Hakim IDDIR, Hadjira Iddir, and Juan A. Llivi; Lenoas Malukas, Alfonsa Malukienne, Maria Niculescu, Radu-Liviu Niculescu, Tatiana Kudina, Silviu-Vlad Niculescu, Mario Romanovic, Marija Romanovic, Nora Moretti-Sanchez, Gianna A. Sanchez, Ivanna A. Sanchez, Funmi I. Owolabi, David Ogunkoya, and Nelly V. Suyo, Plaintiffs-Appellants, v. IMMIGRATION AND NATURALIZATION SERVICE; Brian R. Perryman, District Director, Chicago INS; Colin L. Powell, in his official capacity as United States Secretary of State; United States Department of State; and the United States of America, Defendants-Appellees.
No. 01-3799, 01-3802
United States Court of Appeals, Seventh Circuit
Argued May 15, 2002. Decided Aug. 6, 2002.
301 F.3d 492
Before FLAUM, Chief Judge, BAUER and RIPPLE, Circuit Judges.
CONCLUSION
For the foregoing reasons, we affirm the dismissal of each of the complaints.
George P. Katsivalis, Immigration & Naturalization Service, Chicago, IL, Michelle E. Gorden (argued), Department of Justice Civil Division, Immigration Litigation, Washington, D.C., for defendant-appellee.
BAUER, Circuit Judge.
After winning the immigration lottery, the appellants were given the opportunity to apply for immigrant visas and thereby a chance to become citizens, if they could meet certain requirements within one year‘s time. The appellants promptly filled out all the necessary forms and jumped through all the applicable hoops the Immigration and Naturalization Service (INS) put in front of them in order to complete their applications for the visas and adjustment of status. Once the forms were filled out, all that remained was for the INS to adjudicate the appellants’ status and either grant or deny the applications. Instead, the INS did nothing, and once the year was up, the INS informed the appellants that their applications were denied, not on the merits; rather they were denied simply because they were not heard within the applicable time period.
Frustrated, the appellants sought writs of mandamus in two district courts to require the INS to adjudicate their status. The Iddir case was heard by Judge Gottschall, and the Kudina case was heard by Judge Guzman. The judges dismissed both cases, but for different reasons. Judge Gottschall found the plaintiffs’ claims moot, Iddir et al. v. INS et al., 166 F.Supp.2d 1250, 1259 (N.D.Ill.2001), while Judge Guzman found that he lacked jurisdiction to review the claims due to
BACKGROUND
The appellants applied for permanent resident visas through the Diversity Visa Lottery Program (DV Program). This program was instituted by Congress to distribute visas to persons from countries that historically have low rates of immigration to the United States.
The eligible immigrants must submit an application for the lottery during a specified time period, usually thirty days. See, e.g.,
The Iddir appellants, Hakim & Hadjira Iddir, and Juan A. Llivi, were selected for the DV Program lottery in 1998. In the 1998 lottery, there were 97,319 entries for 55,000 available diversity visas, however, only 51,000 of those visas were actually distributed. The 1998 DV program fiscal year ran from October 1, 1997 through September 30, 1998. After being selected in the lottery, the appellants applied for adjustment of status. In September 1997,
The Iddirs’ story is very similar to Llivi‘s; they too received a letter informing them of the wait for interviews in September 1997 and were not contacted again until October 29, 1999. The INS contacted the Iddirs to request re-submission of their fingerprints. Finally, they received an interview on May 3, 2000—again after the fiscal year ended on Sept. 30, 1998—and heard the same excuse as Llivi, time had expired. The Iddirs also claimed that the hearing officer explained the delay was caused by someone misplacing their file.
The Kudina appellants applied for various DV Program lotteries from 1996 through 1998. The lead plaintiff-appellant, Tatiana Kudina, entered the 1999 DV Program lottery and was selected. Kudina applied in December 1998, and in September 1999 received notice from the INS that she needed to submit another set of fingerprints. Kudina did not hear from the INS again until February 9, 2000, when the INS informed her that her application had expired.
The Malukas entered and were selected for the 1998 DV Program lottery, but their status was not adjudicated in 1998.
The Sanchezes entered and were selected in the 1999 lottery, but they too did not have their status adjudicated in the applicable time period.
The Niculescus entered the 1998 DV Program lottery and were selected. Maria Niculescu‘s application was processed and she was interviewed on the last day of the fiscal year, September 30, 1999. Maria was awarded permanent resident status the same day. However, her children, Radu-Liviu and Silviu-Vlad, currently residing in Romania, were denied adjustment of status because their interviews were not held until August 1998 at the Embassy in Bucharest.
The Ogunkoyas entered and were selected for the 1996 lottery. They received interviews in March of 1996, but on September 30, 1996 they were informed that the INS had requested additional documents on April 22, 1996. The Ogunkoyas submitted the necessary documents the same day. On February 27, 1997, they were informed that time had expired and their applications denied.
Mario Romanovic entered and was selected under the 1998 program, along with his wife Marija. The Romanovics received interviews on July 14, 1999, and their applications were denied the same day.
