largely immune from judicial inquiry or interference.” Harisiades v. Shaughnessy, 342 U.S. 580, 588–89 (1952). More particularly, it is “not within the province of any court,
unless
In sum, the statutory deadline is clear, and neither history nor context affords any basis for departing from it. The district courts had no authority to order the State Department to keep processing applications for diversity visas and issuing the visas beyond the end of the relevant fiscal years.3
C
The plaintiffs make several arguments in defense of the remedial orders, but none of them is convincing.
1. The plaintiffs seek to distinguish Pangilinan as a case involving the conferral of citizenship, not the processing and issuance of visas. It is true, as this Court once observed, that the conferral of citizenship was the “only form of relief specifically disapproved” in Pangilinan. In re Thornburgh, 869 F.2d 1503, 1517 (D.C. Cir. 1989). But the Supreme Court reasoned more generally; its decision rested on the broad principle that “[c]ourts of equity can no more disregard statutory and constitutional requirements and provisions than can courts of law.” Pangilinan, 486 U.S. at 883 (quoting Hedges, 150 U.S. at 192). Moreover, the rule that equitable relief cannot violate statutes is amply supported by other cases outside the citizenship and immigration context. See, e.g., United States v. Oakland Cannabis Buyers’ Coop, 532 U.S. 483, 497 (2001) (“a court sitting in equity cannot ignore the judgment of Congress, deliberately expressed in legislation” (cleaned up)); Weinberger v. Romero-Barcelo, 456 U.S. 305, 313 (1982) (Congress may “guide or control the exercise of the courts’ [remedial] discretion“). Furthermore, while the district courts here did not order the granting of diversity visas to any individual alien or group of aliens, the Gomez court did order continued processing of visa applications “until all 9,905 [reserved] diversity visas have been granted.” Gomez III, 2021 WL 3663535, at *24. This order—entered on the last day of the fiscal year—necessarily required the Secretary to violate an unqualified statutory deadline, which Congress imposed in a context where courts owe a high degree of respect to the judgments of the political branches.
2. The plaintiffs invoke Almaqrami v. Pompeo, 933 F.3d 774 (D.C. Cir. 2019). In that case, selectees for fiscal year 2017 sought diversity visas despite a presidential
In this Court, the government argued for mootness on the ground that, once the plaintiffs lost their eligibility for diversity visas at the end of the fiscal year, the courts could no longer afford any meaningful relief. Almaqrami, 933 F.3d at 780. We held that the case did not become moot on that basis. We explained that arguments about “the legal availability of a certain kind of relief” go to the merits—not mootness—unless the remedy is “so implausible that it is insufficient to preserve jurisdiction.” Id. at 781 (cleaned up). We noted two cases where district courts had “invoked [an] equitable power to enforce prior orders and instructed the government to issue the plaintiffs [diversity] visas even though the selection FY had ended.” Id. at 780. Given those cases, we held that the claim for relief remained at least plausible enough to support Article III jurisdiction. See id. at 782. We therefore remanded for the district court to consider the merits. Id. at 784.
Our decision does not help the plaintiffs. We held only that the validity of a visa-reservation remedy was not so implausible as to moot a pending case. We did not decide the merits question whether district courts may order such a remedy despite the clear eligibility cutoff at the end of the fiscal year. Now, we decide that question in the negative.
3. The plaintiffs also cite the district-court decisions ordering the government to process diversity-visa applications and issue the visas after the year-end deadline. See Przhebelskaya v. USCIS, 338 F. Supp. 2d 399, 403–06 (E.D.N.Y. 2004); Paunescu v. INS, 76 F. Supp. 2d 896, 902–03 (N.D. Ill. 1999). These decisions reason that courts may extend the eligibility deadline so long as they act before the deadline has run. But we fail to see how the timing of a court order can matter, for the deadline is keyed to receipt of a visa: In unambiguous and unqualified terms, Congress provided that diversity-visa selectees “shall remain eligible to receive such visa only through the end of the specific fiscal year for which they were selected.”
4. In Gomez, the district court analogized to the courts’ power to make government funds available beyond the end of the relevant appropriation. Gomez II, 490 F. Supp. 3d at 285-86. We have held that a court may “award funds based on an appropriation even after the date when the appropriation lapses, so long as the lawsuit was instituted on or before that date.” City of Houston v. HUD, 24 F.3d 1421, 1426 (D.C. Cir. 1994) (cleaned up). Our decisions in this area trace back to an assertion that courts may “suspend the operation of a lapse provision” because their equitable powers “allow them to take action to preserve the status quo of a dispute and to protect their ability to decide a case properly
We recognize that our appropriations cases, which originated in the mid-1970s, assert an equitable authority unmoored from
5. The plaintiffs object that agency delay should not frustrate their interest in obtaining diversity visas. Yet the plaintiffs have nothing resembling a substantive entitlement to such visas. Congress has imposed a ceiling, but not a floor, on the number of diversity visas to be issued each fiscal year. See
relevant fiscal year, merely required the government to “undertake good-faith efforts” to process diversity-visa applications “expeditiously” and until the end of the fiscal year. Gomez I, 485 F. Supp. 3d at 205. The plaintiffs here do not contend that the government violated that obligation, much less that they did so willfully. Accordingly, we need not consider whether, if there were such a case of bad faith or undue delay in complying with a timely entered injunction, the district court could issue contempt sanctions against the government even if it could not grant relief directly to visa applicants past the end of the fiscal year.5
III
Once Fiscal Years 2020 and 2021 ended, the plaintiffs lost their eligibility for diversity visas. The district courts erred in asserting an equitable authority to override these clear statutory deadlines, which foreclose the prospective relief sought in these cases. Accordingly, we reverse the remedial orders challenged by the government, reject the Goh cross-appeal, and remand the cases with instructions to enter judgment for the government.
So ordered.