Marqus L. STEVENSON; Gary L. Barnett; Christopher T. Howard, Plaintiffs-Appellants, and Kirk Bond, Jr., Plaintiff, v. CITY OF SEAT PLEASANT, MARYLAND; Lowery, Officer, Badge No. 3384, in both his official and individual capacities; Adey, PFC, Badge No. 2712, in both his official and individual capacities; Prince George‘s County, MD, Defendants-Appellees.
No. 12-2047.
United States Court of Appeals, Fourth Circuit.
Decided: Feb. 21, 2014.
Argued: Oct. 30, 2013.
Because there is no merit to Glenn‘s underlying ineffective assistance of trial counsel claims, we agree with the District Court that the procedural default of these claims is not excused under Martinez.
2.
Glenn‘s fifth procedurally defaulted claim is that his trial counsel should have moved to strike references to Cotton‘s testimony in the prosecutor‘s opening statements. This claim, too, is insubstantial. These statements were not prejudicial to Glenn because the jury was repeatedly instructed not to consider the arguments of counsel as evidence. In fact, considering that the prosecution failed to produce the testimony it had promised, these statements most likely prejudiced the prosecution, not the defense. See McAleese v. Mazurkiewicz, 1 F.3d 159, 166-67 (3d Cir. 1993) (“The failure of counsel to produce evidence which [sic] he promised the jury during his opening statement that he would produce is indeed a damaging failure....“). Accordingly, we agree with the District Court that the procedural default of this claim is not excused under Martinez.
B.
Finally, we address Glenn‘s claim that his trial counsel should have moved to strike evidence “regarding photo arrays in which the defendant‘s photo was identified by Georgina Cotton.” While this claim, unlike the previous five claims, was preserved in Glenn‘s PCRA petition, we conclude that it lacks merit. We cannot say that the failure of Glenn‘s trial counsel to move to strike this evidence was “objec-tively unreasonable” given that the photo arrays, like the police testimony discussed above, were arguably admissible to explain the course of the investigation into Griffin‘s death. Further, this evidence was not prejudicial to Glenn given the vigorous attack by the defense on Cotton‘s credibility and the strength of the other evidence against Glenn, including Pratt‘s testimony about the jailhouse confession.
V.
For the foregoing reasons, we will affirm the District Court‘s judgment and deny Glenn‘s Petition for a Writ of Habeas Corpus.
Shelley Lynn Johnson, Prince George‘s County Office of Law, Upper Marlboro, Maryland; Victoria M. Shearer, Karpinski, Colaresi & Karp, PA, Baltimore, Maryland, for Appellees.
Before DIAZ and FLOYD, Circuit Judges, and JOSEPH F. ANDERSON, Jr., United States District Judge for the District of South Carolina, sitting by designation.
This appeal comes to the Court after what the district court described as “a rather long and tortured factual history.” Several orders are on appeal: dismissal; grant of summary judgment; denial of a motion pursuant to
I.
A.
According to the complaint, in the early-morning hours of July 8, 2007, police officers assaulted Marqus Stevenson, Gary Barnett, and Christopher Howard (collectively, “Appellants”1) outside of a nightclub in Prince George‘s County, Maryland (the “County“). Appellants claim that the attack was unprovoked. Among the officers present at the altercation were Officer LaVance Lowery of the City of Seat Pleasant, Maryland (“Seat Pleasant“), and Officer Rickie Adey of the County. Officer Lowery was the only Seat Pleasant officer present, but there were multiple County officers present. Although none of Appellants were able to identify which individual officers assaulted them, it is undisputed that Officer Lowery arrested Stevenson. The merits of that arrest, however, are contested.
On July 8, 2009, Appellants sued Officer Adey and Officer Lowery in their official and individual capacities and the County and Seat Pleasant on the theory of vicarious liability. Although Appellants’ complaint mentions other unidentified police officers when describing the events surrounding the assault, those officers were not named as defendants. The complaint contained six counts: Excessive Force/Police Brutality (“Excessive Force“), Battery, Intentional Infliction of Emotional Distress, False Arrest, a count under
35. Plaintiffs further allege that defendants Lowery and Adey, with deliberate indifference to and reckless disregard for the safety and well-being of the plaintiffs, and in violation of the 4th and 5th Amendments to the Constitution, did on July 8, 2007, commit or allow to be committed an unreasonable seizure which deprived the plaintiffs of their Constitutional rights without affording them due process of law.