Nelly Victoria Suyo participated in the 1997 lottery, was selected, and submitted an application in January 1997. Suyo‘s application was denied on February 19, 1999.
ANALYSIS
The INS, which is no stranger to administrative problems, waited until after the prescribed time period to hear the plaintiffs’ petitions for adjustment of status. Then the INS summarily rejected the petitions, not on the merits, but on the grounds that time within which the petitions had to be heard expired. See Peter H. Schuck, Reform That Leads to Chaos, N.Y. TIMES, May 23, 2002, at A31 (noting “[w]ith the possible exception of the I.R.S., the Immigration and Naturalization Service is the least popular agency in the federal government.“); Farewell to the I.N.S., N.Y. TIMES, April 27, 2002, at
A. Standard of Review
We review a district court‘s dismissal for lack of jurisdiction de novo. United States v. Bank of Farmington, 166 F.3d 853, 859 (7th Cir.1999). In the context of a motion to dismiss for lack of subject matter jurisdiction, we accept as true the well pleaded factual allegations, drawing all reasonable inferences in favor of the plaintiff. Capitol Leasing Co. v. FDIC, 999 F.2d 188, 191 (7th Cir.1993). To determine if subject matter jurisdiction exists, we look beyond the allegations in the complaint to any evidence that has been submitted regarding jurisdiction. Id.
B. Statutory Bar to Jurisdiction: 8 U.S.C. § 1252(a)(2)(B)
Section 1252(a)(2)(B) provides: “Notwithstanding any other provision of law, no court shall have jurisdiction to review—(i) any judgment regarding the granting of relief under section ... 1255 of this title, or (ii) any other decision or action of the Attorney General the authority for which is specified under this subchapter to be in the discretion of the Attorney General ....” In the district courts, and in federal courts throughout the United States, the INS argued that
The jurisdiction prohibition in
Applying these principles to the facts at hand, we find section 1252(a)(2)(B)(i), by its use of the terms “judgment” and “decision or action“, only bars review of actual discretionary decisions to grant or deny relief under the enumerated sections, including section 1255. See Paunescu v. INS, 76 F.Supp.2d 896, 899-902 (N.D.Ill.1999) (outlining the difference between discretionary action or decision, such as a denial of relief or decision to defer, and complete inaction and failure to make any decision). Although, the INS used the term “denial” in its notice to the appellants, the “denial” of their applications was not a decision on the merits. See Nyaga v. Ashcroft, 186 F.Supp.2d 1244, 1250-53 (N.D.Ga.2002) (“Plaintiff is not seeking a
This situation is distinguishable from one in which the INS does award or deny relief. If the appellants had their applications heard and were denied adjustment of status under section 1255 on the merits, that would be a “judgment” or “decision or action” likely covered by section 1252(a)(2)(B). See McBrearty v. Perryman, 212 F.3d 985, 986-87 (7th Cir.2000) (concluding that section 1252(a)(2)(B) barred review of the district director‘s decision to deny the plaintiffs’ applications for adjustment of status). In contrast, if a DV Program lottery winner timely and properly applies for adjustment of status and the application is simply never heard, the subsequent denial of the application on grounds of expiration is neither a “judgment” nor a discretionary “decision or action” precluding review.
C. Exhaustion
Generally, an immigration plaintiff is required to pursue and exhaust all administrative remedies before seeking relief in federal court because there are explicit statutory requirements in certain sections of the INA and a comprehensive administrative review scheme exists. See, e.g.,
The appellants need only show that one of the four exceptions outlined above applies. It appears that at least three apply. The government acknowledged that it has no idea when, if ever, the INS may institute removal proceedings against the appellants. This is the quintessential
D. Mandamus
District courts have mandamus jurisdiction to “compel an officer or employee of the United States or any agency thereof to perform a duty owed to the plaintiff.”
1. clear right to have their cases adjudicated
To determine if the appellants have a right to the adjudication of their cases, we look to the statute in question to determine what Congress directed. See United States v. Markgraf, 736 F.2d 1179 (7th Cir.1984) (noting that when determining Congressional intent courts look to “the language of the statute; the legislative history; and the interpretation given by the administrative agency charged with enforcing the statute.“). The section on diversity immigration visas repeatedly commands the Attorney General, in nondiscretionary language, to do a variety of tasks related to the DV Program.
The INS asserted that the appellants, and, for that matter, any DV Program applicant, have no right to have their applications adjudicated. We disagree. Based upon the directive language Congress chose to employ in the statute and the applicable regulations, it is evident that the appellants have a right to have their cases adjudicated. See Nyaga, 186 F.Supp.2d at 1252-53; Iddir, 166 F.Supp.2d at 1258; Paunescu, 76 F.Supp.2d at 900-01.