36. As a direct and proximate result of the unreasonable actions of defendants Lowery and Adey, ... Marqus L. Stevenson [was] subjected to an unlawful seizure when [he was] arrested without probable cause and all of the plaintiffs were subjected to an unreasonable seizure when they all were subjected to unreasonable and unwarranted force.
Officer Adey, Officer Lowery, and the County (collectively, “Appellees“) subsequently moved for summary judgment, which Appellants opposed. The district court held a hearing on the motions on December 21, 2010, at which time it granted Appellees’ motions in their entireties except as to the
Bystander liability was not pled in this case. There was no pleading indicating that an officer who had control of the situation observed people in violation of the recognition of that as a cause of action and failed to do something about it. And to allow this to be pled and asserted for the first time in response to a Summary Judgment motion, when it hasn‘t been pled and hasn‘t been explored in discovery, is not going to be considered by the Court.
Following the hearing, the district court entered a written order on December 22, 2010, respecting summary judgment.
On January 13, 2011, Appellants moved pursuant to
A jury trial was held from May 31 to June 2, 2011, on the sole count of Stevenson‘s
After the trial, Officer Lowery moved for judgment as a matter of law pursuant to
With the 20/20 vision of hindsight, I believe that I probably overstated things in my May 2011 ruling ... in concluding that [Appellants] utterly failed to plead [bystander liability] because they did indicate in the relevant paragraph of the complaint that the defendants, ... with deliberate indifference to and reckless disregard for [the] safety and well-being of [Stevenson] ... did, on July 8, 2007, commit or allow to be committed an[] unreasonable seizure.... I think with the 20/20 vision of hindsight I would have to say that [bystander liability] was pled.
. . .
I believe that I have made an error, and I would rather fix it myself than have the Fourth Circuit do it.
Although Officer Lowery did not ask for a new trial in his motion, the district court granted Officer Lowery‘s motion and ordered a new trial pursuant to its authority under
On May 18, 2012, Appellants moved pursuant to
On August 6, 2012, the district court entered an order respecting Officer Lowery and Stevenson‘s settlement agreement and dismissing all claims. Appellants subsequently timely filed a notice of appeal pertaining to (1) the district court‘s grant of Appellees’ unopposed motions to dismiss; (2) the grant of summary judgment to Appellees; (3) the denial of Appellants’
B.
Before reaching the merits of the several orders on appeal, we must first sort out what issues remain before the Court. Because none of the orders on appeal either (1) adjudicated “all the claims or the rights and liabilities of ... all the parties” or (2) included an “express[] determin[ation]” that there was no just reason for delaying final judgment, each of the orders listed in Appellants’ Notice of Appeal did not become ripe for appeal prior to the district court‘s August 6, 2012 order dismissing all claims against Officer Lowery; thus, each order is properly before the Court from a procedural standpoint. See
Appellants, however, presented no arguments in their brief against the district court‘s order granting Appellees’ and Seat Pleasant‘s unopposed motions for partial and total dismissal. Accordingly, even though Appellants listed the February 17, 2010 dismissal order in their Notice of Appeal, Appellants waived any challenge regarding the dismissal of all counts against Seat Pleasant, all counts but the
The remaining three orders on appeal—summary judgment, the denial of Appellants’
II.
This Court recognizes a cause of action for bystander liability “premised on
A.
In general, whether a complaint sufficiently states a claim upon which relief can be granted is governed by the Supreme Court‘s plausibility pleading framework. See Ashcroft v. Iqbal, 556 U.S. 662, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 127 S. Ct. 1955, 167 L. Ed. 2d 929 (2007). Both Iqbal and Twombly, however, pertain to whether a complaint contains sufficient factual matter to proceed beyond dismissal. See Iqbal, 556 U.S. at 678, 129 S. Ct. 1937 (“A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.“); Twombly, 550 U.S. at 570, 127 S. Ct. 1955 (“[W]e do not require heightened fact pleading of specifics, but only enough facts to state a claim to relief that is plausible on its face.“). Here, none of Appellees moved to dismiss the
Further, Appellees did not raise the sufficiency of the pleading in the
B.
Appellees raise two principal arguments against the district court‘s post-trial ruling that bystander liability was sufficiently pleaded in the
1.
Appellees’ first challenge to the complaint‘s sufficiency with respect to bystander liability is that “the phrase [‘bystander liability‘] appeared nowhere in the complaint.” Appellants, however, were not required to use any precise or magical words in their pleading. See, e.g., Sansotta v. Town of Nags Head, 724 F.3d 533, 548 (4th Cir. 2013) (“We see no reason why the [plaintiffs] needed to use any special phrasing in their complaint, as this complaint gave the [defendant] ‘fair notice’ of the [plaintiffs‘] claims.“); E.I. du Pont de Nemours & Co. v. Kolon Indus., Inc., 637 F.3d 435, 447-48 (4th Cir. 2011) (rejecting the argument that a cause of action for price discrimination had not been sufficiently pleaded “because [the counterclaimant] did not use the phrase ‘price discrimination’ in its Counterclaim“); see also Okoli v. City of Baltimore, 648 F.3d 216, 224 n. 8 (4th Cir. 2011) (“[S]exual harassment complaints need not include ‘magic words’ such as ‘sex’ or ‘sexual’ to be effective.” (citing cases)); Labram v. Havel, 43 F.3d 918, 920-21 (4th Cir. 1995) (“Legal labels characterizing a claim cannot, standing alone, determine whether it fails to meet [the standard for notice pleading pursuant to
Tobey v. Jones, 706 F.3d 379 (4th Cir. 2013), is further instructive. There, the plaintiff sued Transportation Security Ad-
The same is true in this case as in Tobey—that Appellants’ complaint does not recite expressly the elements of bystander liability as set forth in Randall does not direct the conclusion that the complaint fails to plead a cause of action for the same. Appellants alleged that they “were subjected to an unreasonable seizure when they all were subjected to unreasonable and unwarranted force.” Based on Officer Lowery‘s and Officer Adey‘s undisputed presence at the scene of the altercation and the allegation that the officers “allow[ed] to be committed ... unreasonable seizure[s],” it requires no legal gymnastics or finagling to liken the language of paragraphs 35 and 36 of the complaint with the notion that Officer Lowery and Officer Adey (1) knew that fellow officers were violating Appellants’ constitutional rights by using excessive force, (2) had a reasonable opportunity to prevent such violations, and (3) chose not to act. See Randall, 302 F.3d at 204. In other words, it was “an undoubtedly natural consequence” that, absent intervention by Officer Lowery and Officer Adey, other officers would continue to violate Appellants’ constitutional rights. See Tobey, 706 F.3d at 386.
2.
Appellees’ second argument that they were not put on notice of Appellants’ bystander-liability claim is that “[a] ‘bystander liability’ cause of action was never asserted by Appellants in their discovery responses.” We have reviewed the exhibits submitted with Appellees’ separate motions for summary judgment and did not find anything in Appellees’ interrogatories to Appellants or the transcripts of Appellants’ depositions where Appellees asked Appellants about their theories of liability for the case. And, perhaps not surprisingly, Appellees have not provided any citations to instances where they allege that Appellants were asked about the theories of liability underlying the case but failed to provide adequate notice of bystander liability. At best, Appellees asked Appellants to, “Provide a complete statement of the facts upon which you base your contention that you were the victim of the use of excessive force, stating precisely what you contend was done to you and by whom.” The very essence of bystander liability, however, is premised on an individual‘s passivity and nonparticipation while another individual violates a person‘s constitutional rights—not on the bystander actively causing the harm. See Randall, 302 F.3d at 204 n. 24 (“The rationale underlying the bystander liability theory is that a bystanding officer, by choosing not to in-
Regardless, discovery is an exercise in fact-finding, and it is the complaint—not depositions or interrogatories—that provides “fair notice” to defendants of the allegations against them. See Coleman v. Md. Court of Appeals, 626 F.3d 187, 190 (4th Cir. 2010). Thus, inasmuch as we have already determined above that the plain language of the complaint sufficiently states a cause of action for bystander liability, whether “bystander liability” was mentioned specifically in Appellants’ answers and responses to Appellees’ discovery inquiries is inapposite of the notice issue.
For the reasons set forth above, we affirm the district court‘s post-trial determination that Appellants’ complaint, specifically paragraphs 35 and 36, sufficiently states a cause of action for bystander liability pursuant to
C.