2. the INS has a duty to adjudicate
Whether the INS has a duty to adjudicate these applications is a more complex question. The INS claims that the visas expired at the end of the fiscal year, thus, the INS cannot issue the visas regardless of the outcome of any adjudication. The appellants counter by pointing out that the INS has, in the past, adjudicated the status of DV Program participants after the end of the fiscal year of the program and issued visas. See Paunescu, 76 F.Supp.2d at 902; Marcetic v. INS, 1998 WL 173129, at *2 (N.D.Ill. April 6, 1998). The district court in Nyaga recognized that the issues of duty and potential relief are entangled in this unique statutory situation. Nyaga, 186 F.Supp.2d at 1252-53. The district court in Iddir also flagged this issue, but analyzed it under the mootness doctrine.
The power to confer citizenship upon aliens rests solely with Congress, as delegated to the Executive branch to administer. See, e.g., INS v. Pangilinan, 486 U.S. 875, 883-84, 108 S.Ct. 2210, 100 L.Ed.2d 882 (1988). While a federal court does not have the authority to make someone a citizen, it does have the power to require the Executive to carry out Congress’ commands. Congress gave the Attorney General, and thereby his delegatee the INS, the power to administer the DV Program and the duty to adjudicate the applications of the participants. See
Nevertheless, the relief the appellants currently seek is illusory, because even if the INS adjudicated the applications today, visas could not be issued. See Iddir, 166 F.Supp.2d at 1259. Despite past prac-
The INS points out that a number of avenues for the appellants to gain citizenship remain. That other potential methods of relief exist is beside the point and does not mitigate and cannot countenance the INS’ misfeasance in this case. “This Court has frequently articulated the ‘great principle of public policy, applicable to all governments alike, which forbids that the public interests should be prejudiced by the negligence of the officers or agents to whose care they are confided.‘” Brock v. Pierce County, 476 U.S. 253, 260, 106 S.Ct. 1834, 90 L.Ed.2d 248 (1986) (quoting United States v. Nashville, C. & St. L.R. Co., 118 U.S. 120, 125, 6 S.Ct. 1006, 30 L.Ed. 81 (1886)). Indeed, the appellants may all, once again, apply for DV Program visas, win the lottery, and hope their applications will actually be adjudicated by the INS before the statutory deadline passes. The appellants may also petition Congress for a private bill, which would direct the INS to grant them the relief they seek. See, e.g., H.R. 4863, 107th Cong. (2002) (“For the relief of Rodney Allan Green and Wendy Sharon Green“); H.R. 4829, 107th Cong. (2002) (“For the relief of Olivera Goronja“); H.R. 4713, 107th Cong. (2002) (“For the relief of Laura Maldonado Caetani“); S. 2472, 107th Cong. (2002) (“For the relief of Rosemary Bichage“). Finally, the appellants, or other groups focused on immigration, can lobby Congress to alter the statutory scheme in
CONCLUSION
Because we conclude that the district courts lack mandamus jurisdiction to order the requested relief, the dismissals of the appellants’ cases are AFFIRMED, for the reasons stated herein. Dura lex, sed lex.
FLAUM, Chief Judge.
I join in the majority‘s ultimate judgment. I agree that no statutory bar to jurisdiction exists and that the plaintiffs’ failure to exhaust administrative remedies would be excused due to the futility of any further administrative appeal. Further, I agree that because the plaintiffs are no longer eligible to receive visas, we must, regrettably, affirm the district courts’ decisions. However, because I believe that
The majority did not employ the mootness doctrine, but instead found that, because the INS no longer owed plaintiffs a clear duty to adjudicate their visa applications, the district court lacked mandamus jurisdiction to compel the INS to adjudicate plaintiffs’ claims.1
I believe that because the INS lacks the capability to issue visas to DV lottery winners after the fiscal year for which they were selected to apply ends, no viable remedy is available to plaintiffs and, therefore, their claims are moot. North Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 30 L.Ed.2d 413 (1971) (“[F]ederal courts are without power to decide questions that cannot affect the rights of the litigants in the case before them.“); McKinney v. Indiana Michigan Power Co., 113 F.3d 770, 772 (7th Cir.1997) (a case is moot if “there is no possible relief which the court could order that would benefit the party seeking it.“) (internal citations omitted). Although the line I draw between lack of mandamus jurisdiction and mootness is fine—I stand but a hair‘s breadth away from the majority—I think that it is the INS‘s lack of power to grant effectual relief—not its lack of duty—that makes the claims nonjusticiable. Therefore, I conclude that the cases should be dismissed for mootness, not for lack of mandamus jurisdiction. Moreover, because the “case or controversy” requirement of Article III of the United States Constitution prohibits federal courts from deciding moot cases, U.S. Const. art. III, § 2, in my view the district court did not have jurisdiction under Article III to decide whether it had statutory jurisdiction under the mandamus jurisdiction statute. See Rosetti v. Shalala, 12 F.3d 1216, 1232 (3d Cir.1993).
Individuals selected through the DV program during a particular fiscal year “remain eligible to receive visas only through the end of the specific fiscal year for which they were selected.”
Because the plaintiffs in the two cases below did not present to the district court a live case or controversy, see Stotts v. Community Unit School Dist. No. 1, 230 F.3d 989, 991 (7th Cir.2000), I would affirm the decisions to deny relief on mootness grounds.