Having determined that the district court erred at summary judgment in its construction of the complaint with respect to bystander liability, it is necessary to sort out which parties this reversal impacts. As noted above, the only claims that survived dismissal were the Excessive Force and Battery counts as to Officer Adey, the
Appellants’ counsel argued at the summary judgment hearing that Appellants intended to assert vicarious liability against the County for all County officers who either committed, or allowed to be committed, constitutional violations against Appellants—not just Officer Adey. The language of the Maryland constitutional count, however, does not sweep this broadly. Specifically, that count states that, “Seat Pleasant and Prince George‘s County are liable on the basis of respondeat superior for any violations of the Maryland Constitution by Defendants Lowery and Adey that deprived plaintiffs of their rights under Articles 24 and 26.” (Emphasis added.) Although Appellants were not required to list as defendants (either by name or as John Does) all County officers who were present at the scene to assert
To summarize, the only defendant that the reversal of the summary judgment ruling with respect to bystander liability impacts is Officer Lowery because he is the only defendant against whom the
III.
As noted above, Appellants also appeal the district court‘s grant of summary judgment and denial of their
A.
At the summary judgment hearing, the district court determined that there was no credible evidence to show that Officer Adey was responsible for the assaults on Howard, Barnett, or Stevenson, or that Officer Lowery was responsible for the assaults on Howard or Barnett.6 We say “credible” evidence because Appellants did submit multiple affidavits with their opposition to Appellees’ motion for summary judgment. Those affidavits—and specifically Barnett‘s affidavit—were what Appellants principally relied upon at the summary judgment hearing to show that there remained disputes of material fact for trial. But as the district court noted, Barnett‘s affidavit contradicted his earlier-given testimony and was “riddled with inconsistencies.” For example, Barnett stated in his affidavit that he “witnessed an Officer, whose name [he] later learned was Adey,
This Court has previously referred to bogus affidavits submitted in opposition to summary judgment for the purpose of creating disputes of material fact as “sham” affidavits. See, e.g., Jackson v. Consolidation Coal Co., 21 F.3d 422 (4th Cir. 1994) (unpublished table decision); see also Barwick v. Celotex Corp., 736 F.2d 946, 960 (4th Cir. 1984). (“If a party who has been examined at length on deposition could raise an issue of fact simply by submitting an affidavit contradicting his own prior testimony, this would greatly diminish the utility of summary judgment as a procedure for screening out sham issues of fact.” (citation and internal quotation marks omitted)). Here, we recognize that the events immediately preceding the assault on Appellants occurred suddenly and that Appellants were subjected to a great deal of stress; thus, we do not accuse Appellants, and specifically Barnett, of submitting a sham affidavit to create a bogus material factual dispute with the goal of defeating summary judgment. Nevertheless, we must decide this case on the record before us and, based on that record, we cannot say that the district court erred due to the inconsistencies between Barnett‘s prior testimony and his affidavit. See Barwick, 736 F.2d at 960 (“A genuine issue of material fact is not created where the only issue of fact is to determine which of the two conflicting versions of the plaintiff‘s testimony is correct.“). Accordingly, we affirm the district‘s grant of summary judgment to Officer Adey on the Excessive Force and Battery counts with respect to all Appellants and the grant of summary judgment to Officer Lowery in his alleged role as a principal actor (i.e., one who actually committed the assaults) on the
B.
Two corollary rulings flow from our decision to affirm this aspect of the district court‘s grant of summary judgment. First, as similarly adjudicated above in the context of bystander liability, because Officer Adey is not liable for either the Battery or Excessive Force counts as to any of Appellants, the County is also not liable pursuant to the Maryland constitutional count on the theory of vicarious liability. See Grayson v. Peed, 195 F.3d 692, 697 (4th Cir. 1999); supra note 5 and accompanying text. And second, it logically follows that because the district court did not err under de novo review in granting summary judgment to Officer Adey, Officer Lowery, and the County, the district court also did not abuse its discretion by denying Appellants’
IV.
For the reasons set forth above, we affirm in part, reverse in part, and remand for reconsideration of Officer Lowery‘s and Howard and Barnett‘s summary judgment papers pursuant to a framework in which bystander liability was properly pleaded.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED WITH INSTRUCTIONS.
